Vice President & Secretary

0001140361-15-003720.txt : 20150203 0001140361-15-003720.hdr.sgml : 20150203 20150203121340 ACCESSION NUMBER: 0001140361-15-003720 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150203 DATE AS OF CHANGE: 20150203 EFFECTIVENESS DATE: 20150203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASSETMARK, INC CENTRAL INDEX KEY: 0001344551 IRS NUMBER: 582113323 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11546 FILM NUMBER: 15569751 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET STREET 2: 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET STREET 2: 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: GENWORTH FINANCIAL WEALTH MANAGEMENT, INC DATE OF NAME CHANGE: 20090206 FORMER COMPANY: FORMER CONFORMED NAME: GENWORTH FINANCIAL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060705 FORMER COMPANY: FORMER CONFORMED NAME: GE PRIVATE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20051116 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001344551 XXXXXXXX 12-31-2014 12-31-2014 ASSETMARK, INC

1655 GRANT STREET 10TH FLOOR CONCORD CA 94520

13F HOLDINGS REPORT 028-11546 N Regina Fink Vice President & Secretary 818-528-3710 Regina Fink Encino CA 01-29-2015 3 479 4603344 false 1 0001585202 028-15638 AqGen Liberty Holdings, LLC 2 0001591587 028-15639 AssetMark Financial Holdings, Inc. 3 0001591586 028-15637 AssetMark Financial, Inc. INFORMATION TABLE 2 form13fInfoTable.xml ABM INDS INC COM COM 000957100 472 16491 SH DFND 1, 2, 3 16491 0 0 AES CORP COM COM 00130H105 1287 93440 SH DFND 1, 2, 3 93440 0 0 ABBOTT LABS COM COM 002824100 5393 119791 SH DFND 1, 2, 3 119791 0 0 ACETO CORP COM COM 004446100 804 37059 SH DFND 1, 2, 3 37059 0 0 ADOBE SYS INC COM COM 00724F101 267 3673 SH DFND 1, 2, 3 3673 0 0 AFFILIATED MANAGERS GROUP COM COM 008252108 1415 6665 SH DFND 1, 2, 3 6665 0 0 AGILENT TECHNOLOGIES INC COM COM 00846U101 1907 46570 SH DFND 1, 2, 3 46570 0 0 AIR METHODS CORP COM PAR $.06 COM 009128307 723 16416 SH DFND 1, 2, 3 16416 0 0 AKORN INC COM COM 009728106 2883 79637 SH DFND 1, 2, 3 79637 0 0 ALCATEL-LUCENT SPONSORED ADR SPONSORED ADR 013904305 843 237509 SH DFND 1, 2, 3 237509 0 0 ALLERGAN INC COM COM 018490102 1721 8094 SH DFND 1, 2, 3 8094 0 0 ALLSTATE CORP COM COM 020002101 2723 38767 SH DFND 1, 2, 3 38767 0 0 AMBEV SA SPONSORED ADR SPONSORED ADR 02319V103 1032 165838 SH DFND 1, 2, 3 165838 0 0 AMERICAN CAMPUS CMNTYS INC COM COM 024835100 1155 27914 SH DFND 1, 2, 3 27914 0 0 AMERICAN ELEC PWR INC COM COM 025537101 2456 40450 SH DFND 1, 2, 3 40450 0 0 AMERICAN EQTY INVT LIFE HLD COM COM 025676206 1038 35577 SH DFND 1, 2, 3 35577 0 0 AMERICAN HOMES 4 RENT CL A CL A 02665T306 746 43788 SH DFND 1, 2, 3 43788 0 0 AMERICAN RESIDENTIAL PPTYS I COM COM 02927E303 1146 65226 SH DFND 1, 2, 3 65226 0 0 AMERICAN TOWER CORP NEW COM COM 03027X100 1219 12334 SH DFND 1, 2, 3 12334 0 0 AMGEN INC COM COM 031162100 2400 15064 SH DFND 1, 2, 3 15064 0 0 ANADARKO PETE CORP COM COM 032511107 971 11773 SH DFND 1, 2, 3 11773 0 0 ANALOG DEVICES INC COM COM 032654105 1564 28171 SH DFND 1, 2, 3 28171 0 0 ANDERSONS INC COM COM 034164103 325 6114 SH DFND 1, 2, 3 6114 0 0 ANN INC COM COM 035623107 706 19346 SH DFND 1, 2, 3 19346 0 0 APARTMENT INVT & MGMT CO CL A CL A 03748R101 2372 63845 SH DFND 1, 2, 3 63845 0 0 APPLE INC COM COM 037833100 872 7903 SH DFND 1, 2, 3 7903 0 0 APPLIED MATLS INC COM COM 038222105 2131 85520 SH DFND 1, 2, 3 85520 0 0 ARM HLDGS PLC SPONSORED ADR SPONSORED ADR 042068106 2772 59860 SH DFND 1, 2, 3 59860 0 0 ASTERIAS BIOTHERAPEUTICS INC COM SER A ADDED COM 04624N107 2 500 SH DFND 1, 2, 3 500 0 0 ATMOS ENERGY CORP COM COM 049560105 896 16067 SH DFND 1, 2, 3 16067 0 0 AUTOMATIC DATA PROCESSING IN COM COM 053015103 2382 28568 SH DFND 1, 2, 3 28568 0 0 AVALONBAY CMNTYS INC COM COM 053484101 2198 13455 SH DFND 1, 2, 3 13455 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 ETN 06738C778 40 1351 SH DFND 1, 2, 3 1351 0 0 BARCLAYS BK PLC S&P 500 VEQTOR ETN 06740C337 130 848 SH DFND 1, 2, 3 848 0 0 BARCLAYS BK PLC 30 YR TREAS BEAR ETN 06740L444 10 457 SH DFND 1, 2, 3 457 0 0 BARCLAYS BK PLC 10 YR TREAS BEAR ETN 06740L451 31 1345 SH DFND 1, 2, 3 1345 0 0 BAXTER INTL INC COM COM 071813109 3315 45230 SH DFND 1, 2, 3 45230 0 0 B/E AEROSPACE INC COM COM 073302101 1515 26113 SH DFND 1, 2, 3 26113 0 0 BEACON ROOFING SUPPLY INC COM COM 073685109 672 24188 SH DFND 1, 2, 3 24188 0 0 BENCHMARK ELECTRS INC COM COM 08160H101 465 18275 SH DFND 1, 2, 3 18275 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B 084670702 2756 18352 SH DFND 1, 2, 3 18352 0 0 BIO RAD LABS INC CL A CL A 090572207 1 5 SH DFND 1, 2, 3 5 0 0 BIOTIME INC *W EXP 10/01/201 ADDED COM 09066L162 2 2050 SH DFND 1, 2, 3 2050 0 0 BLACKROCK INC COM COM 09247X101 317 887 SH DFND 1, 2, 3 887 0 0 BOEING CO COM COM 097023105 3996 30742 SH DFND 1, 2, 3 30742 0 0 BROADRIDGE FINL SOLUTIONS IN COM COM 11133T103 0 0 SH DFND 1, 2, 3 0 0 0 