0001140361-15-040273.txt : 20151111 0001140361-15-040273.hdr.sgml : 20151111 20151109175604 ACCESSION NUMBER: 0001140361-15-040273 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151110 DATE AS OF CHANGE: 20151109 EFFECTIVENESS DATE: 20151110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASSETMARK, INC CENTRAL INDEX KEY: 0001344551 IRS NUMBER: 582113323 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11546 FILM NUMBER: 151216959 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET STREET 2: 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET STREET 2: 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: GENWORTH FINANCIAL WEALTH MANAGEMENT, INC DATE OF NAME CHANGE: 20090206 FORMER COMPANY: FORMER CONFORMED NAME: GENWORTH FINANCIAL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060705 FORMER COMPANY: FORMER CONFORMED NAME: GE PRIVATE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20051116 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001344551 XXXXXXXX 09-30-2015 09-30-2015 ASSETMARK, INC

1655 GRANT STREET 10TH FLOOR CONCORD CA 94520

13F HOLDINGS REPORT 028-11546 N Claire Blue 818-528-3708 Claire Blue Encino CA 11-04-2015 3 906 4792275 false 1 0001585202 028-15638 AqGen Liberty Holdings, LLC 2 0001591587 028-15639 AssetMark Financial Holdings, Inc. 3 0001591586 028-15637 AssetMark Financial, Inc. 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38259P508 90 141 SH DFND 1,2,3 141 0 0 GOOGLE INC CL C CL C 38259P706 24 39 SH DFND 1,2,3 39 0 0 GRACO INC COM COM 384109104 0 3 SH DFND 1,2,3 3 0 0 GRAINGER W W INC COM COM 384802104 8 38 SH DFND 1,2,3 38 0 0 GRAPHIC PACKAGING HLDG CO COM COM 388689101 0 22 SH DFND 1,2,3 22 0 0 GREAT PLAINS ENERGY INC COM COM 391164100 17 620 SH DFND 1,2,3 620 0 0 GREATBATCH INC COM COM 39153L106 1211 21468 SH DFND 1,2,3 21468 0 0 GRIFOLS S A SP ADR REP B NVT SPONSORED ADR 398438408 0 12 SH DFND 1,2,3 12 0 0 GROUP 1 AUTOMOTIVE INC COM COM 398905109 224 2628 SH DFND 1,2,3 2628 0 0 GROUPE CGI INC CL A SUB VTG CL A 39945C109 790 21805 SH DFND 1,2,3 21805 0 0 GRUPO TELEVISA SA SPON ADR REP ORD SPONSORED ADR 40049J206 0 17 SH DFND 1,2,3 17 0 0 GULFPORT ENERGY CORP COM NEW COM 402635304 1 26 SH DFND 1,2,3 26 0 0 HCA HOLDINGS INC COM COM 40412C101 5 61 SH DFND 1,2,3 61 0 0 HCC INS HLDGS INC COM COM 404132102 1 8 SH DFND 1,2,3 8 0 0 HCP INC COM COM 40414L109 26 689 SH DFND 1,2,3 689 0 0 HDFC BANK LTD ADR REPS 3 SHS ADR 40415F101 943 15431 SH DFND 1,2,3 15431 0 0 HSBC HLDGS PLC SPON ADR NEW SPONSORED ADR 404280406 8857 233828 SH DFND 1,2,3 233828 0 0 HALLIBURTON CO COM COM 406216101 6 171 SH DFND 1,2,3 171 0 0 HARLEY DAVIDSON INC COM COM 412822108 4 69 SH DFND 1,2,3 69 0 0 HARMAN INTL INDS INC COM COM 413086109 61 633 SH DFND 1,2,3 633 0 0 HARRIS CORP DEL COM COM 413875105 6 81 SH DFND 1,2,3 81 0 0 HARTFORD FINL SVCS GROUP INC COM COM 416515104 5 102 SH DFND 1,2,3 102 0 0 HELMERICH & PAYNE INC COM COM 423452101 0 3 SH DFND 1,2,3 3 0 0 HENRY JACK & ASSOC INC COM COM 426281101 8 120 SH DFND 1,2,3 120 0 0 HESS CORP COM COM 42809H107 612 12226 SH DFND 1,2,3 12226 0 0 HEWLETT PACKARD CO COM COM 428236103 59 2307 SH DFND 1,2,3 2307 0 0 HEXCEL CORP NEW COM COM 428291108 7 153 SH DFND 1,2,3 153 0 0 HIBBETT SPORTS INC COM COM 428567101 0 1 SH DFND 1,2,3 1 0 0 HILLTOP HOLDINGS INC COM COM 432748101 281 14178 SH DFND 1,2,3 14178 0 0 HOME DEPOT INC COM COM 437076102 2669 23109 SH DFND 1,2,3 23109 0 0 HONEYWELL INTL INC COM COM 438516106 7 73 SH DFND 1,2,3 73 0 0 HORSEHEAD HLDG CORP COM COM 440694305 0 10 SH DFND 1,2,3 10 0 0 ICU MED INC COM COM 44930G107 107 975 SH DFND 1,2,3 975 0 0 IBERIABANK CORP COM COM 450828108 1 12 SH DFND 1,2,3 12 0 0 ICICI BK LTD ADR SPONSORED ADR 45104G104 1 65 SH DFND 1,2,3 65 0 0 IDEX CORP COM COM 45167R104 0 1 SH DFND 1,2,3 1 0 0 ILLINOIS TOOL WKS INC COM COM 452308109 6537 79418 SH DFND 1,2,3 79418 0 0 ILLUMINA INC COM COM 452327109 1 6 SH DFND 1,2,3 6 0 0 INCYTE CORP COM COM 45337C102 11 101 SH DFND 1,2,3 101 0 0 INSIGHT ENTERPRISES INC COM COM 45765U103 0 1 SH DFND 1,2,3 1 0 0 INNOSPEC INC COM COM 45768S105 1625 34947 SH DFND 1,2,3 34947 0 0 INTEL CORP COM COM 458140100 96 3174 SH DFND 1,2,3 3174 0 0 INTERCEPT PHARMACEUTICALS IN COM COM 45845P108 0 3 SH DFND 1,2,3 3 0 0 INTERFACE INC COM COM 458665304 0 14 SH DFND 1,2,3 14 0 0 INTERCONTINENTAL EXCHANGE IN COM COM 45866F104 1 3 SH DFND 1,2,3 3 0 0 INTERNATIONAL BUSINESS MACHS COM COM 459200101 566 3906 SH DFND 1,2,3 3906 0 0 INTL PAPER CO COM COM 460146103 8 222 SH DFND 1,2,3 222 0 0 INTRAWEST RESORTS HLDGS INC COM COM 46090K109 0 14 SH DFND 1,2,3 14 0 0 IRON MTN INC NEW COM COM 46284V101 10 328 SH DFND 1,2,3 328 0 0 ISHARES MSCI AUST ETF ETF 464286103 6517 363692 SH DFND 1,2,3 363692 0 0 ISHARES MSCI FRNTR100ETF ETF 464286145 0 1 SH DFND 1,2,3 1 0 0 ISHARES BELGIUM CAPD ETF ETF 464286301 2 97 SH DFND 1,2,3 97 0 0 ISHARES MSCI CDA ETF ETF 464286509 10671 463973 SH DFND 1,2,3 463973 0 0 ISHARES EM MK MINVOL ETF ETF 464286533 373 7485 SH DFND 1,2,3 7485 0 0 ISHARES MSCI EURZONE ETF ETF 464286608 500 14553 SH DFND 1,2,3 14553 0 0 ISHARES MSCI THI CAP ETF ETF 464286624 0 1 SH DFND 1,2,3 1 0 0 ISHARES MSCI SINGAP ETF ETF 464286673 1442 141753 SH DFND 1,2,3 141753 0 0 ISHARES MSCI FRANCE ETF ETF 464286707 4 160 SH DFND 1,2,3 160 0 0 ISHARES MSCI TURKEY ETF ETF 464286715 3 76 SH DFND 1,2,3 76 0 0 ISHARES MSCI TAIWAN ETF ETF 464286731 0 35 SH DFND 1,2,3 35 0 0 ISHARES MSCI SZ CAP ETF ETF 464286749 23295 761539 SH DFND 1,2,3 761539 0 0 ISHARES MSCI SWEDEN ETF ETF 464286756 2 86 SH DFND 1,2,3 86 0 0 ISHARES MSCI SPAN CP ETF ETF 464286764 5010 168922 SH DFND 1,2,3 168922 0 0 ISHARES MSCI STH KOR ETF ETF 464286772 2248 46080 SH DFND 1,2,3 46080 0 0 ISHARES MSCI GERMANY ETF ETF 464286806 5 193 SH DFND 1,2,3 193 0 0 ISHARES MSCI NETHERL ETF ETF 464286814 0 20 SH DFND 1,2,3 20 0 0 ISHARES MSCI JAPAN ETF ETF 464286848 786 68791 SH DFND 1,2,3 68791 0 0 ISHARES MSCI ITALCPD ETF ETF 464286855 3155 220328 SH DFND 1,2,3 220328 0 0 ISHARES MSCI