Vice President and Chief Compliance Officer

0001140361-15-019115.txt : 20150512 0001140361-15-019115.hdr.sgml : 20150512 20150512165644 ACCESSION NUMBER: 0001140361-15-019115 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150512 DATE AS OF CHANGE: 20150512 EFFECTIVENESS DATE: 20150512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASSETMARK, INC CENTRAL INDEX KEY: 0001344551 IRS NUMBER: 582113323 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11546 FILM NUMBER: 15855152 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET STREET 2: 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET STREET 2: 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: GENWORTH FINANCIAL WEALTH MANAGEMENT, INC DATE OF NAME CHANGE: 20090206 FORMER COMPANY: FORMER CONFORMED NAME: GENWORTH FINANCIAL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060705 FORMER COMPANY: FORMER CONFORMED NAME: GE PRIVATE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20051116 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001344551 XXXXXXXX 03-31-2015 03-31-2015 ASSETMARK, INC

1655 GRANT STREET 10TH FLOOR CONCORD CA 94520

13F HOLDINGS REPORT 028-11546 N Claire Blue Vice President and Chief Compliance Officer 818-528-3708 Claire Blue Encino CA 05-08-2015 3 471 4694657 false 1 0001585202 028-15638 AqGen Liberty Holdings, LLC 2 0001591587 028-15639 AssetMark Financial Holdings, Inc. 3 0001591586 028-15637 AssetMark Financial, Inc. INFORMATION TABLE 2 form13fInfoTable.xml ABM INDS INC COM COM 000957100 492 15429 SH DFND 1,2,3 15429 0 0 AES CORP COM COM 00130H105 1321 102773 SH DFND 1,2,3 102773 0 0 ABBOTT LABS COM COM 002824100 5797 125119 SH DFND 1,2,3 125119 0 0 ABBVIE INC COM COM 00287Y109 1645 28092 SH DFND 1,2,3 28092 0 0 ABRAXAS PETE CORP COM COM 003830106 345 106175 SH DFND 1,2,3 106175 0 0 ACETO CORP COM COM 004446100 789 35861 SH DFND 1,2,3 35861 0 0 ADOBE SYS INC COM COM 00724F101 260 3522 SH DFND 1,2,3 3522 0 0 AFFILIATED MANAGERS GROUP COM COM 008252108 1325 6170 SH DFND 1,2,3 6170 0 0 AGILENT TECHNOLOGIES INC COM COM 00846U101 1982 47692 SH DFND 1,2,3 47692 0 0 AIR METHODS CORP COM PAR $.06 COM 009128307 767 16464 SH DFND 1,2,3 16464 0 0 AKORN INC COM COM 009728106 3625 76303 SH DFND 1,2,3 76303 0 0 ALCATEL-LUCENT SPONSORED ADR COM 013904305 876 234869 SH DFND 1,2,3 234869 0 0 ALLSTATE CORP COM COM 020002101 1344 18880 SH DFND 1,2,3 18880 0 0 AMBEV SA SPONSORED ADR SPONSORED ADR 02319V103 1015 176283 SH DFND 1,2,3 176283 0 0 AMERICAN CAMPUS CMNTYS INC COM COM 024835100 1324 30888 SH DFND 1,2,3 30888 0 0 AMERICAN ELEC PWR INC COM COM 025537101 2518 44758 SH DFND 1,2,3 44758 0 0 AMERICAN EQTY INVT LIFE HLD COM COM 025676206 1001 34380 SH DFND 1,2,3 34380 0 0 AMERICAN HOMES 4 RENT CL A CL A 02665T306 625 37769 SH DFND 1,2,3 37769 0 0 AMERICAN RESIDENTIAL PPTYS I COM COM 02927E303 1305 72513 SH DFND 1,2,3 72513 0 0 AMERICAN TOWER CORP NEW COM COM 03027X100 1274 13528 SH DFND 1,2,3 13528 0 0 AMGEN INC COM COM 031162100 2493 15597 SH DFND 1,2,3 15597 0 0 ANADARKO PETE CORP COM COM 032511107 1216 14688 SH DFND 1,2,3 14688 0 0 ANALOG DEVICES INC COM COM 032654105 1859 29506 SH DFND 1,2,3 29506 0 0 ANDERSONS INC COM COM 034164103 253 6117 SH DFND 1,2,3 6117 0 0 ANN INC COM COM 035623107 770 18757 SH DFND 1,2,3 18757 0 0 APARTMENT INVT & MGMT CO CL A CL A 03748R101 2517 63959 SH DFND 1,2,3 63959 0 0 APPLE INC COM COM 037833100 925 7435 SH DFND 1,2,3 7435 0 0 APPLIED MATLS INC COM COM 038222105 2026 89819 SH DFND 1,2,3 89819 0 0 ARM HLDGS PLC SPONSORED ADR SPONSORED ADR 042068106 2363 47940 SH DFND 1,2,3 47940 0 0 ATMOS ENERGY CORP COM COM 049560105 940 17001 SH DFND 1,2,3 17001 0 0 AUTOMATIC DATA PROCESSING IN COM COM 053015103 2560 29890 SH DFND 1,2,3 29890 0 0 AVALONBAY CMNTYS INC COM COM 053484101 2353 13505 SH DFND 1,2,3 13505 0 0 BARCLAYS BK PLC S&P 500 VEQTOR ETN 06740C337 122 821 SH DFND 1,2,3 821 0 0 BARCLAYS BK PLC IPATH S&P MT ETN ETN 06740C519 1 64 SH DFND 1,2,3 64 0 0 BARCLAYS BK PLC 30 YR TREAS BEAR ETN 06740L444 9 457 SH DFND 1,2,3 457 0 0 BARCLAYS BK PLC 10 YR TREAS BEAR ETN 06740L451 26 1345 SH DFND 1,2,3 1345 0 0 BAXTER INTL INC COM COM 071813109 3197 46669 SH DFND 1,2,3 46669 0 0 B/E AEROSPACE INC COM COM 073302101 1778 27951 SH DFND 1,2,3 27951 0 0 BEACON ROOFING SUPPLY INC COM COM 073685109 760 24284 SH DFND 1,2,3 24284 0 0 BENCHMARK ELECTRS INC COM COM 08160H101 411 17101 SH DFND 1,2,3 17101 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW COM 084670702 2772 19204 SH DFND 1,2,3 19204 0 0 BEST BUY INC COM