CBS CORP NEW CL B CL B 124857202 1 18 SH DFND 1, 2, 3 18 0 0 CDK GLOBAL INC COM COM 12508E101 382 9380 SH DFND 1, 2, 3 9380 0 0 CECO ENVIRONMENTAL CORP COM COM 125141101 823 52971 SH DFND 1, 2, 3 52971 0 0 CMS ENERGY CORP COM COM 125896100 656 18871 SH DFND 1, 2, 3 18871 0 0 CVS HEALTH CORP COM COM 126650100 3053 31702 SH DFND 1, 2, 3 31702 0 0 CALIFORNIA RES CORP COM ADDED COM 13057Q107 100 18163 SH DFND 1, 2, 3 18163 0 0 CALPINE CORP COM NEW COM 131347304 709 32033 SH DFND 1, 2, 3 32033 0 0 CAMERON INTERNATIONAL CORP COM COM 13342B105 905 18116 SH DFND 1, 2, 3 18116 0 0 CARRIZO OIL & GAS INC COM COM 144577103 710 17056 SH DFND 1, 2, 3 17056 0 0 CENTENE CORP DEL COM COM 15135B101 3945 37992 SH DFND 1, 2, 3 37992 0 0 CENTERPOINT ENERGY INC COM COM 15189T107 405 17279 SH DFND 1, 2, 3 17279 0 0 CERNER CORP COM COM 156782104 811 12550 SH DFND 1, 2, 3 12550 0 0 CHENIERE ENERGY INC COM NEW COM 16411R208 1431 20327 SH DFND 1, 2, 3 20327 0 0 CHESAPEAKE LODGING TR SH BEN INT COM 165240102 3175 85318 SH DFND 1, 2, 3 85318 0 0 CHEVRON CORP NEW COM COM 166764100 1970 17559 SH DFND 1, 2, 3 17559 0 0 CHICAGO BRIDGE & IRON CO N V COM COM 167250109 407 9699 SH DFND 1, 2, 3 9699 0 0 CHURCH & DWIGHT INC COM COM 171340102 2894 36724 SH DFND 1, 2, 3 36724 0 0 CITIGROUP INC COM NEW COM 172967424 2052 37924 SH DFND 1, 2, 3 37924 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP ETF 18383Q853 674 25916 SH DFND 1, 2, 3 25916 0 0 COCA COLA CO COM COM 191216100 2045 48443 SH DFND 1, 2, 3 48443 0 0 COLUMBUS MCKINNON CORP N Y COM COM 199333105 763 27200 SH DFND 1, 2, 3 27200 0 0 COMCAST CORP NEW CL A SPL CL A 20030N200 1552 26954 SH DFND 1, 2, 3 26954 0 0 COMERICA INC COM COM 200340107 1018 21741 SH DFND 1, 2, 3 21741 0 0 CONOCOPHILLIPS COM COM 20825C104 476 6891 SH DFND 1, 2, 3 6891 0 0 COVANTA HLDG CORP COM COM 22282E102 1978 89852 SH DFND 1, 2, 3 89852 0 0 CRACKER BARREL OLD CTRY STOR COM COM 22410J106 1175 8348 SH DFND 1, 2, 3 8348 0 0 CRITEO S A SPONS ADS SPONSORED ADR 226718104 2280 56414 SH DFND 1, 2, 3 56414 0 0 CUSTOMERS BANCORP INC COM COM 23204G100 365 18782 SH DFND 1, 2, 3 18782 0 0 DANA HLDG CORP COM COM 235825205 1544 71002 SH DFND 1, 2, 3 71002 0 0 DANAHER CORP DEL COM COM 235851102 2427 28316 SH DFND 1, 2, 3 28316 0 0 DELTA AIR LINES INC DEL COM NEW COM 247361702 15 301 SH DFND 1, 2, 3 301 0 0 DIGITAL RLTY TR INC COM COM 253868103 3129 47188 SH DFND 1, 2, 3 47188 0 0 DRIL-QUIP INC COM COM 262037104 349 4542 SH DFND 1, 2, 3 4542 0 0 DU PONT E I DE NEMOURS & CO COM COM 263534109 5518 74624 SH DFND 1, 2, 3 74624 0 0 E M C CORP MASS COM COM 268648102 1659 55796 SH DFND 1, 2, 3 55796 0 0 EQT CORP COM COM 26884L109 668 8820 SH DFND 1, 2, 3 8820 0 0 ETFS PLATINUM TR SH BEN INT ETF 26922V101 51 438 SH DFND 1, 2, 3 438 0 0 ETFS PALLADIUM TR SH BEN INT ETF 26923A106 5976 77121 SH DFND 1, 2, 3 77121 0 0 EAST WEST BANCORP INC COM COM 27579R104 0 2 SH DFND 1, 2, 3 2 0 0 EASTMAN CHEM CO COM COM 277432100 595 7843 SH DFND 1, 2, 3 7843 0 0 ECOLAB INC COM COM 278865100 1816 17379 SH DFND 1, 2, 3 17379 0 0 EDISON INTL COM COM 281020107 1292 19737 SH DFND 1, 2, 3 19737 0 0 EDUCATION RLTY TR INC COM NEW ADDED COM 28140H203 867 23685 SH DFND 1, 2, 3 23685 0 0 EMBRAER S A SP ADR REP 4 COM COM 29082A107 823 22333 SH DFND 1, 2, 3 22333 0 0 EMERSON ELEC CO COM COM 291011104 1309 21211 SH DFND 1, 2, 3 21211 0 0 ENCANA CORP COM COM 292505104 660 47609 SH DFND 1, 2, 3 47609 0 0 ENCORE CAP GROUP INC COM COM 292554102 425 9575 SH DFND 1, 2, 3 9575 0 0 ENERSYS COM COM 29275Y102 1695 27455 SH DFND 1, 2, 3 27455 0 0 ENERPLUS CORP COM COM 292766102 0 10 SH DFND 1, 2, 3 10 0 0 ESSEX PPTY TR INC COM COM 297178105 2680 12974 SH DFND 1, 2, 3 12974 0 0 EXCHANGE TRADED CONCEPTS TR ROBO STX GLB ETF ETF 301505707 5 200 SH DFND 1, 2, 3 200 0 0 EXELON CORP COM COM 30161N101 1036 27940 SH DFND 1, 2, 3 27940 0 0 EXELIS INC COM COM 30162A108 1455 82976 SH DFND 1, 2, 3 82976 0 0 EXPEDITORS INTL WASH INC COM COM 302130109 592 13279 SH DFND 1, 2, 3 13279 0 0 EXXON MOBIL CORP COM COM 30231G102 2267 24524 SH DFND 1, 2, 3 24524 0 0 FIRST INTST BANCSYSTEM INC COM CL A CL A 32055Y201 903 32442 SH DFND 1, 2, 3 32442 0 0 FIRST POTOMAC RLTY TR COM COM 33610F109 2197 177743 SH DFND 1, 2, 3 177743 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE ETF 33734X119 9 222 SH DFND 1, 2, 3 222 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX ETF 33734X135 8 342 SH DFND 1, 2, 3 342 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX ETF 33734X176 22 638 SH DFND 1, 2, 3 638 0 0 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH COM 33737J182 278 12914 SH DFND 1, 2, 3 12914 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS SPONSORED ADR 344419106 726 8252 SH DFND 1, 2, 3 8252 0 0 FOOT LOCKER INC COM COM 344849104 3717 66166 SH DFND 1, 2, 3 66166 0 0 FORTINET INC COM COM 34959E109 1236 40300 SH DFND 1, 2, 3 40300 0 0 GENERAL ELECTRIC CO COM COM 369604103 2079 82262 SH DFND 1, 2, 3 82262 0 0 