0001140361-11-051960.txt : 20111107
0001140361-11-051960.hdr.sgml : 20111107
20111107104152
ACCESSION NUMBER: 0001140361-11-051960
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111107
DATE AS OF CHANGE: 20111107
EFFECTIVENESS DATE: 20111107
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advisors Capital Management, LLC
CENTRAL INDEX KEY: 0001345576
IRS NUMBER: 133994630
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11543
FILM NUMBER: 111183204
BUSINESS ADDRESS:
STREET 1: WEST 115 CENTURY ROAD
CITY: PARAMUS
STATE: NJ
ZIP: 07652
BUSINESS PHONE: 201-986-1900
MAIL ADDRESS:
STREET 1: WEST 115 CENTURY ROAD
CITY: PARAMUS
STATE: NJ
ZIP: 07652
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Advisors Capital Management LLC
Address: 777 Terrace Avenue
Hasbrouck Heights, NJ 07604
Form 13F File Number: 028-11543
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Kevin G. Kern
Title: Compliance Officer
Phone: 201-426-0081
Signature, Place, and Date of Signing:
/s/ Kevin G. Kern Hasbrouck Heights, NJ 11/4/2011
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 175
Form 13F Information Table Value Total: $ 203,616
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------------- --------------------- --------- -------- ------------------ ---------- -------- ----------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------------- --------------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ----
1 800 FLOWERS COM CL A 68243q106 350 151,250 SOLE 0 0 0
ABB LTD SPONSORED ADR 000375204 788 46,151 SOLE 0 0 0
AECOM TECHNOLOGY CORP DELAWARE COM 00766t100 289 16,404 SOLE 0 0 0
AIRCASTLE LTD COM G0129K104 1,427 149,921 SOLE 0 0 0
ALPS ETF TR ALERIAN MLP 00162q866 3,289 215,876 SOLE 0 0 0
ALTRIA GROUP INC COM 02209s103 3,796 141,590 SOLE 0 0 0
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364w105 464 21,025 SOLE 0 0 0
AMERICAN AXLE & MFG HLDGS INC COM 024061103 272 35,700 SOLE 0 0 0
AMERICAN CAPITAL AGENCY CORP COM 02503x105 3,229 119,160 SOLE 0 0 0
AMERICAN GREETINGS CORP CL A 026375105 835 45,175 SOLE 0 0 0
AMERIPRISE FINL INC COM 03076c106 511 12,986 SOLE 0 0 0
ANWORTH MORTGAGE ASSET CORP COM 037347101 1,704 250,645 SOLE 0 0 0
APOLLO INVESTMENT CORP COM 03761U106 2,111 281,007 SOLE 0 0 0
APPLE INC COM 037833100 1,180 3,096 SOLE 0 0 0
ARBOR RLTY TR INC COM 038923108 385 102,074 SOLE 0 0 0
ARES CAP CORP COM 04010l103 395 28,737 SOLE 0 0 0
ARROW ELECTRS INC COM 042735100 1,014 36,521 SOLE 0 0 0
ASHFORD HOSPITALITY TRUST INC COM SHS 044103109 1,403 199,911 SOLE 0 0 0
ASPEN INSURANCE HOLDINGS LTD SHS g05384105 1,196 51,934 SOLE 0 0 0
ASSOCIATED ESTATES RLTY* COM 045604105 1,111 71,863 SOLE 0 0 0
AVNET INC COM 053807103 834 32,000 SOLE 0 0 0
B&G FOODS INC NEW COM 05508R106 1,322 79,294 SOLE 0 0 0
BAIDU INC SPON ADR REP A 056752108 1,287 12,047 SOLE 0 0 0
BANK OF AMERICA CORPORATION COM 060505104 796 130,187 SOLE 0 0 0
BAXTER INTL INC COM 071813109 517 9,225 SOLE 0 0 0
BECTON DICKINSON & CO COM 075887109 1,659 22,638 SOLE 0 0 0
BED BATH & BEYOND INC COM 075896100 851 14,850 SOLE 0 0 0
BGC PARTNERS INC CLASS A 05541T101 3,096 513,492 SOLE 0 0 0
CARDINAL HEALTH INC COM 14149Y108 2,028 48,427 SOLE 0 0 0
