0001140361-14-019003.txt : 20140506 0001140361-14-019003.hdr.sgml : 20140506 20140506153858 ACCESSION NUMBER: 0001140361-14-019003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140506 DATE AS OF CHANGE: 20140506 EFFECTIVENESS DATE: 20140506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASSETMARK, INC CENTRAL INDEX KEY: 0001344551 IRS NUMBER: 582113323 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11546 FILM NUMBER: 14816824 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET STREET 2: 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET STREET 2: 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: GENWORTH FINANCIAL WEALTH MANAGEMENT, INC DATE OF NAME CHANGE: 20090206 FORMER COMPANY: FORMER CONFORMED NAME: GENWORTH FINANCIAL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060705 FORMER COMPANY: FORMER CONFORMED NAME: GE PRIVATE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20051116 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001344551 XXXXXXXX 03-31-2014 03-31-2014 ASSETMARK, INC

1655 GRANT STREET 10TH FLOOR CONCORD CA 94520

13F HOLDINGS REPORT 028-11546 N Regina Fink 818-528-3710 Regina Fink Encino CA 05-02-2014 3 417 4100847 false 1 0001585202 028-15638 AqGen Liberty Holdings, LLC 2 0001591587 028-15639 AssetMark Financial Holdings, Inc. 3 0001591586 028-15637 AssetMark Financial, Inc. INFORMATION TABLE 2 form13fInfoTable.xml AGL RES INC COM COM 001204106 418 8537 SH DFND 1, 2, 3 8537 0 0 AES CORP COM COM 00130H105 1086 76032 SH DFND 1, 2, 3 76032 0 0 ABBOTT LABS COM COM 002824100 3896 101181 SH DFND 1, 2, 3 101181 0 0 ACETO CORP COM COM 004446100 494 24594 SH DFND 1, 2, 3 24594 0 0 AFFILIATED MANAGERS GROUP COM COM 008252108 1964 9819 SH DFND 1, 2, 3 9819 0 0 AGILENT TECHNOLOGIES INC COM COM 00846U101 3215 57489 SH DFND 1, 2, 3 57489 0 0 AIR PRODS & CHEMS INC COM COM 009158106 2175 18271 SH DFND 1, 2, 3 18271 0 0 AKORN INC COM COM 009728106 1303 59239 SH DFND 1, 2, 3 59239 0 0 ALCATEL-LUCENT SPONSORED ADR SPONSORED ADR 013904305 1622 415957 SH DFND 1, 2, 3 415957 0 0 ALLERGAN INC COM COM 018490102 80 647 SH DFND 1, 2, 3 647 0 0 ALLSTATE CORP COM COM 020002101 2414 42674 SH DFND 1, 2, 3 42674 0 0 AMBEV SA SPONSORED ADR ADDED ADR 02319V103 796 107441 SH DFND 1, 2, 3 107441 0 0 AMEREN CORP COM COM 023608102 1115 27053 SH DFND 1, 2, 3 27053 0 0 AMERICAN ELEC PWR INC COM COM 025537101 1885 37210 SH DFND 1, 2, 3 37210 0 0 AMERICAN EQTY INVT LIFE HLD COM COM 025676206 1039 43978 SH DFND 1, 2, 3 43978 0 0 AMERICAN TOWER CORP NEW COM COM 03027X100 1378 16827 SH DFND 1, 2, 3 16827 0 0 AMERICAN VANGUARD CORP COM COM 030371108 0 1 SH DFND 1, 2, 3 1 0 0 AMGEN INC COM COM 031162100 1383 11209 SH DFND 1, 2, 3 11209 0 0 ANALOG DEVICES INC COM COM 032654105 87 1643 SH DFND 1, 2, 3 1643 0 0 ANDERSONS INC COM COM 034164103 527 8901 SH DFND 1, 2, 3 8901 0 0 ANN INC COM COM 035623107 901 21714 SH DFND 1, 2, 3 21714 0 0 APPLE INC COM COM 037833100 581 1083 SH DFND 1, 2, 3 1083 0 0 ARM HLDGS PLC SPONSORED ADR SPONSORED ADR 042068106 3184 62476 SH DFND 1, 2, 3 62476 0 0 ARUBA NETWORKS INC COM COM 043176106 818 43606 SH DFND 1, 2, 3 43606 0 0 ATHENAHEALTH INC COM COM 04685W103 1226 7654 SH DFND 1, 2, 3 7654 0 0 ATMOS ENERGY CORP COM COM 049560105 117 2472 SH DFND 1, 2, 3 2472 0 0 AUTOMATIC DATA PROCESSING IN COM COM 053015103 1851 23960 SH DFND 1, 2, 3 23960 0 0 BARCLAYS PLC ADR ADR 06738E204 2073 132018 SH DFND 1, 2, 3 132018 0 0 BARCLAYS BK PLC S&P 500 VEQTOR ETN 06740C337 100945 684514 SH DFND 1, 2, 3 684514 0 0 BARCLAYS BK PLC 30 YR TREAS BEAR ETN 06740L444 15 457 SH DFND 1, 2, 3 457 0 0 BARCLAYS BK PLC 10 YR TREAS BEAR ETN 06740L451 40 1345 SH DFND 1, 2, 3 1345 0 0 BARCLAYS BK PLC IPTH NAT GAS ETN 06740P239 5368 174737 SH DFND 1, 2, 3 174737 0 0 BARCLAYS BK PLC IPATH S&P500 VIX ADDED ETN 06742E711 862 20457 SH DFND 1, 2, 3 20457 0 0 BAXTER INTL INC COM COM 071813109 2285 31059 SH DFND 1, 2, 3 31059 0 0 B/E AEROSPACE INC COM COM 073302101 137 1574 SH DFND 1, 2, 3 1574 0 0 BEACON ROOFING SUPPLY INC COM COM 073685109 1582 40911 SH DFND 1, 2, 3 40911 0 0 BECTON DICKINSON & CO COM COM 075887109 1740 14860 SH DFND 1, 2, 3 14860 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B 084670702 2558 20468 SH DFND 1, 2, 3 20468 0 0 BLACKROCK INC COM COM 