GENESCO INC COM COM 371532102 672 8773 SH DFND 1, 2, 3 8773 0 0 GERON CORP COM COM 374163103 7 2000 SH DFND 1, 2, 3 2000 0 0 GILEAD SCIENCES INC COM COM 375558103 1436 15239 SH DFND 1, 2, 3 15239 0 0 GILDAN ACTIVEWEAR INC COM COM 375916103 1896 33527 SH DFND 1, 2, 3 33527 0 0 GLIMCHER RLTY TR SH BEN INT COM 379302102 2965 215773 SH DFND 1, 2, 3 215773 0 0 GLOBAL X FDS SILVER MNR ETF ETF 37950E853 3404 367624 SH DFND 1, 2, 3 367624 0 0 GREAT PLAINS ENERGY INC COM COM 391164100 188 6628 SH DFND 1, 2, 3 6628 0 0 GREATBATCH INC COM COM 39153L106 268 5442 SH DFND 1, 2, 3 5442 0 0 GRIFOLS S A SP ADR REP B NVT SPONSORED ADR 398438408 1067 31402 SH DFND 1, 2, 3 31402 0 0 GROUPE CGI INC CL A SUB VTG CL A 39945C109 2637 69110 SH DFND 1, 2, 3 69110 0 0 GRUPO TELEVISA SA SPON ADR REP ORD SPONSORED ADR 40049J206 803 23563 SH DFND 1, 2, 3 23563 0 0 GULFPORT ENERGY CORP COM NEW COM 402635304 1689 40454 SH DFND 1, 2, 3 40454 0 0 HCP INC COM COM 40414L109 2729 61970 SH DFND 1, 2, 3 61970 0 0 HDFC BANK LTD ADR REPS 3 SHS ADR 40415F101 980 19314 SH DFND 1, 2, 3 19314 0 0 HALLIBURTON CO COM COM 406216101 429 10905 SH DFND 1, 2, 3 10905 0 0 HALOZYME THERAPEUTICS INC COM COM 40637H109 2 200 SH DFND 1, 2, 3 200 0 0 HANGER INC COM NEW COM 41043F208 250 11416 SH DFND 1, 2, 3 11416 0 0 HERZFELD CARIBBEAN BASIN FD COM COM 42804T106 4 500 SH DFND 1, 2, 3 500 0 0 HILLTOP HOLDINGS INC COM COM 432748101 445 22330 SH DFND 1, 2, 3 22330 0 0 HONEYWELL INTL INC COM COM 438516106 2564 25662 SH DFND 1, 2, 3 25662 0 0 IBERIABANK CORP COM COM 450828108 1708 26342 SH DFND 1, 2, 3 26342 0 0 ICICI BK LTD ADR SPONSORED ADR 45104G104 1007 87220 SH DFND 1, 2, 3 87220 0 0 ILLINOIS TOOL WKS INC COM COM 452308109 1979 20901 SH DFND 1, 2, 3 20901 0 0 INSIGHT ENTERPRISES INC COM COM 45765U103 375 14491 SH DFND 1, 2, 3 14491 0 0 INOVIO PHARMACEUTICALS INC COM NEW COM 45773H201 2 250 SH DFND 1, 2, 3 250 0 0 INTERNATIONAL BUSINESS MACHS COM COM 459200101 2174 13551 SH DFND 1, 2, 3 13551 0 0 INTUIT COM COM 461202103 242 2622 SH DFND 1, 2, 3 2622 0 0 IRELAND BK SPNSRD ADR NEW ADR 46267Q202 913 60002 SH DFND 1, 2, 3 60002 0 0 ISHARES MSCI AUST ETF ETF 464286103 2143 96652 SH DFND 1, 2, 3 96652 0 0 ISHARES MSCI CDA ETF ETF 464286509 13667 473555 SH DFND 1, 2, 3 473555 0 0 ISHARES EMU ETF ETF 464286608 141216 3887042 SH DFND 1, 2, 3 3887042 0 0 ISHARES MSCI PAC JP ETF ETF 464286665 7 163 SH DFND 1, 2, 3 163 0 0 ISHARES MSCI SINGAP ETF ETF 464286673 939 71776 SH DFND 1, 2, 3 71776 0 0 ISHARES MSCI SZ CAP ETF ETF 464286749 21328 673018 SH DFND 1, 2, 3 673018 0 0 ISHARES MSCI SPAN CP ETF ETF 464286764 1907 55060 SH DFND 1, 2, 3 55060 0 0 ISHARES MSCI STH KOR ETF ETF 464286772 1332 24100 SH DFND 1, 2, 3 24100 0 0 ISHARES MSCI JAPAN ETF ETF 464286848 8 710 SH DFND 1, 2, 3 710 0 0 ISHARES MSCI ITALCPD ETF ETF 464286855 1924 141504 SH DFND 1, 2, 3 141504 0 0 ISHARES TR SELECT DIVID ETF ETF 464287168 24884 313395 SH DFND 1, 2, 3 313395 0 0 ISHARES TR TIPS BD ETF ETF 464287176 48616 434033 SH DFND 1, 2, 3 434033 0 0 ISHARES TR CHINA LG-CAP ETF ETF 464287184 699 16788 SH DFND 1, 2, 3 16788 0 0 ISHARES TR CORE S&P500 ETF ETF 464287200 19377 93667 SH DFND 1, 2, 3 93667 0 0 ISHARES TR CORE US AGGBD ET ETF 464287226 40998 372301 SH DFND 1, 2, 3 372301 0 0 ISHARES TR MSCI EMG MKT ETF ETF 464287234 146327 3724285 SH DFND 1, 2, 3 3724285 0 0 ISHARES TR IBOXX INV CP ETF ETF 464287242 8880 74362 SH DFND 1, 2, 3 74362 0 0 ISHARES TR S&P 500 GRWT ETF ETF 464287309 73 654 SH DFND 1, 2, 3 654 0 0 ISHARES TR GLOB HLTHCRE ETF ETF 464287325 25973 260876 SH DFND 1, 2, 3 260876 0 0 ISHARES TR GLOBAL FINLS ETF ETF 464287333 63 1119 SH DFND 1, 2, 3 1119 0 0 ISHARES TR S&P 500 VAL ETF ETF 464287408 24 256 SH DFND 1, 2, 3 256 0 0 ISHARES TR 20+ YR TR BD ETF ETF 464287432 44340 352127 SH DFND 1, 2, 3 352127 0 0 ISHARES TR 7-10 Y TR BD ETF ETF 464287440 101283 955590 SH DFND 1, 2, 3 955590 0 0 ISHARES TR 1-3 YR TR BD ETF ETF 464287457 28965 342979 SH DFND 1, 2, 3 342979 0 0 ISHARES TR MSCI EAFE ETF ETF 464287465 102 1670 SH DFND 1, 2, 3 1670 0 0 ISHARES TR RUS MDCP VAL ETF ETF 464287473 65 875 SH DFND 1, 2, 3 875 0 0 ISHARES TR RUS MD CP GR ETF ETF 464287481 21 222 SH DFND 1, 2, 3 222 0 0 ISHARES TR RUS MID-CAP ETF ETF 464287499 64 386 SH DFND 1, 2, 3 386 0 0 ISHARES TR CORE S&P MCP ETF ETF 464287507 60 413 SH DFND 1, 2, 3 413 0 0 ISHARES TR NASDQ BIOTEC ETF ETF 464287556 40291 132820 SH DFND 1, 2, 3 132820 0 0 ISHARES TR U.S. CNSM SV ETF ETF 464287580 40886 296791 SH DFND 1, 2, 3 296791 0 0 ISHARES TR RUS 1000 VAL ETF ETF 464287598 7366 70557 SH DFND 1, 2, 3 70557 0 0 ISHARES TR S&P MC 400GR ETF ETF 464287606 24 148 SH DFND 1, 2, 3 148 0 0 ISHARES TR RUS 1000 GRW ETF ETF 464287614 26652 278759 SH DFND 1, 2, 3 278759 0 0 ISHARES TR RUS 1000 ETF ETF 464287622 64 562 SH DFND 1, 2, 3 562 0 0 ISHARES TR RUS 2000 VAL ETF ETF 464287630 12 114 SH DFND 1, 2, 3 114 0 0 ISHARES TR RUS 2000 GRW ETF ETF 464287648 24 170 SH DFND 1, 2, 3 170 0 0 