0001209191-19-001569.txt : 20190103
0001209191-19-001569.hdr.sgml : 20190103
20190103203216
ACCESSION NUMBER: 0001209191-19-001569
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190103
DATE AS OF CHANGE: 20190103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gorjanc Christine Marie
CENTRAL INDEX KEY: 0001345082
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38618
FILM NUMBER: 19508123
MAIL ADDRESS:
STREET 1: 4500 GREAT AMERICA PARKWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arlo Technologies, Inc.
CENTRAL INDEX KEY: 0001736946
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
IRS NUMBER: 384061754
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 EAST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408)907-8000
MAIL ADDRESS:
STREET 1: 350 EAST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-12-31
0
0001736946
Arlo Technologies, Inc.
ARLO
0001345082
Gorjanc Christine Marie
3030 ORCHARD PARKWAY
SAN JOSE
CA
95134
0
1
0
0
Chief Financial Officer
Common Stock
2018-12-31
4
A
0
73686
A
147243
D
Employee Stock Options (Right to Buy)
7.25
2018-12-31
4
A
0
20746
A
2021-02-03
Common Stock
20746
20746
D
Employee Stock Options (Right to Buy)
6.68
2018-12-31
4
A
0
11248
A
2023-05-16
Common Stock
11248
11248
D
Employee Stock Options (Right to Buy)
6.67
2018-12-31
4
A
0
27495
A
2024-06-03
Common Stock
27495
27495
D
Employee Stock Options (Right to Buy)
6.42
2018-12-31
4
A
0
42492
A
2025-06-02
Common Stock
42492
42492
D
Employee Stock Options (Right to Buy)
8.11
2018-12-31
4
A
0
69988
A
2026-03-24
Common Stock
69988
69988
D
Employee Stock Options (Right to Buy)
8.76
2018-12-31
4
A
0
69988
A
2027-06-01
Common Stock
69988
69988
D
Employee Stock Options (Right to Buy)
14.39
2018-12-31
4
A
0
69988
A
2028-01-25
Common Stock
69988
69988
D
In connection with the spin-off of the Issuer from NETGEAR, Inc. ("NETGEAR"), on December 31, 2018, the reporting person received restricted stock awards from the Issuer in exchange for the outstanding NETGEAR restricted stock awards held by the reporting person immediately prior to the spin-off. The reporting person received an aggregate of 73,686 restricted stock awards of the Issuer for 37,210 outstanding restricted stock awards of NETGEAR.
Includes 68,557 shares acquired in a pro rata distribution by NETGEAR by means of a special stock dividend of shares of the Issuer's common stock. On December 31, 2018, each NETGEAR shareholder received 1.980295 shares of the Issuer's common stock for every share of NETGEAR common stock held as of the record date of December 17, 2018, less any fractional share.
In connection with the spin-off of the Issuer from NETGEAR, on December 31, 2018, the reporting person received options to purchase shares of the Issuer in exchange for outstanding options to purchase shares of NETGEAR held by the reporting person immediately prior to the spin-off.
The reporting person received the option in exchange for an outstanding option to purchase 10,375 shares of NETGEAR common stock at an exercise price of $35.32 per share. The option is fully vested and exercisable.
The reporting person received the option in exchange for an outstanding option to purchase 5,625 shares of NETGEAR common stock at an exercise price of $32.54 per share. The option is fully vested and exercisable.
The reporting person received the option in exchange for an outstanding option to purchase 13,750 shares of NETGEAR common stock at an exercise price of $32.52 per share. The option is fully vested and exercisable.
The reporting person received the option in exchange for an outstanding option to purchase 21,250 shares of NETGEAR common stock at an exercise price of $31.28 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (June 2, 2015), and the remaining shares vest in 36 equal monthly installments thereafter
The reporting person received the option in exchange for an outstanding option to purchase 35,000 shares of NETGEAR common stock at an exercise price of $39.53 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (March 24, 2016), and the remaining shares vest in 36 equal monthly installments thereafter.
The reporting person received the option in exchange for an outstanding option to purchase 35,000 shares of NETGEAR common stock at an exercise price of $42.70 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (June 1, 2017), and the remaining shares vest in 36 equal monthly installments thereafter.
The reporting person received the option in exchange for an outstanding option to purchase 35,000 shares of NETGEAR common stock at an exercise price of $70.15 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (January 25, 2018), and the remaining shares vest in 36 equal monthly installments thereafter.
/s/ Christine M. Gorjanc
2019-01-03