HONG KG ETF ETF 464286871 1 54 SH DFND 1,2,3 54 0 0 ISHARES TR SELECT DIVID ETF ETF 464287168 14036 192931 SH DFND 1,2,3 192931 0 0 ISHARES TR TIPS BD ETF ETF 464287176 70613 637943 SH DFND 1,2,3 637943 0 0 ISHARES TR CHINA LG-CAP ETF ETF 464287184 4 110 SH DFND 1,2,3 110 0 0 ISHARES TR CORE S&P500 ETF ETF 464287200 60 311 SH DFND 1,2,3 311 0 0 ISHARES TR CORE US AGGBD ET ETF 464287226 80866 737965 SH DFND 1,2,3 737965 0 0 ISHARES TR MSCI EMG MKT ETF ETF 464287234 3044 92860 SH DFND 1,2,3 92860 0 0 ISHARES TR IBOXX INV CP ETF ETF 464287242 34248 295015 SH DFND 1,2,3 295015 0 0 ISHARES TR S&P 500 GRWT ETF ETF 464287309 67 625 SH DFND 1,2,3 625 0 0 ISHARES TR GLOB HLTHCRE ETF ETF 464287325 66806 678442 SH DFND 1,2,3 678442 0 0 ISHARES TR LATN AMER 40 ETF ETF 464287390 5 243 SH DFND 1,2,3 243 0 0 ISHARES TR S&P 500 VAL ETF ETF 464287408 21 247 SH DFND 1,2,3 247 0 0 ISHARES TR 20+ YR TR BD ETF ETF 464287432 61774 500032 SH DFND 1,2,3 500032 0 0 ISHARES TR 7-10 Y TR BD ETF ETF 464287440 35853 332375 SH DFND 1,2,3 332375 0 0 ISHARES TR 1-3 YR TR BD ETF ETF 464287457 162228 1908787 SH DFND 1,2,3 1908787 0 0 ISHARES TR MSCI EAFE ETF ETF 464287465 118 2060 SH DFND 1,2,3 2060 0 0 ISHARES TR RUS MDCP VAL ETF ETF 464287473 4 55 SH DFND 1,2,3 55 0 0 ISHARES TR RUS MD CP GR ETF ETF 464287481 23 255 SH DFND 1,2,3 255 0 0 ISHARES TR RUS MID-CAP ETF ETF 464287499 2 10 SH DFND 1,2,3 10 0 0 ISHARES TR CORE S&P MCP ETF ETF 464287507 58 421 SH DFND 1,2,3 421 0 0 ISHARES TR NASDQ BIOTEC ETF ETF 464287556 98189 323705 SH DFND 1,2,3 323705 0 0 ISHARES TR U.S. CNSM SV ETF ETF 464287580 109789 797941 SH DFND 1,2,3 797941 0 0 ISHARES TR RUS 1000 VAL ETF ETF 464287598 12899 138286 SH DFND 1,2,3 138286 0 0 ISHARES TR S&P MC 400GR ETF ETF 464287606 27 173 SH DFND 1,2,3 173 0 0 ISHARES TR RUS 1000 GRW ETF ETF 464287614 9 92 SH DFND 1,2,3 92 0 0 ISHARES TR RUS 1000 ETF ETF 464287622 21 197 SH DFND 1,2,3 197 0 0 ISHARES TR RUS 2000 VAL ETF ETF 464287630 10 108 SH DFND 1,2,3 108 0 0 ISHARES TR RUS 2000 GRW ETF ETF 464287648 35 260 SH DFND 1,2,3 260 0 0 ISHARES TR RUSSELL 2000 ETF ETF 464287655 59 542 SH DFND 1,2,3 542 0 0 ISHARES TR U.S. UTILITS ETF ETF 464287697 15 140 SH DFND 1,2,3 140 0 0 ISHARES TR S&P MC 400VL ETF ETF 464287705 10 91 SH DFND 1,2,3 91 0 0 ISHARES TR U.S. TELECOM ETF ETF 464287713 14 533 SH DFND 1,2,3 533 0 0 ISHARES TR U.S. TECH ETF ETF 464287721 67 673 SH DFND 1,2,3 673 0 0 ISHARES TR U.S. REAL ES ETF ETF 464287739 254 3581 SH DFND 1,2,3 3581 0 0 ISHARES TR US HLTHCARE ETF ETF 464287762 104385 746034 SH DFND 1,2,3 746034 0 0 ISHARES TR U.S. FIN SVC ETF ETF 464287770 107782 1260908 SH DFND 1,2,3 1260908 0 0 ISHARES TR U.S. FINLS ETF ETF 464287788 108875 1294437 SH DFND 1,2,3 1294437 0 0 ISHARES TR SP SMCP600GR ETF ETF 464287887 3 27 SH DFND 1,2,3 27 0 0 ISHARES TR MSCI ACWI ETF ETF 464288257 8520 157960 SH DFND 1,2,3 157960 0 0 ISHARES TR JP MOR EM MK ETF ETF 464288281 25494 239602 SH DFND 1,2,3 239602 0 0 ISHARES TR CALI AMT-FRE ETF ETF 464288356 5 45 SH DFND 1,2,3 45 0 0 ISHARES TR GLB INFRASTR ETF ETF 464288372 4995 132394 SH DFND 1,2,3 132394 0 0 ISHARES TR NAT AMT FREE BD ETF 464288414 5079 46361 SH DFND 1,2,3 46361 0 0 ISHARES TR INTL SEL DIV ETF ETF 464288448 7006 249058 SH DFND 1,2,3 249058 0 0 ISHARES TR IBOXX HI YD ETF ETF 464288513 29366 352581 SH DFND 1,2,3 352581 0 0 ISHARES TR MRG RL ES CP ETF ETF 464288539 20 2000 SH DFND 1,2,3 2000 0 0 ISHARES TR MBS ETF ETF 464288588 173012 1578284 SH DFND 1,2,3 1578284 0 0 ISHARES TR INTRM GOV/CR ETF ETF 464288612 41900 377171 SH DFND 1,2,3 377171 0 0 ISHARES TR CORE US CR BD ETF 464288620 33235 306423 SH DFND 1,2,3 306423 0 0 ISHARES TR INTERM CR BD ETF ETF 464288638 79087 728238 SH DFND 1,2,3 728238 0 0 ISHARES TR 1-3 YR CR BD ETF ETF 464288646 89075 847285 SH DFND 1,2,3 847285 0 0 ISHARES TR 10-20 YR TRS ETF ETF 464288653 87 631 SH DFND 1,2,3 631 0 0 ISHARES TR 3-7 YR TR BD ETF ETF 464288661 28 224 SH DFND 1,2,3 224 0 0 ISHARES TR SHRT TRS BD ETF ETF 464288679 8391 76071 SH DFND 1,2,3 76071 0 0 ISHARES TR U.S. PFD STK ETF ETF 464288687 110453 2861483 SH DFND 1,2,3 2861483 0 0 ISHARES TR GLOB UTILITS ETF ETF 464288711 14 314 SH DFND 1,2,3 314 0 0 ISHARES TR US HOME CONS ETF ETF 464288752 184 7041 SH DFND 1,2,3 7041 0 0 ISHARES TR EAFE VALUE ETF ETF 464288877 273 5901 SH DFND 1,2,3 5901 0 0 ISHARES TR EAFE GRWTH ETF ETF 464288885 11 178 SH DFND 1,2,3 178 0 0 ISHARES 10+ YR CR BD ETF ETF 464289511 36387 638041 SH DFND 1,2,3 638041 0 0 ISHARES INDIA 50 ETF ETF 464289529 0 10 SH DFND 1,2,3 10 0 0 ISHARES TR MSCI PHILIPS ETF ETF 46429B408 2 45 SH DFND 1,2,3 45 0 0 ISHARES TR MSCI INDIA ETF ETF 46429B598 2208 77267 SH DFND 1,2,3 77267 0 0 ISHARES TR FLTG RATE BD ETF ETF 46429B655 99061 1963550 SH DFND 1,2,3 1963550 0 0 ISHARES TR CORE HIGH DV ETF ETF 46429B663 950 13655 SH DFND 1,2,3 13655 0 0 ISHARES TR CORE MSCI EAFE ETF 46432F842 19312 365680 SH DFND 1,2,3 365680 0 0 ISHARES INC CORE MSCI EMKT ETF 46434G103 32823 822849 SH DFND 1,2,3 822849 0 0 ISHARES TR MSCI UTD KNGDM ETF 46434V548 4187 255485 SH DFND 1,2,3 255485 0 0 JPMORGAN CHASE & CO COM COM 46625H100 11818 193840 SH DFND 1,2,3 193840 0 0 JACK IN THE BOX INC COM COM 466367109 0 1 SH DFND 1,2,3 1 0 0 JOHNSON & JOHNSON COM COM 478160104 8171 87528 SH DFND 1,2,3 87528 0 0 JOHNSON CTLS INC COM COM 478366107 1 36 SH DFND 1,2,3 36 0 0 KAR AUCTION SVCS INC COM COM 48238T109 0 12 SH DFND 1,2,3 12 0 0 KBR INC COM COM 48242W106 6 335 SH DFND 1,2,3 335 0 0 KLA-TENCOR CORP COM COM 482480100 0 2 SH DFND 1,2,3 2 0 0 KLX INC COM COM 482539103 1 30 SH DFND 1,2,3 30 0 0 KAPSTONE PAPER & PACKAGING C COM COM 48562P103 0 12 SH DFND 1,2,3 12 0 0 KAYNE ANDERSON MLP INVT CO COM COM 486606106 46 1974 SH DFND 1,2,3 1974 0 0 KEYSIGHT TECHNOLOGIES INC COM COM 49338L103 77 2512 SH DFND 1,2,3 2512 0 0 KILROY RLTY CORP COM COM 49427F108 4689 71961 SH DFND 1,2,3 71961 0 0 KIMBERLY CLARK CORP COM COM 494368103 7258 66564 SH DFND 1,2,3 66564 0 0 KIMCO RLTY CORP COM COM 49446R109 0 7 SH DFND 