-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B9ZYEmxLNcoVwlCZX9zMbaRTUo4lsKbeazy3r75pysR3SyIiCQmupcG4uPTkFulP kegw5WL2bgLERn6p3OAQmA== 0001172661-09-000205.txt : 20090210 0001172661-09-000205.hdr.sgml : 20090210 20090210163234 ACCESSION NUMBER: 0001172661-09-000205 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090210 DATE AS OF CHANGE: 20090210 EFFECTIVENESS DATE: 20090210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regiment Capital Management LLC CENTRAL INDEX KEY: 0001344703 IRS NUMBER: 043411614 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11560 FILM NUMBER: 09586137 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-488-1600 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 reg4q08.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Regiment Capital Advisors, LLC Address: 222 Berkeley Street 12th Floor Boston, MA 02116 13F File Number: 28-11560 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chris Kaster Title: Chief Operating Officer Phone: 617-488-1600 Signature, Place, and Date of Signing: /s/ Chris Kaster Boston, MA February 10, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 29 Form13F Information Table Value Total: $124,728 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADVANCED MICRO DEVICES INC COM 007903107 1296 600000 SH PUT SOLE 390000 210000 0 ADVANCED MICRO DEVICES INC COM 007903107 1296 600000 SH SOLE 390000 210000 0 AMERICAN INTL GROUP INC COM 026874107 168 107100 SH CALL SOLE 107100 0 0 ANGIOTECH PHARMACEUTICALS IN COM 034918102 26 100000 SH SOLE 65000 35000 0 BCE INC COM NEW 05534B760 4098 200000 SH SOLE 200000 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 1684 100000 SH SOLE 70000 30000 0 CARNIVAL CORP DBCV 4/2 143658AV4 7781 12500000 PRN SOLE 12500000 0 0 CENTENNIAL COMMUNCTNS CORP N CL A NEW 15133V208 2806 348135 SH SOLE 255101 93034 0 CHARTER COMMUNICATIONS INC D CL A 16117M107 442 5400000 SH SOLE 4080000 1320000 0 CHARTER COMMUNICATIONS INC D NOTE 6.500%10/0 16117MAF4 16 1316000 PRN SOLE 856000 460000 0 COLUMBUS ACQUISITION CORP COM 198851107 1807 237200 SH SOLE 237200 0 0 COMCAST CORP NEW CL A 20030N101 18484 1095000 SH SOLE 851750 243250 0 COOPER TIRE & RUBR CO COM 216831107 6160 1000000 SH SOLE 1000000 0 0 CROCS INC COM 227046109 194 156600 SH SOLE 156600 0 0 DANA HOLDING CORP COM 235825205 253 341947 SH SOLE 328734 13213 0 DISH NETWORK CORP CL A 25470M109 7209 650000 SH CALL SOLE 650000 0 0 LEAR CORP COM 521865105 564 400000 SH SOLE 400000 0 0 LEVEL 3 COMMUNICATIONS INC NOTE 2.875% 7/1 52729NBA7 3728 6000000 PRN SOLE 4200000 1800000 0 MBF HEALTHCARE ACQUISITION C COM 552650103 3970 499400 SH SOLE 499400 0 0 MBF HEALTHCARE ACQUISITION C *W EXP 04/16/201 552650111 26 499400 SH SOLE 499400 0 0 MI DEVS INC CL A SUB VTG 55304X104 1865 250000 SH SOLE 250000 0 0 MOHAWK INDS INC COM 608190104 13063 304000 SH PUT SOLE 304000 0 0 MOHAWK INDS INC COM 608190104 13063 304000 SH SOLE 304000 0 0 NATIONAL OILWELL VARCO INC COM 637071101 5010 205000 SH SOLE 205000 0 0 RANGE RES CORP COM 75281A109 6878 200000 SH SOLE 200000 0 0 SPANISH BROADCASTING SYS INC CL A 846425882 179 1845958 SH SOLE 1200883 645075 0 TENNECO INC COM 880349105 885 300000 SH SOLE 300000 0 0 TESORO CORP COM 881609101 20361 1546000 SH CALL SOLE 1546000 0 0 WHOLE FOODS MKT INC COM 966837106 1416 150000 SH SOLE 150000 0 0
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