ISHARES TR RUSSELL 2000 ETF ETF 464287655 8496 71021 SH DFND 1, 2, 3 71021 0 0 ISHARES TR U.S. UTILITS ETF ETF 464287697 90833 768012 SH DFND 1, 2, 3 768012 0 0 ISHARES TR S&P MC 400VL ETF ETF 464287705 12 94 SH DFND 1, 2, 3 94 0 0 ISHARES TR U.S. TELECOM ETF ETF 464287713 19 654 SH DFND 1, 2, 3 654 0 0 ISHARES TR U.S. TECH ETF ETF 464287721 91506 876497 SH DFND 1, 2, 3 876497 0 0 ISHARES TR U.S. REAL ES ETF ETF 464287739 59912 779700 SH DFND 1, 2, 3 779700 0 0 ISHARES TR US HLTHCARE ETF ETF 464287762 39717 275564 SH DFND 1, 2, 3 275564 0 0 ISHARES TR U.S. FIN SVC ETF ETF 464287770 13737 149592 SH DFND 1, 2, 3 149592 0 0 ISHARES TR U.S. FINLS ETF ETF 464287788 92762 1028409 SH DFND 1, 2, 3 1028409 0 0 ISHARES TR U.S. ENERGY ETF ETF 464287796 19 420 SH DFND 1, 2, 3 420 0 0 ISHARES TR U.S. CNSM GD ETF ETF 464287812 26527 253221 SH DFND 1, 2, 3 253221 0 0 ISHARES TR DOW JONES US ETF ETF 464287846 21 199 SH DFND 1, 2, 3 199 0 0 ISHARES TR SP SMCP600VL ETF ETF 464287879 50 423 SH DFND 1, 2, 3 423 0 0 ISHARES INTL TREA BD ETF ETF 464288117 45 466 SH DFND 1, 2, 3 466 0 0 ISHARES AGENCY BOND ETF ETF 464288166 48618 429866 SH DFND 1, 2, 3 429866 0 0 ISHARES MSCI ACWI ETF ETF 464288257 23 388 SH DFND 1, 2, 3 388 0 0 ISHARES JP MOR EM MK ETF ETF 464288281 43935 400469 SH DFND 1, 2, 3 400469 0 0 ISHARES CALI AMT-FRE ETF ETF 464288356 5 45 SH DFND 1, 2, 3 45 0 0 ISHARES GLB INFRASTR ETF ETF 464288372 7493 177769 SH DFND 1, 2, 3 177769 0 0 ISHARES NAT AMT FREE BD ETF 464288414 4142 37536 SH DFND 1, 2, 3 37536 0 0 ISHARES ASIA 50 ETF ETF 464288430 6735 143141 SH DFND 1, 2, 3 143141 0 0 ISHARES INTL SEL DIV ETF ETF 464288448 12829 380799 SH DFND 1, 2, 3 380799 0 0 ISHARES IBOXX HI YD ETF ETF 464288513 25131 280479 SH DFND 1, 2, 3 280479 0 0 ISHARES MBS ETF ETF 464288588 131638 1204150 SH DFND 1, 2, 3 1204150 0 0 ISHARES GOV/CRED BD ETF ETF 464288596 13447 117427 SH DFND 1, 2, 3 117427 0 0 ISHARES CORE US CR BD ETF 464288620 24831 222082 SH DFND 1, 2, 3 222082 0 0 ISHARES INTERM CR BD ETF ETF 464288638 88366 808252 SH DFND 1, 2, 3 808252 0 0 ISHARES 1-3 YR CR BD ETF ETF 464288646 12026 114342 SH DFND 1, 2, 3 114342 0 0 ISHARES 10-20 YR TRS ETF ETF 464288653 42 308 SH DFND 1, 2, 3 308 0 0 ISHARES 3-7 YR TR BD ETF ETF 464288661 633 5172 SH DFND 1, 2, 3 5172 0 0 ISHARES SHRT TRS BD ETF ETF 464288679 190131 1724548 SH DFND 1, 2, 3 1724548 0 0 ISHARES U.S. PFD STK ETF ETF 464288687 13203 334758 SH DFND 1, 2, 3 334758 0 0 ISHARES GLOB UTILITS ETF ETF 464288711 0 2 SH DFND 1, 2, 3 2 0 0 ISHARES US HOME CONS ETF ETF 464288752 17891 691320 SH DFND 1, 2, 3 691320 0 0 ISHARES EAFE VALUE ETF ETF 464288877 422 8265 SH DFND 1, 2, 3 8265 0 0 ISHARES 10+ YR CR BD ETF ETF 464289511 31762 516287 SH DFND 1, 2, 3 516287 0 0 ISHARES SILVER TRUST ISHARES ETF 46428Q109 0 3 SH DFND 1, 2, 3 3 0 0 ISHARES TR CMBS ETF ETF 46429B366 1336 26090 SH DFND 1, 2, 3 26090 0 0 ISHARES TR FLTG RATE BD ETF ETF 46429B655 249 4927 SH DFND 1, 2, 3 4927 0 0 ISHARES TR 0-5 YR TIPS ETF ETF 46429B747 6332 63950 SH DFND 1, 2, 3 63950 0 0 ISHARES U S ETF TR ENH US LCP ETF ETF 46431W101 4440 138327 SH DFND 1, 2, 3 138327 0 0 ISHARES U S ETF TR ENH US SCP ETF ETF 46431W200 1810 56697 SH DFND 1, 2, 3 56697 0 0 ISHARES TR CORE MSCI EAFE ETF 46432F842 6573 118824 SH DFND 1, 2, 3 118824 0 0 ISHARES INC CORE MSCI EMKT ETF 46434G103 25551 543287 SH DFND 1, 2, 3 543287 0 0 ISHARES TR MSCI UTD KNGDM ETF 46434V548 97 5396 SH DFND 1, 2, 3 5396 0 0 JPMORGAN CHASE & CO COM COM 46625H100 2393 38239 SH DFND 1, 2, 3 38239 0 0 JOHNSON & JOHNSON COM COM 478160104 2003 19154 SH DFND 1, 2, 3 19154 0 0 KBR INC COM COM 48242W106 454 26797 SH DFND 1, 2, 3 26797 0 0 KLA-TENCOR CORP COM COM 482480100 416 5909 SH DFND 1, 2, 3 5909 0 0 KLX INC COM ADDED COM 482539103 532 12907 SH DFND 1, 2, 3 12907 0 0 KEYSIGHT TECHNOLOGIES INC COM ADDED COM 49338L103 795 23556 SH DFND 1, 2, 3 23556 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW ADR 500472303 2157 74363 SH DFND 1, 2, 3 74363 0 0 KOREA ELECTRIC PWR SPONSORED ADR SPONSORED ADR 500631106 778 40187 SH DFND 1, 2, 3 40187 0 0 LKQ CORP COM COM 501889208 1274 45311 SH DFND 1, 2, 3 45311 0 0 LANDEC CORP COM COM 514766104 986 71390 SH DFND 1, 2, 3 71390 0 0 LAS VEGAS SANDS CORP COM ADR 517834107 462 7941 SH DFND 1, 2, 3 7941 0 0 LILLY ELI & CO COM COM 532457108 7 103 SH DFND 1, 2, 3 103 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR SPONSORED ADR 539439109 961 207106 SH DFND 1, 2, 3 207106 0 0 LORILLARD INC COM COM 544147101 2566 40767 SH DFND 1, 2, 3 40767 0 0 LOWES COS INC COM COM 548661107 3316 48193 SH DFND 1, 2, 3 48193 0 0 LUXOTTICA GROUP S P A SPONSORED ADR SPONSORED ADR 55068R202 812 14911 SH DFND 1, 2, 3 14911 0 0 MTS SYS CORP COM COM 553777103 439 5852 SH DFND 1, 2, 3 5852 0 0 MYR GROUP INC DEL COM COM 55405W104 776 28305 SH DFND 1, 2, 3 28305 0 0 MAINSOURCE FINANCIAL GP INC COM COM 56062Y102 1001 47830 SH DFND 1, 2, 3 47830 0 0 MARKET VECTORS ETF TR GOLD MINER ETF