0001140361-14-005818.txt : 20140211 0001140361-14-005818.hdr.sgml : 20140211 20140211140513 ACCESSION NUMBER: 0001140361-14-005818 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 EFFECTIVENESS DATE: 20140211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASSETMARK, INC CENTRAL INDEX KEY: 0001344551 IRS NUMBER: 582113323 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11546 FILM NUMBER: 14593190 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET STREET 2: 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET STREET 2: 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: GENWORTH FINANCIAL WEALTH MANAGEMENT, INC DATE OF NAME CHANGE: 20090206 FORMER COMPANY: FORMER CONFORMED NAME: GENWORTH FINANCIAL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060705 FORMER COMPANY: FORMER CONFORMED NAME: GE PRIVATE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20051116 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001344551 XXXXXXXX 12-31-2013 12-31-2013 ASSETMARK, INC

1655 GRANT STREET 10TH FLOOR CONCORD CA 94520

13F HOLDINGS REPORT 028-11546 N Regina Fink 818-528-3710 Regina Fink Encino CA 02-07-2014 3 407 4224453 false 1 0001585202 028-15638 AqGen Liberty Holdings, LLC 2 0001591587 028-15639 AssetMark Financial Holdings, Inc. 3 0001591586 028-15637 AssetMark Financial, Inc. INFORMATION TABLE 2 form13fInfoTable.xml AGL RES INC COM COM 001204106 401 8500 SH DFND 1, 2, 3 8500 0 0 AES CORP COM COM 00130H105 1138 78421 SH DFND 1, 2, 3 78421 0 0 ABBOTT LABS COM COM 002824100 4049 105637 SH DFND 1, 2, 3 105637 0 0 ACETO CORP COM COM 004446100 683 27320 SH DFND 1, 2, 3 27320 0 0 AFFILIATED MANAGERS GROUP COM COM 008252108 2355 10858 SH DFND 1, 2, 3 10858 0 0 AGILENT TECHNOLOGIES INC COM COM 00846U101 3459 60477 SH DFND 1, 2, 3 60477 0 0 AIR PRODS & CHEMS INC COM COM 009158106 2097 18761 SH DFND 1, 2, 3 18761 0 0 AKORN INC COM COM 009728106 1612 65464 SH DFND 1, 2, 3 65464 0 0 ALCATEL-LUCENT SPONSORED ADR SPONSORED ADR 013904305 2661 604852 SH DFND 1, 2, 3 604852 0 0 ALLERGAN INC COM COM 018490102 79 708 SH DFND 1, 2, 3 708 0 0 ALLSTATE CORP COM COM 020002101 1942 35606 SH DFND 1, 2, 3 35606 0 0 AMBEV SA SPONSORED ADR ADDED ADR 02319V103 790 107491 SH DFND 1, 2, 3 107491 0 0 AMEREN CORP COM COM 023608102 1026 28384 SH DFND 1, 2, 3 28384 0 0 AMERICAN ELEC PWR INC COM COM 025537101 1804 38598 SH DFND 1, 2, 3 38598 0 0 AMERICAN EQTY INVT LIFE HLD COM COM 025676206 1247 47281 SH DFND 1, 2, 3 47281 0 0 AMERICAN TOWER CORP NEW COM COM 03027X100 1543 19327 SH DFND 1, 2, 3 19327 0 0 AMERICAN VANGUARD CORP COM COM 030371108 383 15749 SH DFND 1, 2, 3 15749 0 0 AMGEN INC COM COM 031162100 1311 11493 SH DFND 1, 2, 3 11493 0 0 ANALOG DEVICES INC COM COM 