0001140361-11-026191.txt : 20110510 0001140361-11-026191.hdr.sgml : 20110510 20110510115840 ACCESSION NUMBER: 0001140361-11-026191 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110510 DATE AS OF CHANGE: 20110510 EFFECTIVENESS DATE: 20110510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advisors Capital Management, LLC CENTRAL INDEX KEY: 0001345576 IRS NUMBER: 133994630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11543 FILM NUMBER: 11826594 BUSINESS ADDRESS: STREET 1: WEST 115 CENTURY ROAD CITY: PARAMUS STATE: NJ ZIP: 07652 BUSINESS PHONE: 201-986-1900 MAIL ADDRESS: STREET 1: WEST 115 CENTURY ROAD CITY: PARAMUS STATE: NJ ZIP: 07652 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Advisors Capital Management LLC Address: 777 Terrace Avenue Hasbrouck Heights, NJ 07604 Form 13F File Number: 028-11543 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Kevin G. Kern Title: Compliance Officer Phone: 201-426-0081 Signature, Place, and Date of Signing: /s/ Kevin G. Kern Hasbrouck Heights, NJ 5/9/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 184 Form 13F Information Table Value Total: $ 222,774 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- 1 800 FLOWERS COM CL A 68243q106 543 164550 SOLE 164550 0 0 ABB LTD SPONSORED ADR 000375204 985 40731 SOLE 40731 0 0 AECOM TECHNOLOGY CORP DELAWARE COM 00766t100 325 11726 SOLE 11726 0 0 AEGEAN MARINE PETROLEUM NETWRK SHS y0017s102 361 44350 SOLE 44350 0 0 AFFILIATED MANAGERS GROUP COM 008252108 732 6700 SOLE 6700 0 0 AIRCASTLE LTD COM g0129k104 1,052 87224 SOLE 87224 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PART 01881G106 1,487 68230 SOLE 68230 0 0 ALTRIA GROUP INC COM 02209s103 2,923 112296 SOLE 112296 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503x105 3,056 104877 SOLE 104877 0 0 AMERICAN GREETINGS CORP CL A 026375105 718 30425 SOLE 30425 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 1,476 208289 SOLE 208289 0 0 APOLLO INVT CORP COM 03761u106 2,783 230723 SOLE 230723 0 0 APPLE INC COM 037833100 779 2236 SOLE 2236 0 0 ARBOR RLTY TR INC COM 038923108 1,188 209218 SOLE 209218 0 0 ARES CAP CORP COM 04010L103 351 20744 SOLE 20744 0 0 ARROW ELECTRS INC COM 042735100 1,032 24661 SOLE 24661 0 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 2,169 196887 SOLE 196887 0 0 ASPEN INSURANCE HOLDINGS LTD SHS g05384105 1,548 56184 SOLE 56184 0 0 ASSOCIATED ESTATES RLTY CORP COM 045604105 669 42175 SOLE 42175 0 0 AVNET INC COM 053807103 800 23475 SOLE 23475 0 0 BAIDU INC SPON ADR REP A 056752108 1,283 9310 SOLE 9310 0 0 BANK OF AMERICA CORPORATION COM 060505104 1,715 128715 SOLE 128715 0 0 BB&T CORP COM 054937107 242 8826 SOLE 8826 0 0 BECTON DICKINSON & CO COM 075887109 1,228 15435 SOLE 15435 0 0 BED BATH & BEYOND INC COM 075896100 1,303 27000 SOLE 27000 0 0 BGC PARTNERS INC CL A 05541t101 3,541 381583 SOLE 381583 0 0 CAPITAL TRUST INC MD CL A NEW 14052h506 31 13873 SOLE 13873 0 0 CARDINAL HEALTH INC COM 14149Y108 1,904 46301 SOLE 46301 0 0 CATERPILLAR INC DEL COM 149123101 2,849 25593 SOLE 25593 0 0 CBL & ASSOC PPTYS INC COM 124830100 623 35788 SOLE 35788 0 0 CELESTICA INC SUB VTG SHS 15101q108 1,862 173761 SOLE 173761 0 0 CHESAPEAKE ENERGY CORP COM 165167107 471 14074 SOLE 14074 0 0 CISCO SYS INC COM 17275r102 560 32676 SOLE 32676 0 0 CLAYMORE EXCHANGE TRD FD TR 2 GUGG CHN SML 18383q853 1,470 50369 SOLE 50369 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 