1,2,3 7 0 0 KINDER MORGAN INC DEL COM COM 49456B101 4303 155448 SH DFND 1,2,3 155448 0 0 KIRBY CORP COM COM 497266106 0 3 SH DFND 1,2,3 3 0 0 KNOLL INC COM NEW COM 498904200 1711 77824 SH DFND 1,2,3 77824 0 0 KNOWLES CORP COM COM 49926D109 4 224 SH DFND 1,2,3 224 0 0 KOHLS CORP COM COM 500255104 65 1396 SH DFND 1,2,3 1396 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW COM 500472303 303 12937 SH DFND 1,2,3 12937 0 0 KOREA ELECTRIC PWR SPONSORED ADR SPONSORED ADR 500631106 1 30 SH DFND 1,2,3 30 0 0 KRAFT HEINZ CO COM ADDED COM 500754106 1 10 SH DFND 1,2,3 10 0 0 KROGER CO COM COM 501044101 5 125 SH DFND 1,2,3 125 0 0 LKQ CORP COM COM 501889208 2 84 SH DFND 1,2,3 84 0 0 LA QUINTA HLDGS INC COM COM 50420D108 0 6 SH DFND 1,2,3 6 0 0 LAM RESEARCH CORP COM COM 512807108 4 63 SH DFND 1,2,3 63 0 0 LANDEC CORP COM COM 514766104 285 24410 SH DFND 1,2,3 24410 0 0 LAS VEGAS SANDS CORP COM COM 517834107 125 3286 SH DFND 1,2,3 3286 0 0 LEGACY TEX FINL GROUP INC COM COM 52471Y106 0 9 SH DFND 1,2,3 9 0 0 LEGG MASON INC COM COM 524901105 4 87 SH DFND 1,2,3 87 0 0 LENNAR CORP CL A CL A 526057104 2 37 SH DFND 1,2,3 37 0 0 LENNOX INTL INC COM COM 526107107 0 1 SH DFND 1,2,3 1 0 0 LIBERTY INTERACTIVE CORP QVC GP COM SER A COM 53071M104 4 169 SH DFND 1,2,3 169 0 0 LIFEPOINT HEALTH INC COM COM 53219L109 0 3 SH DFND 1,2,3 3 0 0 LILLY ELI & CO COM COM 532457108 19 232 SH DFND 1,2,3 232 0 0 LINEAR TECHNOLOGY CORP COM COM 535678106 0 4 SH DFND 1,2,3 4 0 0 LINKEDIN CORP COM CL A CL A 53578A108 7 37 SH DFND 1,2,3 37 0 0 LITHIA MTRS INC CL A CL A 536797103 0 1 SH DFND 1,2,3 1 0 0 LIVE NATION ENTERTAINMENT IN COM COM 538034109 0 4 SH DFND 1,2,3 4 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR SPONSORED ADR 539439109 8 1760 SH DFND 1,2,3 1760 0 0 LOCKHEED MARTIN CORP COM COM 539830109 925 4464 SH DFND 1,2,3 4464 0 0 LOWES COS INC COM COM 548661107 79 1145 SH DFND 1,2,3 1145 0 0 M & T BK CORP COM COM 55261F104 4 32 SH DFND 1,2,3 32 0 0 MSC INDL DIRECT INC CL A CL A 553530106 0 3 SH DFND 1,2,3 3 0 0 MTS SYS CORP COM COM 553777103 0 1 SH DFND 1,2,3 1 0 0 MYR GROUP INC DEL COM COM 55405W104 0 2 SH DFND 1,2,3 2 0 0 MACQUARIE INFRASTRUCTURE COR COM COM 55608B105 0 3 SH DFND 1,2,3 3 0 0 MACYS INC COM COM 55616P104 5 101 SH DFND 1,2,3 101 0 0 MAGNA INTL INC COM COM 559222401 4 92 SH DFND 1,2,3 92 0 0 MARATHON OIL CORP COM COM 565849106 4 263 SH DFND 1,2,3 263 0 0 MARKET VECTORS ETF TR GOLD MINER ETF ETF 57060U100 0 14 SH DFND 1,2,3 14 0 0 MARKET VECTORS ETF TR RUSSIA ETF ETF 57060U506 1344 85606 SH DFND 1,2,3 85606 0 0 MARSH & MCLENNAN COS INC COM COM 571748102 5187 99321 SH DFND 1,2,3 99321 0 0 MARRIOTT INTL INC NEW CL A CL A 571903202 3 51 SH DFND 1,2,3 51 0 0 MARTEN TRANS LTD COM COM 573075108 0 8 SH DFND 1,2,3 8 0 0 MASIMO CORP COM COM 574795100 0 4 SH DFND 1,2,3 4 0 0 MASTEC INC COM COM 576323109 0 14 SH DFND 1,2,3 14 0 0 MATADOR RES CO COM COM 576485205 0 15 SH DFND 1,2,3 15 0 0 MAXIMUS INC COM COM 577933104 1 12 SH DFND 1,2,3 12 0 0 MCDONALDS CORP COM COM 580135101 678 6878 SH DFND 1,2,3 6878 0 0 MCKESSON CORP COM COM 58155Q103 60 323 SH DFND 1,2,3 323 0 0 MEAD JOHNSON NUTRITION CO COM COM 582839106 2 28 SH DFND 1,2,3 28 0 0 MEDASSETS INC COM COM 584045108 0 1 SH DFND 1,2,3 1 0 0 MEMORIAL RESOURCE DEV CORP COM COM 58605Q109 0 9 SH DFND 1,2,3 9 0 0 MERCADOLIBRE INC COM COM 58733R102 1 9 SH DFND 1,2,3 9 0 0 MERCK & CO INC NEW COM COM 58933Y105 36 719 SH DFND 1,2,3 719 0 0 METLIFE INC COM COM 59156R108 97 2056 SH DFND 1,2,3 2056 0 0 MICROSOFT CORP COM COM 594918104 7040 159057 SH DFND 1,2,3 159057 0 0 MICROSTRATEGY INC CL A NEW CL A 594972408 1 3 SH DFND 1,2,3 3 0 0 MICROCHIP TECHNOLOGY INC COM COM 595017104 9374 217542 SH DFND 1,2,3 217542 0 0 MINERALS TECHNOLOGIES INC COM COM 603158106 0 3 SH DFND 1,2,3 3 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR SPONSORED ADR 606822104 1040 170831 SH DFND 1,2,3 170831 0 0 MONDELEZ INTL INC CL A CL A 609207105 7 171 SH DFND 1,2,3 171 0 0 MONRO MUFFLER BRAKE INC COM COM 610236101 0 2 SH DFND 1,2,3 2 0 0 MONSANTO CO NEW COM COM 61166W101 11 133 SH DFND 1,2,3 133 0 0 MONSTER BEVERAGE CORP NEW COM COM 61174X109 2 12 SH DFND 1,2,3 12 0 0 MOODYS CORP COM COM 615369105 11 108 SH DFND 1,2,3 108 0 0 MORGAN STANLEY COM NEW COM 617446448 2 69 SH DFND 1,2,3 69 0 0 MUELLER WTR PRODS INC COM SER A COM 624758108 0 10 SH DFND 1,2,3 10 0 0 MURPHY OIL CORP COM COM 626717102 45 1846 SH DFND 1,2,3 1846 0 0 NRG ENERGY INC COM NEW COM 629377508 8 547 SH DFND 1,2,3 547 0 0 NASDAQ INC COM COM 631103108 6 114 SH DFND 1,2,3 114 0 0 NATIONAL GRID PLC SPON ADR NEW SPONSORED ADR 636274300 14384 206583 SH DFND 1,2,3 206583 0 0 NATIONAL OILWELL VARCO INC COM COM 637071101 128 3390 SH DFND 1,2,3 3390 0 0 NATUS MEDICAL INC DEL COM COM 639050103 0 4 SH DFND 1,2,3 4 0 0 NEENAH PAPER INC COM COM 640079109 3 54 SH DFND 1,2,3 54 0 0 NETAPP INC COM COM 64110D104 1 50 SH DFND 1,2,3 50 0 0 NETFLIX INC COM COM 64110L106 1 14 SH DFND 1,2,3 14 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR SPONSORED ADR 647581107 0 21 SH DFND 1,2,3 21 0 0 NEWELL RUBBERMAID INC COM COM 651229106 10 253 SH DFND 1,2,3 253 0 0 NEXTERA ENERGY INC COM COM 65339F101 58 591 SH DFND 1,2,3 591 0 0 NIKE INC CL B CL B 654106103 8 62 SH DFND 1,2,3 62 0 0 NIMBLE STORAGE INC COM COM 65440R101 0 11 SH DFND 1,2,3 11 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR SPONSORED ADR 654624105 795 22514 SH DFND 1,2,3 22514 0 0 NORDSTROM INC COM COM 655664100 2758 38467 SH DFND 1,2,3 38467 0 0 NORFOLK SOUTHERN CORP COM COM 655844108 24 319 SH DFND 1,2,3 319 0 0 NORTHERN TR CORP COM COM 665859104 2 31 SH DFND 1,2,3 31 0 0 NORTHROP GRUMMAN CORP COM COM 666807102 9 57 SH DFND 1,2,3 57 0 0 NORTHWESTERN CORP COM NEW COM 668074305 245 4557 SH DFND 1,2,3 4557 0 0 NOVARTIS A G SPONSORED ADR SPONSORED ADR 66987V109 5067 55121 SH DFND 1,2,3 55121 0 0 NOVO-NORDISK A S ADR ADR 670100205 4306 79386 SH DFND 1,2,3 79386 0 0 NOW INC COM COM 67011P100 11 746 SH DFND 1,2,3 746 0 0 NUCOR CORP COM COM 670346105 0 