0001172661-11-000451.txt : 20110725
0001172661-11-000451.hdr.sgml : 20110725
20110725161200
ACCESSION NUMBER: 0001172661-11-000451
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110725
DATE AS OF CHANGE: 20110725
EFFECTIVENESS DATE: 20110725
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Regiment Capital Management LLC
CENTRAL INDEX KEY: 0001344703
IRS NUMBER: 043411614
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11560
FILM NUMBER: 11984811
BUSINESS ADDRESS:
STREET 1: 222 BERKELEY STREET
STREET 2: 12TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-488-1600
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET
STREET 2: 12TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
13F-HR
1
reg2q11.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Regiment Capital Management, LLC
Address: 222 Berkeley Street, 12th Floor
Boston, MA 02116
13F File Number: 028-11560
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Chris Kaster
Title: Chief Operating Officer
Phone: 617-488-1600
Signature, Place, and Date of Signing:
/s/ Chris Kaster Boston, MA July 25, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 17
Form 13F Information Table Value Total: $591,391 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
BP PLC SPONSORED ADR 055622104 77650 1753200 SH CALL SOLE 1753200 0 0
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 118883 1507900 SH PUT SOLE 1507900 0 0
DISH NETWORK CORP CL A 25470M109 42938 1400000 SH SOLE 1400000 0 0
ECHOSTAR CORP CL A 278768106 51948 1425965 SH SOLE 1425965 0 0
KROGER CO COM 501044101 20245 816327 SH SOLE 816327 0 0
LORAL SPACE & COMMUNICATNS I COM 543881106 39975 575427 SH SOLE 575427 0 0
MADISON SQUARE GARDEN CO CL A 55826P100 688 25000 SH SOLE 25000 0 0
MGM RESORTS INTERNATIONAL COM 552953101 5826 441000 SH PUT SOLE 441000 0 0
MI DEVS INC CL A SUB VTG 55304x104 7608 250000 SH SOLE 250000 0 0
NRG ENERGY INC COM NEW 629377508 3134 127500 SH SOLE 127500 0 0
PETROHAWK ENERGY CORP COM 716495106 53675 2175700 SH CALL SOLE 2175700 0 0
PROSHARES TR REAL EST NEW 74347X583 3413 239000 SH SOLE 239000 0 0
RANGE RES CORP COM 75281A109 2775 50000 SH SOLE 50000 0 0
SAFEWAY INC COM NEW 786514208 22059 943895 SH SOLE 943895 0 0
SPANISH BROADCASTING SYS INC CL A 846425882 1274 1845958 SH SOLE 1845958 0 0
STARWOOD PPTY TR INC COM 85571B105 14357 700000 SH SOLE 700000 0 0
WALGREEN CO COM 931422109 124943 2942600 SH CALL SOLE 2942600 0 0