945 9620 SOLE 9620 0 0 CME GROUP INC COM 12572q105 648 2151 SOLE 2151 0 0 COGDELL SPENCER INC COM 19238u107 517 87150 SOLE 87150 0 0 COGO GROUP INC COM 192448108 354 43950 SOLE 43950 0 0 CONSOLIDATED COMM HLDGS INC COM 209034107 2,653 141924 SOLE 141924 0 0 CROWN HOLDINGS INC COM 228368106 1,036 26854 SOLE 26854 0 0 CRYOLIFE INC COM 228903100 247 40500 SOLE 40500 0 0 DIAMOND OFFSHORE DRILLING INC COM 25271c102 400 5150 SOLE 5150 0 0 DINEEQUITY INC COM 254423106 2,199 40001 SOLE 40001 0 0 DOMINOS PIZZA INC COM 25754a201 293 15950 SOLE 15950 0 0 DOW CHEM CO COM 260543103 1,509 39990 SOLE 39990 0 0 DRESSER-RAND GROUP INC COM 261608103 1,019 19005 SOLE 19005 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 631 11480 SOLE 11480 0 0 ENBRIDGE ENERGY MANAGEMENT LLC SHS UNITS L 29250x103 1,232 19603 SOLE 19603 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250r106 960 14860 SOLE 14860 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 2,407 53502 SOLE 53502 0 0 FELCOR LODGING TR INC COM 31430f101 2,195 358126 SOLE 358126 0 0 FIFTH STREET FINANCE CORP COM 31678a103 1,234 92500 SOLE 92500 0 0 FIFTH THIRD BANCORP COM 316773100 893 64353 SOLE 64353 0 0 FIRST NIAGARA FINL GP INC COM 33582V108 1,126 82923 SOLE 82923 0 0 FIRSTENERGY CORP COM 337932107 2,561 69054 SOLE 69054 0 0 FLEXTRONICS INTL LTD ORD y2573f102 1,067 142861 SOLE 142861 0 0 FLOWSERVE CORP COM 34354p105 434 3375 SOLE 3375 0 0 FOOT LOCKER INC COM 344849104 1,917 97241 SOLE 97241 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 472 31675 SOLE 31675 0 0 FRONTIER COMMUNICATIONS CORP COM 35906a108 2,618 318589 SOLE 318589 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- GAFISA S A SPONS ADR 362607301 171 13375 SOLE 13375 0 0 GENERAL ELECTRIC CO COM 369604103 2,288 114143 SOLE 114143 0 0 GILEAD SCIENCES INC COM 375558103 950 22389 SOLE 22389 0 0 GLIMCHER RLTY TR SH BEN INT 379302102 2,957 319766 SOLE 319766 0 0 GOLDMAN SACHS GROUP INC COM 38141g104 616 3887 SOLE 3887 0 0 GOOGLE INC CL A 38259p508 2,484 4235 SOLE 4235 0 0 GPO AEROPORTUARIO DEL PAC SAB SPON ADR B 400506101 1,360 32025 SOLE 32025 0 0 HELEN OF TROY CORP LTD COM g4388n106 1,015 34547 SOLE 34547 0 0 HERSHA HOSPITALITY TR SH BEN INT A 427825104 2,912 490288 SOLE 490288 0 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106m102 2,386 103105 SOLE 103105 0 0 HUMANA INC COM 444859102 649 9292 SOLE 9292 0 0 ICONIX BRAND GROUP INC COM 451055107 850 39614 SOLE 39614 0 0 INGERSOLL-RAND PLC SHS g47791101 2,415 50008 SOLE 50008 0 0 INTERDIGITAL INC COM 45867g101 851 17846 SOLE 17846 0 0 INTERSIL CORP CL A 46069s109 536 43105 SOLE 43105 0 0 ISHARES TR HIGH YLD CORP 464288513 3,398 36961 SOLE 36961 0 0 ISHARES TR INDEX RUSL 464287630 817 10847 SOLE 10847 0 0 2000 VALU ISHARES TR US PFD STK IDX 464288687 3,971 100159 SOLE 100159 0 0 ISTAR FINL INC COM 45031u101 291 31725 SOLE 31725 0 0 ITT CORP NEW COM 450911102 921 15347 SOLE 15347 0 0 JAMES RIVER COAL CO COM NEW 470355207 309 12825 SOLE 12825 0 0 JOS A BANK CLOTHIERS INC COM 480838101 539 10600 SOLE 10600 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625h365 3,001 79054 SOLE 79054 0 0 KINDER MORGAN ENERGY PARTNERS UT LTD PARTN 494550106 529 7150 SOLE 7150 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455u100 938 14304 SOLE 14304 0 0 KOHLS CORP COM 500255104 2,529 47695 SOLE 47695 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540r409 