COM 086516101 1676 44342 SH DFND 1,2,3 44342 0 0 BLACKROCK INC COM COM 09247X101 333 911 SH DFND 1,2,3 911 0 0 BOEING CO COM COM 097023105 4686 31222 SH DFND 1,2,3 31222 0 0 BROWN SHOE INC NEW COM COM 115736100 349 10652 SH DFND 1,2,3 10652 0 0 CDK GLOBAL INC COM COM 12508E101 3 56 SH DFND 1,2,3 56 0 0 CECO ENVIRONMENTAL CORP COM COM 125141101 256 24099 SH DFND 1,2,3 24099 0 0 CMS ENERGY CORP COM COM 125896100 745 21344 SH DFND 1,2,3 21344 0 0 CVS HEALTH CORP COM COM 126650100 3445 33382 SH DFND 1,2,3 33382 0 0 CALIFORNIA RES CORP COM COM 13057Q107 68 8946 SH DFND 1,2,3 8946 0 0 CALPINE CORP COM NEW COM 131347304 787 34429 SH DFND 1,2,3 34429 0 0 CAMERON INTERNATIONAL CORP COM COM 13342B105 885 19615 SH DFND 1,2,3 19615 0 0 CARRIZO OIL & GAS INC COM COM 144577103 689 13879 SH DFND 1,2,3 13879 0 0 CENTENE CORP DEL COM COM 15135B101 4434 62722 SH DFND 1,2,3 62722 0 0 CENTERPOINT ENERGY INC COM COM 15189T107 346 16976 SH DFND 1,2,3 16976 0 0 CERNER CORP COM COM 156782104 917 12521 SH DFND 1,2,3 12521 0 0 CHENIERE ENERGY INC COM NEW COM 16411R208 1686 21777 SH DFND 1,2,3 21777 0 0 CHESAPEAKE LODGING TR SH BEN INT COM 165240102 2949 87165 SH DFND 1,2,3 87165 0 0 CHEVRON CORP NEW COM COM 166764100 1921 18294 SH DFND 1,2,3 18294 0 0 CHICAGO BRIDGE & IRON CO N V COM COM 167250109 474 9627 SH DFND 1,2,3 9627 0 0 CHURCH & DWIGHT INC COM COM 171340102 3021 35368 SH DFND 1,2,3 35368 0 0 CITIGROUP INC COM NEW COM 172967424 2416 46900 SH DFND 1,2,3 46900 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG INSDR SENT ETF 18383M209 1 13 SH DFND 1,2,3 13 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF ETF 18383M605 1 14 SH DFND 1,2,3 14 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP ETF 18383Q853 968 35735 SH DFND 1,2,3 35735 0 0 COCA COLA CO COM COM 191216100 1983 48895 SH DFND 1,2,3 48895 0 0 COLUMBUS MCKINNON CORP N Y COM COM 199333105 712 26440 SH DFND 1,2,3 26440 0 0 COMCAST CORP NEW CL A SPL COM 20030N200 1606 28637 SH DFND 1,2,3 28637 0 0 COMERICA INC COM COM 200340107 906 20073 SH DFND 1,2,3 20073 0 0 CONOCOPHILLIPS COM COM 20825C104 457 7336 SH DFND 1,2,3 7336 0 0 COVANTA HLDG CORP COM COM 22282E102 2202 98194 SH DFND 1,2,3 98194 0 0 CRACKER BARREL OLD CTRY STOR COM COM 22410J106 1234 8109 SH DFND 1,2,3 8109 0 0 CRITEO S A SPONS ADS SPONSORED ADR 226718104 2255 57085 SH DFND 1,2,3 57085 0 0 CUSTOMERS BANCORP INC COM COM 23204G100 465 19080 SH DFND 1,2,3 19080 0 0 DBX ETF TR DBXTR HAR CS 300 ETF 233051879 1 26 SH DFND 1,2,3 26 0 0 DANA HLDG CORP COM COM 235825205 1578 74562 SH DFND 1,2,3 74562 0 0 DANAHER CORP DEL COM COM 235851102 2458 28952 SH DFND 1,2,3 28952 0 0 DIAMONDBACK ENERGY INC COM COM 25278X109 1000 13014 SH DFND 1,2,3 13014 0 0 DIGITAL RLTY TR INC COM COM 253868103 3281 49738 SH DFND 1,2,3 49738 0 0 DISCOVER FINL SVCS COM COM 254709108 1129 20030 SH DFND 1,2,3 20030 0 0 DRIL-QUIP INC COM COM 262037104 287 4201 SH DFND 1,2,3 4201 0 0 DU PONT E I DE NEMOURS & CO COM COM 263534109 5560 77788 SH DFND 1,2,3 77788 0 0 E M C CORP MASS COM COM 268648102 2240 87647 SH DFND 1,2,3 87647 0 0 EQT CORP COM COM 26884L109 785 9475 SH DFND 1,2,3 9475 0 0 ETFS PALLADIUM TR SH BEN INT ETF 26923A106 5144 72129 SH DFND 1,2,3 72129 0 0 EAST WEST BANCORP INC COM COM 27579R104 1356 33514 SH DFND 1,2,3 33514 0 0 EASTMAN CHEM CO COM COM 277432100 582 8409 SH DFND 1,2,3 8409 0 0 ECOLAB INC COM COM 278865100 2103 18384 SH DFND 1,2,3 18384 0 0 EDISON INTL COM COM 281020107 1383 22136 SH DFND 1,2,3 22136 0 0 EDUCATION RLTY TR INC COM NEW COM 28140H203 725 20491 SH DFND 1,2,3 20491 0 0 EMBRAER S A SP ADR REP 4 COM COM 29082A107 721 23456 SH DFND 1,2,3 23456 0 0 EMERGENT BIOSOLUTIONS INC COM COM 29089Q105 339 11799 SH DFND 1,2,3 11799 0 0 EMERSON ELEC CO COM COM 291011104 1264 22321 SH DFND 1,2,3 22321 0 0 ENCANA CORP COM COM 292505104 497 44557 SH DFND 1,2,3 44557 0 0 ENCORE CAP GROUP INC COM COM 292554102 373 8980 SH DFND 1,2,3 8980 0 0 ENERSYS COM COM 29275Y102 1700 26465 SH DFND 1,2,3 26465 0 0 ESSEX PPTY TR INC COM COM 297178105 2925 12722 SH DFND 1,2,3 12722 0 0 EXELON CORP COM COM 30161N101 1028 30597 SH DFND 1,2,3 30597 0 0 EXPEDITORS INTL WASH INC COM COM 302130109 595 12350 SH DFND 1,2,3 12350 0 0 EXXON MOBIL CORP COM COM 30231G102 2133 25089 SH DFND 1,2,3 25089 0 0 FIDELITY LTD TRM BD ETF ETF 316188200 54422 1079374 SH DFND 1,2,3 1079374 0 0 FIRST INTST BANCSYSTEM INC COM CL A CL A 32055Y201 872 31329 SH DFND 1,2,3 31329 0 0 FIRST POTOMAC RLTY TR COM COM 33610F109 2207 185617 SH DFND 1,2,3 185617 