FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/12/2006 |
3. Issuer Name and Ticker or Trading Symbol
Alliance Holdings GP, L.P. [ AHGP ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Units | 20,641,168 | I(1)(2) | By Alliance Resource GP, LLC(1)(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. This Form 3 is being filed by the undersigned, as well as the entity listed on the Joint Filer Information Statement attached as Exhibit 24.1 hereto (collectively, the "Reporting Persons"). The above referenced 20,641,168 Common Units of Alliance Holdings GP, L.P. are held by Alliance Resource GP, LLC (the "SGP"), and the SGP's ownership of such Common Units was reported on a Form 4 filed by the SGP on May 15, 2006. This Form 3 is being filed because on June 13, 2006, Alliance Resource Holdings, Inc. ("ARH"), acquired all of the outstanding membership interests of the SGP, so ARH, along with its sole shareholder, Alliance Resource Holdings II, Inc. ("ARH II"), acquired an indirect ownership interest in the Common Units of Alliance Holdings GP, L.P. held by the SGP. (Continued in footnote (2)) |
2. (Continued from footnote (1)). Joseph W. Craft III, the sole director and sole shareholder of ARH II, previously reported his indirect in the Common Units of Alliance Holdings GP, L.P. held by the SGP in a Form 4 filing made by Mr. Craft of June 14, 2006. |
Remarks: |
Exhibit List Exhibit 24.1 - Joint Filer Information Statement Exhibit 24.2 - Power of Attorney (Alliance Resource Holdings, Inc.) Exhibit 24.3 - Power of Attorney (Alliance Resource Holdings II, Inc.) |
/s/ Alliance Resource Holdings, Inc. by Megan Cordle, pursuant to power of attorney dated March 5, 2007 | 03/08/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |