-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LREvKiZ1ooLPD/MXfRNkglQpbaqrgEHD7G3wil4sCPUJRyHhFkdSojNgv6EV+m1i GrXHmQHKyd75pTA8IJxo3g== 0001172661-10-000569.txt : 20101104 0001172661-10-000569.hdr.sgml : 20101104 20101104094923 ACCESSION NUMBER: 0001172661-10-000569 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101104 DATE AS OF CHANGE: 20101104 EFFECTIVENESS DATE: 20101104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regiment Capital Management LLC CENTRAL INDEX KEY: 0001344703 IRS NUMBER: 043411614 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11560 FILM NUMBER: 101163465 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-488-1600 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 reg3q10.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Regiment Capital Management, LLC Address: 222 Berkeley Street 12th Floor Boston, MA 02116 13F File Number: 28-11560 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chris Kaster Title: Chief Operating Officer Phone: 617-488-1600 Signature, Place, and Date of Signing: /s/ Chris Kaster Boston, MA November 04, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 24 Form13F Information Table Value Total: $380,515 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- BASIC ENERGY SVCS INC NEW COM 06985P100 2657 311885 SH SOLE 311885 0 0 BP PLC SPONSORED ADR 055622104 72178 1753200 SH CALL SOLE 1753200 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2619 100000 SH SOLE 70000 30000 0 CHESAPEAKE ENERGY CORP COM 165167107 2265 100000 SH SOLE 100000 0 0 COMCAST CORP NEW CL A 20030N101 33357 1845000 SH SOLE 1601750 243250 0 DEAN FOODS CO NEW COM 242370104 30632 3000300 SH CALL SOLE 3000300 0 0 DOMTAR CORP COM NEW 257559203 12519 193854 SH SOLE 151206 42648 0 HOT TOPIC INC COM 441339108 2563 427900 SH PUT SOLE 427900 0 0 ISHARES TR HIGH YLD CORP 464288513 4932 55000 SH SOLE 55000 0 0 LEAR CORP COM NEW 521865204 8635 109409 SH SOLE 78366 31043 0 LORAL SPACE & COMMUNICATNS I COM 543881106 32325 619261 SH SOLE 530194 89067 0 MADISON SQUARE GARDEN INC CL A 55826P100 527 25000 SH SOLE 17500 7500 0 MGM RESORTS INTERNATIONAL COM 552953101 4973 441000 SH PUT SOLE 441000 0 0 MI DEVS INC CL A SUB VTG 55304X104 2747 250000 SH SOLE 250000 0 0 NRG ENERGY INC COM NEW 629377508 676 32500 SH SOLE 25350 7150 0 PROSHARES TR REAL EST NEW 74347X583 5124 239000 SH SOLE 239000 0 0 QUANTUM CORP COM DSSG 747906204 7886 3720189 SH SOLE 3720189 0 0 RANGE RES CORP COM 75281A109 1906 50000 SH SOLE 50000 0 0 SAFEWAY INC COM NEW 786514208 13201 623895 SH SOLE 623895 0 0 SPANISH BROADCASTING SYS INC CL A 846425882 1624 1845958 SH SOLE 1200883 645075 0 SPRINT NEXTEL CORP COM SER 1 852061100 16205 3500000 SH SOLE 2000000 1500000 0 STARWOOD PPTY TR INC COM 85571B105 13909 700000 SH SOLE 0 700000 0 WALGREEN CO COM 931422109 19996 596900 SH SOLE 596900 0 0 WALGREEN CO COM 931422109 87059 2598800 SH CALL SOLE 2598800 0 0
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