CATERPILLAR INC DEL COM 149123101 1,773 24,016 SOLE 0 0 0
CBL & ASSOC PPTYS INC COM 124830100 465 40,995 SOLE 0 0 0
CELESTICA INC SUB VTG SHS 15101q108 1,206 166,437 SOLE 0 0 0
CHESAPEAKE ENERGY CORP COM 165167107 564 22,098 SOLE 0 0 0
CHINACACHE INTL HLDG LTD SPON ADR 16950m107 47 10,400 SOLE 0 0 0
CLAYMORE EXCHANGE TRD FD TR 2 GUGG CHN SML 18383q853 1,315 72,658 SOLE 0 0 0
CLIFFS NATURAL RESOURCES INC COM 18683k101 756 14,789 SOLE 0 0 0
CME GROUP INC COM 12572Q105 607 2,465 SOLE 0 0 0
CONOCOPHILLIPS COM 20825c104 1,795 28,350 SOLE 0 0 0
CONSOLIDATED COMMUNICATIONS HOL COM 209034107 3,596 199,266 SOLE 0 0 0
CROWN HOLDINGS INC COM 228368106 1,204 39,360 SOLE 0 0 0
DIAMOND OFFSHORE DRILLING INC COM 25271c102 628 11,486 SOLE 0 0 0
DINEEQUITY INC COM 254423106 1,345 34,958 SOLE 0 0 0
DOW CHEM CO COM 260543103 996 44,369 SOLE 0 0 0
DR PEPPER SNAPPLE GROUP INC COM 26138e109 2,044 52,731 SOLE 0 0 0
DRESSER-RAND GROUP INC COM 261608103 1,108 27,348 SOLE 0 0 0
EATON CORP COM 278058102 452 12,750 SOLE 0 0 0
ENBRIDGE ENERGY MANAGEMENT LLC SHS UNITS L 29250X103 1,310 47,658 SOLE 0 0 0
ENBRIDGE ENERGY PARTNERSLTD PARTNERSHIP 29250R106 923 33,631 SOLE 0 0 0
ENERGY TRANSFER EQUITY COMMON UNIT LIMITE 29273V100 2,176 62,587 SOLE 0 0 0
ENTERPRISE PRODS PARTNERS L P COM 293792107 219 5,474 SOLE 0 0 0
EXXON MOBIL CORP COM 30231g102 491 6,768 SOLE 0 0 0
FELCOR LODGING TR INC COM 31430f101 433 185,956 SOLE 0 0 0
FIFTH STREET FINANCE CORP COM 31678a103 936 100,431 SOLE 0 0 0
FIFTH THIRD BANCORP COM 316773100 835 82,702 SOLE 0 0 0
FIRST NIAGARA FINANCIAL GROUP INC COM 33582V108 1,791 195,796 SOLE 0 0 0
FIRSTENERGY CORP COM 337932107 3,753 83,575 SOLE 0 0 0
FLEXTRONICS INTL LTD ORD y2573f102 931 165,494 SOLE 0 0 0
FLOWSERVE CORP COM 34354p105 209 2,825 SOLE 0 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 642 66,475 SOLE 0 0 0
FRONTIER COMMUNICATIONS CORP COM 35906a108 2,971 486,371 SOLE 0 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------------- --------------------- --------- -------- ------------------ ---------- -------- ----------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------------- --------------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ----
GAFISA S A SPONS ADR 362607301 107 18,700 SOLE 0 0 0
GENERAL ELECTRIC CO COM 369604103 2,293 150,669 SOLE 0 0 0
GILEAD SCIENCES INC COM 375558103 1,503 38,745 SOLE 0 0 0
GOLDMAN SACHS GROUP INC COM 38141g104 585 6,189 SOLE 0 0 0
GOOGLE INC CL A 38259p508 2,624 5,095 SOLE 0 0 0
HELEN OF TROY CORP LTD COM g4388n106 768 30,586 SOLE 0 0 0
HERSHA HOSPITALITY TR SH BEN INT A 427825104 1,950 563,643 SOLE 0 0 0
HOSPITALITY PPTYS TR *SBI 44106M102 2,957 139,321 SOLE 0 0 0
ICONIX BRAND GROUP INC COM 451055107 634 40,137 SOLE 0 0 0
INGERSOLL-RAND PLC SHS g47791101 1,715 61,056 SOLE 0 0 0
INTERDIGITAL INC COM 45867g101 842 18,096 SOLE 0 0 0
INTERSIL CORP CL A 46069s109 552 53,675 SOLE 0 0 0
INVESCO MORTGAGE CAPITAL INC COM 46131B100 1,854 131,224 SOLE 0 0 0
ISHARES TR HIGH YLD CORP 464288513 4,017 48,503 SOLE 0 0 0
ISHARES TR INDEX RUSL 2000 VALU 464287630 657 11,528 SOLE 0 0 0
ISHARES TR US PFD STK IDX 464288687 4,172 117,167 SOLE 0 0 0
ISTAR FINL INC COM 45031u101 90 15,525 SOLE 0 0 0