032654105 91 1794 SH DFND 1, 2, 3 1794 0 0 ANDERSONS INC COM COM 034164103 554 6216 SH DFND 1, 2, 3 6216 0 0 ANN INC COM COM 035623107 859 23496 SH DFND 1, 2, 3 23496 0 0 APPLE INC COM COM 037833100 672 1197 SH DFND 1, 2, 3 1197 0 0 ARM HLDGS PLC SPONSORED ADR SPONSORED ADR 042068106 3255 59476 SH DFND 1, 2, 3 59476 0 0 ARUBA NETWORKS INC COM COM 043176106 805 44963 SH DFND 1, 2, 3 44963 0 0 ATHENAHEALTH INC COM COM 04685W103 1079 8023 SH DFND 1, 2, 3 8023 0 0 ATMOS ENERGY CORP COM COM 049560105 123 2699 SH DFND 1, 2, 3 2699 0 0 AUTOMATIC DATA PROCESSING IN COM COM 053015103 1983 24548 SH DFND 1, 2, 3 24548 0 0 BARCLAYS BK PLC S&P 500 VEQTOR ETN 06740C337 119615 818607 SH DFND 1, 2, 3 818607 0 0 BARCLAYS BK PLC 30 YR TREAS BEAR ETN 06740L444 2225 60451 SH DFND 1, 2, 3 60451 0 0 BARCLAYS BK PLC 10 YR TREAS BEAR ETN 06740L451 5859 178256 SH DFND 1, 2, 3 178256 0 0 BARCLAYS BK PLC IPTH NAT GAS ETN 06740P239 5415 186837 SH DFND 1, 2, 3 186837 0 0 BARCLAYS BK PLC IPATH S&P500 VIX ADDED ETN 06742E711 2570 60402 SH DFND 1, 2, 3 60402 0 0 BAXTER INTL INC COM COM 071813109 2294 32987 SH DFND 1, 2, 3 32987 0 0 BEACON ROOFING SUPPLY INC COM COM 073685109 1719 42672 SH DFND 1, 2, 3 42672 0 0 BECTON DICKINSON & CO COM COM 075887109 1685 15251 SH DFND 1, 2, 3 15251 0 0 BLACKROCK INC COM COM 09247X101 831 2625 SH DFND 1, 2, 3 2625 0 0 BOEING CO COM COM 097023105 3483 25519 SH DFND 1, 2, 3 25519 0 0 BRF SA SPONSORED ADR ADR 10552T107 771 36943 SH DFND 1, 2, 3 36943 0 0 CECO ENVIRONMENTAL CORP COM COM 125141101 679 42016 SH DFND 1, 2, 3 42016 0 0 CIT GROUP INC COM NEW COM 125581801 0 4 SH DFND 1, 2, 3 4 0 0 CMS ENERGY CORP COM COM 125896100 687 25670 SH DFND 1, 2, 3 25670 0 0 CVS CAREMARK CORPORATION COM COM 126650100 2216 30957 SH DFND 1, 2, 3 30957 0 0 CABLEVISION SYS CORP CL A NY CABLVS CL A 12686C109 1701 94852 SH DFND 1, 2, 3 94852 0 0 CALPINE CORP COM NEW COM 131347304 426 21817 SH DFND 1, 2, 3 21817 0 0 CAMERON INTERNATIONAL CORP COM COM 13342B105 3197 53706 SH DFND 1, 2, 3 53706 0 0 CARRIZO OIL & GAS INC COM COM 144577103 1439 32152 SH DFND 1, 2, 3 32152 0 0 CASH AMER INTL INC COM COM 14754D100 263 6879 SH DFND 1, 2, 3 6879 0 0 CATAMARAN CORP COM COM 148887102 1457 30688 SH DFND 1, 2, 3 30688 0 0 CENTENE CORP DEL COM COM 15135B101 1543 26178 SH DFND 1, 2, 3 26178 0 0 CERNER CORP COM COM 156782104 2605 46734 SH DFND 1, 2, 3 46734 0 0 CHART INDS INC COM PAR $0.01 COM 16115Q308 1222 12777 SH DFND 1, 2, 3 12777 0 0 CHENIERE ENERGY INC COM NEW COM 16411R208 445 10309 SH DFND 1, 2, 3 10309 0 0 CHEVRON CORP NEW COM COM 166764100 2045 16375 SH DFND 1, 2, 3 16375 0 0 CHICAGO BRIDGE & IRON CO N V COM COM 167250109 995 11963 SH DFND 1, 2, 3 11963 0 0 CHURCH & DWIGHT INC COM COM 