09247X101 795 2529 SH DFND 1, 2, 3 2529 0 0 BOEING CO COM COM 097023105 3031 24150 SH DFND 1, 2, 3 24150 0 0 BRF SA SPONSORED ADR ADR 10552T107 739 36962 SH DFND 1, 2, 3 36962 0 0 CECO ENVIRONMENTAL CORP COM COM 125141101 629 37888 SH DFND 1, 2, 3 37888 0 0 CIT GROUP INC COM NEW COM 125581801 0 4 SH DFND 1, 2, 3 4 0 0 CMS ENERGY CORP COM COM 125896100 742 25327 SH DFND 1, 2, 3 25327 0 0 CVS CAREMARK CORPORATION COM COM 126650100 2261 30203 SH DFND 1, 2, 3 30203 0 0 CABLEVISION SYS CORP CL A NY CABLVS CL A 12686C109 0 1 SH DFND 1, 2, 3 1 0 0 CALPINE CORP COM NEW COM 131347304 459 21953 SH DFND 1, 2, 3 21953 0 0 CAMERON INTERNATIONAL CORP COM COM 13342B105 1779 28800 SH DFND 1, 2, 3 28800 0 0 CARRIZO OIL & GAS INC COM COM 144577103 1379 25798 SH DFND 1, 2, 3 25798 0 0 CASH AMER INTL INC COM COM 14754D100 258 6664 SH DFND 1, 2, 3 6664 0 0 CATAMARAN CORP COM COM 148887102 1309 29237 SH DFND 1, 2, 3 29237 0 0 CENTENE CORP DEL COM COM 15135B101 1820 29231 SH DFND 1, 2, 3 29231 0 0 CERNER CORP COM COM 156782104 2380 42315 SH DFND 1, 2, 3 42315 0 0 CHART INDS INC COM PAR $0.01 COM 16115Q308 0 1 SH DFND 1, 2, 3 1 0 0 CHENIERE ENERGY INC COM NEW COM 16411R208 573 10357 SH DFND 1, 2, 3 10357 0 0 CHEVRON CORP NEW COM COM 166764100 3559 29932 SH DFND 1, 2, 3 29932 0 0 CHICAGO BRIDGE & IRON CO N V COM COM 167250109 994 11408 SH DFND 1, 2, 3 11408 0 0 CHURCH & DWIGHT INC COM COM 171340102 4070 58923 SH DFND 1, 2, 3 58923 0 0 CISCO SYS INC COM COM 17275R102 2474 110380 SH DFND 1, 2, 3 110380 0 0 CITIGROUP INC COM NEW COM 172967424 2360 49581 SH DFND 1, 2, 3 49581 0 0 CLIFFS NAT RES INC COM COM 18683K101 1583 77369 SH DFND 1, 2, 3 77369 0 0 COCA COLA CO COM COM 191216100 3470 89767 SH DFND 1, 2, 3 89767 0 0 COLGATE PALMOLIVE CO COM COM 194162103 589 9076 SH DFND 1, 2, 3 9076 0 0 COLUMBUS MCKINNON CORP N Y COM COM 199333105 426 15889 SH DFND 1, 2, 3 15889 0 0 COMCAST CORP NEW CL A SPL CL A 20030N200 92 1887 SH DFND 1, 2, 3 1887 0 0 COMERICA INC COM COM 200340107 1985 38322 SH DFND 1, 2, 3 38322 0 0 CONAGRA FOODS INC COM COM 205887102 0 1 SH DFND 1, 2, 3 1 0 0 CONOCOPHILLIPS COM COM 20825C104 2322 33002 SH DFND 1, 2, 3 33002 0 0 CORNING INC COM COM 219350105 1049 50391 SH DFND 1, 2, 3 50391 0 0 COVANTA HLDG CORP COM COM 22282E102 1097 60752 SH DFND 1, 2, 3 60752 0 0 CRACKER BARREL OLD CTRY STOR COM COM 22410J106 1004 10324 SH DFND 1, 2, 3 10324 0 0 CRITEO S A SPONS ADS ADDED SPONSORED ADR 226718104 2077 51212 SH DFND 1, 2, 3 51212 0 0 CYPRESS SEMICONDUCTOR CORP COM COM 232806109 0 17 SH DFND 1, 2, 3 17 0 0 D R HORTON INC COM COM 23331A109 1179 54461 SH DFND 1, 2, 3 54461 0 0 DANAHER CORP DEL COM COM 235851102 4015 53536 SH DFND 1, 2, 3 53536 0 0 DATALINK CORP COM COM 237934104 0 1 SH DFND 1, 2, 3 1 0 0 DOW CHEM CO COM COM 260543103 584 12024 SH DFND 1, 2, 3 12024 0 0 DRIL-QUIP INC COM COM 262037104 1136 10130 SH DFND 1, 2, 3 10130 0 0 DU PONT E I DE NEMOURS & CO COM COM 263534109 4705 70116 SH DFND 1, 2, 3 70116 0 0 E M C CORP MASS COM COM 268648102 1489 54305 SH DFND 1, 2, 3 54305 0 0 EPL OIL & GAS INC COM COM 26883D108 384 9950 SH DFND 1, 2, 3 9950 0 0 EQT CORP COM COM 26884L109 665 6853 SH DFND 1, 2, 3 6853 0 0 EAST WEST BANCORP INC COM COM 27579R104 130 3553 SH DFND 1, 2, 3 3553 0 0 ECOLAB INC COM COM 278865100 110 1022 SH DFND 1, 2, 3 1022 0 0 EDISON INTL COM COM 281020107 1100 19435 SH DFND 1, 2, 3 19435 0 0 EMERSON ELEC CO COM COM 291011104 1573 23543 SH DFND 1, 2, 3 23543 0 0 ENCORE CAP GROUP INC COM COM 292554102 1167 25529 SH DFND 1, 2, 3 25529 0 0 ENERSYS COM COM 29275Y102 1418 20461 SH DFND 1, 2, 3 20461 0 0 EQUINIX INC COM NEW COM 29444U502 56 303 SH DFND 1, 2, 3 303 0 0 ERICSSON ADR B SEK 10 COM 294821608 1150 86278 SH DFND 1, 2, 3 86278 0 0 EXELON CORP COM COM 30161N101 949 28282 SH DFND 1, 2, 3 28282 0 0 EXPEDITORS INTL WASH INC COM COM 302130109 802 20226 SH DFND 1, 2, 3 20226 0 0 EXXON MOBIL CORP COM COM 30231G102 3156 32313 SH DFND 1, 2, 3 32313 0 0 FIRST FINL HLDGS INC NEW COM COM 32023E105 988 15772 SH DFND 1, 2, 3 15772 0 0 FIRST INTST BANCSYSTEM INC COM CL A CL A 32055Y201 1178 41748 SH DFND 1, 2, 3 41748 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX ETF 33734X176 13 404 SH DFND 1, 2, 3 404 0 0 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH COM 33737J182 143 5990 