ITT CORP NEW COM 450911102 630 15,001 SOLE 0 0 0
JAMES RIVER COAL CO COM NEW 470355207 313 49,171 SOLE 0 0 0
JOS A BANK CLOTHIERS INC COM 480838101 432 9,275 SOLE 0 0 0
JPMORGAN CHASE & CO COM 46625h100 1,031 34,246 SOLE 0 0 0
KINDER MORGAN ENERGY PARTNERS UT LTD PARTN 494550106 617 9,029 SOLE 0 0 0
KINDER MORGAN MANAGEMENT LLC SHS 49455u100 1,286 21,924 SOLE 0 0 0
KOHLS CORP COM 500255104 2,753 56,079 SOLE 0 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540r409 618 7,830 SOLE 0 0 0
LAZARD LTD SHS A SHS A g54050102 350 16,592 SOLE 0 0 0
LEXINGTON REALTY TRUST COM 529043101 671 102,733 SOLE 0 0 0
LINCOLN NATL CORP IND COM 534187109 987 63,152 SOLE 0 0 0
LSI CORPORATION COM 502161102 1,056 204,017 SOLE 0 0 0
MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608b105 290 12,950 SOLE 0 0 0
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP L 559080106 1,626 26,924 SOLE 0 0 0
MAGNA INTL INC COM 559222401 1,106 33,550 SOLE 0 0 0
MANITOWOC INC COM 563571108 120 18,000 SOLE 0 0 0
MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 653 20,100 SOLE 0 0 0
MASCO CORP COM 574599106 675 94,881 SOLE 0 0 0
MASTERCARD INC CL A 57636Q104 374 1,180 SOLE 0 0 0
MEDICAL PROPERTIES TRUST COM 58463j304 3,395 379,432 SOLE 0 0 0
MEDNAX INC COM 58502b106 634 10,124 SOLE 0 0 0
MF GLOBAL HLDGS LTD COM 55277j108 229 55,525 SOLE 0 0 0
MFA FINANCIAL INC COM 55272x102 1,069 152,352 SOLE 0 0 0
MICROCHIP TECHNOLOGY INC COM 595017104 1,805 58,040 SOLE 0 0 0
MUELLER INDS INC COM 624756102 1,505 39,000 SOLE 0 0 0
MUELLER WTR PRODS INC COM SER A 624758108 434 175,071 SOLE 0 0 0
NABORS INDUSTRIES LTD SHS g6359f103 377 30,800 SOLE 0 0 0
NASDAQ OMX GROUP INC COM 631103108 1,124 48,592 SOLE 0 0 0
NATIONAL OILWELL VARCO INC COM 637071101 331 6,475 SOLE 0 0 0
NATURAL RESOURCE PARTNERS L P COM UNIT L P 63900p103 886 34,956 SOLE 0 0 0
NAVIOS MARITIME PARTNERS LIMITED PARTNERSHI Y62267102 2,659 199,948 SOLE 0 0 0
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABI 654678101 866 74,444 SOLE 0 0 0
NUCOR CORP COM 670346105 1,370 43,316 SOLE 0 0 0
NUTRISYSTEM INC COM 67069D108 2,037 168,246 SOLE 0 0 0
NVR INC COM 62944t105 466 772 SOLE 0 0 0
OMNIVISION TECHNOLOGIES INC COM 682128103 280 19,975 SOLE 0 0 0
PAYCHEX INC COM 704326107 2,255 85,519 SOLE 0 0 0
PENSKE AUTOMOTIVE GRP INC COM 70959w103 2,029 126,851 SOLE 0 0 0
PEOPLES UNITED FINANCIAL INC COM 712704105 349 30,625 SOLE 0 0 0
PEPCO HLDGS INC COM 713291102 2,532 133,871 SOLE 0 0 0
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 71654v408 943 42,025 SOLE 0 0 0
PIMCO INCOME STRATEGY FUND II COM 72201j104 3,567 406,815 SOLE 0 0 0
PPL CORP COM 69351t106 234 8,200 SOLE 0 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------------- --------------------- --------- -------- ------------------ ---------- -------- ----------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------------- --------------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ----
PROSPECT CAPITAL CORPORATION COM 74348t102 360 42,814 SOLE 0 0 0
PRUDENTIAL FINL INC COM 744320102 399 8,525 SOLE 0 0 0
REACHLOCAL INC COM 75525f104 337 31,032 SOLE 0 0 0
REGENCY ENERGY PARTNERS LP COM UNITS REPST 75885Y107 1,246 55,637 SOLE 0 0 0