ETF 57060U100 77 4177 SH DFND 1, 2, 3 4177 0 0 MARKET VECTORS ETF TR UNCVTL OIL GAS ETF 57060U159 2601 117946 SH DFND 1, 2, 3 117946 0 0 MARKET VECTORS ETF TR RUSSIA ETF ETF 57060U506 683 46689 SH DFND 1, 2, 3 46689 0 0 MARKET VECTORS ETF TR INVT GRD FL RT ETF 57060U514 16 622 SH DFND 1, 2, 3 622 0 0 MARKET VECTORS ETF TR EM LC CURR DBT ETF 57060U522 7757 366410 SH DFND 1, 2, 3 366410 0 0 MARSH & MCLENNAN COS INC COM COM 571748102 3438 60059 SH DFND 1, 2, 3 60059 0 0 MASTEC INC COM COM 576323109 882 39020 SH DFND 1, 2, 3 39020 0 0 MAXIMUS INC COM COM 577933104 1441 26280 SH DFND 1, 2, 3 26280 0 0 MEDASSETS INC COM COM 584045108 736 37224 SH DFND 1, 2, 3 37224 0 0 MERRIMACK PHARMACEUTICALS IN COM COM 590328100 2 200 SH DFND 1, 2, 3 200 0 0 MICROSOFT CORP COM COM 594918104 2896 62338 SH DFND 1, 2, 3 62338 0 0 MICROCHIP TECHNOLOGY INC COM COM 595017104 2062 45708 SH DFND 1, 2, 3 45708 0 0 MIDDLESEX WATER CO COM COM 596680108 880 38159 SH DFND 1, 2, 3 38159 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR SPONSORED ADR 606822104 1742 314986 SH DFND 1, 2, 3 314986 0 0 MOMENTA PHARMACEUTICALS INC COM COM 60877T100 4 300 SH DFND 1, 2, 3 300 0 0 MONDELEZ INTL INC CL A CL A 609207105 2212 60907 SH DFND 1, 2, 3 60907 0 0 NRG ENERGY INC COM NEW COM 629377508 1872 69444 SH DFND 1, 2, 3 69444 0 0 NATIONAL GRID PLC SPON ADR NEW SPONSORED ADR 636274300 1392 19697 SH DFND 1, 2, 3 19697 0 0 NATIONAL OILWELL VARCO INC COM COM 637071101 1795 27389 SH DFND 1, 2, 3 27389 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR SPONSORED ADR 647581107 583 28587 SH DFND 1, 2, 3 28587 0 0 NEXTERA ENERGY INC COM COM 65339F101 1742 16386 SH DFND 1, 2, 3 16386 0 0 NIKE INC CL B CL B 654106103 1219 12676 SH DFND 1, 2, 3 12676 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR SPONSORED ADR 654624105 2069 80799 SH DFND 1, 2, 3 80799 0 0 NORDSTROM INC COM COM 655664100 2098 26427 SH DFND 1, 2, 3 26427 0 0 NORTHWESTERN CORP COM NEW COM 668074305 901 15916 SH DFND 1, 2, 3 15916 0 0 NOVO-NORDISK A S ADR ADR 670100205 1735 41006 SH DFND 1, 2, 3 41006 0 0 NOW INC COM COM 67011P100 169 6556 SH DFND 1, 2, 3 6556 0 0 NUCOR CORP COM COM 670346105 659 13427 SH DFND 1, 2, 3 13427 0 0 O REILLY AUTOMOTIVE INC NEW COM COM 67103H107 180 935 SH DFND 1, 2, 3 935 0 0 OCCIDENTAL PETE CORP DEL COM COM 674599105 4908 60882 SH DFND 1, 2, 3 60882 0 0 OLD DOMINION FGHT LINES INC COM COM 679580100 2751 35436 SH DFND 1, 2, 3 35436 0 0 ONEOK INC NEW COM COM 682680103 741 14888 SH DFND 1, 2, 3 14888 0 0 OPEN TEXT CORP COM COM 683715106 1581 27133 SH DFND 1, 2, 3 27133 0 0 OPKO HEALTH INC COM COM 68375N103 5 500 SH DFND 1, 2, 3 500 0 0 ORACLE CORP COM COM 68389X105 5149 114495 SH DFND 1, 2, 3 114495 0 0 ORIX CORP SPONSORED ADR SPONSORED ADR 686330101 906 14485 SH DFND 1, 2, 3 14485 0 0 PG&E CORP COM COM 69331C108 1311 24627 SH DFND 1, 2, 3 24627 0 0 PPL CORP COM COM 69351T106 1490 41020 SH DFND 1, 2, 3 41020 0 0 PACIFIC CONTINENTAL CORP COM COM 69412V108 790 55707 SH DFND 1, 2, 3 55707 0 0 PEMBINA PIPELINE CORP COM COM 706327103 980 26908 SH DFND 1, 2, 3 26908 0 0 PEPSICO INC COM COM 713448108 1902 20111 SH DFND 1, 2, 3 20111 0 0 PERFICIENT INC COM COM 71375U101 685 36786 SH DFND 1, 2, 3 36786 0 0 PETSMART INC COM COM 716768106 2656 32670 SH DFND 1, 2, 3 32670 0 0 PFIZER INC COM COM 717081103 2334 74935 SH DFND 1, 2, 3 74935 0 0 PHILIP MORRIS INTL INC COM COM 718172109 4600 56479 SH DFND 1, 2, 3 56479 0 0 PIMCO ETF TR TTL RTN ACTV ETF ETF 72201R775 418 3901 SH DFND 1, 2, 3 3901 0 0 PIMCO ETF TR 0-5 HIGH YIELD ETF 72201R783 18883 187277 SH DFND 1, 2, 3 187277 0 0 PINNACLE WEST CAP CORP COM COM 723484101 904 13241 SH DFND 1, 2, 3 13241 0 0 PINNACLE FOODS INC DEL COM COM 72348P104 2140 60633 SH DFND 1, 2, 3 60633 0 0 POLARIS INDS INC COM COM 731068102 3090 20429 SH DFND 1, 2, 3 20429 0 0 POWERSHARES QQQ TRUST UNIT SER 1 ETF 73935A104 23510 227697 SH DFND 1, 2, 3 227697 0 0 POWERSHARES ETF TRUST ENERGY SEC POR ETF 73935X385 9 209 SH DFND 1, 2, 3 209 0 0 POWERSHARES ETF TRUST INTL DIV ACHV ETF 73935X716 5116 292160 SH DFND 1, 2, 3 292160 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT ETF 73935X799 15 220 SH DFND 1, 2, 3 220 0 0 POWERSHS DB MULTI SECT COMM DB ENERGY FUND ETF 73936B101 265 15187 SH DFND 1, 2, 3 15187 0 0 POWERSHS DB MULTI SECT COMM DB PREC MTLS ETF 73936B200 93 2547 SH DFND 1, 2, 3 2547 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD ETF 73936B408 837 33618 SH DFND 1, 2, 3 33618 0 0 POWERSHS DB MULTI SECT COMM DB GOLD FUND ETF 73936B606 1780 45483 SH DFND 1, 2, 3 45483 0 0 POWERSHS DB MULTI SECT COMM DB BASE METALS ETF 73936B705 137 8622 SH DFND 1, 2, 3 8622 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL ETF 73936D107 9180 382964 SH DFND 1, 2, 3 382964 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT ETF 73936Q769 17986 748492 SH DFND 1, 2, 3 748492 0 0 POWERSHARES ETF TRUST II INTL CORP BOND ETF 73936Q835 2688 94506 SH DFND 1, 2, 3 94506 0 0 