SH DFND 1, 2, 3 5990 0 0 FLUOR CORP NEW COM COM 343412102 641 8245 SH DFND 1, 2, 3 8245 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS SPONSORED ADR 344419106 635 6809 SH DFND 1, 2, 3 6809 0 0 FOOT LOCKER INC COM COM 344849104 2534 53939 SH DFND 1, 2, 3 53939 0 0 FORTINET INC COM COM 34959E109 2626 119220 SH DFND 1, 2, 3 119220 0 0 GENERAL ELECTRIC CO COM COM 369604103 1922 74225 SH DFND 1, 2, 3 74225 0 0 GENESCO INC COM COM 371532102 725 9726 SH DFND 1, 2, 3 9726 0 0 GREAT PLAINS ENERGY INC COM COM 391164100 1390 51395 SH DFND 1, 2, 3 51395 0 0 GROUPE CGI INC CL A SUB VTG CL A 39945C109 1749 56576 SH DFND 1, 2, 3 56576 0 0 GULFPORT ENERGY CORP COM NEW COM 402635304 3679 51685 SH DFND 1, 2, 3 51685 0 0 HDFC BANK LTD ADR REPS 3 SHS ADR 40415F101 893 21776 SH DFND 1, 2, 3 21776 0 0 HMS HLDGS CORP COM COM 40425J101 30 1581 SH DFND 1, 2, 3 1581 0 0 HALLIBURTON CO COM COM 406216101 424 7200 SH DFND 1, 2, 3 7200 0 0 HANGER INC COM NEW COM 41043F208 920 27329 SH DFND 1, 2, 3 27329 0 0 HILLTOP HOLDINGS INC COM COM 432748101 693 29123 SH DFND 1, 2, 3 29123 0 0 HOLOGIC INC COM COM 436440101 2024 94152 SH DFND 1, 2, 3 94152 0 0 HOME DEPOT INC COM COM 437076102 1072 13545 SH DFND 1, 2, 3 13545 0 0 HONEYWELL INTL INC COM COM 438516106 1983 21383 SH DFND 1, 2, 3 21383 0 0 HUANENG PWR INTL INC SPON ADR H SHS SPONSORED ADR 443304100 772 20161 SH DFND 1, 2, 3 20161 0 0 ILLINOIS TOOL WKS INC COM COM 452308109 1888 23217 SH DFND 1, 2, 3 23217 0 0 IMAX CORP COM COM 45245E109 850 31092 SH DFND 1, 2, 3 31092 0 0 INFORMATICA CORP COM COM 45666Q102 909 24068 SH DFND 1, 2, 3 24068 0 0 INSIGHT ENTERPRISES INC COM COM 45765U103 336 13363 SH DFND 1, 2, 3 13363 0 0 INSPERITY INC COM COM 45778Q107 283 9149 SH DFND 1, 2, 3 9149 0 0 INTERNATIONAL BUSINESS MACHS COM COM 459200101 0 1 SH DFND 1, 2, 3 1 0 0 IRELAND BK SPNSRD ADR NEW ADR 46267Q202 2000 103283 SH DFND 1, 2, 3 103283 0 0 ISHARES MSCI AUST ETF ETF 464286103 3177 122817 SH DFND 1, 2, 3 122817 0 0 ISHARES MSCI CDA ETF ETF 464286509 61945 2096283 SH DFND 1, 2, 3 2096283 0 0 ISHARES MSCI PAC JP ETF ETF 464286665 22256 462796 SH DFND 1, 2, 3 462796 0 0 ISHARES MSCI SZ CAP ETF ETF 464286749 19497 567775 SH DFND 1, 2, 3 567775 0 0 ISHARES MSCI JAPAN ETF ETF 464286848 344 30380 SH DFND 1, 2, 3 30380 0 0 ISHARES SELECT DIVID ETF ETF 464287168 14508 197866 SH DFND 1, 2, 3 197866 0 0 ISHARES TIPS BD ETF ETF 464287176 13682 122047 SH DFND 1, 2, 3 122047 0 0 ISHARES CORE TOTUSBD ETF ETF 464287226 2507 23231 SH DFND 1, 2, 3 23231 0 0 ISHARES MSCI EMG MKT ETF ETF 464287234 109969 2681509 SH DFND 1, 2, 3 2681509 0 0 ISHARES IBOXX INV CP ETF ETF 464287242 66632 569799 SH DFND 1, 2, 3 569799 0 0 ISHARES S&P 500 GRWT ETF ETF 464287309 69 692 SH DFND 1, 2, 3 692 0 0 ISHARES S&P 500 VAL ETF ETF 464287408 23 264 SH DFND 1, 2, 3 264 0 0 ISHARES 20+ YR TR BD ETF ETF 464287432 39166 358994 SH DFND 1, 2, 3 358994 0 0 ISHARES 7-10 Y TR BD ETF ETF 464287440 96106 944719 SH DFND 1, 2, 3 944719 0 0 ISHARES 1-3 YR TR BD ETF ETF 464287457 32970 390409 SH DFND 1, 2, 3 390409 0 0 ISHARES MSCI EAFE ETF ETF 464287465 110 1636 SH DFND 1, 2, 3 1636 0 0 ISHARES CORE S&P MCP ETF ETF 464287507 59 428 SH DFND 1, 2, 3 428 0 0 ISHARES RUS 1000 VAL ETF ETF 464287598 0 3 SH DFND 1, 2, 3 3 0 0 ISHARES S&P MC 400GR ETF ETF 464287606 23 153 SH DFND 1, 2, 3 153 0 0 ISHARES RUS 2000 VAL ETF ETF 464287630 17 169 SH DFND 1, 2, 3 169 0 0 ISHARES RUS 2000 GRW ETF ETF 464287648 30 217 SH DFND 1, 2, 3 217 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 70 602 SH DFND 1, 2, 3 602 0 0 ISHARES S&P MC 400VL ETF ETF 464287705 12 97 SH DFND 1, 2, 3 97 0 0 ISHARES U.S. TELECOM ETF ETF 464287713 20 654 SH DFND 1, 2, 3 654 0 0 ISHARES U.S. TECH ETF ETF 464287721 113661 1248199 SH DFND 1, 2, 3 1248199 0 0 ISHARES U.S. REAL ES ETF ETF 464287739 20694 305809 SH DFND 1, 2, 3 305809 0 0 ISHARES US HLTHCARE ETF ETF 464287762 112017 910482 SH DFND 1, 2, 3 910482 0 0 ISHARES U.S. FINLS ETF ETF 464287788 116093 1419926 SH DFND 1, 2, 3 1419926 0 0 ISHARES U.S. ENERGY ETF ETF 464287796 116290 2281094 SH DFND 1, 2, 3 2281094 0 0 ISHARES AGENCY BOND ETF ETF 464288166 1056 9463 SH DFND 1, 2, 3 9463 0 0 ISHARES MSCI ACWI US ETF ETF 464288240 15514 333141 SH DFND 1, 2, 3 333141 0 0 ISHARES MSCI ACWI ETF ETF 464288257 