REGIONS FINANCIAL CORP NEW COM 7591ep100 287 86,250 SOLE 0 0 0
REYNOLDS AMERICAN INC COM 761713106 2,871 76,626 SOLE 0 0 0
ROYAL CARIBBEAN CRUISES LTD COM v7780t103 1,367 63,213 SOLE 0 0 0
SCOTTS MIRACLE GRO CO CL A 810186106 818 18,343 SOLE 0 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369y407 269 7,740 SOLE 0 0 0
SENIOR HOUSING PPTYS TRUST SH BEN INT 81721M109 1,948 90,439 SOLE 0 0 0
SHAW GROUP INC COM 820280105 229 10,550 SOLE 0 0 0
SMART BALANCE INC COM 83169y108 532 90,206 SOLE 0 0 0
SMUCKER J M CO COM NEW 832696405 521 7,150 SOLE 0 0 0
SOUTHERN COPPER CORP COM 84265V105 568 22,743 SOLE 0 0 0
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 315 8,727 SOLE 0 0 0
SPDR SERIES TRUST DJ MID CAP ETF 78464a847 265 5,210 SOLE 0 0 0
SPDR SERIES TRUST S&P REGL BKG 78464a698 254 13,182 SOLE 0 0 0
STATE STR CORP COM 857477103 1,019 31,694 SOLE 0 0 0
SUN COMMUNITIES INC COM 866674104 4,471 127,058 SOLE 0 0 0
SUNSTONE HOTEL INVS INC NEW COM 867892101 588 103,504 SOLE 0 0 0
SUPERTEL HOSPITALITY INC MD COM 868526104 18 25,225 SOLE 0 0 0
SYSCO CORP COM 871829107 1,349 52,085 SOLE 0 0 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1,617 141,470 SOLE 0 0 0
TEEKAY OFFSHORE PARTNERS LIMITED PARTNERSHI Y8565J101 3,231 131,487 SOLE 0 0 0
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,853 49,798 SOLE 0 0 0
TITAN INTL INC ILL COM 88830m102 336 22,425 SOLE 0 0 0
TORTOISE ENERGY INFRSTRCTR CP COM 89147l100 2,207 65,071 SOLE 0 0 0
TRANSOCEAN LTD REG SHS H8817H100 737 15,451 SOLE 0 0 0
TREX CO INC COM 89531p105 840 52,447 SOLE 0 0 0
TRW AUTOMOTIVE HLDGS CORP COM 87264s106 566 17,312 SOLE 0 0 0
U S G CORP COM NEW 903293405 233 34,628 SOLE 0 0 0
UNITED TECHNOLOGIES CORP COM 913017109 1,448 20,593 SOLE 0 0 0
UNITEDHEALTH GROUP INC COM 91324p102 764 16,574 SOLE 0 0 0
VALERO ENERGY CORP NEW COM 91913Y100 1,192 67,048 SOLE 0 0 0
VANGUARD INDEX FDS LARGE CAP ETF 922908637 399 7,732 SOLE 0 0 0
VANGUARD INTL EQUITY INDEX FD MSCI EMR MKT 922042858 439 12,272 SOLE 0 0 0
VERIZON COMMUNICATIONS INC COM 92343v104 2,148 58,372 SOLE 0 0 0
VIDEO DISPLAY CORP COM 926555103 46 11,701 SOLE 0 0 0
WABASH NATL CORP COM 929566107 422 88,522 SOLE 0 0 0
WAL MART STORES INC COM 931142103 2,231 43,006 SOLE 0 0 0
WARWICK VALLEY TEL CO COM 936750108 336 26,500 SOLE 0 0 0
WELLPOINT INC COM 94973V107 1,580 24,217 SOLE 0 0 0
WHITING PETE CORP NEW COM 966387102 484 13,825 SOLE 0 0 0
WISDOMTREE TRUST INTL DIV EX FINL 97717w786 258 6,780 SOLE 0 0 0
XEROX CORP COM 984121103 1,091 156,665 SOLE 0 0 0
TREX CO INC NOTE 6.000% 7/0 89531paa3 3,501 3,417,000 SOLE 0 0 0
SMITHFIEDL FOODS INC NOTE 4.000% 6/3 780153aq5 835 866,660 SOLE 0 0 0
DRYSHIPS INC. NOTE 5.000% 12/0 262498ab4 1,144 1,809,000 SOLE 0 0 0
PROLOGIS NOTE 3.250% 3/1 74340xat8 227 230,000 SOLE 0 0 0
PROLOGIS NOTE 3.250% 3/1 743410ay8 1,681 1,698,000 SOLE 0 0 0
MGIC INVT CORP NOTE 5.000% 5/0 552848ad5 750 1,293,000 SOLE 0 0 0
RADIAN GROUP INC NOTE 3.000%11/1 750236ak7 146 290,000 SOLE 0 0 0
HEALTH CARE REIT NOTE 4.750% 12/0 42217kaq9 80 75,000 SOLE 0 0 0
NATIONAL RETAIL PROPERTIES NOTE 5.125% 6/1 637417ac0 134 115,000 SOLE 0 0 0
JEFFERIES GROUP INC NEW DBCV 3.875%11/0 472319ag7 685 737,000 SOLE 0 0 0