4 SH DFND 1,2,3 4 0 0 NVIDIA CORP COM COM 67066G104 75 3054 SH DFND 1,2,3 3054 0 0 NUVASIVE INC COM COM 670704105 0 3 SH DFND 1,2,3 3 0 0 OASIS PETE INC NEW COM COM 674215108 0 15 SH DFND 1,2,3 15 0 0 OCCIDENTAL PETE CORP DEL COM COM 674599105 9773 147736 SH DFND 1,2,3 147736 0 0 OLD DOMINION FGHT LINES INC COM COM 679580100 830 13609 SH DFND 1,2,3 13609 0 0 OMNICOM GROUP INC COM COM 681919106 8494 128895 SH DFND 1,2,3 128895 0 0 ON SEMICONDUCTOR CORP COM COM 682189105 5 483 SH DFND 1,2,3 483 0 0 ONEOK INC NEW COM COM 682680103 0 7 SH DFND 1,2,3 7 0 0 ORACLE CORP COM COM 68389X105 278 7697 SH DFND 1,2,3 7697 0 0 OWENS CORNING NEW COM COM 690742101 1 12 SH DFND 1,2,3 12 0 0 PDC ENERGY INC COM COM 69327R101 0 1 SH DFND 1,2,3 1 0 0 PG&E CORP COM COM 69331C108 2158 40862 SH DFND 1,2,3 40862 0 0 PNC FINL SVCS GROUP INC COM COM 693475105 16 183 SH DFND 1,2,3 183 0 0 PPG INDS INC COM COM 693506107 9 108 SH DFND 1,2,3 108 0 0 PPL CORP COM COM 69351T106 13743 417846 SH DFND 1,2,3 417846 0 0 PVH CORP COM COM 693656100 2 18 SH DFND 1,2,3 18 0 0 PTC INC COM COM 69370C100 0 5 SH DFND 1,2,3 5 0 0 PACKAGING CORP AMER COM COM 695156109 0 3 SH DFND 1,2,3 3 0 0 PARAMOUNT GROUP INC COM COM 69924R108 2923 173965 SH DFND 1,2,3 173965 0 0 PAREXEL INTL CORP COM COM 699462107 1108 17894 SH DFND 1,2,3 17894 0 0 PARKWAY PPTYS INC COM COM 70159Q104 0 11 SH DFND 1,2,3 11 0 0 PAYCHEX INC COM COM 704326107 9 183 SH DFND 1,2,3 183 0 0 PAYPAL HLDGS INC COM ADDED COM 70450Y103 7 234 SH DFND 1,2,3 234 0 0 PENNANTPARK INVT CORP COM COM 708062104 16 2408 SH DFND 1,2,3 2408 0 0 PENNEY J C INC COM COM 708160106 0 3 SH DFND 1,2,3 3 0 0 PENSKE AUTOMOTIVE GRP INC COM COM 70959W103 881 18188 SH DFND 1,2,3 18188 0 0 PEPSICO INC COM COM 713448108 23 249 SH DFND 1,2,3 249 0 0 PERFICIENT INC COM COM 71375U101 0 4 SH DFND 1,2,3 4 0 0 PERKINELMER INC COM COM 714046109 0 8 SH DFND 1,2,3 8 0 0 PFIZER INC COM COM 717081103 530 16868 SH DFND 1,2,3 16868 0 0 PHILIP MORRIS INTL INC COM COM 718172109 1729 21796 SH DFND 1,2,3 21796 0 0 PILGRIMS PRIDE CORP NEW COM COM 72147K108 0 9 SH DFND 1,2,3 9 0 0 PIMCO ETF TR 0-5 HIGH YIELD ETF 72201R783 19831 209584 SH DFND 1,2,3 209584 0 0 PIMCO ETF TR ENHAN SHRT MA AC ETF 72201R833 44 439 SH DFND 1,2,3 439 0 0 PINNACLE WEST CAP CORP COM COM 723484101 673 10500 SH DFND 1,2,3 10500 0 0 PINNACLE FOODS INC DEL COM COM 72348P104 702 16768 SH DFND 1,2,3 16768 0 0 PITNEY BOWES INC COM COM 724479100 0 9 SH DFND 1,2,3 9 0 0 POLARIS INDS INC COM COM 731068102 891 7429 SH DFND 1,2,3 7429 0 0 POPEYES LA KITCHEN INC COM COM 732872106 0 3 SH DFND 1,2,3 3 0 0 PORTLAND GEN ELEC CO COM NEW COM 736508847 0 3 SH DFND 1,2,3 3 0 0 POWERSHARES QQQ TRUST UNIT SER 1 ETF 73935A104 9 91 SH DFND 1,2,3 91 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT ETF 73935S105 10 639 SH DFND 1,2,3 639 0 0 POWERSHARES ETF TRUST ENERGY SEC POR ETF 73935X385 6 172 SH DFND 1,2,3 172 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT ETF 73935X799 12 181 SH DFND 1,2,3 181 0 0 POWERSHS DB MULTI SECT COMM DB ENERGY FUND ETF 73936B101 214 15662 SH DFND 1,2,3 15662 0 0 POWERSHS DB MULTI SECT COMM DB PREC MTLS ETF 73936B200 307 9028 SH DFND 1,2,3 9028 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD ETF 73936B408 217 10372 SH DFND 1,2,3 10372 0 0 POWERSHS DB MULTI SECT COMM DB GOLD FUND ETF 73936B606 1594 43582 SH DFND 1,2,3 43582 0 0 POWERSHS DB MULTI SECT COMM DB BASE METALS ETF 73936B705 87 6868 SH DFND 1,2,3 6868 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT ETF 73936Q769 27814 1207217 SH DFND 1,2,3 1207217 0 0 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN ETF 73936T474 11695 467438 SH DFND 1,2,3 467438 0 0 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI ETF 73936T557 991 55617 SH DFND 1,2,3 55617 0 0 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT ETF 73936T565 14 990 SH DFND 1,2,3 990 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT ETF 73936T573 21228 773910 SH DFND 1,2,3 773910 0 0 POWERSHARES ETF TR II S&P500 LOW VOL ETF 73937B779 10 275 SH DFND 1,2,3 275 0 0 PRAXAIR INC COM COM 74005P104 178 1751 SH DFND 1,2,3 1751 0 0 PRECISION CASTPARTS CORP COM COM 740189105 5 20 SH DFND 1,2,3 20 0 0 PRIMORIS SVCS CORP COM COM 74164F103 0 12 SH DFND 1,2,3 12 0 0 PROASSURANCE CORP COM COM 74267C106 0 5 SH DFND 1,2,3 5 0 0 PROCTER & GAMBLE CO COM COM 742718109 3243 45081 SH DFND 1,2,3 45081 0 0 PROLOGIS INC COM COM 74340W103 3553 91348 SH DFND 1,2,3 91348 0 0 PRUDENTIAL FINL INC COM COM 744320102 8 100 SH DFND 1,2,3 100 0 0 PRUDENTIAL PLC ADR ADR 74435K204 0 9 SH DFND 1,2,3 9 0 0 PUBLIC SVC ENTERPRISE GROUP COM COM 744573106 52 1223 SH DFND 1,2,3 1223 0 0 QUALCOMM INC COM COM 747525103 17 322 SH DFND 1,2,3 322 0 0 QUANTA SVCS INC COM COM 74762E102 0 20 SH DFND 1,2,3 20 0 0 QUEST DIAGNOSTICS INC COM COM 74834L100 4 66 SH DFND 1,2,3 66 0 0 QUINTILES TRANSNATIO HLDGS I COM COM 74876Y101 0 3 SH DFND 1,2,3 3 0 0 RPC INC COM COM 749660106 0 12 SH DFND 1,2,3 12 0 0 RSP PERMIAN INC COM COM 74978Q105 0 10 SH DFND 1,2,3 10 0 0 RADIAN GROUP INC COM COM 750236101 0 18 SH DFND 1,2,3 18 0 0 RALPH LAUREN CORP CL A CL A 751212101 6 49 SH DFND 1,2,3 49 0 0 RAYMOND JAMES FINANCIAL INC COM COM 754730109 5 97 SH DFND 1,2,3 97 0 0 RAYTHEON CO COM NEW COM 755111507 19 170 SH DFND 1,2,3 170 0 0 REALTY INCOME CORP COM COM 756109104 33 700 SH DFND 1,2,3 700 0 0 RED HAT INC COM COM 756577102 10 141 SH DFND 1,2,3 141 0 0 REDWOOD TR INC COM COM 758075402 0 12 SH DFND 1,2,3 12 0 0 REGENERON PHARMACEUTICALS COM COM 75886F107 3 7 SH DFND 1,2,3 7 0 0 RETAIL OPPORTUNITY INVTS COR COM COM 76131N101 1 31 SH DFND 1,2,3 31 0 0 REXFORD INDL RLTY INC COM COM 76169C100 4118 298653 SH DFND 1,2,3 298653 0 0 REYNOLDS AMERICAN INC COM COM 761713106 0 8 SH DFND 1,2,3 8 0 0 RIO TINTO PLC SPONSORED ADR ADR 767204100 491 14521 SH DFND 1,2,3 14521 0 0 RITCHIE BROS AUCTIONEERS COM COM 767744105 194 7494 SH DFND 1,2,3 7494 0 0 ROCKWELL COLLINS INC COM COM 774341101 3 31 SH DFND 1,2,3 31 0 0 ROLLINS INC COM COM 775711104 1 22 SH DFND 1,2,3 22 0 0 ROPER TECHNOLOGIES INC COM COM 776696106 53 337 SH DFND 1,2,3 337 0 0 ROSS STORES INC COM COM 778296103 2221 45819 SH DFND 1,2,3 45819 0 0 ROYAL DUTCH SHELL PLC SPON ADR B SPONSORED ADR 780259107 9371 197357 SH DFND 1,2,3 197357 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A SPONSORED ADR 780259206 5 116 SH DFND 1,2,3 116 0 0 RYDER SYS INC COM COM 783549108 5 64 SH DFND 1,2,3 64 0 0 RYMAN HOSPITALITY PPTYS INC COM COM 78377T107 4 90 SH DFND 1,2,3 90 0 0 SBA COMMUNICATIONS CORP COM COM 78388J106 1 5 SH DFND 1,2,3 5 0 0 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 302745 1579843 SH DFND 1,2,3 1579843 0 0 SPDR GOLD TRUST GOLD SHS ETF 78463V107 3336 31214 SH DFND 1,2,3 31214 0 0 SPDR INDEX SHS FDS EURO STOXX 50 ETF 78463X202 10663 315011 SH DFND 1,2,3 315011 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF ETF 78463X301 5332 73368 SH DFND 1,2,3 73368 0 0 SPDR INDEX SHS FDS S&P CHINA ETF ETF 78463X400 18677 270875 SH DFND 1,2,3 270875 0 0 SPDR INDEX SHS FDS EMERG MKTS ETF ETF 78463X509 15755 300554 SH DFND 1,2,3 300554 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF ETF 78463X749 14 301 SH DFND 1,2,3 301 0 0 SPDR INDEX SHS FDS S&P INTL ETF ETF 78463X772 6791 199983 SH DFND 1,2,3 199983 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF ETF 78463X863 39672 1008437 SH DFND 1,2,3 1008437 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP ETF 78463X871 21215 770884 SH DFND 1,2,3 770884 0 0 SPDR INDEX SHS FDS S&P WRLD EX US ETF 78463X889 102053 4028951 SH DFND 1,2,3 4028951 0 0 SPDR SERIES TRUST NUV HGHYLD MUN ETF 78464A284 1958 34592 SH DFND 1,2,3 34592 0 0 SPDR SERIES TRUST BRCLY EM LOCL ETF 78464A391 2 76 SH DFND 1,2,3 76 0 0 SPDR SERIES TRUST BRC HGH YLD BD ETF 78464A417 79709 2235247 SH DFND 1,2,3 2235247 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI ETF 78464A425 18974 778903 SH DFND 1,2,3 778903 0 0 SPDR SERIES TRUST NUVN BRCLY MUNI ETF 78464A458 20215 838454 SH DFND 1,2,3 838454 0 0 SPDR SERIES TRUST BARC SHT TR CP ETF 78464A474 3833 125604 SH DFND 1,2,3 125604 0 0 SPDR SERIES TRUST BRCLYS INTL ETF ETF 78464A516 48645 934215 SH DFND 1,2,3 934215 0 0 SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 42269 490535 SH DFND 1,2,3 490535 0 0 SPDR SERIES TRUST BARCLYS TIPS ETF ETF 78464A656 8241 149238 SH DFND 1,2,3 149238 0 0 SPDR SERIES TRUST BRCLYS LG TRS ET ETF 78464A664 16689 233378 SH DFND 1,2,3 233378 0 0 SPDR SERIES TRUST BRCLYS INTER ETF ETF 78464A672 3830 63168 SH DFND 1,2,3 63168 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF ETF 78464A680 5659 123858 SH DFND 1,2,3 123858 0 0 SPDR SERIES TRUST S&P DIVID ETF ETF 78464A763 1085 15037 SH DFND 1,2,3 15037 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF 78467Y107 20501 82370 SH DFND 1,2,3 82370 0 0 SPDR SER TR SHT TRM HGH YLD ETF 78468R408 4038 149875 SH DFND 1,2,3 149875 0 0 SVB FINL GROUP COM COM 78486Q101 714 6181 SH DFND 1,2,3 6181 0 0 SABRE CORP COM COM 78573M104 1 19 SH DFND 1,2,3 19 0 0 ST JOE CO COM COM 790148100 0 3 SH DFND 1,2,3 3 0 0 SANOFI SPONSORED ADR SPONSORED ADR 80105N105 650 13683 SH DFND 1,2,3 13683 0 0 SASOL LTD SPONSORED ADR SPONSORED ADR 803866300 0 10 SH DFND 1,2,3 10 0 0 SCHLUMBERGER LTD COM COM 806857108 41 597 SH DFND 1,2,3 597 0 0 SCHWAB CHARLES CORP NEW COM COM 808513105 6 214 SH DFND 1,2,3 214 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ ETF 808524797 4 116 SH DFND 1,2,3 116 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM CL A 811065101 57 1157 SH DFND 1,2,3 1157 0 0 SEALED AIR CORP NEW COM COM 81211K100 6 138 SH DFND 1,2,3 138 0 0 SELECT SECTOR SPDR TR SBI MATERIALS ETF 81369Y100 540 13526 SH DFND 1,2,3 13526 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE ETF 81369Y209 15935 240600 SH DFND 1,2,3 240600 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS ETF 81369Y308 1969 41729 SH DFND 1,2,3 41729 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR ETF 81369Y407 15144 203931 SH DFND 1,2,3 203931 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY ETF 81369Y506 1295 21163 SH DFND 1,2,3 21163 0 0 SELECT SECTOR SPDR TR SBI INT-FINL ETF 81369Y605 17433 769311 SH DFND 1,2,3 769311 0 0 SELECT SECTOR SPDR TR SBI INT-INDS ETF 81369Y704 1858 37251 SH DFND 1,2,3 37251 0 0 SELECT SECTOR SPDR TR TECHNOLOGY ETF 81369Y803 4196 106232 SH DFND 1,2,3 106232 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS ETF 81369Y886 503 11613 SH DFND 1,2,3 11613 0 0 SEMGROUP CORP CL A CL A 81663A105 992 22950 SH DFND 1,2,3 22950 0 0 SEMPRA ENERGY COM COM 816851109 31 321 SH DFND 1,2,3 321 0 0 SERVICENOW INC COM COM 81762P102 1 16 SH DFND 1,2,3 16 0 0 SHIRE PLC SPONSORED ADR SPONSORED ADR 82481R106 564 2750 SH DFND 1,2,3 2750 0 0 SHOE CARNIVAL INC COM COM 824889109 0 13 SH DFND 1,2,3 13 0 0 SIERRA WIRELESS INC COM COM 826516106 727 34337 SH DFND 1,2,3 34337 0 0 SILICON LABORATORIES INC COM COM 826919102 1180 28396 SH DFND 1,2,3 28396 0 0 SIMON PPTY GROUP INC NEW COM COM 828806109 5771 31413 SH DFND 1,2,3 31413 0 0 SKYWORKS SOLUTIONS INC COM COM 83088M102 5 57 SH DFND 1,2,3 57 0 0 SNAP ON INC COM COM 833034101 0 3 SH DFND 1,2,3 3 0 0 SONY CORP ADR NEW SPONSORED ADR 835699307 2721 111072 SH DFND 1,2,3 111072 0 0 SOTHEBYS COM COM 835898107 0 4 SH DFND 1,2,3 4 0 0 SOUTH ST CORP COM COM 840441109 1482 19273 SH DFND 1,2,3 19273 0 0 SOUTHWEST GAS CORP COM COM 844895102 12 198 SH DFND 1,2,3 198 0 0 SPECTRA ENERGY CORP COM COM 847560109 16 624 SH DFND 1,2,3 624 0 0 SPECTRANETICS CORP COM COM 84760C107 0 2 SH DFND 1,2,3 2 0 0 SPECTRUM BRANDS HLDGS INC COM COM 84763R101 0 2 SH DFND 1,2,3 2 0 0 SPLUNK INC COM COM 848637104 1 24 SH DFND 1,2,3 24 0 0 STANLEY BLACK & DECKER INC COM COM 854502101 58 593 SH DFND 1,2,3 593 0 0 STARBUCKS CORP COM COM 855244109 11 190 SH DFND 1,2,3 190 0 0 STARWOOD HOTELS&RESORTS WRLD COM COM 85590A401 0 4 SH DFND 1,2,3 4 0 0 STATE STR CORP COM COM 857477103 1618 24080 SH DFND 1,2,3 24080 0 0 STEELCASE INC CL A CL A 858155203 0 12 SH DFND 1,2,3 12 0 0 STERICYCLE