0001344596-14-000028.txt : 20140226 0001344596-14-000028.hdr.sgml : 20140226 20140226173218 ACCESSION NUMBER: 0001344596-14-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140224 FILED AS OF DATE: 20140226 DATE AS OF CHANGE: 20140226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Railcar Industries, Inc. CENTRAL INDEX KEY: 0001344596 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 431481791 STATE OF INCORPORATION: ND FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 CLARK STREET CITY: ST. CHARLES STATE: MO ZIP: 63301 BUSINESS PHONE: 636-940-6000 MAIL ADDRESS: STREET 1: 100 CLARK STREET CITY: ST. CHARLES STATE: MO ZIP: 63301 FORMER COMPANY: FORMER CONFORMED NAME: American Railcar Industries, Inc./DE DATE OF NAME CHANGE: 20051116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lullman Alan C CENTRAL INDEX KEY: 0001349776 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51728 FILM NUMBER: 14645942 MAIL ADDRESS: STREET 1: C/O AMERICAN RAILCAR INDUSTRIES, INC. STREET 2: 100 CLARK STREET CITY: ST. CHARLES STATE: MO ZIP: 63301 4 1 wf-form4_139345392737222.xml FORM 4 X0306 4 2014-02-24 0 0001344596 American Railcar Industries, Inc. ARII 0001349776 Lullman Alan C C/O AMERICAN RAILCAR INDUSTRIES, INC. 100 CLARK STREET ST. CHARLES MO 63301 0 1 0 0 S VP Sales Stock Appreciation Rights 29.31 2014-02-24 4 M 0 2600 0 D 2019-02-24 Common Stock 2600.0 2600 D Stock Appreciation Rights 12.16 2014-02-24 4 M 0 1650 0 D 2017-03-31 Common Stock 1650.0 0 D The Stock Appreciation Rights (SARs) were granted on February 24, 2012 and settle in cash. 2,600 SARS vested on February 24, 2014. The remaining 2,600 SARs vest on February 24, 2015, but only if the holder remains employed by the Issuer through such date and the Issuer achieves a specified performance target for the fiscal year ending December 31, 2014. The SARs were granted on March 31, 2010 and settle in cash. The SARs vested on March 31, 2013. /s/ Alan C. Lullman 2014-02-26