4472 76910 SH DFND 1, 2, 3 76910 0 0 ISHARES JP MOR EM MK ETF ETF 464288281 43414 389640 SH DFND 1, 2, 3 389640 0 0 ISHARES CALI AMT-FRE ETF ETF 464288356 19 170 SH DFND 1, 2, 3 170 0 0 ISHARES GLB INFRASTR ETF ETF 464288372 7221 173377 SH DFND 1, 2, 3 173377 0 0 ISHARES NAT AMT FREE BD ETF 464288414 3859 36047 SH DFND 1, 2, 3 36047 0 0 ISHARES INTL SEL DIV ETF ETF 464288448 13261 343206 SH DFND 1, 2, 3 343206 0 0 ISHARES IBOXX HI YD ETF ETF 464288513 77848 824752 SH DFND 1, 2, 3 824752 0 0 ISHARES MBS ETF ETF 464288588 28141 265154 SH DFND 1, 2, 3 265154 0 0 ISHARES CREDIT BD ETF ETF 464288620 7534 68795 SH DFND 1, 2, 3 68795 0 0 ISHARES INTERM CR BD ETF ETF 464288638 82879 759943 SH DFND 1, 2, 3 759943 0 0 ISHARES 1-3 YR CR BD ETF ETF 464288646 9188 87106 SH DFND 1, 2, 3 87106 0 0 ISHARES 10-20 YR TRS ETF ETF 464288653 51 406 SH DFND 1, 2, 3 406 0 0 ISHARES 3-7 YR TR BD ETF ETF 464288661 1097 9084 SH DFND 1, 2, 3 9084 0 0 ISHARES SHRT TRS BD ETF ETF 464288679 159166 1443420 SH DFND 1, 2, 3 1443420 0 0 ISHARES U.S. PFD STK ETF ETF 464288687 7694 197129 SH DFND 1, 2, 3 197129 0 0 ISHARES GLOB UTILITS ETF ETF 464288711 221 4601 SH DFND 1, 2, 3 4601 0 0 ISHARES US HOME CONS ETF ETF 464288752 22850 943454 SH DFND 1, 2, 3 943454 0 0 ISHARES US HLTHCR PR ETF ETF 464288828 3 33 SH DFND 1, 2, 3 33 0 0 ISHARES EAFE VALUE ETF ETF 464288877 2307 40074 SH DFND 1, 2, 3 40074 0 0 ISHARES 10+ YR CR BD ETF ETF 464289511 23479 403969 SH DFND 1, 2, 3 403969 0 0 ISHARES CMBS ETF ETF 46429B366 761 14894 SH DFND 1, 2, 3 14894 0 0 ISHARES FLTG RATE BD ETF ETF 46429B655 153174 3020588 SH DFND 1, 2, 3 3020588 0 0 ISHARES 0-5 YR TIPS ETF ETF 46429B747 5855 57893 SH DFND 1, 2, 3 57893 0 0 ISHARES U S ETF TR ENH US LCP ETF ETF 46431W101 2154 73188 SH DFND 1, 2, 3 73188 0 0 ISHARES U S ETF TR ENH US SCP ETF ETF 46431W200 862 28262 SH DFND 1, 2, 3 28262 0 0 ISHARES TR CORE MSCI EAFE ETF 46432F842 1250 20470 SH DFND 1, 2, 3 20470 0 0 ISHARES INC CORE MSCI EMKT ETF 46434G103 18564 378237 SH DFND 1, 2, 3 378237 0 0 JPMORGAN CHASE & CO COM COM 46625H100 860 14170 SH DFND 1, 2, 3 14170 0 0 JOHNSON & JOHNSON COM COM 478160104 1808 18407 SH DFND 1, 2, 3 18407 0 0 KLA-TENCOR CORP COM COM 482480100 789 11417 SH DFND 1, 2, 3 11417 0 0 KELLY SVCS INC CL A CL A 488152208 449 18933 SH DFND 1, 2, 3 18933 0 0 KINDER MORGAN INC DEL COM COM 49456B101 390 12004 SH DFND 1, 2, 3 12004 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW ADR 500472303 3593 102195 SH DFND 1, 2, 3 102195 0 0 KOPPERS HOLDINGS INC COM COM 50060P106 308 7467 SH DFND 1, 2, 3 7467 0 0 KYOCERA CORP ADR COM 501556203 0 2 SH DFND 1, 2, 3 2 0 0 LKQ CORP COM COM 501889208 2143 81312 SH DFND 1, 2, 3 81312 0 0 LANDEC CORP COM COM 514766104 820 73455 SH DFND 1, 2, 3 73455 0 0 LAS VEGAS SANDS CORP COM ADR 517834107 3393 42008 SH DFND 1, 2, 3 42008 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR SPONSORED ADR 539439109 2161 424628 SH DFND 1, 2, 3 424628 0 0 LORILLARD INC COM COM 544147101 1838 33984 SH DFND 1, 2, 3 33984 0 0 LOWES COS INC COM COM 548661107 2040 41714 SH DFND 1, 2, 3 41714 0 0 MTS SYS CORP COM COM 553777103 909 13270 SH DFND 1, 2, 3 13270 0 0 MYR GROUP INC DEL COM COM 55405W104 735 29026 SH DFND 1, 2, 3 29026 0 0 MAINSOURCE FINANCIAL GP INC COM COM 56062Y102 855 49972 SH DFND 1, 2, 3 49972 0 0 MARKET VECTORS ETF TR GOLD MINER ETF ETF 57060U100 4612 195380 SH DFND 1, 2, 3 195380 0 0 MARKET VECTORS ETF TR UNCVTL OIL GAS ETF 57060U159 2032 68454 SH DFND 1, 2, 3 68454 0 0 MARKET VECTORS ETF TR INVT GRD FL RT ETF 57060U514 16 622 SH DFND 1, 2, 3 622 0 0 MARSH & MCLENNAN COS INC COM COM 571748102 5656 114721 SH DFND 1, 2, 3 114721 0 0 MASTEC INC COM COM 576323109 1021 23500 SH DFND 1, 2, 3 23500 0 0 MAXIMUS INC COM COM 577933104 4105 91496 SH DFND 1, 2, 3 91496 0 0 MCDONALDS CORP COM COM 580135101 0 2 SH DFND 1, 2, 3 2 0 0 MEDASSETS INC COM COM 584045108 1211 48991 SH DFND 1, 2, 3 48991 0 0 MERCK & CO INC NEW COM COM 58933Y105 2824 49750 SH DFND 1, 2, 3 49750 0 0 MICROSOFT CORP COM COM 594918104 3295 80396 SH DFND 1, 2, 3 80396 0 0 MIDDLESEX WATER CO COM COM 596680108 537 24596 SH DFND 1, 2, 3 24596 0 0 MITEL NETWORKS CORP COM COM 60671Q104 0 8 SH DFND 1, 2, 3 8 0 0 MOLSON COORS BREWING CO CL B CL B 60871R209 1851 31440 SH DFND 1, 2, 3 31440 0 