INC COM COM 858912108 55 398 SH DFND 1,2,3 398 0 0 STERIS CORP COM COM 859152100 22 336 SH DFND 1,2,3 336 0 0 STRATEGIC HOTELS & RESORTS I COM COM 86272T106 6769 490827 SH DFND 1,2,3 490827 0 0 SUNTRUST BKS INC COM COM 867914103 6 165 SH DFND 1,2,3 165 0 0 SWIFT TRANSN CO CL A CL A 87074U101 0 12 SH DFND 1,2,3 12 0 0 SYMANTEC CORP COM COM 871503108 5 247 SH DFND 1,2,3 247 0 0 SYNOPSYS INC COM COM 871607107 1 11 SH DFND 1,2,3 11 0 0 SYNGENTA AG SPONSORED ADR SPONSORED ADR 87160A100 1 9 SH DFND 1,2,3 9 0 0 SYNNEX CORP COM COM 87162W100 370 4345 SH DFND 1,2,3 4345 0 0 SYNCHRONY FINL COM COM 87165B103 2 50 SH DFND 1,2,3 50 0 0 SYSCO CORP COM COM 871829107 7769 199365 SH DFND 1,2,3 199365 0 0 TD AMERITRADE HLDG CORP COM COM 87236Y108 0 7 SH DFND 1,2,3 7 0 0 TJX COS INC NEW COM COM 872540109 7 93 SH DFND 1,2,3 93 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR SPONSORED ADR 874039100 7 355 SH DFND 1,2,3 355 0 0 TALEN ENERGY CORP COM COM 87422J105 2 162 SH DFND 1,2,3 162 0 0 TARGET CORP COM COM 87612E106 84 1063 SH DFND 1,2,3 1063 0 0 TARGA RES CORP COM COM 87612G101 0 2 SH DFND 1,2,3 2 0 0 TATA MTRS LTD SPONSORED ADR SPONSORED ADR 876568502 0 15 SH DFND 1,2,3 15 0 0 TEAM HEALTH HOLDINGS INC COM COM 87817A107 0 3 SH DFND 1,2,3 3 0 0 TEGNA INC COM COM 87901J105 0 11 SH DFND 1,2,3 11 0 0 TELECOM ITALIA S P A NEW SPON ADR ORD SPONSORED ADR 87927Y102 878 71468 SH DFND 1,2,3 71468 0 0 TESLA MTRS INC COM COM 88160R101 1 3 SH DFND 1,2,3 3 0 0 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 979 17341 SH DFND 1,2,3 17341 0 0 TEXAS INSTRS INC COM COM 882508104 29 582 SH DFND 1,2,3 582 0 0 THERMO FISHER SCIENTIFIC INC COM COM 883556102 73 599 SH DFND 1,2,3 599 0 0 3M CO COM COM 88579Y101 360 2537 SH DFND 1,2,3 2537 0 0 TIME WARNER INC COM NEW COM 887317303 20 291 SH DFND 1,2,3 291 0 0 TIMKENSTEEL CORP COM COM 887399103 0 3 SH DFND 1,2,3 3 0 0 TORCHMARK CORP COM COM 891027104 0 3 SH DFND 1,2,3 3 0 0 TOTAL S A SPONSORED ADR SPONSORED ADR 89151E109 6813 152373 SH DFND 1,2,3 152373 0 0 TOWERS WATSON & CO CL A CL A 891894107 4 38 SH DFND 1,2,3 38 0 0 TOYOTA MOTOR CORP SP ADR REP2COM COM 892331307 8587 73221 SH DFND 1,2,3 73221 0 0 TRACTOR SUPPLY CO COM COM 892356106 1 7 SH DFND 1,2,3 7 0 0 TRAVELERS COMPANIES INC COM COM 89417E109 96 960 SH DFND 1,2,3 960 0 0 TREEHOUSE FOODS INC COM COM 89469A104 488 6273 SH DFND 1,2,3 6273 0 0 TRIANGLE PETE CORP COM NEW COM 89600B201 0 2 SH DFND 1,2,3 2 0 0 TRINITY INDS INC COM COM 896522109 0 12 SH DFND 1,2,3 12 0 0 TRUEBLUE INC COM COM 89785X101 176 7820 SH DFND 1,2,3 7820 0 0 TUMI HLDGS INC COM COM 89969Q104 0 6 SH DFND 1,2,3 6 0 0 TUPPERWARE BRANDS CORP COM COM 899896104 2 45 SH DFND 1,2,3 45 0 0 TWENTY FIRST CENTY FOX INC CL A CL A 90130A101 5 189 SH DFND 1,2,3 189 0 0 II VI INC COM COM 902104108 171 10617 SH DFND 1,2,3 10617 0 0 TYLER TECHNOLOGIES INC COM COM 902252105 2453 16429 SH DFND 1,2,3 16429 0 0 TYSON FOODS INC CL A CL A 902494103 809 18764 SH DFND 1,2,3 18764 0 0 UGI CORP NEW COM COM 902681105 7 196 SH DFND 1,2,3 196 0 0 US BANCORP DEL COM NEW COM 902973304 4 100 SH DFND 1,2,3 100 0 0 U S CONCRETE INC COM NEW COM 90333L201 0 4 SH DFND 1,2,3 4 0 0 ULTIMATE SOFTWARE GROUP INC COM COM 90385D107 679 3793 SH DFND 1,2,3 3793 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP COM COM 90400P101 1541 92194 SH DFND 1,2,3 92194 0 0 UNILEVER PLC SPON ADR NEW SPONSORED ADR 904767704 19 458 SH DFND 1,2,3 458 0 0 UNILEVER N V N Y SHS NEW COM 904784709 6 150 SH DFND 1,2,3 150 0 0 UNION PAC CORP COM COM 907818108 71 808 SH DFND 1,2,3 808 0 0 UNITED PARCEL SERVICE INC CL B CL B 911312106 21 213 SH DFND 1,2,3 213 0 0 UNITED STATES STL CORP NEW COM COM 912909108 0 10 SH DFND 1,2,3 10 0 0 UNITED TECHNOLOGIES CORP COM COM 913017109 90 1016 SH DFND 1,2,3 1016 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 4196 36170 SH DFND 1,2,3 36170 0 0 UNIVERSAL FST PRODS INC COM COM 913543104 179 3097 SH DFND 1,2,3 3097 0 0 UNUM GROUP COM COM 91529Y106 70 2176 SH DFND 1,2,3 2176 0 0 VWR CORP COM COM 91843L103 0 19 SH DFND 1,2,3 19 0 0 VALERO ENERGY CORP NEW COM COM 91913Y100 9 148 SH DFND 1,2,3 148 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF ETF 921908844 75 1022 SH DFND 1,2,3 1022 0 0 VANGUARD WORLD FD MEGA GRWTH IND ETF 921910816 4470 57486 SH DFND 1,2,3 57486 0 0 VANGUARD WORLD FD MEGA CAP VAL ETF ETF 921910840 4150 75134 SH DFND 1,2,3 75134 0 0 VANGUARD WORLD FD MEGA CAP INDEX ETF 921910873 28 423 SH DFND 1,2,3 423 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND ETF 921937827 149236 1856406 SH DFND 1,2,3 1856406 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT ETF 921937835 80406 981403 SH DFND 1,2,3 981403 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF ETF 921943858 2162 61803 SH DFND 1,2,3 61803 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD ETF 921946406 8464 135107 SH DFND 1,2,3 135107 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF ETF 92203J407 67487 1275024 SH DFND 1,2,3 1275024 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF ETF 922042676 3654 71689 SH DFND 1,2,3 71689 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF ETF 922042718 19708 217288 SH DFND 1,2,3 217288 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US ETF 922042775 47402 1111934 SH DFND 1,2,3 1111934 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF ETF 922042858 2673 82068 SH DFND 1,2,3 82068 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF ETF 922042866 9551 177895 SH DFND 1,2,3 177895 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF ETF 922042874 67233 1367086 SH DFND 1,2,3 1367086 0 0 VANGUARD WORLD FDS UTILITIES ETF ETF 92204A876 10 109 SH DFND 1,2,3 109 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD ETF 92206C409 53617 672651 SH DFND 1,2,3 672651 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD ETF 92206C813 6311 73356 SH DFND 1,2,3 73356 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP ETF 92206C870 19843 232268 SH DFND 1,2,3 232268 0 0 VANTIV INC CL A CL A 92210H105 1 12 SH DFND 1,2,3 12 0 0 VARIAN MED SYS INC COM COM 92220P105 1 16 SH DFND 1,2,3 16 0 0 VECTREN CORP COM COM 92240G101 7 157 SH DFND 1,2,3 157 0 0 VENTAS INC COM COM 92276F100 0 5 SH DFND 1,2,3 5 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS ETF 922908363 57871 329859 SH DFND 1,2,3 329859 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP ETF 922908512 3023 36320 SH DFND 1,2,3 36320 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP ETF 922908538 1191 12249 SH DFND 1,2,3 12249 0 0 VANGUARD INDEX FDS REIT ETF ETF 922908553 18456 244324 SH DFND 1,2,3 244324 0 0 VANGUARD INDEX FDS SML CP GRW ETF ETF 922908595 28165 239134 SH DFND 1,2,3 239134 0 0 VANGUARD INDEX FDS SM CP VAL ETF ETF 922908611 24182 249683 SH DFND 1,2,3 249683 0 0 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 1948 17050 SH DFND 1,2,3 17050 0 0 VANGUARD INDEX FDS LARGE CAP ETF ETF 922908637 83 942 SH DFND 1,2,3 942 0 0 VANGUARD INDEX FDS EXTEND MKT ETF ETF 922908652 20822 255081 SH DFND 1,2,3 255081 0 0 VANGUARD INDEX FDS GROWTH ETF ETF 922908736 65230 650417 SH DFND 1,2,3 650417 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 78999 1029297 SH DFND 1,2,3 1029297 0 0 VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 1925 18108 SH DFND 1,2,3 18108 0 0 VANGUARD INDEX FDS TOTAL STK MKT ETF 922908769 118 1191 SH DFND 1,2,3 1191 0 0 VEREIT INC COM ADDED COM 92339V100 3363 435604 SH DFND 1,2,3 435604 0 0 VERISIGN INC COM COM 92343E102 9 122 SH DFND 1,2,3 122 0 0 VERIZON COMMUNICATIONS INC COM COM 92343V104 5104 117307 SH DFND 1,2,3 117307 0 0 VERISK ANALYTICS INC COM COM 92345Y106 3 37 SH DFND 1,2,3 37 0 0 VERTEX PHARMACEUTICALS INC COM COM 92532F100 1 12 SH DFND 1,2,3 12 0 0 VIACOM INC NEW CL B CL B 92553P201 11 265 SH DFND 1,2,3 265 0 0 VIAVI SOLUTIONS INC COM ADDED COM 925550105 0 8 SH DFND 1,2,3 8 0 0 VISA INC COM CL A CL A 92826C839 945 13564 SH DFND 1,2,3 13564 0 0 VIRTUSA CORP COM COM 92827P102 398 7763 SH DFND 1,2,3 7763 0 0 VMWARE INC CL A COM COM 928563402 7 92 SH DFND 1,2,3 92 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR SPONSORED ADR 92857W308 894 28160 SH DFND 1,2,3 28160 0 0 VOYA FINL INC COM COM 929089100 4 98 SH DFND 1,2,3 98 0 0 VULCAN MATLS CO COM COM 929160109 6 72 SH DFND 1,2,3 72 0 0 WPP PLC NEW ADR ADR 92937A102 10604 101930 SH DFND 1,2,3 101930 0 0 WP GLIMCHER IN COM COM 92939N102 2550 218659 SH DFND 1,2,3 218659 0 0 WEC ENERGY GROUP INC COM COM 92939U106 17 332 SH DFND 1,2,3 332 0 0 WABTEC CORP COM COM 929740108 2410 27371 SH DFND 1,2,3 27371 0 0 WAL-MART STORES INC COM COM 931142103 80 1237 SH DFND 1,2,3 1237 0 0 WALGREENS BOOTS ALLIANCE INC COM COM 931427108 70 848 SH DFND 1,2,3 848 0 0 WASTE CONNECTIONS INC COM COM 941053100 1 12 SH DFND 1,2,3 12 0 0 WASTE MGMT INC DEL COM COM 94106L109 11 226 SH DFND 1,2,3 226 0 0 WELLS FARGO & CO NEW COM COM 949746101 2588 50396 SH DFND 1,2,3 50396 0 0 WELLTOWER INC COM ADDED COM 95040Q104 2585 38179 SH DFND 1,2,3 38179 0 0 WESBANCO INC COM COM 950810101 1115 35456 SH DFND 1,2,3 35456 0 0 WESTAR ENERGY INC COM COM 95709T100 0 3 SH DFND 1,2,3 3 0 0 WESTERN DIGITAL CORP COM COM 958102105 278 3505 SH DFND 1,2,3 3505 0 0 WEYERHAEUSER CO COM COM 962166104 14 513 SH DFND 1,2,3 513 0 0 WHIRLPOOL CORP COM COM 963320106 0 1 SH DFND 1,2,3 1 0 0 WILLIAMS COS INC DEL COM COM 969457100 1062 28823 SH DFND 1,2,3 28823 0 0 WINTRUST FINL CORP COM COM 97650W108 0 1 SH DFND 1,2,3 1 0 0 WISDOMTREE INVTS INC COM COM 97717P104 0 10 SH DFND 1,2,3 10 0 0 WISDOMTREE TR HIGH DIV FD ETF 97717W208 20404 367102 SH DFND 1,2,3 367102 0 0 WISDOMTREE TR EMG MKTS SMCAP ETF 97717W281 1320 37075 SH DFND 1,2,3 37075 0 0 WISDOMTREE TR LARGECAP DIVID ETF 97717W307 43 638 SH DFND 1,2,3 638 0 0 WISDOMTREE TR EMER MKT HIGH FD ETF 97717W315 6057 180906 SH DFND 1,2,3 180906 0 0 WISDOMTREE TR MIDCAP DIVI FD ETF 97717W505 7 85 SH DFND 1,2,3 85 0 0 WISDOMTREE TR SMALLCAP DIVID ETF 97717W604 6386 101372 SH DFND 1,2,3 101372 0 0 WISDOMTREE TR ASIA PAC EXJP FD ETF 97717W828 8 144 SH DFND 1,2,3 144 0 0 WISDOMTREE TR JAPN HEDGE EQT ETF 97717W851 27556 566287 SH DFND 1,2,3 566287 0 0 WISDOMTREE TR EUROPE HEDGED EQ ETF 97717X701 31874 583245 SH DFND 1,2,3 583245 0 0 WISDOMTREE TR EM LCL DEBT FD ETF 97717X867 415 11988 SH DFND 1,2,3 11988 0 0 WPX ENERGY INC COM COM 98212B103 0 33 SH DFND 1,2,3 33 0 0 XCEL ENERGY INC COM COM 98389B100 20 567 SH DFND 1,2,3 567 0 0 XILINX INC COM COM 983919101 14 333 SH DFND 1,2,3 333 0 0 XEROX CORP COM COM 984121103 0 12 SH DFND 1,2,3 12 0 0 YUM BRANDS INC COM COM 988498101 8 98 SH DFND 1,2,3 98 0 0 ZIMMER BIOMET HLDGS INC COM COM 98956P102 0 1 SH DFND 1,2,3 1 0 0 ZIONS BANCORPORATION COM COM 989701107 1 35 SH DFND 1,2,3 35 0 0 ZOETIS INC CL A CL A 98978V103 8 189 SH DFND 1,2,3 189 0 0 ALLERGAN PLC SHS COM G0177J108 66 243 SH DFND 1,2,3 243 0 0 AMDOCS LTD SHS COM G02602103 4 79 SH DFND 1,2,3 79 0 0 ENERGY XXI LTD USD UNRS SHS COM G10082140 0 3 SH DFND 1,2,3 3 0 0 ACCENTURE PLC IRELAND SHS CLASS A CL A G1151C101 6 65 SH DFND 1,2,3 65 0 0 CHINA YUCHAI INTL LTD COM COM G21082105 0 3 SH DFND 1,2,3 3 0 0 CREDICORP LTD COM COM G2519Y108 1 5 SH DFND 1,2,3 5 0 0 EATON CORP PLC SHS COM G29183103 33 636 SH DFND 1,2,3 636 0 0 ENSCO PLC SHS CLASS A CL A G3157S106 3 196 SH DFND 1,2,3 196 0 0 GENPACT LIMITED SHS COM G3922B107 0 5 SH DFND 1,2,3 5 0 0 HELEN OF TROY CORP LTD COM COM G4388N106 408 4568 SH DFND 1,2,3 4568 0 0 HERBALIFE LTD COM USD SHS COM G4412G101 4 74 SH DFND 1,2,3 74 0 0 HORIZON PHARMA PLC SHS COM G4617B105 0 13 SH DFND 1,2,3 13 0 0 ICON PLC SHS COM G4705A100 1364 19215 SH DFND 1,2,3 19215 0 0 INGERSOLL-RAND PLC SHS COM G47791101 6 116 SH DFND 1,2,3 116 0 0 JAZZ PHARMACEUTICALS PLC SHS USD COM G50871105 1363 10266 SH DFND 1,2,3 10266 0 0 LIBERTY GLOBAL PLC SHS CL A CL A G5480U104 17 385 SH DFND 1,2,3 385 0 0 MEDTRONIC PLC SHS COM G5960L103 7 102 SH DFND 1,2,3 102 0 0 NIELSEN HLDGS PLC SHS EUR ADDED COM G6518L108 16 362 SH DFND 1,2,3 362 0 0 SEAGATE TECHNOLOGY PLC SHS COM G7945M107 2 43 SH DFND 1,2,3 