-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FqWoxo13iRgrPcHFID2n2nZJMNGyLpjao7pr3EJI28Dx+D91c8KtteeoOmIet2z1 K2jk1sKxNrvSz1C9gpchXg== 0001140361-10-033129.txt : 20100812 0001140361-10-033129.hdr.sgml : 20100812 20100812165617 ACCESSION NUMBER: 0001140361-10-033129 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100812 DATE AS OF CHANGE: 20100812 EFFECTIVENESS DATE: 20100812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advisors Capital Management, LLC CENTRAL INDEX KEY: 0001345576 IRS NUMBER: 133994630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11543 FILM NUMBER: 101011722 BUSINESS ADDRESS: STREET 1: WEST 115 CENTURY ROAD CITY: PARAMUS STATE: NJ ZIP: 07652 BUSINESS PHONE: 201-986-1900 MAIL ADDRESS: STREET 1: WEST 115 CENTURY ROAD CITY: PARAMUS STATE: NJ ZIP: 07652 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Advisors Capital Management LLC Address: 777 Terrace Avenue Hasbrouck Heights, NJ 07604 Form 13F File Number: 028-11543 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Kevin G. Kern Title: Compliance Officer Phone: 201-426-0081 Signature, Place, and Date of Signing: /s/ Kevin G. Kern Hasbrouck Heights, NJ 8/11/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 175 Form 13F Information Table Value Total: $ 146,555 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- 1 800 FLOWERS COM CL A 68243q106 228 111000 SOLE 111000 0 0 AAR CORP COM 000361105 573 34242 SOLE 34242 0 0 ABB LTD SPONSORED ADR 000375204 653 37842 SOLE 37842 0 0 AECOM TECHNOLOGY CORP DELAWARE COM 00766t100 215 9354 SOLE 9354 0 0 AEGON N V NY REGISTRY SH 007924103 123 23331 SOLE 23331 0 0 AFFILIATED MANAGERS GROUP COM 008252108 429 7075 SOLE 7075 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PART 01881g106 1673 64761 SOLE 64761 0 0 ALLIANCEBERNSTEIN INCOME FUND COM 01881e101 772 94913 SOLE 94913 0 0 ALTRIA GROUP INC COM 02209s103 1568 78291 SOLE 78291 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503x105 2583 97803 SOLE 97803 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 1090 153100 SOLE 153100 0 0 APOLLO INVT CORP COM 03761u106 1659 177883 SOLE 177883 0 0 APPLE INC COM 037833100 965 3837 SOLE 3837 0 0 ARBOR RLTY TR INC COM 038923108 1155 225259 SOLE 225259 0 0 ARES CAP CORP COM 04010L103 292 23371 SOLE 23371 0 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 1636 223222 SOLE 223222 0 0 ASPEN INSURANCE HOLDINGS LTD SHS g05384105 1297 52426 SOLE 52426 0 0 ATHEROS COMMUNICATIONS INC COM 04743p108 480 17460 SOLE 17460 0 0 AVNET INC COM 053807103 453 18825 SOLE 18825 0 0 BAIDU INC SPON ADR REP A 056752108 890 13079 SOLE 13079 0 0 BANK OF AMERICA CORPORATION COM 060505104 1403 97647 SOLE 97647 0 0 BARCLAYS BANK PLC ADR PFD SR 5 06739h362 967 39479 SOLE 39479 0 0 BB&T CORP COM 054937107 230 8775 SOLE 8775 0 0 BED BATH & BEYOND INC COM 075896100 1017 27450 SOLE 27450 0 0 BGC PARTNERS INC CL A 05541T101 1368 267866 SOLE 267866 0 0 BUCKLE INC COM 118440106 1049 32375 SOLE 32375 0 0 CABELAS INC COM 126804301 1290 91291 SOLE 91291 0 0 CAPITAL TRUST INC MD CL A NEW 14052h506 84 51084 SOLE 51084 0 0 CAPLEASE INC COM 140288101 862 187200 SOLE 187200 0 0 CARDINAL HEALTH INC COM 14149Y108 1408 41907 SOLE 41907 0 0 CAREFUSION CORP COM 14170t101 304 13427 SOLE 13427 0 0 CARMAX INC COM 143130102 1170 58799 SOLE 58799 0 0 CATERPILLAR INC DEL COM 149123101 1621 26992 SOLE 26992 0 0 CBL & ASSOC PPTYS INC COM 124830100 653 52511 SOLE 52511 0 0 CELESTICA INC SUB VTG SHS 15101q108 1051 130425 SOLE 130425 0 0 CF INDS HLDGS INC COM 125269100 410 6477 SOLE 6477 0 0 CHESAPEAKE ENERGY CORP COM 165167107 376 17975 SOLE 17975 0 0 CHINA VALVES TECHNOLOGY INC COM NEW 169476207 136 14600 SOLE 14600 0 0 CISCO SYS INC COM 17275r102 626 29387 SOLE 29387 0 0 CLAYMORE ETF TRUST 2 CHINA SML CAP 18383q853 1027 42986 SOLE 42986 0 0 CLIFFS NATURAL RESOURCES INC COM 18683k101 451 9566 SOLE 9566 0 0 CME GROUP INC COM 12572Q105 523 1859 SOLE 1859 0 0 COGDELL SPENCER INC COM 19238u107 485 71881 SOLE 71881 0 0 COGO GROUP INC COM 192448108 217 34875 SOLE 34875 0 0 COLONIAL PPTYS TR COM SH BEN INT 195872106 502 34550 SOLE 34550 0 0 CONSOLIDATED COMM HLDGS INC COM 209034107 1547 91016 SOLE 91016 0 0 CROWN HOLDINGS INC COM 228368106 441 17615 SOLE 17615 0 0 CRYOLIFE INC COM 228903100 240 44634 SOLE 44634 0 0 CUTERA INC COM 232109108 118 12825 SOLE 12825 0 0 DINEEQUITY INC COM 254423106 1093 39183 SOLE 39183 0 0 DOMINOS PIZZA INC COM 25754a201 400 35450 SOLE 35450 0 0 DOW CHEM CO COM 260543103 931 39252 SOLE 39252 0 0 DRESSER-RAND GROUP INC COM 261608103 670 21252 SOLE 21252 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 463 13400 SOLE 13400 0 0 ENBRIDGE ENERGY MANAGEMENT LLC SHS UNITS L 29250x103 780 15298 SOLE 15298 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250r106 774 14766 SOLE 14766 0 0 ENTERPRISE GP HLDGS L P UNIT LP INT 293716106 371 7825 SOLE 7825 0 0 FELCOR LODGING TR INC COM 31430f101 1833 367438 SOLE 367438 0 0 FIFTH THIRD BANCORP COM 316773100 748 60935 SOLE 60935 0 0 FIRST NIAGARA FINL GP INC COM 33582v108 582 46525 SOLE 46525 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- FLEXTRONICS INTL LTD ORD y2573f102 720 128685 SOLE 128685 0 0 FLOWSERVE CORP COM 34354p105 286 3375 SOLE 3375 0 0 FOOT LOCKER INC COM 344849104 821 65084 SOLE 65084 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 1551 218203 SOLE 218203 0 0 GALLAGHER ARTHUR J & CO COM 363576109 250 10275 SOLE 10275 0 0 GENERAL ELECTRIC CO COM 369604103 1350 93676 SOLE 93676 0 0 GILEAD SCIENCES INC COM 375558103 508 14832 SOLE 14832 0 0 GLIMCHER RLTY TR SH BEN INT 379302102 1553 259864 SOLE 259864 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 392 2991 SOLE 2991 0 0 GOOGLE INC CL A 38259p508 1554 3493 SOLE 3493 0 0 GPO AEROPORTUARIO DEL PAC SAB SPON ADR B 400506101 856 29468 SOLE 29468 0 0 HELEN OF TROY CORP LTD COM g4388n106 823 37328 SOLE 37328 0 0 HERSHA HOSPITALITY TR SH BEN INT A 427825104 2015 445873 SOLE 445873 0 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106m102 1461 69268 SOLE 69268 0 0 HUMANA INC COM 444859102 959 21014 SOLE 21014 0 0 ICONIX BRAND GROUP INC COM 451055107 608 42349 SOLE 42349 0 0 INGERSOLL-RAND PLC SHS g47791101 1708 49549 SOLE 49549 0 0 INTERSIL CORP CL A 46069s109 395 32700 SOLE 32700 0 0 ISHARES TR BARCLYS 1-3YR CR 464288646 278 2677 SOLE 2677 0 0 ISHARES TR HIGH YLD CORP 464288513 2246 26464 SOLE 26464 0 0 ISHARES TR INDEX IBOXX INV CPBD 464287242 346 3196 SOLE 3196 0 0 ISHARES TR INDEX RUSL 2000 VALU 464287630 528 9274 SOLE 9274 0 0 ISHARES TR US PFD STK IDX 464288687 2907 78442 SOLE 78442 0 0 ITT CORP NEW COM 450911102 470 10464 SOLE 10464 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625h365 1557 50400 SOLE 50400 0 0 KAYNE ANDERSON MLP INVSMNT CO COM 486606106 2600 99363 SOLE 99363 0 0 KINDER MORGAN ENERGY PARTNERS UT LTD PARTN 494550106 427 6575 SOLE 6575 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455u100 576 10181 SOLE 10181 0 0 KOHLS CORP COM 500255104 1971 41512 SOLE 41512 0 0 LAZARD LTD SHS A g54050102 451 16886 SOLE 16886 0 0 LEXINGTON REALTY TRUST COM 529043101 531 88399 SOLE 88399 0 0 LINCOLN NATL CORP IND COM 534187109 653 26900 SOLE 26900 0 0 LIZ CLAIBORNE INC COM 539320101 94 22400 SOLE 22400 0 0 LSI CORPORATION COM 502161102 692 150528 SOLE 150528 0 0 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608b105 165 12975 SOLE 12975 0 0 MAGELLAN MIDSTREAM PARTNERS LP COM UNIT RE 559080106 1355 29000 SOLE 29000 0 0 MANITOWOC INC COM 563571108 194 21325 SOLE 21325 0 0 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 399 12975 SOLE 12975 0 0 MASCO CORP COM 574599106 1008 93715 SOLE 93715 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 347 6300 SOLE 6300 0 0 MEDICAL PPTYS TRUST INC COM 58463j304 2214 234537 SOLE 234537 0 0 MELCO CROWN ENTMT LTD ADR 585464100 253 67732 SOLE 67732 0 0 MF GLOBAL HLDGS LTD COM 55277j108 274 48150 SOLE 48150 0 0 MFA FINANCIAL INC COM 55272x102 740 100110 SOLE 100110 0 0 MICROSOFT CORP COM 594918104 372 16200 SOLE 16200 0 0 MLP ENERGY TRANSFER EQUITY L P COM UNIT LT 29273V100 520 15425 SOLE 15425 0 0 MLP ENTERPRISE PRODS PARTNERS L P COM UN 293792107 776 21941 SOLE 21941 0 0 MLP MARKWEST ENERGY PARTNERS L P UNIT LT 570759100 487 14910 SOLE 14910 0 0 MUELLER INDS INC COM 624756102 861 35000 SOLE 35000 0 0 MUELLER WTR PRODS INC COM SER A 624758108 493 133054 SOLE 133054 0 0 NASDAQ OMX GROUP INC COM 631103108 474 26709 SOLE 26709 0 0 NATIONAL OILWELL VARCO INC COM 637071101 296 8975 SOLE 8975 0 0 NAVIOS MARITIME PARTNERS L P UNIT LPI y62267102 594 37725 SOLE 37725 0 0 NCR CORP NEW COM 62886e108 1359 112150 SOLE 112150 0 0 NUCOR CORP COM 670346105 1017 26568 SOLE 26568 0 0 NUTRI SYS INC NEW COM 67069d108 1182 51550 SOLE 51550 0 0 NVR INC COM 62944t105 451 689 SOLE 689 0 0 OVERSTOCK COM INC DEL COM 690370101 569 31492 SOLE 31492 0 0 PAYCHEX INC COM 704326107 591 22787 SOLE 22787 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959w103 1072 94413 SOLE 94413 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- PEOPLES UNITED FINANCIAL INC COM 712704105 335 24883 SOLE 24883 0 0 PEPCO HOLDINGS INC COM 713291102 760 48520 SOLE 48520 0 0 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 71654v408 1082 31550 SOLE 31550 0 0 PHILIP MORRIS INTL INC COM 718172109 297 6493 SOLE 6493 0 0 PIMCO CORPORATE OPP FD COM 72201b101 1783 103387 SOLE 103387 0 0 PIMCO INCOME STRATEGY FUND II COM 72201j104 232 23462 SOLE 23462 0 0 PINNACLE WEST CAP CORP COM 723484101 1796 49412 SOLE 49412 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935x229 