0 MONDELEZ INTL INC CL A CL A 609207105 128 3704 SH DFND 1, 2, 3 3704 0 0 NRG ENERGY INC COM NEW COM 629377508 519 16333 SH DFND 1, 2, 3 16333 0 0 NATIONAL GRID PLC SPON ADR NEW SPONSORED ADR 636274300 1488 21643 SH DFND 1, 2, 3 21643 0 0 NATIONAL OILWELL VARCO INC COM COM 637071101 918 11791 SH DFND 1, 2, 3 11791 0 0 NEXTERA ENERGY INC COM COM 65339F101 1663 17388 SH DFND 1, 2, 3 17388 0 0 NIKE INC CL B CL B 654106103 1228 16630 SH DFND 1, 2, 3 16630 0 0 NISOURCE INC COM COM 65473P105 0 4 SH DFND 1, 2, 3 4 0 0 NORTHWESTERN CORP COM NEW COM 668074305 821 17304 SH DFND 1, 2, 3 17304 0 0 NOVO-NORDISK A S ADR ADR 670100205 3496 76589 SH DFND 1, 2, 3 76589 0 0 NUCOR CORP COM COM 670346105 435 8607 SH DFND 1, 2, 3 8607 0 0 OCCIDENTAL PETE CORP DEL COM COM 674599105 1659 17407 SH DFND 1, 2, 3 17407 0 0 OMNICOM GROUP INC COM COM 681919106 1912 26330 SH DFND 1, 2, 3 26330 0 0 OPEN TEXT CORP COM COM 683715106 2066 43306 SH DFND 1, 2, 3 43306 0 0 OPENTABLE INC COM COM 68372A104 1885 24507 SH DFND 1, 2, 3 24507 0 0 ORACLE CORP COM COM 68389X105 5484 134055 SH DFND 1, 2, 3 134055 0 0 ORIX CORP SPONSORED ADR SPONSORED ADR 686330101 845 11990 SH DFND 1, 2, 3 11990 0 0 PG&E CORP COM COM 69331C108 1604 37130 SH DFND 1, 2, 3 37130 0 0 PPL CORP COM COM 69351T106 502 15138 SH DFND 1, 2, 3 15138 0 0 PACIFIC CONTINENTAL CORP COM COM 69412V108 506 36786 SH DFND 1, 2, 3 36786 0 0 PACWEST BANCORP DEL COM COM 695263103 489 11378 SH DFND 1, 2, 3 11378 0 0 PANERA BREAD CO CL A CL A 69840W108 1402 7942 SH DFND 1, 2, 3 7942 0 0 PEPSICO INC COM COM 713448108 1391 16663 SH DFND 1, 2, 3 16663 0 0 PERFICIENT INC COM COM 71375U101 909 50192 SH DFND 1, 2, 3 50192 0 0 PFIZER INC COM COM 717081103 628 19539 SH DFND 1, 2, 3 19539 0 0 PHILIP MORRIS INTL INC COM COM 718172109 3707 45283 SH DFND 1, 2, 3 45283 0 0 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR SPONSORED ADR 718252604 740 12123 SH DFND 1, 2, 3 12123 0 0 PIMCO ETF TR TOTL RETN ETF ETF 72201R775 340 3185 SH DFND 1, 2, 3 3185 0 0 PINNACLE FOODS INC DEL COM COM 72348P104 0 12 SH DFND 1, 2, 3 12 0 0 PIONEER NAT RES CO COM COM 723787107 174 931 SH DFND 1, 2, 3 931 0 0 POLARIS INDS INC COM COM 731068102 3838 27468 SH DFND 1, 2, 3 27468 0 0 POWERSHARES QQQ TRUST UNIT SER 1 ETF 73935A104 17 196 SH DFND 1, 2, 3 196 0 0 POWERSHARES ETF TRUST ENERGY SEC POR ETF 73935X385 12 209 SH DFND 1, 2, 3 209 0 0 POWERSHARES ETF TRUST INTL DIV ACHV ETF 73935X716 4951 271608 SH DFND 1, 2, 3 271608 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT ETF 73935X799 12 220 SH DFND 1, 2, 3 220 0 0 POWERSHS DB MULTI SECT COMM DB ENERGY FUND ETF 73936B101 720 24605 SH DFND 1, 2, 3 24605 0 0 POWERSHS DB MULTI SECT COMM DB PREC MTLS ETF 73936B200 251 6075 SH DFND 1, 2, 3 6075 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD ETF 73936B408 1184 41781 SH DFND 1, 2, 3 41781 0 0 POWERSHS DB MULTI SECT COMM DB GOLD FUND ETF 73936B606 786 18287 SH DFND 1, 2, 3 18287 0 0 POWERSHS DB MULTI SECT COMM DB BASE METALS ETF 73936B705 115 7239 SH DFND 1, 2, 3 7239 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT ETF 73936Q769 13771 555059 SH DFND 1, 2, 3 555059 0 0 POWERSHARES ETF TRUST II INTL CORP BOND ETF 73936Q835 523 17435 SH DFND 1, 2, 3 17435 0 0 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN ETF 73936T474 10046 416518 SH DFND 1, 2, 3 416518 0 0 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI ETF 73936T557 202 10376 SH DFND 1, 2, 3 10376 0 0 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US ETF 73936T789 793 18077 SH DFND 1, 2, 3 18077 0 0 POWERSHARES ETF TR II FND INV GR CP ETF 73937B761 607 24099 SH DFND 1, 2, 3 24099 0 0 PRAXAIR INC COM COM 74005P104 731 5583 SH DFND 1, 2, 3 5583 0 0 PROCTER & GAMBLE CO COM COM 742718109 4841 60063 SH DFND 1, 2, 3 60063 0 0 PRIVATEBANCORP INC COM COM 742962103 2543 83349 SH DFND 1, 2, 3 83349 0 0 PROSHARES TR ULTRAPRO SHORT S ADDED ETF 74348A442 0 1 SH DFND 1, 2, 3 1 0 0 PRUDENTIAL FINL INC COM COM 744320102 8 100 SH DFND 1, 2, 3 100 0 0 PRUDENTIAL PLC ADR ADR 74435K204 2151 50565 SH DFND 1, 2, 3 50565 0 0 QUALCOMM INC COM COM 747525103 2898 36746 SH DFND 1, 2, 3 36746 0 0 QUALITY DISTR INC FLA COM COM 74756M102 1035 79678 SH DFND 1, 2, 3 79678 0 0 RACKSPACE HOSTING INC COM COM 750086100 685 20862 SH DFND 1, 2, 3 20862 