0001172661-15-000276.txt : 20150206 0001172661-15-000276.hdr.sgml : 20150206 20150206165849 ACCESSION NUMBER: 0001172661-15-000276 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150206 DATE AS OF CHANGE: 20150206 EFFECTIVENESS DATE: 20150206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regiment Capital Management LLC CENTRAL INDEX KEY: 0001344703 IRS NUMBER: 043411614 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11560 FILM NUMBER: 15585305 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-488-1600 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001344703 XXXXXXXX 12-31-2014 12-31-2014 false Regiment Capital Management LLC
222 Berkeley Street 12th Floor Boston MA 02116
13F HOLDINGS REPORT 028-11560 N
Michelle Cirillo General Counsel & Chief Compliance Officer 617-488-1600 /s/ Michelle Cirillo Boston MA 02-06-2015 0 13 169174
INFORMATION TABLE 2 infotable.xml ALPHA NATURAL RESOURCES INC COM 02076X102 1670 1000000 SH SOLE 1000000 0 0 AXIALL CORP COM 05463D100 25482 600000 SH SOLE 600000 0 0 BARNES & NOBLE INC COM 067774109 44169 1902200 SH Call SOLE 1902200 0 0 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 4272 259235 SH SOLE 259235 0 0 HALCON RES CORP COM NEW 40537Q209 6265 3519900 SH Call SOLE 3519900 0 0 HALCON RES CORP COM NEW 40537Q209 4005 2249915 SH SOLE 2249915 0 0 NAVIOS MARITIME HOLDINGS INC COM Y62196103 18516 4505176 SH SOLE 4505176 0 0 PEABODY ENERGY CORP COM 704549104 12384 1600000 SH Call SOLE 1600000 0 0 PROSHARES TR REAL EST NEW 11 74348A871 1014 79666 SH SOLE 79666 0 0 SAFE BULKERS INC COM Y7388L103 8245 2108721 SH SOLE 2108721 0 0 TALISMAN ENERGY INC COM 87425E103 24273 3100000 SH Call SOLE 3100000 0 0 WCI CMNTYS INC COM PAR $0.01 92923C807 1937 98909 SH SOLE 98909 0 0 WILLBROS GROUP INC DEL COM 969203108 16942 2702088 SH SOLE 2702088 0 0