304 18837 SOLE 18837 0 0 PROSPECT CAPITAL CORPORATION COM 74348t102 412 42750 SOLE 42750 0 0 REGIONS FINANCIAL CORP NEW COM 7591ep100 463 70425 SOLE 70425 0 0 REYNOLDS AMERICAN INC COM 761713106 1264 24253 SOLE 24253 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 804 18115 SOLE 18115 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369y407 286 9821 SOLE 9821 0 0 SMART BALANCE INC COM 83169y108 1299 317688 SOLE 317688 0 0 SMUCKER J M CO COM NEW 832696405 362 6025 SOLE 6025 0 0 SOUTHERN COPPER CORP COM 84265v105 603 22738 SOLE 22738 0 0 SPDR SERIES TRUST KBW REGN BK ETF 78464a698 374 16202 SOLE 16202 0 0 STATE STR CORP COM 857477103 654 19355 SOLE 19355 0 0 STERICYCLE INC COM 858912108 252 3850 SOLE 3850 0 0 SUN COMMUNITIES INC COM 866674104 2822 108737 SOLE 108737 0 0 SUNSTONE HOTEL INVS INC NEW COM 867892101 1054 106239 SOLE 106239 0 0 SUPERTEL HOSPITALITY INC MD COM 868526104 39 28025 SOLE 28025 0 0 SUPERVALU INC COM 868536103 509 47029 SOLE 47029 0 0 SYSCO CORP COM 871829107 604 21175 SOLE 21175 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1985 203455 SOLE 203455 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1952 37553 SOLE 37553 0 0 TITAN INTL INC ILL COM 88830m102 275 27650 SOLE 27650 0 0 TORTOISE ENERGY INFRSTRCTR CP COM 89147l100 1135 35099 SOLE 35099 0 0 TRANSOCEAN LTD REG SHS h8817h100 293 6326 SOLE 6326 0 0 TREX CO INC COM 89531p105 802 39951 SOLE 39951 0 0 U S G CORP COM NEW 903293405 343 28449 SOLE 28449 0 0 ONEOK PARTNERS L P UNIT LTD PARTN 68268N103 863 13435 SOLE 13435 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1039 16007 SOLE 16007 0 0 UNITEDHEALTH GROUP INC COM 91324p102 453 15984 SOLE 15984 0 0 US ECOLOGY INC COM 91732j102 422 28982 SOLE 28982 0 0 VALERO ENERGY CORP NEW COM 91913Y100 684 38059 SOLE 38059 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 253 5400 SOLE 5400 0 0 VIDEO DISPLAY CORP COM 926555103 164 36936 SOLE 36936 0 0 VIVO PARTICIPACOES S A SPON ADR PFD NEW 92855s200 357 13793 SOLE 13793 0 0 WABASH NATL CORP COM 929566107 372 52350 SOLE 52350 0 0 WELLPOINT INC COM 94973v107 1415 28927 SOLE 28927 0 0 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 2509 2696 SOLE 2696 0 0 XEROX CORP COM 984121103 974 121196 SOLE 121196 0 0 ZHONGPIN INC COM 98952k107 638 54275 SOLE 54275 0 0 NABORS INDS INC NOTE 0.940% 5/1 629568ap1 99 101000 SOLE 101000 0 0 OVERSTOCK COM INC DEL NOTE 3.750%12/0 690370ab7 36 38000 SOLE 38000 0 0 ICONIX BRAND GROUP INC NOTE 1.875% 6/3 451055ab3 1016 1093000 SOLE 1093000 0 0 TREX CO INC NOTE 6.000% 7/0 89531paa3 4148 3501000 SOLE 3501000 0 0 MEDTRONIC INC NOTE 1.625% 4/1 585055am8 137 137000 SOLE 137000 0 0 NASDAQ OMX GROUP INC NOTE 2.500% 8/1 631103aa6 577 603000 SOLE 603000 0 0 MASSEY ENERGY CO NOTE 3.250% 8/0 576203aj2 1378 1632000 SOLE 1632000 0 0 MGIC INVT CORP WIS NOTE 5.000% 5/0 552848ad5 1131 1254000 SOLE 1254000 0 0 CHESAPEAKE ENERGY CORP NOTE 2.750% 11/1 165167bw6 173 198000 SOLE 198000 0 0 HOLOGIC INC FRNT 2.000%12/1 436440aa9 207 243000 SOLE 243000 0 0 TRANSOCEAN INC NOTE 1.500%12/1 893830aw9 1180 1425000 SOLE 1425000 0 0
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