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX ETF 33734X176 14 404 SH DFND 1,2,3 404 0 0 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH COM 33737J182 2 90 SH DFND 1,2,3 90 0 0 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY ETF 33738D101 11 391 SH DFND 1,2,3 391 0 0 FIRST TR EXCHANGE TRADED FD NASD TECH DIV ETF 33738R118 1 35 SH DFND 1,2,3 35 0 0 FIRST TR EXCHAN TRADED FD VI FST TR GLB FD ETF 33739H101 5 193 SH DFND 1,2,3 193 0 0 FLEXSHARES TR MSTAR EMKT FAC ETF 33939L308 449 8952 SH DFND 1,2,3 8952 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS SPONSORED ADR 344419106 806 8625 SH DFND 1,2,3 8625 0 0 FOOT LOCKER INC COM COM 344849104 2137 33914 SH DFND 1,2,3 33914 0 0 FORTINET INC COM COM 34959E109 1406 40232 SH DFND 1,2,3 40232 0 0 GENERAL ELECTRIC CO COM COM 369604103 2192 88349 SH DFND 1,2,3 88349 0 0 GENESCO INC COM COM 371532102 365 5126 SH DFND 1,2,3 5126 0 0 GLOBAL X FDS GLB X GURU INDEX ETF 37950E341 1 31 SH DFND 1,2,3 31 0 0 GLOBAL X FDS SILVER MNR ETF ETF 37950E853 2906 345514 SH DFND 1,2,3 345514 0 0 GREAT PLAINS ENERGY INC COM COM 391164100 171 6396 SH DFND 1,2,3 6396 0 0 GREATBATCH INC COM COM 39153L106 295 5100 SH DFND 1,2,3 5100 0 0 GRIFOLS S A SP ADR REP B NVT SPONSORED ADR 398438408 1026 31266 SH DFND 1,2,3 31266 0 0 GROUPE CGI INC CL A SUB VTG COM 39945C109 2813 66276 SH DFND 1,2,3 66276 0 0 GRUPO TELEVISA SA SPON ADR REP ORD SPONSORED ADR 40049J206 817 24746 SH DFND 1,2,3 24746 0 0 GULFPORT ENERGY CORP COM NEW COM 402635304 832 18114 SH DFND 1,2,3 18114 0 0 HCP INC COM LTD 40414L109 2784 64419 SH DFND 1,2,3 64419 0 0 HDFC BANK LTD ADR REPS 3 SHS ADR 40415F101 1198 20335 SH DFND 1,2,3 20335 0 0 HALLIBURTON CO COM COM 406216101 513 11693 SH DFND 1,2,3 11693 0 0 HANGER INC COM NEW COM 41043F208 260 11448 SH DFND 1,2,3 11448 0 0 HILLTOP HOLDINGS INC COM COM 432748101 406 20893 SH DFND 1,2,3 20893 0 0 HONEYWELL INTL INC COM COM 438516106 2838 27205 SH DFND 1,2,3 27205 0 0 HUNTINGTON BANCSHARES INC COM COM 446150104 1 92 SH DFND 1,2,3 92 0 0 IBERIABANK CORP COM COM 450828108 1662 26362 SH DFND 1,2,3 26362 0 0 ICICI BK LTD ADR SPONSORED ADR 45104G104 949 91593 SH DFND 1,2,3 91593 0 0 ILLINOIS TOOL WKS INC COM COM 452308109 2115 21776 SH DFND 1,2,3 21776 0 0 ING GROEP N V SPONSORED ADR COM 456837103 1 55 SH DFND 1,2,3 55 0 0 INSIGHT ENTERPRISES INC COM COM 45765U103 412 14454 SH DFND 1,2,3 14454 0 0 INTERCONTINENTAL HOTELS GROU SPON ADR NEW2014 SPONSORED ADR 45857P509 1573 40161 SH DFND 1,2,3 40161 0 0 INTERNATIONAL BUSINESS MACHS COM COM 459200101 2245 13989 SH DFND 1,2,3 13989 0 0 INTUIT COM COM 461202103 187 1924 SH DFND 1,2,3 1924 0 0 ISHARES GOLD TRUST ISHARES ETF 464285105 1 48 SH DFND 1,2,3 48 0 0 ISHARES MSCI AUST ETF ETF 464286103 2932 128238 SH DFND 1,2,3 128238 0 0 ISHARES BELGIUM CAPD ETF ETF 464286301 53066 3141861 SH DFND 1,2,3 3141861 0 0 ISHARES MSCI CDA ETF ETF 464286509 14514 533979 SH DFND 1,2,3 533979 0 0 ISHARES MSCI PAC JP ETF COM 464286665 3 66 SH DFND 1,2,3 66 0 0 ISHARES MSCI SINGAP ETF ETF 464286673 1301 101629 SH DFND 1,2,3 101629 0 0 ISHARES MSCI SZ CAP ETF ETF 464286749 24359 733491 SH DFND 1,2,3 733491 0 0 ISHARES MSCI SPAN CP ETF ETF 464286764 1892 54390 SH DFND 1,2,3 54390 0 0 ISHARES MSCI STH KOR ETF COM 464286772 1838 32107 SH DFND 1,2,3 32107 0 0 ISHARES MSCI JAPAN ETF COM 464286848 36 2841 SH DFND 1,2,3 2841 0 0 ISHARES MSCI ITALCPD ETF ETF 464286855 1878 126862 SH DFND 1,2,3 126862 0 0 ISHARES TR SELECT DIVID ETF ETF 464287168 23554 302202 SH DFND 1,2,3 302202 0 0 ISHARES TR TIPS BD ETF ETF 464287176 99413 875200 SH DFND 1,2,3 875200 0 0 ISHARES TR CHINA LG-CAP ETF ETF 464287184 979 22051 SH DFND 1,2,3 22051 0 0 ISHARES TR CORE US AGGBD ET COM 464287226 83528 749611 SH DFND 1,2,3 749611 0 0 ISHARES TR MSCI EMG MKT ETF COM 464287234 4536 113035 SH DFND 1,2,3 113035 0 0 ISHARES TR IBOXX INV CP ETF ETF 464287242 106823 877685 SH DFND 1,2,3 877685 0 0 ISHARES TR S&P 500 GRWT ETF ETF 464287309 73 643 SH DFND 1,2,3 643 0 0 ISHARES TR GLOB HLTHCRE ETF ETF 464287325 81938 760021 SH DFND 1,2,3 760021 0 0 ISHARES TR S&P 500 VAL ETF ETF 464287408 23 252 SH DFND 1,2,3 252 0 0 ISHARES TR 20+ YR TR BD ETF ETF 464287432 47226 361356 SH DFND 1,2,3 361356 0 0 ISHARES TR 7-10 Y TR BD ETF ETF 464287440 67677 624383 SH DFND 1,2,3 624383 0 0 ISHARES TR 1-3 YR TR BD ETF ETF 464287457 8469 99782 SH DFND 1,2,3 99782 0 0 ISHARES TR MSCI EAFE ETF COM 464287465 105 1644 SH DFND 1,2,3 1644 0 0 ISHARES TR RUS MDCP VAL ETF COM 464287473 12 156 SH DFND 1,2,3 156 0 0 ISHARES TR CORE S&P MCP ETF COM 464287507 62 407 SH DFND 1,2,3 407 0 0 ISHARES TR NASDQ BIOTEC ETF ETF 464287556 81801 238188 SH DFND 1,2,3 238188 0 0 ISHARES TR COHEN&STEER REIT ETF 464287564 54534 539249 SH DFND 1,2,3 539249 0 0 ISHARES TR U.S. CNSM SV ETF ETF 464287580 53591 371644 SH DFND 1,2,3 371644 0 0 ISHARES TR RUS 1000 VAL ETF COM 464287598 11828 114743 SH DFND 1,2,3 114743 0 0 ISHARES TR S&P MC 400GR ETF COM 464287606 25 145 SH DFND 1,2,3 145 0 0 ISHARES TR RUS 1000 GRW ETF COM 464287614 36 367 SH DFND 1,2,3 367 0 0 ISHARES TR RUS 2000 VAL ETF ETF 464287630 12 112 SH DFND 1,2,3 112 0 0 ISHARES TR RUS 2000 GRW ETF COM 464287648 25 167 SH DFND 1,2,3 167 0 0 ISHARES TR RUSSELL 2000 ETF COM 464287655 81 649 SH DFND 1,2,3 649 0 0 ISHARES TR U.S. UTILITS ETF COM 464287697 118 1054 SH DFND 1,2,3 1054 0 0 ISHARES TR S&P MC 400VL ETF ETF 464287705 12 93 SH DFND 1,2,3 93 0 0 ISHARES TR U.S. TELECOM ETF ETF 464287713 20 654 SH DFND 1,2,3 654 0 0 ISHARES TR U.S. TECH ETF COM 464287721 177 1689 SH DFND 1,2,3 1689 0 0 ISHARES TR U.S. REAL ES ETF COM 464287739 57738 727914 SH DFND 1,2,3 727914 0 0 ISHARES TR US HLTHCARE ETF ETF 464287762 81286 526739 SH DFND 1,2,3 526739 0 0 ISHARES TR U.S. FINLS ETF COM 464287788 102 1142 SH DFND 1,2,3 1142 0 0 ISHARES TR U.S. ENERGY ETF ETF 464287796 10 228 SH DFND 1,2,3 228 0 0 ISHARES TR U.S. CNSM GD ETF ETF 464287812 26 249 SH DFND 1,2,3 249 0 0 ISHARES INTL TREA BD ETF ETF 464288117 35 381 SH DFND 1,2,3 381 0 0 ISHARES AGENCY BOND ETF ETF 464288166 34940 305996 SH DFND 1,2,3 305996 0 0 ISHARES MSCI ACWI ETF ETF 464288257 16788 279699 SH DFND 1,2,3 279699 0 0 ISHARES JP MOR EM MK ETF ETF 464288281 28647 255502 SH DFND 1,2,3 255502 0 0 ISHARES CALI AMT-FRE ETF ETF 464288356 5 45 SH DFND 1,2,3 45 0 0 ISHARES GLB INFRASTR ETF ETF 464288372 7036 168160 SH DFND 1,2,3 168160 0 0 ISHARES NAT AMT FREE BD COM 464288414 4856 43907 SH DFND 1,2,3 43907 0 0 ISHARES ASIA 50 ETF ETF 464288430 7233 144724 SH DFND 1,2,3 144724 0 0 ISHARES INTL SEL DIV ETF COM 464288448 14362 426927 SH DFND 1,2,3 426927 0 0 ISHARES IBOXX HI YD ETF COM 464288513 10556 116495 SH DFND 1,2,3 116495 0 0 ISHARES MBS ETF ETF 464288588 78196 708685 SH DFND 1,2,3 708685 0 0 ISHARES GOV/CRED BD ETF ETF 464288596 27675 239074 SH DFND 1,2,3 239074 0 0 ISHARES INTRM GOV/CR ETF ETF 464288612 331 2963 SH DFND 1,2,3 2963 0 0 ISHARES CORE US CR BD ETF 464288620 93428 824095 SH DFND 1,2,3 824095 0 0 ISHARES INTERM CR BD ETF ETF 464288638 111792 1010135 SH DFND 1,2,3 1010135 0 0 ISHARES 1-3 YR CR BD ETF ETF 464288646 16740 158629 SH DFND 1,2,3 158629 0 0 ISHARES 10-20 YR TRS ETF ETF 464288653 91 656 SH DFND 1,2,3 656 0 0 ISHARES 3-7 YR TR BD ETF ETF 464288661 24191 194822 SH DFND 1,2,3 194822 0 0 ISHARES SHRT TRS BD ETF ETF 464288679 694 6293 SH DFND 1,2,3 6293 0 0 ISHARES U.S. PFD STK ETF ETF 464288687 14725 367104 SH DFND 1,2,3 367104 0 0 ISHARES GLOB UTILITS ETF ETF 464288711 20 432 SH DFND 1,2,3 432 0 0 ISHARES GLB CNS DISC ETF ETF 464288745 12 134 SH DFND 1,2,3 134 0 0 ISHARES US HOME CONS ETF COM 464288752 18975 672148 SH DFND 1,2,3 672148 0 0 ISHARES EAFE VALUE ETF ETF 464288877 434 8139 SH DFND 1,2,3 8139 0 0 ISHARES EAFE GRWTH ETF ETF 464288885 405 5784 SH DFND 1,2,3 5784 0 0 ISHARES 10+ YR CR BD ETF ETF 464289511 24470 390897 SH DFND 1,2,3 390897 0 0 ISHARES INDIA 50 ETF ETF 464289529 6 187 SH DFND 1,2,3 187 0 0 ISHARES SILVER TRUST ISHARES COM 46428Q109 0 2 SH DFND 1,2,3 2 0 0 ISHARES TR CMBS ETF ETF 46429B366 1352 25915 SH DFND 1,2,3 25915 0 0 ISHARES TR MSCI INDIA ETF ETF 46429B598 2159 67508 SH DFND 1,2,3 67508 0 0 ISHARES TR FLTG RATE BD ETF COM 46429B655 108461 2141797 SH DFND 1,2,3 2141797 0 0 ISHARES TR 0-5 YR TIPS ETF ETF 46429B747 6562 66039 SH DFND 1,2,3 66039 0 0 ISHARES U S ETF TR ENH US LCP ETF ETF 46431W101 6963 216302 SH DFND 1,2,3 216302 0 0 ISHARES U S ETF TR ENH US SCP ETF ETF 46431W200 2825 86641 SH DFND 1,2,3 86641 0 0 ISHARES TR CORE MSCI EAFE COM 46432F842 11154 190695 SH DFND 1,2,3 190695 0 0 ISHARES INC CORE MSCI EMKT COM 46434G103 24514 507230 SH DFND 1,2,3 507230 0 0 ISHARES TR MSCI UTD KNGDM COM 46434V548 28 1541 SH DFND 1,2,3 1541 0 0 ISHARES TR HDG MSCI GERMN ETF 46434V704 7 248 SH DFND 1,2,3 248 0 0 JPMORGAN CHASE & CO COM COM 46625H100 487 8045 SH DFND 1,2,3 8045 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN ETN 46625H365 2 50 SH DFND 1,2,3 50 0 0 JOHNSON & JOHNSON COM COM 478160104 2045 20330 SH DFND 1,2,3 20330 0 0 KBR INC COM COM 48242W106 421 29057 SH DFND 1,2,3 29057 0 0 KLA-TENCOR CORP COM COM 482480100 366 6272 SH DFND 1,2,3 6272 0 0 KLX INC COM COM 482539103 463 12022 SH DFND 1,2,3 12022 0 0 KEYSIGHT TECHNOLOGIES INC COM COM 49338L103 895 24106 SH DFND 1,2,3 24106 0 0 KNOLL INC COM NEW COM 498904200 370 15797 SH DFND 1,2,3 15797 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW COM 500472303 2028 71545 SH DFND 1,2,3 71545 0 0 KOREA ELECTRIC PWR SPONSORED ADR SPONSORED ADR 500631106 865 42204 SH DFND 1,2,3 42204 0 0 LKQ CORP COM COM 501889208 1328 51961 SH DFND 1,2,3 51961 0 0 LANDEC CORP COM COM 514766104 961 68910 SH DFND 1,2,3 68910 0 0 LAS VEGAS SANDS CORP COM COM 517834107 408 7414 SH DFND 1,2,3 7414 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR COM 539439109 958 205113 SH DFND 1,2,3 205113 0 0 LORILLARD INC COM COM 544147101 2807 42949 SH DFND 1,2,3 42949 0 0 LOWES COS INC COM COM 548661107 3785 50885 SH DFND 1,2,3 50885 0 0 LUXOTTICA GROUP S P A SPONSORED ADR SPONSORED ADR 55068R202 926 14768 SH DFND 1,2,3 14768 0 0 MTS SYS CORP COM COM 553777103 441 5836 SH DFND 1,2,3 5836 0 0 MYR GROUP INC DEL COM COM 55405W104 864 27566 SH DFND 1,2,3 27566 0 0 MAINSOURCE FINANCIAL GP INC COM COM 56062Y102 908 46237 SH DFND 1,2,3 46237 0 0 MARKET VECTORS ETF TR GOLD MINER ETF ETF 57060U100 0 14 SH DFND 1,2,3 14 0 0 MARKET VECTORS ETF TR UNCVTL OIL GAS ETF 57060U159 2566 119391 SH DFND 1,2,3 119391 0 0 MARKET VECTORS ETF TR SEMICONDUCTOR ETF 57060U233 1 13 SH DFND 1,2,3 13 0 0 MARKET VECTORS ETF TR RUSSIA ETF ETF 57060U506 1087 63834 SH DFND 1,2,3 63834 0 0 MARKET VECTORS ETF TR INVT GRD FL RT ETF 57060U514 15 622 SH DFND 1,2,3 622 0 0 MARKET VECTORS ETF TR CHINAAMC A S ETF ETF 57060U597 5 98 SH DFND 1,2,3 98 0 0 MARSH & MCLENNAN COS INC COM COM 571748102 3429 61129 SH DFND 1,2,3 61129 0 0 MASTEC INC COM COM 576323109 815 42248 SH DFND 1,2,3 42248 0 0 MAXIMUS INC COM COM 577933104 1751 26224 SH DFND 1,2,3 26224 0 0 MCDONALDS CORP COM COM 580135101 953 9782 SH DFND 1,2,3 9782 0 0 MEDASSETS INC COM COM 584045108 309 16399 SH DFND 1,2,3 16399 0 0 METALDYNE PERFORMANCE GROUP COM COM 59116R107 1133 62852 SH DFND 1,2,3 62852 0 0 MICROSOFT CORP COM COM 594918104 2586 63610 SH DFND 1,2,3 63610 0 0 MICROCHIP TECHNOLOGY INC COM COM 595017104 2386 48793 SH DFND 1,2,3 48793 0 0 MIDDLESEX WATER CO COM COM 596680108 842 36996 SH DFND 1,2,3 36996 0 0 MOLSON COORS BREWING CO CL B COM 60871R209 1936 25998 SH DFND 1,2,3 25998 0 0 MONDELEZ INTL INC CL A COM 609207105 2331 64587 SH DFND 1,2,3 64587 0 0 NRG ENERGY INC COM NEW COM 629377508 1920 76221 SH DFND 1,2,3 76221 0 0 NATIONAL GRID PLC SPON ADR NEW SPONSORED ADR 636274300 1371 21222 SH DFND 1,2,3 21222 0 0 NATIONAL OILWELL VARCO INC COM COM 637071101 1397 27937 SH DFND 1,2,3 27937 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR SPONSORED ADR 647581107 670 30204 SH DFND 1,2,3 30204 0 0 NEXTERA ENERGY INC COM COM 65339F101 1859 17866 SH DFND 1,2,3 17866 0 0 NIKE INC CL B COM 654106103 1342 13377 SH DFND 1,2,3 13377 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR SPONSORED ADR 654624105 2398 77800 SH DFND 1,2,3 77800 0 0 NORDSTROM INC COM COM 655664100 2111 26279 SH DFND 1,2,3 26279 0 0 NORTHSTAR RLTY FIN CORP COM NEW LTD 66704R704 0 22 SH DFND 1,2,3 22 0 0 NORTHWESTERN CORP COM NEW COM 668074305 830 15432 SH DFND 1,2,3 15432 0 0 NOVO-NORDISK A S ADR ADR 670100205 2029 37999 SH DFND 1,2,3 37999 0 0 NOW INC COM COM 67011P100 143 6623 SH DFND 1,2,3 6623 0 0 NUCOR CORP COM COM 670346105 684 14394 SH DFND 1,2,3 14394 0 0 O REILLY AUTOMOTIVE INC NEW COM COM 67103H107 140 647 SH DFND 1,2,3 647 0 0 OCCIDENTAL PETE CORP DEL COM COM 674599105 4586 62818 SH DFND 1,2,3 62818 0 0 ODYSSEY MARINE EXPLORATION I COM COM 676118102 0 465 SH DFND 1,2,3 465 0 0 OLD DOMINION FGHT LINES INC COM COM 679580100 2083 26944 SH DFND 1,2,3 26944 0 0 ONEOK INC NEW COM COM 682680103 778 16120 SH DFND 1,2,3 16120 0 0 ORACLE CORP COM COM 68389X105 3413 79102 SH DFND 1,2,3 79102 0 0 ORIX CORP SPONSORED ADR SPONSORED ADR 686330101 1012 14381 SH DFND 1,2,3 14381 0 0 OUTFRONT MEDIA INC COM COM 69007J106 3 87 SH DFND 1,2,3 87 0 0 PG&E CORP COM COM 69331C108 1484 27966 SH DFND 1,2,3 27966 0 0 PPL CORP COM COM 69351T106 1491 44291 SH DFND 1,2,3 44291 0 0 PACIFIC CONTINENTAL CORP COM COM 69412V108 712 53893 SH DFND 1,2,3 53893 0 0 PEMBINA PIPELINE CORP COM COM 706327103 797 25175 SH DFND 1,2,3 25175 0 0 PEPSICO INC COM COM 713448108 2051 21453 SH DFND 1,2,3 21453 0 0 PERFICIENT INC COM COM 71375U101 743 35899 SH DFND 1,2,3 35899 0 0 PFIZER INC COM COM 717081103 1569 45113 SH DFND 1,2,3 45113 0 0 PHILIP MORRIS INTL INC COM COM 718172109 4425 58735 SH DFND 1,2,3 58735 0 0 PIMCO ETF TR 0-5 HIGH YIELD ETF 72201R783 21043 207304 SH DFND 1,2,3 207304 0 0 PIMCO ETF TR ENHAN SHRT MA AC ETF 72201R833 16 155 SH DFND 1,2,3 155 0 0 PINNACLE WEST CAP CORP COM COM 723484101 954 14967 SH DFND 1,2,3 14967 0 0 PINNACLE FOODS INC DEL COM COM 72348P104 1505 36868 SH DFND 1,2,3 36868 0 0 POLARIS INDS INC COM COM 731068102 2348 16641 SH DFND 1,2,3 16641 0 0 POWERSHARES ETF TRUST GBL LSTD PVT EQT ETF 73935X195 1 54 SH DFND 1,2,3 54 0 0 POWERSHARES ETF TRUST ENERGY SEC POR ETF 73935X385 10 209 SH DFND 1,2,3 209 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT ETF 73935X799 17 220 SH DFND 1,2,3 220 0 0 POWERSHS DB MULTI SECT COMM DB ENERGY FUND COM 73936B101 353 22252 SH DFND 1,2,3 22252 0 0 POWERSHS DB MULTI SECT COMM DB PREC MTLS ETF 73936B200 428 11579 SH DFND 1,2,3 11579 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD ETF 73936B408 170 7658 SH DFND 1,2,3 7658 0 0 POWERSHS DB MULTI SECT COMM DB GOLD FUND ETF 73936B606 1793 45926 SH DFND 1,2,3 45926 0 0 POWERSHS DB MULTI SECT COMM DB BASE METALS COM 73936B705 75 4952 SH DFND 1,2,3 4952 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT COM 73936Q769 43178 1792359 SH DFND 1,2,3 1792359 0 0 POWERSHARES ETF TRUST II INTL CORP BOND ETF 73936Q835 25 937 SH DFND 1,2,3 937 0 0 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN ETF 73936T474 11714 458846 SH DFND 1,2,3 458846 0 0 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI ETF 73936T557 826 43550 SH DFND 1,2,3 43550 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT ETF 73936T573 35080 1234337 SH DFND 1,2,3 1234337 0 0 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US ETF 73936T789 2451 59829 SH DFND 1,2,3 59829 0 0 POWERSHARES ETF TR II FND INV GR CP ETF 73937B761 1716 66694 SH DFND 1,2,3 66694 0 0 PRAXAIR INC COM COM 74005P104 411 3402 SH DFND 1,2,3 3402 0 0 PROCTER & GAMBLE CO COM COM 742718109 3775 46074 SH DFND 1,2,3 46074 0 0 PROSHARES TR PSHS SH MSCI EMR ETF 74347R396 6 225 SH DFND 1,2,3 225 0 0 PRUDENTIAL FINL INC COM COM 744320102 8 100 SH DFND 1,2,3 100 0 0 PRUDENTIAL PLC ADR ADR 74435K204 2621 52552 SH DFND 1,2,3 52552 0 0 QUALCOMM INC COM COM 747525103 1826 26333 SH DFND 1,2,3 26333 0 0 QUALITY DISTR INC FLA COM COM 74756M102 313 30312 SH DFND 1,2,3 30312 0 0 QUANTA SVCS INC COM COM 74762E102 1423 49866 SH DFND 1,2,3 49866 0 0 REALOGY HLDGS CORP COM COM 75605Y106 665 14631 SH DFND 1,2,3 14631 0 0 RED HAT INC COM COM 756577102 1 10 SH DFND 1,2,3 10 0 0 RETAIL OPPORTUNITY INVTS COR COM COM 76131N101 2952 161311 SH DFND 1,2,3 161311 0 0 RIO TINTO PLC SPONSORED ADR ADR 767204100 819 19772 SH DFND 1,2,3 19772 0 0 ROSS STORES INC COM COM 778296103 3043 28878 SH DFND 1,2,3 28878 0 0 RYANAIR HLDGS PLC SPONSORED ADR ADR 783513104 1207 18083 SH DFND 1,2,3 18083 0 0 SBA COMMUNICATIONS CORP COM COM 78388J106 2389 20404 SH DFND 1,2,3 20404 0 0 SPDR S&P 500 ETF TR TR UNIT COM 78462F103 327379 1585907 SH DFND 1,2,3 1585907 0 0 SPDR GOLD TRUST GOLD SHS COM 78463V107 2860 25161 SH DFND 1,2,3 25161 0 0 SPDR INDEX SHS FDS EURO STOXX 50 ETF 78463X202 5312 136843 SH DFND 1,2,3 136843 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF ETF 78463X301 6010 68276 SH DFND 1,2,3 68276 0 0 SPDR INDEX SHS FDS S&P CHINA ETF ETF 78463X400 20413 241179 SH DFND 1,2,3 241179 0 0 SPDR INDEX SHS FDS EMERG MKTS ETF ETF 78463X509 9356 145693 SH DFND 1,2,3 145693 0 0 SPDR INDEX SHS FDS INTL HLTH ETF ETF 78463X681 42 822 SH DFND 1,2,3 822 0 0 SPDR INDEX SHS FDS S&P INTL ETF ETF 78463X772 6126 146144 SH DFND 1,2,3 146144 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF ETF 78463X863 18452 425941 SH DFND 1,2,3 425941 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP ETF 78463X871 20413 704854 SH DFND 1,2,3 704854 0 0 SPDR INDEX SHS FDS S&P WRLD EX US ETF 78463X889 100447 3558164 SH DFND 1,2,3 3558164 0 0 SPDR SERIES TRUST BRCLY INTL CRP ETF 78464A151 2876 92490 SH DFND 1,2,3 92490 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW ETF 78464A201 5896 31250 SH DFND 1,2,3 31250 0 0 SPDR SERIES TRUST SHRT INTL ETF ETF 78464A334 53842 1774623 SH DFND 1,2,3 1774623 0 0 SPDR SERIES TRUST LNG TRM CORP BD ETF 78464A367 36750 867771 SH DFND 1,2,3 867771 0 0 SPDR SERIES TRUST INTR TRM CORP BD ETF 78464A375 1215 35173 SH DFND 1,2,3 35173 0 0 SPDR SERIES TRUST BRC MTG BCKD BD ETF 78464A383 4011 146092 SH DFND 1,2,3 146092 0 0 SPDR SERIES TRUST BRCLY EM LOCL ETF 78464A391 1201 44083 SH DFND 1,2,3 44083 0 0 SPDR SERIES TRUST BRC HGH YLD BD COM 78464A417 56671 1444962 SH DFND 1,2,3 1444962 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI ETF 78464A425 19166 788085 SH DFND 1,2,3 788085 0 0 SPDR SERIES TRUST NUVN BRCLY MUNI ETF 78464A458 20537 847937 SH DFND 1,2,3 847937 0 0 SPDR SERIES TRUST BARC SHT TR CP ETF 78464A474 8971 291745 SH DFND 1,2,3 291745 0 0 SPDR SERIES TRUST DB INT GVT ETF ETF 78464A490 3136 57477 SH DFND 1,2,3 57477 0 0 SPDR SERIES TRUST BRCLYS INTL ETF ETF 78464A516 79441 1495504 SH DFND 1,2,3 1495504 0 0 SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 55556 587458 SH DFND 1,2,3 587458 0 0 SPDR SERIES TRUST BRCLYS AGG ETF ETF 78464A649 68223 1157114 SH DFND 1,2,3 1157114 0 0 SPDR SERIES TRUST BARCLYS TIPS ETF ETF 78464A656 9229 162773 SH DFND 1,2,3 162773 0 0 SPDR SERIES TRUST BRCLYS LG TRS ET ETF 78464A664 12730 169235 SH DFND 1,2,3 169235 0 0 SPDR SERIES TRUST BRCLYS INTER ETF ETF 78464A672 2530 41764 SH DFND 1,2,3 41764 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF ETF 78464A680 4967 108619 SH DFND 1,2,3 108619 0 0 SPDR SERIES TRUST S&P DIVID ETF ETF 78464A763 234 2989 SH DFND 1,2,3 2989 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF 78467Y107 20228 72963 SH DFND 1,2,3 72963 0 0 SPDR SER TR SHRT TRSRY ETF ETF 78468R101 2299 75743 SH DFND 1,2,3 75743 0 0 SPDR SER TR SHT TRM HGH YLD COM 78468R408 4435 151927 SH DFND 1,2,3 151927 0 0 SPDR SER TR SPDR RUSSEL 2000 ETF 78468R853 10947 147696 SH DFND 1,2,3 147696 0 0 SANOFI SPONSORED ADR COM 80105N105 2058 41624 SH DFND 1,2,3 41624 0 0 SASOL LTD SPONSORED ADR SPONSORED ADR 803866300 493 14497 SH DFND 1,2,3 14497 0 0 SCHLUMBERGER LTD COM COM 806857108 184 2200 SH DFND 1,2,3 2200 0 0 SELECT SECTOR SPDR TR SBI MATERIALS ETF 81369Y100 843 17282 SH DFND 1,2,3 17282 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE COM 81369Y209 15799 217914 SH DFND 1,2,3 217914 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS COM 81369Y308 2820 57850 SH DFND 1,2,3 57850 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR COM 81369Y407 3528 46826 SH DFND 1,2,3 46826 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY ETF 81369Y506 2195 28290 SH DFND 1,2,3 28290 0 0 SELECT SECTOR SPDR TR SBI INT-FINL COM 81369Y605 16339 677701 SH DFND 1,2,3 677701 0 0 SELECT SECTOR SPDR TR SBI INT-INDS COM 81369Y704 2765 49572 SH DFND 1,2,3 49572 0 0 SELECT SECTOR SPDR TR TECHNOLOGY COM 81369Y803 19827 478442 SH DFND 1,2,3 478442 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS COM 81369Y886 609 13713 SH DFND 1,2,3 13713 0 0 SEMGROUP CORP CL A CL A 81663A105 1975 24285 SH DFND 1,2,3 24285 0 0 SEMPRA ENERGY COM COM 816851109 980 8988 SH DFND 1,2,3 8988 0 0 SILICON LABORATORIES INC COM COM 826919102 2693 53047 SH DFND 1,2,3 53047 0 0 SIMMONS 1ST NATL CORP CL A $1 PAR CL A 828730200 980 21545 SH DFND 1,2,3 21545 0 0 SIMON PPTY GROUP INC NEW COM COM 828806109 3475 17761 SH DFND 1,2,3 17761 0 0 SONIC AUTOMOTIVE INC CL A CL A 83545G102 785 31542 SH DFND 1,2,3 31542 0 0 SOUTH ST CORP COM COM 840441109 905 13239 SH DFND 1,2,3 13239 0 0 STARBUCKS CORP COM COM 855244109 1548 32698 SH DFND 1,2,3 32698 0 0 STARWOOD PPTY TR INC COM COM 85571B105 1 36 SH DFND 1,2,3 36 0 0 STARWOOD HOTELS&RESORTS WRLD COM COM 85590A401 2028 24282 SH DFND 1,2,3 24282 0 0 STATE STR CORP COM COM 857477103 3138 42679 SH DFND 1,2,3 42679 0 0 SYNGENTA AG SPONSORED ADR SPONSORED ADR 87160A100 1479 21816 SH DFND 1,2,3 21816 0 0 SYNNEX CORP COM COM 87162W100 506 6546 SH DFND 1,2,3 6546 0 0 SYSCO CORP COM COM 871829107 2291 60727 SH DFND 1,2,3 60727 0 0 TJX COS INC NEW COM COM 872540109 202 2883 SH DFND 1,2,3 2883 0 0 TRW AUTOMOTIVE HLDGS CORP COM COM 87264S106 864 8245 SH DFND 1,2,3 8245 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR COM 874039100 929 39550 SH DFND 1,2,3 39550 0 0 TATA MTRS LTD SPONSORED ADR SPONSORED ADR 876568502 964 21399 SH DFND 1,2,3 21399 0 0 TELECOM ITALIA S P A NEW SPON ADR ORD SPONSORED ADR 87927Y102 1297 111684 SH DFND 1,2,3 111684 0 0 TEVA PHARMACEUTICAL INDS LTD ADR COM 881624209 2989 47974 SH DFND 1,2,3 47974 0 0 3M CO COM COM 88579Y101 4564 27669 SH DFND 1,2,3 27669 0 0 TOTAL S A SPONSORED ADR COM 89151E109 876 17639 SH DFND 1,2,3 17639 0 0 TOYOTA MOTOR CORP SP ADR REP2COM COM 892331307 2761 19737 SH DFND 1,2,3 19737 0 0 TREEHOUSE FOODS INC COM COM 89469A104 908 10681 SH DFND 1,2,3 10681 0 0 TRIANGLE PETE CORP COM NEW COM 89600B201 205 40729 SH DFND 1,2,3 40729 0 0 TUPPERWARE BRANDS CORP COM COM 899896104 1191 17256 SH DFND 1,2,3 17256 0 0 TWENTY FIRST CENTY FOX INC CL A COM 90130A101 1571 46425 SH DFND 1,2,3 46425 0 0 TYLER