0001344596-14-000028.txt : 20140226
0001344596-14-000028.hdr.sgml : 20140226
20140226173218
ACCESSION NUMBER: 0001344596-14-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140224
FILED AS OF DATE: 20140226
DATE AS OF CHANGE: 20140226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Railcar Industries, Inc.
CENTRAL INDEX KEY: 0001344596
STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743]
IRS NUMBER: 431481791
STATE OF INCORPORATION: ND
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 CLARK STREET
CITY: ST. CHARLES
STATE: MO
ZIP: 63301
BUSINESS PHONE: 636-940-6000
MAIL ADDRESS:
STREET 1: 100 CLARK STREET
CITY: ST. CHARLES
STATE: MO
ZIP: 63301
FORMER COMPANY:
FORMER CONFORMED NAME: American Railcar Industries, Inc./DE
DATE OF NAME CHANGE: 20051116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lullman Alan C
CENTRAL INDEX KEY: 0001349776
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51728
FILM NUMBER: 14645942
MAIL ADDRESS:
STREET 1: C/O AMERICAN RAILCAR INDUSTRIES, INC.
STREET 2: 100 CLARK STREET
CITY: ST. CHARLES
STATE: MO
ZIP: 63301
4
1
wf-form4_139345392737222.xml
FORM 4
X0306
4
2014-02-24
0
0001344596
American Railcar Industries, Inc.
ARII
0001349776
Lullman Alan C
C/O AMERICAN RAILCAR INDUSTRIES, INC.
100 CLARK STREET
ST. CHARLES
MO
63301
0
1
0
0
S VP Sales
Stock Appreciation Rights
29.31
2014-02-24
4
M
0
2600
0
D
2019-02-24
Common Stock
2600.0
2600
D
Stock Appreciation Rights
12.16
2014-02-24
4
M
0
1650
0
D
2017-03-31
Common Stock
1650.0
0
D
The Stock Appreciation Rights (SARs) were granted on February 24, 2012 and settle in cash. 2,600 SARS vested on February 24, 2014. The remaining 2,600 SARs vest on February 24, 2015, but only if the holder remains employed by the Issuer through such date and the Issuer achieves a specified performance target for the fiscal year ending December 31, 2014.
The SARs were granted on March 31, 2010 and settle in cash. The SARs vested on March 31, 2013.
/s/ Alan C. Lullman
2014-02-26