375 4080 SOLE 4080 0 0 LAZARD LTD SHS A g54050102 689 16578 SOLE 16578 0 0 LEXINGTON REALTY TRUST COM 529043101 908 97134 SOLE 97134 0 0 LINCOLN NATL CORP IND COM 534187109 1,319 43926 SOLE 43926 0 0 LOCKHEED MARTIN CORP COM 539830109 753 9375 SOLE 9375 0 0 LSI CORPORATION COM 502161102 1,238 182061 SOLE 182061 0 0 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608b105 306 12825 SOLE 12825 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP L 559080106 1,682 28105 SOLE 28105 0 0 MAGNA INTL INC COM 559222401 976 20376 SOLE 20376 0 0 MANITOWOC INC COM 563571108 422 19325 SOLE 19325 0 0 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 492 12300 SOLE 12300 0 0 MASCO CORP COM 574599106 1,328 95463 SOLE 95463 0 0 MASTERCARD INC CL A 57636Q104 308 1225 SOLE 1225 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405u102 1,113 19825 SOLE 19825 0 0 MEDICAL PPTYS TRUST INC COM 58463j304 3,529 305026 SOLE 305026 0 0 MELCO CROWN ENTMT LTD ADR 585464100 498 65635 SOLE 65635 0 0 MF GLOBAL HLDGS LTD COM 55277j108 477 57625 SOLE 57625 0 0 MFA FINANCIAL INC COM 55272x102 821 100237 SOLE 100237 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 1,572 41380 SOLE 41380 0 0 MUELLER INDS INC COM 624756102 1,364 37250 SOLE 37250 0 0 MUELLER WTR PRODS INC COM SER A 624758108 754 168500 SOLE 168500 0 0 NASDAQ OMX GROUP INC COM 631103108 851 32946 SOLE 32946 0 0 NATIONAL OILWELL VARCO INC COM 637071101 824 10400 SOLE 10400 0 0 NAVIOS MARITIME PARTNERS L P UNIT LPI y62267102 2,564 126168 SOLE 126168 0 0 NCR CORP NEW COM 62886e108 2,421 128509 SOLE 128509 0 0 NISKA GAS STORAGE PARTNERS LLC UNIT LTD LI 654678101 973 44500 SOLE 44500 0 0 NUCOR CORP COM 670346105 1,676 36439 SOLE 36439 0 0 NUTRI SYS INC NEW COM 67069d108 1,106 76350 SOLE 76350 0 0 NVR INC COM 62944t105 452 598 SOLE 598 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 1,063 12910 SOLE 12910 0 0 PAYCHEX INC COM 704326107 1,866 59469 SOLE 59469 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959w103 2,578 128804 SOLE 128804 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 398 31700 SOLE 31700 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- PEPCO HOLDINGS INC COM 713291102 1,646 88296 SOLE 88296 0 0 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 71654v408 1,697 41988 SOLE 41988 0 0 PIMCO INCOME STRATEGY FUND II COM 72201j104 2,666 255676 SOLE 255676 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935x229 303 16752 SOLE 16752 0 0 PROSPECT CAPITAL CORPORATION COM 74348t102 533 43731 SOLE 43731 0 0 PRUDENTIAL FINL INC COM 744320102 314 5100 SOLE 5100 0 0 REACHLOCAL INC COM 75525f104 476 23837 SOLE 23837 0 0 REGIONS FINANCIAL CORP NEW COM 7591ep100 700 96550 SOLE 96550 0 0 REYNOLDS AMERICAN INC COM 761713106 2,365 66587 SOLE 66587 0 0 ROYAL CARIBBEAN CRUISES LTD COM v7780t103 1,960 47525 SOLE 47525 0 0 SALLY BEAUTY HLDGS INC COM 79546e104 327 23375 SOLE 23375 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 1,045 18079 SOLE 18079 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369y407 324 8308 SOLE 8308 0 0 SENIOR HSG PPTYS TR SH BEN INT 81721m109 933 40511 SOLE 40511 0 0 SHAW GROUP INC COM 820280105 277 7850 SOLE 7850 0 0 SMART BALANCE INC COM 83169y108 500 109106 SOLE 109106 0 0 SMUCKER J M CO COM NEW 832696405 431 6050 SOLE 6050 0 0 SOUTHERN COPPER CORP COM 84265v105 950 23597 SOLE 23597 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464a417 