43 0 0 PENTAIR PLC SHS COM G7S00T104 4 85 SH DFND 1,2,3 85 0 0 GOLAR LNG LTD BERMUDA SHS COM G9456A100 792 28400 SH DFND 1,2,3 28400 0 0 PERRIGO CO PLC SHS COM G97822103 53 335 SH DFND 1,2,3 335 0 0 TE CONNECTIVITY LTD REG SHS COM H84989104 1 12 SH DFND 1,2,3 12 0 0 CHECK POINT SOFTWARE TECH LT ORD COM M22465104 2 21 SH DFND 1,2,3 21 0 0 ASML HOLDING N V N Y REGISTRY SHS COM N07059210 14 164 SH DFND 1,2,3 164 0 0 CORE LABORATORIES N V COM COM N22717107 2 19 SH DFND 1,2,3 19 0 0 MOBILEYE N V AMSTELVEEN ORD SHS COM N51488117 1 25 SH DFND 1,2,3 25 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - COM N53745100 6 75 SH DFND 1,2,3 75 0 0 NXP SEMICONDUCTORS N V COM COM N6596X109 1075 12349 SH DFND 1,2,3 12349 0 0 ROYAL CARIBBEAN CRUISES LTD COM COM V7780T103 11 123 SH DFND 1,2,3 123 0 0 AEGEAN MARINE PETROLEUM NETW SHS COM Y0017S102 0 11 SH DFND 1,2,3 11 0 0 AVAGO TECHNOLOGIES LTD SHS COM Y0486S104 12 94 SH DFND 1,2,3 94 0 0 DIANA SHIPPING INC COM COM Y2066G104 0 15 SH DFND 1,2,3 15 0 0 ALLIANCEBERNSTEIN GBL HGH IN COM COM 01879R106 19 1705 SH DFND 1,2,3 1705 0 0 BARCLAYS BK PLC S&P 500 VEQTOR ETF 06740C337 69 516 SH DFND 1,2,3 516 0 0 BARCLAYS BK PLC 30 YR TREAS BEAR ETF 06740L444 6 314 SH DFND 1,2,3 314 0 0 BARCLAYS BK PLC 10 YR TREAS BEAR ETF 06740L451 16 924 SH DFND 1,2,3 924 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR ETF 18383M654 6849 136851 SH DFND 1,2,3 136851 0 0 EATON VANCE RISK MNGD DIV EQ COM COM 27829G106 50 5183 SH DFND 1,2,3 5183 0 0 ETFS PALLADIUM TR SH BEN INT ETF 26923A106 2 24 SH DFND 1,2,3 24 0 0 EURONAV NV ANTWERPEN SHS COM B38564108 735 52852 SH DFND 1,2,3 52852 0 0 FIRST TR EXCHAN TRADED FD VI FST TR GLB FD ETF 33739H101 0 16 SH DFND 1,2,3 16 0 0 FLEXSHARES TR MSTAR EMKT FAC ETF 33939L308 483 11492 SH DFND 1,2,3 11492 0 0 ISHARES EM MKTS DIV ETF ETF 464286319 1295 41976 SH DFND 1,2,3 41976 0 0 ISHARES MSCI ISR CAP ETF ETF 464286632 3 61 SH DFND 1,2,3 61 0 0 ISHARES TR AGENCY BOND ETF ETF 464288166 129394 1134640 SH DFND 1,2,3 1134640 0 0 ISHARES TR ASIA 50 ETF ETF 464288430 4584 110242 SH DFND 1,2,3 110242 0 0 ISHARES TR GOV/CRED BD ETF ETF 464288596 1398 12350 SH DFND 1,2,3 12350 0 0 ISHARES RUS TP200 VL ETF ETF 464289420 259 6628 SH DFND 1,2,3 6628 0 0 ISHARES RUS TP200 GR ETF ETF 464289438 0 8 SH DFND 1,2,3 8 0 0 ISHARES TR CORE US TR BD ETF 46429B267 1503 59151 SH DFND 1,2,3 59151 0 0 ISHARES TR CMBS ETF ETF 46429B366 1316 25413 SH DFND 1,2,3 25413 0 0 ISHARES TR MSCI POL CAP ETF ETF 46429B606 1 46 SH DFND 1,2,3 46 0 0 ISHARES TR 0-5 YR TIPS ETF ETF 46429B747 6355 64016 SH DFND 1,2,3 64016 0 0 ISHARES U S ETF TR ENH US LCP ETF ETF 46431W101 8219 265896 SH DFND 1,2,3 265896 0 0 ISHARES U S ETF TR ENH US SCP ETF ETF 46431W200 3165 108458 SH DFND 1,2,3 108458 0 0 ISHARES INC MSCI RUSSIA CAP ETF 46434G806 0 7 SH DFND 1,2,3 7 0 0 ISHARES TR 0-5YR HI YL CP ETF 46434V407 6 123 SH DFND 1,2,3 123 0 0 ISHARES TR CORE MSCI PAC ETF 46434V696 45266 1006130 SH DFND 1,2,3 1006130 0 0 ISHARES TR CORE MSCI EURO ETF 46434V738 39962 959710 SH DFND 1,2,3 959710 0 0 MAINSOURCE FINANCIAL GP INC COM COM 56062Y102 309 15183 SH DFND 1,2,3 15183 0 0 MARKET VECTORS ETF TR INVT GRD FL RT ETF 57060U514 7 284 SH DFND 1,2,3 284 0 0 MARKET VECTORS ETF TR VIETNAM ETF ETF 57060U761 766 49499 SH DFND 1,2,3 49499 0 0 MIDDLESEX WATER CO COM COM 596680108 274 11491 SH DFND 1,2,3 11491 0 0 NUVEEN ENERGY MLP TOTL RTRNF COM COM 67074U103 47 3738 SH DFND 1,2,3 3738 0 0 ORIX CORP SPONSORED ADR SPONSORED ADR 686330101 1255 19327 SH DFND 1,2,3 19327 0 0 PACIFIC CONTINENTAL CORP COM COM 69412V108 233 17523 SH DFND 1,2,3 17523 0 0 POWERSHARES ACTIVE MNG ETF T ALT MULTI STRG ETF 73935B870 5 234 SH DFND 1,2,3 234 0 0 POWERSHARES ETF TRUST II INTL CORP BOND ETF 73936Q835 489 19091 SH DFND 1,2,3 19091 0 0 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US ETF 73936T789 2700 75548 SH DFND 1,2,3 75548 0 0 POWERSHARES ETF TR II FND INV GR CP ETF 73937B761 2099 83279 SH DFND 1,2,3 83279 0 0 SIMMONS 1ST NATL CORP CL A $1 PAR CL A 828730200 1770 36925 SH DFND 1,2,3 36925 0 0 SPDR INDEX SHS FDS S&P GLBDIV ETF ETF 78463X459 2 27 SH DFND 1,2,3 27 0 0 SPDR INDEX SHS FDS INTL HLTH ETF ETF 78463X681 31 651 SH DFND 1,2,3 651 0 0 SPDR SERIES TRUST BRCLY INTL CRP ETF 78464A151 841 26865 SH DFND 1,2,3 26865 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW ETF 78464A201 5143 29510 SH DFND 1,2,3 29510 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL ETF 78464A300 11 112 SH DFND 1,2,3 112 0 0 SPDR SERIES TRUST LNG TRM CORP BD ETF 78464A367 20061 523513 SH DFND 1,2,3 523513 0 0 SPDR SERIES TRUST INTR TRM CORP BD ETF 78464A375 2317 68240 SH DFND 1,2,3 68240 0 0 SPDR SERIES TRUST BRC MTG BCKD BD ETF 78464A383 6307 232770 SH DFND 1,2,3 232770 0 0 SPDR SERIES TRUST DB INT GVT ETF ETF 78464A490 3005 57737 SH DFND 1,2,3 57737 0 0 SPDR SERIES TRUST BRCLYS AGG ETF ETF 78464A649 70282 1215738 SH DFND 1,2,3 1215738 0 0 SPDR SER TR SHRT TRSRY ETF ETF 78468R101 3016 99297 SH DFND 1,2,3 99297 0 0 SPDR SER TR SPDR RUSSEL 2000 ETF 78468R853 1245 19252 SH DFND 1,2,3 19252 0 0 SSGA ACTIVE ETF TR ULT SHT TRM BD ETF 78467V707 1392 34826 SH DFND 1,2,3 34826 0 0 TEMPLETON GLOBAL INCOME FD COM COM 880198106 34 5619 SH DFND 1,2,3 5619 0 0 VANGUARD MALVERN FDS STRM INFPROIDX ETF 922020805 53454 1104881 SH DFND 1,2,3 1104881 0 0 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF ETF 92206C102 15433 252127 SH DFND 1,2,3 252127 0 0 VANGUARD SCOTTSDALE FDS INT-TERM GOV ETF 92206C706 20099 306756 SH DFND 1,2,3 306756 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC ETF 92206C771 46170 865254 SH DFND 1,2,3 865254 0 0 VOYA ASIA PAC DIVID EQUITY I COM COM 92912J102 15 1706 SH DFND 1,2,3 1706 0 0 WISDOMTREE TR FUTRE STRAT FD ETF 97717W125 10 243 SH DFND 1,2,3 243 0 0 WISDOMTREE TR GLB EX US UTILIT ETF 97717W653 17 1061 SH DFND 1,2,3 1061 0 0 WISDOMTREE TR INTL SMCAP DIV ETF 97717W760 2880 52204 SH DFND 1,2,3 52204 0 0 WISDOMTREE TR INTL LRGCAP DV ETF 97717W794 24 561 SH DFND 1,2,3 561 0 0