0 0 RED HAT INC COM COM 756577102 1 10 SH DFND 1, 2, 3 10 0 0 RIO TINTO PLC SPONSORED ADR ADR 767204100 1924 34457 SH DFND 1, 2, 3 34457 0 0 ROPER INDS INC NEW COM COM 776696106 116 867 SH DFND 1, 2, 3 867 0 0 ROSS STORES INC COM COM 778296103 0 1 SH DFND 1, 2, 3 1 0 0 SBA COMMUNICATIONS CORP COM COM 78388J106 108 1184 SH DFND 1, 2, 3 1184 0 0 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 651059 3481411 SH DFND 1, 2, 3 3481411 0 0 SPDR GOLD TRUST GOLD SHS ETF 78463V107 6729 54436 SH DFND 1, 2, 3 54436 0 0 SPDR INDEX SHS FDS STOXX EUR 50 ETF ETF 78463X103 11805 307581 SH DFND 1, 2, 3 307581 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF ETF 78463X301 8481 109975 SH DFND 1, 2, 3 109975 0 0 SPDR INDEX SHS FDS S&P CHINA ETF ETF 78463X400 15782 217059 SH DFND 1, 2, 3 217059 0 0 SPDR INDEX SHS FDS EMERG MKTS ETF ETF 78463X509 9554 150758 SH DFND 1, 2, 3 150758 0 0 SPDR INDEX SHS FDS INTL HLTH ETF ETF 78463X681 38 822 SH DFND 1, 2, 3 822 0 0 SPDR INDEX SHS FDS S&P INTL ETF ETF 78463X772 5222 107486 SH DFND 1, 2, 3 107486 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF ETF 78463X863 16472 400094 SH DFND 1, 2, 3 400094 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP ETF 78463X871 14809 436969 SH DFND 1, 2, 3 436969 0 0 SPDR INDEX SHS FDS S&P WRLD EX US ETF 78463X889 86080 2928899 SH DFND 1, 2, 3 2928899 0 0 SPDR SERIES TRUST BRCLY INTL CRP ETF 78464A151 2728 73120 SH DFND 1, 2, 3 73120 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW ETF 78464A201 7752 43370 SH DFND 1, 2, 3 43370 0 0 SPDR SERIES TRUST SHRT INTL ETF ETF 78464A334 3774 104764 SH DFND 1, 2, 3 104764 0 0 SPDR SERIES TRUST BRC CNV SECS ETF ETF 78464A359 511 10555 SH DFND 1, 2, 3 10555 0 0 SPDR SERIES TRUST LNG TRM CORP BD ETF 78464A367 5108 130114 SH DFND 1, 2, 3 130114 0 0 SPDR SERIES TRUST INTR TRM CORP BD ETF 78464A375 778 22890 SH DFND 1, 2, 3 22890 0 0 SPDR SERIES TRUST BRC MTG BCKD BD ETF 78464A383 2464 91574 SH DFND 1, 2, 3 91574 0 0 SPDR SERIES TRUST BRCLY EM LOCL ETF 78464A391 576 19443 SH DFND 1, 2, 3 19443 0 0 SPDR SERIES TRUST BRC HGH YLD BD ETF 78464A417 77637 1878917 SH DFND 1, 2, 3 1878917 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI ETF 78464A425 16725 689418 SH DFND 1, 2, 3 689418 0 0 SPDR SERIES TRUST NUVN BRCLY MUNI ETF 78464A458 17670 760004 SH DFND 1, 2, 3 760004 0 0 SPDR SERIES TRUST BARC SHT TR CP ETF 78464A474 13364 434463 SH DFND 1, 2, 3 434463 0 0 SPDR SERIES TRUST DB INT GVT ETF ETF 78464A490 8943 148824 SH DFND 1, 2, 3 148824 0 0 SPDR SERIES TRUST BRCLYS INTL ETF ETF 78464A516 5306 89357 SH DFND 1, 2, 3 89357 0 0 SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 37142 475992 SH DFND 1, 2, 3 475992 0 0 SPDR SERIES TRUST BRCLYS AGG ETF ETF 78464A649 55640 974260 SH DFND 1, 2, 3 974260 0 0 SPDR SERIES TRUST BARCLYS TIPS ETF ETF 78464A656 19334 347860 SH DFND 1, 2, 3 347860 0 0 SPDR SERIES TRUST BRCLYS LG TRS ET ETF 78464A664 537 8411 SH DFND 1, 2, 3 8411 0 0 SPDR SERIES TRUST BRCLYS INTER ETF ETF 78464A672 1453 24480 SH DFND 1, 2, 3 24480 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF ETF 78464A680 11511 251495 SH DFND 1, 2, 3 251495 0 0 SPDR SERIES TRUST S&P DIVID ETF ETF 78464A763 6068 82461 SH DFND 1, 2, 3 82461 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF 78467Y107 14598 58258 SH DFND 1, 2, 3 58258 0 0 SPDR SER TR SHRT TRSRY ETF ETF 78468R101 1314 43842 SH DFND 1, 2, 3 43842 0 0 SPDR SER TR SPDR RUSSEL 2000 ETF 78468R853 23981 343919 SH DFND 1, 2, 3 343919 0 0 SPDR SER TR BARC 1-10YRTIP ETF 78468R861 80 4145 SH DFND 1, 2, 3 4145 0 0 SANOFI SPONSORED ADR ADR 80105N105 2334 44644 SH DFND 1, 2, 3 44644 0 0 SCHLUMBERGER LTD COM COM 806857108 1795 18411 SH DFND 1, 2, 3 18411 0 0 SELECT SECTOR SPDR TR SBI MATERIALS ETF 81369Y100 116438 2462742 SH DFND 1, 2, 3 2462742 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE ETF 81369Y209 1785 30510 SH DFND 1, 2, 3 30510 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS ETF 81369Y308 1290 29952 SH DFND 1, 2, 3 29952 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR ETF 81369Y407 6955 107468 SH DFND 1, 2, 3 107468 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY ETF 81369Y506 10250 115086 SH DFND 1, 2, 3 115086 0 0 SELECT SECTOR SPDR TR SBI INT-FINL ETF 81369Y605 2187 97886 