TECHNOLOGIES INC COM COM 902252105 3242 26897 SH DFND 1,2,3 26897 0 0 UGI CORP NEW COM COM 902681105 1062 32576 SH DFND 1,2,3 32576 0 0 ULTIMATE SOFTWARE GROUP INC COM COM 90385D107 2242 13192 SH DFND 1,2,3 13192 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP COM COM 90400P101 642 31791 SH DFND 1,2,3 31791 0 0 UNION PAC CORP COM COM 907818108 2758 25467 SH DFND 1,2,3 25467 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 2892 24452 SH DFND 1,2,3 24452 0 0 VANGUARD WORLD FD MEGA CAP INDEX ETF 921910873 0 3 SH DFND 1,2,3 3 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND ETF 921937827 216517 2688986 SH DFND 1,2,3 2688986 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT COM 921937835 146157 1753117 SH DFND 1,2,3 1753117 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF COM 921943858 13216 331276 SH DFND 1,2,3 331276 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD ETF 921946406 9409 137759 SH DFND 1,2,3 137759 0 0 VANGUARD MALVERN FDS STRM INFPROIDX ETF 922020805 88437 1824947 SH DFND 1,2,3 1824947 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF ETF 92203J407 71839 1328141 SH DFND 1,2,3 1328141 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF ETF 922042676 2457 43670 SH DFND 1,2,3 43670 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF ETF 922042718 21506 216662 SH DFND 1,2,3 216662 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US COM 922042775 50616 1038704 SH DFND 1,2,3 1038704 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF COM 922042858 26738 654190 SH DFND 1,2,3 654190 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF ETF 922042866 49283 804227 SH DFND 1,2,3 804227 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF ETF 922042874 149652 2760080 SH DFND 1,2,3 2760080 0 0 VANGUARD WORLD FDS UTILITIES ETF ETF 92204A876 13 132 SH DFND 1,2,3 132 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD ETF 92206C409 124507 1552267 SH DFND 1,2,3 1552267 0 0 VANGUARD SCOTTSDALE FDS INT-TERM GOV ETF 92206C706 21058 321896 SH DFND 1,2,3 321896 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC ETF 92206C771 38166 714314 SH DFND 1,2,3 714314 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD ETF 92206C813 4834 51374 SH DFND 1,2,3 51374 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP ETF 92206C870 16284 185682 SH DFND 1,2,3 185682 0 0 VECTRUS INC COM COM 92242T101 0 5 SH DFND 1,2,3 5 0 0 VENTAS INC COM COM 92276F100 1974 27028 SH DFND 1,2,3 27028 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS COM 922908363 33345 176050 SH DFND 1,2,3 176050 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP ETF 922908512 2042 22212 SH DFND 1,2,3 22212 0 0 VANGUARD INDEX FDS REIT ETF ETF 922908553 32162 381469 SH DFND 1,2,3 381469 0 0 VANGUARD INDEX FDS SML CP GRW ETF COM 922908595 29445 223442 SH DFND 1,2,3 223442 0 0 VANGUARD INDEX FDS SM CP VAL ETF COM 922908611 24821 226885 SH DFND 1,2,3 226885 0 0 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 1758 13569 SH DFND 1,2,3 13569 0 0 VANGUARD INDEX FDS EXTEND MKT ETF ETF 922908652 11836 127994 SH DFND 1,2,3 127994 0 0 VANGUARD INDEX FDS GROWTH ETF COM 922908736 59040 564380 SH DFND 1,2,3 564380 0 0 VANGUARD INDEX FDS VALUE ETF COM 922908744 73312 875889 SH DFND 1,2,3 875889 0 0 VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 1817 14826 SH DFND 1,2,3 14826 0 0 VANGUARD INDEX FDS TOTAL STK MKT ETF 922908769 146 1363 SH DFND 1,2,3 1363 0 0 VISA INC COM CL A CL A 92826C839 2535 38750 SH DFND 1,2,3 38750 0 0 VIRTUSA CORP COM COM 92827P102 1008 24351 SH DFND 1,2,3 24351 0 0 VMWARE INC CL A COM COM 928563402 1466 17880 SH DFND 1,2,3 17880 0 0 WPP PLC NEW ADR ADR 92937A102 623 5478 SH DFND 1,2,3 5478 0 0 WP GLIMCHER IN COM ADDED COM 92939N102 839 50471 SH DFND 1,2,3 50471 0 0 WABTEC CORP COM COM 929740108 3612 38020 SH DFND 1,2,3 38020 0 0 WAL-MART STORES INC COM COM 931142103 2445 29721 SH DFND 1,2,3 29721 0 0 WESBANCO INC COM COM 950810101 846 25957 SH DFND 1,2,3 25957 0 0 WESTERN DIGITAL CORP COM COM 958102105 680 7469 SH DFND 1,2,3 7469 0 0 WILLIAMS COS INC DEL COM COM 969457100 4404 87043 SH DFND 1,2,3 87043 0 0 WISDOMTREE TR EQTY INC FD ETF 97717W208 22456 370138 SH DFND 1,2,3 370138 0 0 WISDOMTREE TR EMG MKTS SMCAP ETF 97717W281 884 19982 SH DFND 1,2,3 19982 0 0 WISDOMTREE TR EMERG MKTS ETF ETF 97717W315 5050 118825 SH DFND 1,2,3 118825 0 0 WISDOMTREE TR BLMBG US BULL ETF 97717W471 27 955 SH DFND 1,2,3 955 0 0 WISDOMTREE TR SMALLCAP DIVID 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