373 9231 SOLE 9231 0 0 SPDR SERIES TRUST DJ MID CAP ETF 78464a847 256 3980 SOLE 3980 0 0 SPDR SERIES TRUST KBW REGN BK 78464a698 363 13644 SOLE 13644 0 0 ETF STATE STR CORP COM 857477103 1,179 26255 SOLE 26255 0 0 SUN COMMUNITIES INC COM 866674104 4,216 118276 SOLE 118276 0 0 SUNSTONE HOTEL INVS INC NEW COM 867892101 1,126 110554 SOLE 110554 0 0 SUPERTEL HOSPITALITY INC MD COM 868526104 42 26525 SOLE 26525 0 0 SYSCO CORP COM 871829107 916 33072 SOLE 33072 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1,636 134395 SOLE 134395 0 0 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP U y8565j101 3,099 101611 SOLE 101611 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 2,154 42949 SOLE 42949 0 0 TITAN INTL INC ILL COM 88830m102 481 18100 SOLE 18100 0 0 TORTOISE ENERGY INFRSTRCTR CP COM 89147l100 1,989 49496 SOLE 49496 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 304 3800 SOLE 3800 0 0 TRANSOCEAN LTD REG SHS h8817h100 527 6762 SOLE 6762 0 0 TREX CO INC COM 89531p105 1,467 44991 SOLE 44991 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264s106 876 15915 SOLE 15915 0 0 U S G CORP COM NEW 903293405 669 40203 SOLE 40203 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1,574 18595 SOLE 18595 0 0 UNITEDHEALTH GROUP INC COM 91324p102 716 15859 SOLE 15859 0 0 US ECOLOGY INC COM 91732j102 529 30407 SOLE 30407 0 0 VALERO ENERGY CORP NEW COM 91913Y100 1,507 50537 SOLE 50537 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 408 6730 SOLE 6730 0 0 VANGUARD INTL EQUITY INDEX FD MSCI EMR MKT 922042858 526 10760 SOLE 10760 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 1,563 40558 SOLE 40558 0 0 VIDEO DISPLAY CORP COM 926555103 101 26936 SOLE 26936 0 0 WABASH NATL CORP COM 929566107 524 45275 SOLE 45275 0 0 WAL MART STORES INC COM 931142103 1,654 31789 SOLE 31789 0 0 WELLPOINT INC COM 94973V107 1,845 26437 SOLE 26437 0 0 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 3,015 2913 SOLE 2913 0 0 WISDOMTREE TRUST INTL DIV EX 97717w786 238 5074 SOLE 5074 0 0 FINL XEROX CORP COM 984121103 1,467 137757 SOLE 137757 0 0 ZHONGPIN INC COM 98952k107 872 57575 SOLE 57575 0 0 NABORS INDS INC SR NT CV 11 Note 0.940% 629568ap1 94 95000 SOLE 95000 0 0 5/1 OVERSTOCK COM INC DEL SR NT CV 3.75%11 Note 690370ab7 21 22000 SOLE 22000 0 0 3.750%12/0 TREX CO INC SR SUB NT CV6%12 Note 6.000%7/0 89531paa3 5,828 3692000 SOLE 3692000 0 0 SMITHFIELD FOODS INC SR NT CV 4%13 Note 4.000%6/3 832248ar9 1,201 948000 SOLE 948000 0 0 DRYSHIPS INC. SR NT CV 5%14 Note 262498ab4 1,747 1717000 SOLE 1717000 0 0 5.000%12/0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- PROLOGIS SR NT CV 3.25%15 Note 3.250% 743410ay8 2,098 1786000 SOLE 1786000 0 0 3/1 MGIC INVT CORP WIS SR NT CV 5%17 Note 5.000%5/0 552848ad5 1,543 1386000 SOLE 1386000 0 0 RADIAN GROUP INC SR NT CV 3%17 Note 750236ak7 252 274000 SOLE 274000 0 0 3.000%11/1 HEALTH CARE REIT INC SR NT CV 4.75%27 Note 4.750% 42217kaq9 84 75000 SOLE 75000 0 0 7/1 NATIONAL RETAIL PROPERTIES INC SRNT CV Note 5.125% 637417ac0 135 115000 SOLE 115000 0 0 5.125%28 6/1 JEFFERIES GROUP INC NEW SR DB CV3.875%29 DBCV 472319ag7 669 635000 SOLE 635000 0 0 3.875%11/0 CHESAPEAKE ENERGY CORP NT CONV 2.75%35 Note 165167bw6 232 198000 SOLE 198000 0 0 2.750%11/1 HOLOGIC INC SR NT CV 2%37 FRNT 436440aa9 192 198000 SOLE 198000 0 0 2.000%12/1 TRANSOCEAN INC SRNT CONV 1.5%37 Note 893830aw9 14 15000 SOLE 15000 0 0 1.500%12/1