SH DFND 1, 2, 3 97886 0 0 SELECT SECTOR SPDR TR SBI INT-INDS ETF 81369Y704 6940 132620 SH DFND 1, 2, 3 132620 0 0 SELECT SECTOR SPDR TR TECHNOLOGY ETF 81369Y803 8383 230612 SH DFND 1, 2, 3 230612 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS ETF 81369Y886 370 8933 SH DFND 1, 2, 3 8933 0 0 SEMGROUP CORP CL A CL A 81663A105 235 3573 SH DFND 1, 2, 3 3573 0 0 SEMPRA ENERGY COM COM 816851109 661 6831 SH DFND 1, 2, 3 6831 0 0 SHIRE PLC SPONSORED ADR ADR 82481R106 1467 9874 SH DFND 1, 2, 3 9874 0 0 SILICON LABORATORIES INC COM COM 826919102 1109 21229 SH DFND 1, 2, 3 21229 0 0 SIMMONS 1ST NATL CORP CL A $1 PAR CL A 828730200 566 15187 SH DFND 1, 2, 3 15187 0 0 SONIC AUTOMOTIVE INC CL A CL A 83545G102 831 36988 SH DFND 1, 2, 3 36988 0 0 SOUTHERN CO COM COM 842587107 162 3681 SH DFND 1, 2, 3 3681 0 0 STARBUCKS CORP COM COM 855244109 1229 16754 SH DFND 1, 2, 3 16754 0 0 STERICYCLE INC COM COM 858912108 1009 8878 SH DFND 1, 2, 3 8878 0 0 SYNGENTA AG SPONSORED ADR SPONSORED ADR 87160A100 556 7337 SH DFND 1, 2, 3 7337 0 0 SYNNEX CORP COM COM 87162W100 553 9132 SH DFND 1, 2, 3 9132 0 0 SYSCO CORP COM COM 871829107 1661 45977 SH DFND 1, 2, 3 45977 0 0 TRW AUTOMOTIVE HLDGS CORP COM COM 87264S106 1102 13501 SH DFND 1, 2, 3 13501 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR SPONSORED ADR 874039100 991 49513 SH DFND 1, 2, 3 49513 0 0 TAL INTL GROUP INC COM COM 874083108 337 7867 SH DFND 1, 2, 3 7867 0 0 TATA MTRS LTD SPONSORED ADR SPONSORED ADR 876568502 1211 34193 SH DFND 1, 2, 3 34193 0 0 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 2083 39425 SH DFND 1, 2, 3 39425 0 0 3M CO COM COM 88579Y101 4253 31350 SH DFND 1, 2, 3 31350 0 0 TOYOTA MOTOR CORP SP ADR REP2COM COM 892331307 2355 20860 SH DFND 1, 2, 3 20860 0 0 TREEHOUSE FOODS INC COM COM 89469A104 54 744 SH DFND 1, 2, 3 744 0 0 TRIANGLE PETE CORP COM NEW COM 89600B201 537 65196 SH DFND 1, 2, 3 65196 0 0 TRIUMPH GROUP INC NEW COM COM 896818101 891 13795 SH DFND 1, 2, 3 13795 0 0 TUPPERWARE BRANDS CORP COM COM 899896104 1621 19347 SH DFND 1, 2, 3 19347 0 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW SPONSORED ADR 900111204 751 54573 SH DFND 1, 2, 3 54573 0 0 TWENTY FIRST CENTY FOX INC CL A CL A 90130A101 95 2981 SH DFND 1, 2, 3 2981 0 0 UGI CORP NEW COM COM 902681105 420 9198 SH DFND 1, 2, 3 9198 0 0 URS CORP NEW COM COM 903236107 665 14131 SH DFND 1, 2, 3 14131 0 0 ULTIMATE SOFTWARE GROUP INC COM COM 90385D107 960 7006 SH DFND 1, 2, 3 7006 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP COM COM 90400P101 785 32583 SH DFND 1, 2, 3 32583 0 0 UMPQUA HLDGS CORP COM COM 904214103 397 21323 SH DFND 1, 2, 3 21323 0 0 UNION PAC CORP COM COM 907818108 1843 9819 SH DFND 1, 2, 3 9819 0 0 UNITED TECHNOLOGIES CORP COM COM 913017109 3298 28230 SH DFND 1, 2, 3 28230 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 2174 26512 SH DFND 1, 2, 3 26512 0 0 VALEANT PHARMACEUTICALS INTL COM COM 91911K102 1 5 SH DFND 1, 2, 3 5 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND ETF 921937793 312 3595 SH DFND 1, 2, 3 3595 0 0 VANGUARD BD INDEX FD INC INTERMED TERM ETF 921937819 439 5273 SH DFND 1, 2, 3 5273 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND ETF 921937827 1908 23826 SH DFND 1, 2, 3 23826 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT ETF 921937835 61574 758395 SH DFND 1, 2, 3 758395 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF ETF 921943858 10680 258785 SH DFND 1, 2, 3 258785 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD ETF 921946406 7724 122375 SH DFND 1, 2, 3 122375 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF ETF 92203J407 618 12203 SH DFND 1, 2, 3 12203 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF ETF 922042676 4717 87241 SH DFND 1, 2, 3 87241 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF ETF 922042718 16800 157219 SH DFND 1, 2, 3 157219 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US ETF 922042775 62905 1250356 SH DFND 1, 2, 3 1250356 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF ETF 922042858 18790 463044 SH DFND 1, 2, 3 463044 0 0 VANGUARD INTL EQUITY INDEX F MEGA CAP GRO ETF ETF 922042866 41314 699282 SH DFND 1, 2, 3 699282 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF ETF 922042874 165042 2799696 SH DFND 1, 