0001345471-11-000130.txt : 20111114
0001345471-11-000130.hdr.sgml : 20111111
20111114170446
ACCESSION NUMBER: 0001345471-11-000130
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trian Fund Management, L.P.
CENTRAL INDEX KEY: 0001345471
IRS NUMBER: 203454182
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12039
FILM NUMBER: 111204112
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-451-3000
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
tfmlpmarch.txt
TRIAN FUND MANAGEMENT, L.P., SEPTEMBER 30, 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
------------------------
Check here if Amendment [ ]; Amendment Number:
-------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Trian Fund Management, L.P.
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Address: 280 Park Avenue, 41st Floor
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New York, NY 10017
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Form 13F File Number: 028-12039
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter W. May
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Title: Member of its General Partner
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Phone: 212-451-3000
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Signature, Place, and Date of Signing:
/s/PETER W. MAY New York, New York 11/14/11
------------------------ ------------------------------ --------
[Signature] [City, State] [Date]
Commencing with the Form 13F filed for the quarter ended March 31, 2011, certain
of the "Other Included Managers" listed below are named on this Form but no
longer hold investment discretion over any shares listed in the Information
Table. This is due to the requirement that a manager continue to file Form 13F
for the first three calendar quarters of the year following the year in which it
held investment discretion over the requisite amount of "Section 13(f)
securities."
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a
portion are reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 12
-------------
Form 13F Information Table Entry Total: 17
-------------
Form 13F Information Table Value Total: $2,726,698
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- ------
01 28-11639 Nelson Peltz
02 28-11640 Peter W. May
03 28-11641 Edward P. Garden
04 28-12038 Trian Partners Parallel Fund I
General Partner, LLC
05 28-14024 Trian Partners Strategic Investment
Fund General Partner, LLC
06 28-14023 Trian Partners Strategic Investment
Fund GP, L.P.
07 28-11992 Trian Partners General Partner, LLC
08 28-11993 Trian Partners GP, L.P.
09 28-12040 Trian Fund Management GP, LLC
10 28-13614 Trian Credit Partners General Partner, LLC
11 28-13613 Trian Credit Partners GP, L.P.
12 28-12527 Public Sector Pension Investment Board
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------- -------- -------- -------- -------- -------- -------- --------
VALUE SHARES/OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
----------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ----
Wendys Co. COM 95058W100 351,700 76,623,145 SH Defined 1,2,3,9 76,623,145
Heinz HJ Co. COM 423074103 53,791 1,065,584 SH Defined 1,2,3,9 1,065,584
Tiffany & Co. NEW COM 886547108 272,595 4,481,994 SH Defined 1,2,3,9 4,481,994
Family Dlr Stores Inc. COM 307000109 367,651 7,228,695 SH Defined 1,2,3,9 7,228,695
Kraft Foods Inc. CL A 50075N104 581,308 17,311,152 SH Defined 1,2,3,9 17,311,152
Legg Mason Inc. COM 524901105 377,995 14,702,269 SH Defined 1,2,3,9 14,702,269
State Str Corp. COM 857477103 199,658 6,208,266 SH Defined 1,2,3,9 6,208,266
State Str Corp. COM 857477103 113,194 3,519,700 SH Other 1,2,3,9,12 3,519,700
Pepsico Inc. COM 713448108 145,780 2,355,093 SH Defined 1,2,3,9 2,355,093
Dominos Pizza Inc. COM 25754A201 161,351 5,921,150 SH Defined 1,2,3,9 5,921,150
Belo Corp. COM SER A 080555105 978 200,000 SH Defined 1,2,3,9 200,000
CBS Corp. NEW CL B 124857202 1,936 95,000 SH Defined 1,2,3,9 95,000
Istar Finl Inc. COM 45031U101 2,066 354,900 SH Defined 1,2,3,9 354,900
SPDR S&P 500 ETF TR TR UNIT 78462F103 87,691 775,000 SH PUT Defined 1,2,3,9 775,000
Lin TV Corp. CL A 532774106 874 400,910 SH Defined 1,2,3,9 400,910
LyondellBasell Industries N SHS-A N53745100 3,909 160,000 SH Defined 1,2,3,9 160,000
Charter Communications Inc. D CL A NEW 16117M305 4,221 90,111 SH Defined 1,2,3,9 90,111