171340102 3772 56913 SH DFND 1, 2, 3 56913 0 0 CISCO SYS INC COM COM 17275R102 2760 123042 SH DFND 1, 2, 3 123042 0 0 CITIGROUP INC COM NEW COM 172967424 2896 55571 SH DFND 1, 2, 3 55571 0 0 CLIFFS NAT RES INC COM COM 18683K101 2 64 SH DFND 1, 2, 3 64 0 0 COCA COLA CO COM COM 191216100 3899 94377 SH DFND 1, 2, 3 94377 0 0 COLGATE PALMOLIVE CO COM COM 194162103 612 9381 SH DFND 1, 2, 3 9381 0 0 COLUMBUS MCKINNON CORP N Y COM COM 199333105 480 17683 SH DFND 1, 2, 3 17683 0 0 COMCAST CORP NEW CL A SPL CL A 20030N200 103 2065 SH DFND 1, 2, 3 2065 0 0 COMERICA INC COM COM 200340107 2014 42364 SH DFND 1, 2, 3 42364 0 0 CONAGRA FOODS INC COM COM 205887102 1652 49021 SH DFND 1, 2, 3 49021 0 0 CONOCOPHILLIPS COM COM 20825C104 2391 33846 SH DFND 1, 2, 3 33846 0 0 COVANTA HLDG CORP COM COM 22282E102 1098 61883 SH DFND 1, 2, 3 61883 0 0 CRACKER BARREL OLD CTRY STOR COM COM 22410J106 1228 11159 SH DFND 1, 2, 3 11159 0 0 CRITEO S A SPONS ADS ADDED SPONSORED ADR 226718104 1448 42353 SH DFND 1, 2, 3 42353 0 0 CYPRESS SEMICONDUCTOR CORP COM COM 232806109 0 17 SH DFND 1, 2, 3 17 0 0 D R HORTON INC COM COM 23331A109 1257 56295 SH DFND 1, 2, 3 56295 0 0 DANAHER CORP DEL COM COM 235851102 2813 36441 SH DFND 1, 2, 3 36441 0 0 DATALINK CORP COM COM 237934104 0 22 SH DFND 1, 2, 3 22 0 0 DOW CHEM CO COM COM 260543103 533 12012 SH DFND 1, 2, 3 12012 0 0 DRIL-QUIP INC COM COM 262037104 1234 11221 SH DFND 1, 2, 3 11221 0 0 DU PONT E I DE NEMOURS & CO COM COM 263534109 4735 72887 SH DFND 1, 2, 3 72887 0 0 E M C CORP MASS COM COM 268648102 3489 138714 SH DFND 1, 2, 3 138714 0 0 EPL OIL & GAS INC COM COM 26883D108 1009 35397 SH DFND 1, 2, 3 35397 0 0 EQT CORP COM COM 26884L109 613 6827 SH DFND 1, 2, 3 6827 0 0 EAST WEST BANCORP INC COM COM 27579R104 2670 76356 SH DFND 1, 2, 3 76356 0 0 EDISON INTL COM COM 281020107 913 19713 SH DFND 1, 2, 3 19713 0 0 EMERSON ELEC CO COM COM 291011104 1704 24276 SH DFND 1, 2, 3 24276 0 0 ENCORE CAP GROUP INC COM COM 292554102 1380 27453 SH DFND 1, 2, 3 27453 0 0 ENERSYS COM COM 29275Y102 1587 22636 SH DFND 1, 2, 3 22636 0 0 EQUINIX INC COM NEW COM 29444U502 57 323 SH DFND 1, 2, 3 323 0 0 ERICSSON ADR B SEK 10 COM 294821608 1105 90316 SH DFND 1, 2, 3 90316 0 0 EXELON CORP COM COM 30161N101 803 29322 SH DFND 1, 2, 3 29322 0 0 EXPEDITORS INTL WASH INC COM COM 302130109 991 22386 SH DFND 1, 2, 3 22386 0 0 EXXON MOBIL CORP COM COM 30231G102 3442 34014 SH DFND 1, 2, 3 34014 0 0 FIRST FINL HLDGS INC NEW COM COM 32023E105 1137 17091 SH DFND 1, 2, 3 17091 0 0 FIRST INTST BANCSYSTEM INC COM CL A CL A 32055Y201 1279 45091 SH DFND 1, 2, 3 45091 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX ETF 33734X176 959 32128 SH DFND 1, 2, 3 32128 0 0 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH COM 33737J182 55 2234 SH DFND 1, 2, 3 2234 0 0 FLUOR CORP NEW COM COM 343412102 659 8209 SH DFND 1, 2, 3 8209 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS SPONSORED ADR 344419106 673 6880 SH DFND 1, 2, 3 6880 0 0 FOOT LOCKER INC COM COM 344849104 1901 45881 SH DFND 1, 2, 3 45881 0 0 FORTINET INC COM COM 34959E109 1398 73093 SH DFND 1, 2, 3 73093 0 0 GENERAL ELECTRIC CO COM COM 369604103 2980 106309 SH DFND 1, 2, 3 106309 0 0 GENESCO INC COM COM 371532102 769 10522 SH DFND 1, 2, 3 10522 0 0 GREAT PLAINS ENERGY INC COM COM 391164100 1277 52684 SH DFND 1, 2, 3 52684 0 0 GROUPE CGI INC CL A SUB VTG CL A 39945C109 1994 59585 SH DFND 1, 2, 3 59585 0 0 GULFPORT ENERGY CORP COM NEW COM 402635304 5910 93610 SH DFND 1, 2, 3 93610 0 0 HDFC BANK LTD ADR REPS 3 SHS ADR 40415F101 754 21894 SH DFND 1, 2, 3 21894 0 0 HMS HLDGS CORP COM COM 40425J101 39 1698 SH DFND 1, 2, 3 1698 0 0 HALLIBURTON CO COM COM 406216101 363 7156 SH DFND 1, 2, 3 7156 0 0 HANGER INC COM NEW COM 41043F208 1159 29455 SH DFND 1, 2, 3 29455 0 0 HILLTOP HOLDINGS INC COM COM 432748101 748 32345 SH DFND 1, 2, 3 32345 0 0 HOLOGIC INC COM COM 436440101 2622 117324 SH DFND 1, 2, 3 117324 0 0 HOME DEPOT INC COM COM 437076102 1154 14010 SH DFND 1, 2, 3 14010 0 0 HONEYWELL INTL INC COM COM 438516106 2026 22176 SH DFND 1, 2, 3 22176 0 0 HUANENG PWR INTL INC SPON ADR H SHS SPONSORED ADR 443304100 731 20164 SH DFND 1, 2, 3 20164 0 0 ILLINOIS TOOL WKS INC COM COM 452308109 1994 23718 SH DFND 1, 2, 3 23718 0 0 IMAX CORP COM COM 45245E109 960 32552 SH DFND 1, 2, 3 32552 0 0 INFORMATICA CORP COM COM 45666Q102 2919 70343 SH DFND 1, 2, 3 70343 0 0 INSIGHT ENTERPRISES INC COM COM 45765U103 316 13895 SH DFND 1, 2, 3 13895 0 0 INSPERITY INC COM COM 45778Q107 345 9541 SH DFND 1, 2, 3 9541 0 0 INTERNATIONAL BUSINESS MACHS COM COM 459200101 0 1 SH DFND 1, 2, 3 1 0 0 ISHARES MSCI AUST ETF ETF 464286103 3395 139295 SH DFND 1, 2, 3 139295 0 0 ISHARES MSCI CDA ETF ETF 464286509 55378 1899102 SH DFND 1, 2, 3 1899102 0 0 ISHARES MSCI PAC JP ETF ETF 464286665 35513 759962 SH DFND 1, 2, 3 759962 0 0 ISHARES MSCI SZ CAP ETF ETF 464286749 18723 567550 SH DFND 1, 2, 3 567550 0 0 ISHARES MSCI JAPAN ETF ETF 464286848 43808 3608866 SH DFND 1, 2, 3 3608866 0 0 ISHARES SELECT DIVID ETF ETF 464287168 15474 216877 SH DFND 1, 2, 3 216877 0 0 ISHARES TIPS BD ETF ETF 464287176 12567 114353 SH DFND 1, 2, 3 114353 0 0 ISHARES CORE S&P500 ETF ETF 464287200 60105 323752 SH DFND 1, 2, 3 323752 0 0 ISHARES CORE TOTUSBD ETF ETF 464287226 6030 56653 SH DFND 1, 2, 3 56653 0 0 ISHARES MSCI EMG MKT ETF ETF 464287234 114630 2742676 SH DFND 1, 2, 3 2742676 0 0 ISHARES IBOXX INV CP ETF ETF 464287242 59609 522026 SH DFND 1, 2, 3 