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN ETF 73936T474 10897 428830 SH DFND 1, 2, 3 428830 0 0 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI ETF 73936T557 388 20645 SH DFND 1, 2, 3 20645 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT ETF 73936T573 10325 366659 SH DFND 1, 2, 3 366659 0 0 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US ETF 73936T789 1507 38150 SH DFND 1, 2, 3 38150 0 0 POWERSHARES ETF TR II FND INV GR CP ETF 73937B761 1194 46993 SH DFND 1, 2, 3 46993 0 0 PRAXAIR INC COM COM 74005P104 473 3651 SH DFND 1, 2, 3 3651 0 0 PROCTER & GAMBLE CO COM COM 742718109 3998 43893 SH DFND 1, 2, 3 43893 0 0 PROSHARES TR ULTRAPRO SHORT S ETF 74348A442 0 1 SH DFND 1, 2, 3 1 0 0 PRUDENTIAL FINL INC COM COM 744320102 9 100 SH DFND 1, 2, 3 100 0 0 PRUDENTIAL PLC ADR ADR 74435K204 2881 62400 SH DFND 1, 2, 3 62400 0 0 QUALCOMM INC COM COM 747525103 2051 27590 SH DFND 1, 2, 3 27590 0 0 QUALITY DISTR INC FLA COM COM 74756M102 322 30266 SH DFND 1, 2, 3 30266 0 0 QUANTA SVCS INC COM COM 74762E102 1308 46077 SH DFND 1, 2, 3 46077 0 0 REALOGY HLDGS CORP COM COM 75605Y106 753 16915 SH DFND 1, 2, 3 16915 0 0 RED HAT INC COM COM 756577102 1 10 SH DFND 1, 2, 3 10 0 0 RETAIL OPPORTUNITY INVTS COR COM COM 76131N101 2644 157446 SH DFND 1, 2, 3 157446 0 0 RIO TINTO PLC SPONSORED ADR ADR 767204100 978 21237 SH DFND 1, 2, 3 21237 0 0 ROSS STORES INC COM COM 778296103 2728 28939 SH DFND 1, 2, 3 28939 0 0 RYANAIR HLDGS PLC SPONSORED ADR ADR 783513104 808 11336 SH DFND 1, 2, 3 11336 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT ETF 78355W106 8535 106621 SH DFND 1, 2, 3 106621 0 0 SBA COMMUNICATIONS CORP COM COM 78388J106 2162 19521 SH DFND 1, 2, 3 19521 0 0 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 407510 1982631 SH DFND 1, 2, 3 1982631 0 0 SPDR GOLD TRUST GOLD SHS ETF 78463V107 7711 67891 SH DFND 1, 2, 3 67891 0 0 SPDR INDEX SHS FDS EURO STOXX 50 ETF 78463X202 9154 248337 SH DFND 1, 2, 3 248337 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF ETF 78463X301 5788 69394 SH DFND 1, 2, 3 69394 0 0 SPDR INDEX SHS FDS S&P CHINA ETF ETF 78463X400 18098 227252 SH DFND 1, 2, 3 227252 0 0 SPDR INDEX SHS FDS EMERG MKTS ETF ETF 78463X509 13849 220382 SH DFND 1, 2, 3 220382 0 0 SPDR INDEX SHS FDS INTL HLTH ETF ETF 78463X681 38 822 SH DFND 1, 2, 3 822 0 0 SPDR INDEX SHS FDS S&P INTL ETF ETF 78463X772 4739 112782 SH DFND 1, 2, 3 112782 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF ETF 78463X863 17086 411017 SH DFND 1, 2, 3 411017 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP ETF 78463X871 15478 566767 SH DFND 1, 2, 3 566767 0 0 SPDR INDEX SHS FDS S&P WRLD EX US ETF 78463X889 93652 3481481 SH DFND 1, 2, 3 3481481 0 0 SPDR SERIES TRUST BRCLY INTL CRP ETF 78464A151 3286 95608 SH DFND 1, 2, 3 95608 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW ETF 78464A201 5636 31661 SH DFND 1, 2, 3 31661 0 0 SPDR SERIES TRUST SHRT INTL ETF ETF 78464A334 27630 856484 SH DFND 1, 2, 3 856484 0 0 SPDR SERIES TRUST LNG TRM CORP BD ETF 78464A367 31226 754978 SH DFND 1, 2, 3 754978 0 0 SPDR SERIES TRUST INTR TRM CORP BD ETF 78464A375 1004 29381 SH DFND 1, 2, 3 29381 0 0 SPDR SERIES TRUST BRC MTG BCKD BD ETF 78464A383 3214 118308 SH DFND 1, 2, 3 118308 0 0 SPDR SERIES TRUST BRCLY EM LOCL ETF 78464A391 917 32266 SH DFND 1, 2, 3 32266 0 0 SPDR SERIES TRUST BRC HGH YLD BD ETF 78464A417 72358 1874077 SH DFND 1, 2, 3 1874077 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI ETF 78464A425 16835 693085 SH DFND 1, 2, 3 693085 0 0 SPDR SERIES TRUST NUVN BRCLY MUNI ETF 78464A458 17787 736222 SH DFND 1, 2, 3 736222 0 0 SPDR SERIES TRUST BARC SHT TR CP ETF 78464A474 9215 301406 SH DFND 1, 2, 3 301406 0 0 SPDR SERIES TRUST DB INT GVT ETF ETF 78464A490 2874 50469 SH DFND 1, 2, 3 50469 0 0 SPDR SERIES TRUST BRCLYS INTL ETF ETF 78464A516 50343 909862 SH DFND 1, 2, 3 909862 0 0 SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 47850 526404 SH DFND 1, 2, 3 526404 0 0 SPDR SERIES TRUST BRCLYS AGG ETF ETF 78464A649 52108 893489 SH DFND 1, 2, 3 893489 0 0 SPDR SERIES TRUST BARCLYS TIPS ETF ETF 78464A656 8944 159767 SH DFND 1, 2, 3 159767 0 0 SPDR SERIES TRUST BRCLYS LG TRS ET ETF 78464A664 2096 28759 SH DFND 1, 2, 3 28759 0 0 SPDR SERIES TRUST BRCLYS INTER ETF ETF 78464A672 2060 34354 SH DFND 1, 2, 3 34354 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF ETF 78464A680 6628 144904 SH DFND 1, 2, 3 144904 0 0 SPDR SERIES TRUST S&P DIVID ETF ETF 78464A763 6527 82834 SH DFND 1, 2, 3 82834 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF 78467Y107 17680 66978 SH DFND 1, 2, 3 66978 0 0 SPDR SER TR SHRT TRSRY ETF ETF 78468R101 1877 62388 SH DFND 1, 2, 3 62388 0 0 SPDR SER TR SHT TRM HGH YLD ETF 78468R408 14298 494556 SH DFND 1, 2, 3 494556 0 0 SPDR SER TR SPDR RUSSEL 2000 ETF 78468R853 9677 135621 SH DFND 1, 2, 3 135621 0 0 SPDR SER TR BARC 1-10YRTIP ETF 78468R861 59 3085 SH DFND 1, 2, 3 3085 0 0 SANOFI SPONSORED ADR ADR 80105N105 