2, 3 2799696 0 0 VANGUARD WORLD FDS UTILITIES ETF ETF 92204A876 12 132 SH DFND 1, 2, 3 132 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC ETF 92206C771 35386 684186 SH DFND 1, 2, 3 684186 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD ETF 92206C813 21329 244429 SH DFND 1, 2, 3 244429 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP ETF 92206C870 475 5595 SH DFND 1, 2, 3 5595 0 0 VECTREN CORP COM COM 92240G101 156 3954 SH DFND 1, 2, 3 3954 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS ADDED ETF 922908363 5624 32820 SH DFND 1, 2, 3 32820 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP ETF 922908512 2181 26337 SH DFND 1, 2, 3 26337 0 0 VANGUARD INDEX FDS REIT ETF ETF 922908553 8753 123945 SH DFND 1, 2, 3 123945 0 0 VANGUARD INDEX FDS SML CP GRW ETF ETF 922908595 22209 178775 SH DFND 1, 2, 3 178775 0 0 VANGUARD INDEX FDS SM CP VAL ETF ETF 922908611 17937 178234 SH DFND 1, 2, 3 178234 0 0 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 904 7963 SH DFND 1, 2, 3 7963 0 0 VANGUARD INDEX FDS GROWTH ETF ETF 922908736 47919 512614 SH DFND 1, 2, 3 512614 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 58779 752522 SH DFND 1, 2, 3 752522 0 0 VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 2401 21258 SH DFND 1, 2, 3 21258 0 0 VANGUARD INDEX FDS TOTAL STK MKT ETF 922908769 59 604 SH DFND 1, 2, 3 604 0 0 VERIZON COMMUNICATIONS INC COM COM 92343V104 1702 35774 SH DFND 1, 2, 3 35774 0 0 VISA INC COM CL A CL A 92826C839 2300 10654 SH DFND 1, 2, 3 10654 0 0 VIRTUSA CORP COM COM 92827P102 1020 30432 SH DFND 1, 2, 3 30432 0 0 WPP PLC NEW ADR ADR 92937A102 863 8375 SH DFND 1, 2, 3 8375 0 0 WABTEC CORP COM COM 929740108 5124 66112 SH DFND 1, 2, 3 66112 0 0 WAL-MART STORES INC COM COM 931142103 2091 27353 SH DFND 1, 2, 3 27353 0 0 WATERS CORP COM COM 941848103 0 2 SH DFND 1, 2, 3 2 0 0 WESBANCO INC COM COM 950810101 589 18507 SH DFND 1, 2, 3 18507 0 0 WESTERN DIGITAL CORP COM COM 958102105 1118 12177 SH DFND 1, 2, 3 12177 0 0 WESTLAKE CHEM CORP COM COM 960413102 294 4446 SH DFND 1, 2, 3 4446 0 0 WESTPORT INNOVATIONS INC COM NEW COM 960908309 47 3238 SH DFND 1, 2, 3 3238 0 0 WILLIAMS COS INC DEL COM COM 969457100 1860 45836 SH DFND 1, 2, 3 45836 0 0 WILLIAMS SONOMA INC COM COM 969904101 0 1 SH DFND 1, 2, 3 1 0 0 WISDOMTREE TR EQTY INC ETF ETF 97717W208 13965 246868 SH DFND 1, 2, 3 246868 0 0 WISDOMTREE TR EMERG MKTS ETF ETF 97717W315 2295 46777 SH DFND 1, 2, 3 46777 0 0 WISDOMTREE TR SMALLCAP DIVID ETF 97717W604 3777 55334 SH DFND 1, 2, 3 55334 0 0 WISDOMTREE TR INTL SMCAP DIV ETF 97717W760 3511 53995 SH DFND 1, 2, 3 53995 0 0 WISDOMTREE TR ASIA PAC EXJP FD ETF 97717W828 12 180 SH DFND 1, 2, 3 180 0 0 WPX ENERGY INC COM COM 98212B103 510 28304 SH DFND 1, 2, 3 28304 0 0 YAMANA GOLD INC COM COM 98462Y100 705 80342 SH DFND 1, 2, 3 80342 0 0 YUM BRANDS INC COM COM 988498101 1620 21487 SH DFND 1, 2, 3 21487 0 0 ZIONS BANCORPORATION COM COM 989701107 4228 136491 SH DFND 1, 2, 3 136491 0 0 ACCENTURE PLC IRELAND SHS CLASS A CL A G1151C101 1617 20280 SH DFND 1, 2, 3 20280 0 0 CHINA YUCHAI INTL LTD COM COM G21082105 845 39876 SH DFND 1, 2, 3 39876 0 0 CREDICORP LTD COM COM G2519Y108 792 5742 SH DFND 1, 2, 3 5742 0 0 COVIDIEN PLC SHS COM G2554F113 1117 15170 SH DFND 1, 2, 3 15170 0 0 EATON CORP PLC SHS COM G29183103 2772 36903 SH DFND 1, 2, 3 36903 0 0 ENSCO PLC SHS CLASS A CL A G3157S106 613 11611 SH DFND 1, 2, 3 11611 0 0 HELEN OF TROY CORP LTD COM COM G4388N106 1228 17742 SH DFND 1, 2, 3 17742 0 0 MALLINCKRODT PUB LTD CO SHS SPONSORED ADR G5785G107 0 1 SH DFND 1, 2, 3 1 0 0 MICHAEL KORS HLDGS LTD SHS COM G60754101 4443 47639 SH DFND 1, 2, 3 47639 0 0 SEADRILL LIMITED SHS COM G7945E105 0 3 SH DFND 1, 2, 3 3 0 0 GOLAR LNG LTD BERMUDA SHS COM G9456A100 2847 68288 SH DFND 1, 2, 3 68288 0 0 PERRIGO CO PLC SHS ADDED COM G97822103 1578 10204 SH DFND 1, 2, 3 10204 0 0 TRANSOCEAN LTD REG SHS COM H8817H100 1033 24983 SH DFND 1, 2, 3 24983 0 0 CAESARSTONE SDOT-YAM LTD ORD SHS COM M20598104 2464 45308 SH DFND 1, 2, 3 45308 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - COM N53745100 868 9757 SH DFND 1, 2, 3 9757 0 0 NXP SEMICONDUCTORS N V COM COM N6596X109 0 5 SH DFND 1, 2, 3 5 0 0 NAVIGATOR HOLDINGS LTD SHS ADDED SPONSORED ADR Y62132108 0 2 SH DFND 1, 2, 3 2 0 0