1972 43237 SH DFND 1, 2, 3 43237 0 0 SASOL LTD SPONSORED ADR SPONSORED ADR 803866300 520 13702 SH DFND 1, 2, 3 13702 0 0 SELECT SECTOR SPDR TR SBI MATERIALS ETF 81369Y100 867 17845 SH DFND 1, 2, 3 17845 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE ETF 81369Y209 12581 183989 SH DFND 1, 2, 3 183989 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS ETF 81369Y308 102013 2103800 SH DFND 1, 2, 3 2103800 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR ETF 81369Y407 96405 1336179 SH DFND 1, 2, 3 1336179 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY ETF 81369Y506 2311 29189 SH DFND 1, 2, 3 29189 0 0 SELECT SECTOR SPDR TR SBI INT-FINL ETF 81369Y605 13902 562168 SH DFND 1, 2, 3 562168 0 0 SELECT SECTOR SPDR TR SBI INT-INDS ETF 81369Y704 2743 48477 SH DFND 1, 2, 3 48477 0 0 SELECT SECTOR SPDR TR TECHNOLOGY ETF 81369Y803 16540 399999 SH DFND 1, 2, 3 399999 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS ETF 81369Y886 8074 170986 SH DFND 1, 2, 3 170986 0 0 SEMGROUP CORP CL A CL A 81663A105 1519 22211 SH DFND 1, 2, 3 22211 0 0 SEMPRA ENERGY COM COM 816851109 932 8369 SH DFND 1, 2, 3 8369 0 0 SILICON LABORATORIES INC COM COM 826919102 2662 55898 SH DFND 1, 2, 3 55898 0 0 SIMMONS 1ST NATL CORP CL A $1 PAR CL A 828730200 906 22291 SH DFND 1, 2, 3 22291 0 0 SIMON PPTY GROUP INC NEW COM COM 828806109 3192 17530 SH DFND 1, 2, 3 17530 0 0 SONIC AUTOMOTIVE INC CL A CL A 83545G102 883 32645 SH DFND 1, 2, 3 32645 0 0 SOUTH ST CORP COM COM 840441109 920 13717 SH DFND 1, 2, 3 13717 0 0 SPROUTS FMRS MKT INC COM COM 85208M102 7 200 SH DFND 1, 2, 3 200 0 0 STARBUCKS CORP COM COM 855244109 1291 15740 SH DFND 1, 2, 3 15740 0 0 STARWOOD HOTELS&RESORTS WRLD COM COM 85590A401 1980 24421 SH DFND 1, 2, 3 24421 0 0 STATE STR CORP COM COM 857477103 3169 40373 SH DFND 1, 2, 3 40373 0 0 SYNGENTA AG SPONSORED ADR SPONSORED ADR 87160A100 1385 21563 SH DFND 1, 2, 3 21563 0 0 SYNNEX CORP COM COM 87162W100 546 6982 SH DFND 1, 2, 3 6982 0 0 SYSCO CORP COM COM 871829107 2281 57465 SH DFND 1, 2, 3 57465 0 0 TJX COS INC NEW COM COM 872540109 158 2298 SH DFND 1, 2, 3 2298 0 0 TRW AUTOMOTIVE HLDGS CORP COM COM 87264S106 913 8875 SH DFND 1, 2, 3 8875 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR SPONSORED ADR 874039100 843 37660 SH DFND 1, 2, 3 37660 0 0 TATA MTRS LTD SPONSORED ADR SPONSORED ADR 876568502 862 20391 SH DFND 1, 2, 3 20391 0 0 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 2886 50187 SH DFND 1, 2, 3 50187 0 0 3M CO COM COM 88579Y101 4465 27174 SH DFND 1, 2, 3 27174 0 0 TOTAL S A SPONSORED ADR SPONSORED ADR 89151E109 911 17800 SH DFND 1, 2, 3 17800 0 0 TOYOTA MOTOR CORP SP ADR REP2COM COM 892331307 2589 20633 SH DFND 1, 2, 3 20633 0 0 TREEHOUSE FOODS INC COM COM 89469A104 992 11595 SH DFND 1, 2, 3 11595 0 0 TRIANGLE PETE CORP COM NEW COM 89600B201 342 71626 SH DFND 1, 2, 3 71626 0 0 TUPPERWARE BRANDS CORP COM COM 899896104 1030 16354 SH DFND 1, 2, 3 16354 0 0 TWENTY FIRST CENTY FOX INC CL A CL A 90130A101 1674 43590 SH DFND 1, 2, 3 43590 0 0 TYLER TECHNOLOGIES INC COM COM 902252105 3081 28156 SH DFND 1, 2, 3 28156 0 0 UGI CORP NEW COM COM 902681105 1150 30270 SH DFND 1, 2, 3 30270 0 0 ULTIMATE SOFTWARE GROUP INC COM COM 90385D107 2015 13726 SH DFND 1, 2, 3 13726 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP COM COM 90400P101 573 30026 SH DFND 1, 2, 3 30026 0 0 UNION PAC CORP COM COM 907818108 2902 24363 SH DFND 1, 2, 3 24363 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 2358 23330 SH DFND 1, 2, 3 23330 0 0 UNIVERSAL DISPLAY CORP COM COM 91347P105 6 200 SH DFND 1, 2, 3 200 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF ETF 921908844 34 417 SH DFND 1, 2, 3 417 0 0 VANGUARD WORLD FD MEGA CAP INDEX ETF 921910873 17 249 SH DFND 1, 2, 3 249 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND ETF 921937793 157 1669 SH DFND 1, 2, 3 1669 0 0 VANGUARD BD INDEX FD INC INTERMED TERM ETF 921937819 214 2522 SH DFND 1, 2, 3 2522 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND ETF 921937827 85274 1066589 SH DFND 1, 2, 3 1066589 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT ETF 921937835 76758 931872 SH DFND 1, 2, 3 931872 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF ETF 921943858 11614 306391 SH DFND 1, 2, 3 306391 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD ETF 921946406 9180 133520 SH DFND 1, 2, 3 133520 0 0 VANGUARD MALVERN FDS STRM INFPROIDX ETF 922020805 25932 537564 SH DFND 1, 2, 3 537564 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF ETF 922042676 2838 53031 SH DFND 1, 2, 3 53031 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF ETF 922042718 18601 195158 SH DFND 1, 2, 3 195158 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US ETF 922042775 49892 1064703 SH DFND 1, 2, 3 1064703 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF ETF 922042858 23581 589220 SH DFND 1, 2, 3 589220 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF ETF 922042866 50021 879564 SH DFND 1, 2, 3 879564 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF ETF 922042874 131815 2515077 SH DFND 1, 2, 3 2515077 0 0 VANGUARD WORLD FDS UTILITIES ETF ETF 92204A876 14 132 SH DFND 1, 2, 3 132 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD ETF 92206C409 41543 521701 SH DFND 1, 2, 3 521701 0 0 VANGUARD SCOTTSDALE FDS INT-TERM GOV ETF 92206C706 12432 192779 SH DFND 1, 2, 3 192779 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC ETF 92206C771 42217 796388 SH DFND 1, 2, 3 796388 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD ETF 92206C813 13766 148950 SH DFND 1, 2, 3 148950 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP ETF 92206C870 9451 109766 SH DFND 1, 2, 3 109766 0 0 VECTRUS INC COM COM 92242T101 0 6 SH DFND 1, 2, 3 6 0 0 VENTAS INC COM COM 92276F100 1929 26899 SH DFND 1, 2, 3 26899 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS ETF 922908363 19732 104542 SH DFND 1, 2, 3 104542 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP ETF 922908512 2536 28355 SH DFND 1, 2, 3 28355 0 0 VANGUARD INDEX FDS REIT ETF ETF 922908553 12439 153572 SH DFND 1, 2, 3 153572 0 0 VANGUARD INDEX FDS SML CP GRW ETF ETF 922908595 26281 208679 SH DFND 1, 2, 3 208679 0 0 VANGUARD INDEX FDS SM CP VAL ETF ETF 922908611 21708 205235 SH DFND 1, 2, 3 205235 0 0 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 1507 12095 SH DFND 1, 2, 3 12095 0 0 VANGUARD INDEX FDS LARGE CAP ETF ETF 922908637 89 948 SH DFND 1, 2, 3 948 0 0 VANGUARD INDEX FDS GROWTH ETF ETF 922908736 54856 525494 SH DFND 1, 2, 3 525494 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 68048 805402 SH DFND 1, 2, 3 805402 0 0 VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 8206 70237 SH DFND 1, 2, 3 70237 0 0 VANGUARD INDEX FDS TOTAL STK MKT ETF 922908769 174 1642 SH DFND 1, 2, 3 1642 0 0 VISA INC COM CL A CL A 92826C839 2453 9356 SH DFND 1, 2, 3 9356 0 0 VIRTUSA CORP COM COM 92827P102 1050 25199 SH DFND 1, 2, 3 25199 0 0 VMWARE INC CL A COM COM 928563402 1396 16918 SH DFND 1, 2, 3 16918 0 0 VOYA ASIA PAC DIVID EQUITY I COM COM 92912J102 24 2072 SH DFND 1, 2, 3 2072 0 0 WPP PLC NEW ADR ADR 92937A102 536 5153 SH DFND 1, 2, 3 5153 0 0 WABTEC CORP COM COM 929740108 3504 40325 SH DFND 1, 2, 3 40325 0 0 WAL-MART STORES INC COM COM 931142103 3544 41262 SH DFND 1, 2, 3 41262 0 0 WASHINGTON PRIME GROUP INC COM COM 939647103 149 8668 SH DFND 1, 2, 3 8668 0 0 WESBANCO INC COM COM 950810101 934 26840 SH DFND 1, 2, 3 26840 0 0 WESTERN DIGITAL CORP COM COM 958102105 889 8032 SH DFND 1, 2, 3 8032 0 0 WILLIAMS COS INC DEL COM COM 969457100 3631 80790 SH DFND 1, 2, 3 80790 0 0 WILLIAMS SONOMA INC COM COM 969904101 0 1 SH DFND 1, 2, 3 1 0 0 WISDOMTREE TR EQTY INC FD ETF 97717W208 15911 258372 SH DFND 1, 2, 3 258372 0 0 WISDOMTREE TR EMG MKTS SMCAP ETF 97717W281 845 19573 SH DFND 1, 2, 3 19573 0 0 WISDOMTREE TR EMERG MKTS ETF ETF 97717W315 2514 59635 SH DFND 1, 2, 3 59635 0 0 WISDOMTREE TR BLMBG US BULL ETF 97717W471 39567 1461644 SH DFND 1, 2, 3 1461644 0 0 WISDOMTREE TR SMALLCAP DIVID ETF 97717W604 4988 70335 SH DFND 1, 2, 3 70335 0 0 WISDOMTREE TR GLB EX US UTILIT ETF 97717W653 37 2062 SH DFND 1, 2, 3 2062 0 0 WISDOMTREE TR INTL SMCAP DIV ETF 97717W760 4123 74255 SH DFND 1, 2, 3 74255 0 0 WISDOMTREE TR ASIA PAC EXJP FD ETF 97717W828 12 180 SH DFND 1, 2, 3 180 0 0 WISDOMTREE TR JAPN HEDGE EQT ETF 97717W851 804 16336 SH DFND 1, 2, 3 16336 0 0 WISDOMTREE TR EUROPE HEDGED EQ ETF 97717X701 820 14741 SH DFND 1, 2, 3 14741 0 0 WISDOMTREE TR EM LCL DEBT FD ETF 97717X867 3242 77930 SH DFND 1, 2, 3 77930 0 0 WPX ENERGY INC COM COM 98212B103 377 32416 SH DFND 1, 2, 3 32416 0 0 YUM BRANDS INC COM COM 988498101 1327 18222 SH DFND 1, 2, 3 18222 0 0 ZIONS BANCORPORATION COM COM 989701107 2821 98953 SH DFND 1, 2, 3 98953 0 0 ZOES KITCHEN INC COM COM 98979J109 4 150 SH DFND 1, 2, 3 150 0 0 ABENGOA YIELD PLC ORD SHS COM G00349103 0 9 SH DFND 1, 2, 3 9 0 0 ENERGY XXI LTD USD UNRS SHS COM G10082140 0 3 SH DFND 1, 2, 3 3 0 0 CHINA YUCHAI INTL LTD COM COM G21082105 389 20480 SH DFND 1, 2, 3 20480 0 0 CREDICORP LTD COM COM G2519Y108 1302 8129 SH DFND 1, 2, 3 8129 0 0 COVIDIEN PLC SHS COM G2554F113 9 86 SH DFND 1, 2, 3 86 0 0 EATON CORP PLC SHS COM G29183103 0 6 SH DFND 1, 2, 3 6 0 0 HELEN OF TROY CORP LTD COM COM G4388N106 857 13177 SH DFND 1, 2, 3 13177 0 0 ICON PLC SHS COM G4705A100 2168 42521 SH DFND 1, 2, 3 42521 0 0 JAZZ PHARMACEUTICALS PLC SHS USD COM G50871105 1626 9930 SH DFND 1, 2, 3 9930 0 0 TYCO INTL PLC SHS ADDED COM G91442106 0 0 SH DFND 1, 2, 3 0 0 0 GOLAR LNG LTD BERMUDA SHS COM G9456A100 2726 74749 SH DFND 1, 2, 3 74749 0 0 TE CONNECTIVITY LTD REG SHS COM H84989104 1336 21130 SH DFND 1, 2, 3 21130 0 0 MOBILEYE N V AMSTELVEEN ORD SHS COM N51488117 1288 31748 SH DFND 1, 2, 3 31748 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - COM N53745100 3288 41411 SH DFND 1, 2, 3 41411 0 0 QIAGEN NV REG SHS COM N72482107 5 200 SH DFND 1, 2, 3 200 0 0