522026 0 0 ISHARES S&P 500 GRWT ETF ETF 464287309 69 702 SH DFND 1, 2, 3 702 0 0 ISHARES S&P 500 VAL ETF ETF 464287408 23 268 SH DFND 1, 2, 3 268 0 0 ISHARES 20+ YR TR BD ETF ETF 464287432 38017 373225 SH DFND 1, 2, 3 373225 0 0 ISHARES 7-10 Y TR BD ETF ETF 464287440 50575 509619 SH DFND 1, 2, 3 509619 0 0 ISHARES 1-3 YR TR BD ETF ETF 464287457 29531 349981 SH DFND 1, 2, 3 349981 0 0 ISHARES MSCI EAFE ETF ETF 464287465 111 1659 SH DFND 1, 2, 3 1659 0 0 ISHARES CORE S&P MCP ETF ETF 464287507 58 434 SH DFND 1, 2, 3 434 0 0 ISHARES RUS 1000 VAL ETF ETF 464287598 0 3 SH DFND 1, 2, 3 3 0 0 ISHARES S&P MC 400GR ETF ETF 464287606 23 155 SH DFND 1, 2, 3 155 0 0 ISHARES RUS 2000 VAL ETF ETF 464287630 17 171 SH DFND 1, 2, 3 171 0 0 ISHARES RUS 2000 GRW ETF ETF 464287648 30 219 SH DFND 1, 2, 3 219 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 70 610 SH DFND 1, 2, 3 610 0 0 ISHARES S&P MC 400VL ETF ETF 464287705 12 99 SH DFND 1, 2, 3 99 0 0 ISHARES U.S. TELECOM ETF ETF 464287713 1564 52601 SH DFND 1, 2, 3 52601 0 0 ISHARES U.S. TECH ETF ETF 464287721 66860 755998 SH DFND 1, 2, 3 755998 0 0 ISHARES U.S. REAL ES ETF ETF 464287739 18834 298566 SH DFND 1, 2, 3 298566 0 0 ISHARES U.S. INDS ETF ETF 464287754 61960 611162 SH DFND 1, 2, 3 611162 0 0 ISHARES US HLTHCARE ETF ETF 464287762 60260 517297 SH DFND 1, 2, 3 517297 0 0 ISHARES U.S. FINLS ETF ETF 464287788 60036 748948 SH DFND 1, 2, 3 748948 0 0 ISHARES U.S. ENERGY ETF ETF 464287796 59588 1180200 SH DFND 1, 2, 3 1180200 0 0 ISHARES SHT NTLAMTFR ETF ETF 464288158 81 761 SH DFND 1, 2, 3 761 0 0 ISHARES AGENCY BOND ETF ETF 464288166 2964 26810 SH DFND 1, 2, 3 26810 0 0 ISHARES MSCI ACWI US ETF ETF 464288240 28083 601741 SH DFND 1, 2, 3 601741 0 0 ISHARES MSCI ACWI ETF ETF 464288257 4255 73854 SH DFND 1, 2, 3 73854 0 0 ISHARES JP MOR EM MK ETF ETF 464288281 34932 322968 SH DFND 1, 2, 3 322968 0 0 ISHARES CALI AMT-FRE ETF ETF 464288356 17 160 SH DFND 1, 2, 3 160 0 0 ISHARES GLB INFRASTR ETF ETF 464288372 6473 166228 SH DFND 1, 2, 3 166228 0 0 ISHARES NAT AMT FREE BD ETF 464288414 3389 32669 SH DFND 1, 2, 3 32669 0 0 ISHARES INTL SEL DIV ETF ETF 464288448 14627 385535 SH DFND 1, 2, 3 385535 0 0 ISHARES IBOXX HI YD ETF ETF 464288513 60738 653937 SH DFND 1, 2, 3 653937 0 0 ISHARES MBS ETF ETF 464288588 22940 219374 SH DFND 1, 2, 3 219374 0 0 ISHARES CREDIT BD ETF ETF 464288620 9136 85466 SH DFND 1, 2, 3 85466 0 0 ISHARES 1-3 YR CR BD ETF ETF 464288646 3090 29297 SH DFND 1, 2, 3 29297 0 0 ISHARES 10-20 YR TRS ETF ETF 464288653 399 3300 SH DFND 1, 2, 3 3300 0 0 ISHARES 3-7 YR TR BD ETF ETF 464288661 14144 117836 SH DFND 1, 2, 3 117836 0 0 ISHARES SHRT TRS BD ETF ETF 464288679 104798 950548 SH DFND 1, 2, 3 950548 0 0 ISHARES U.S. PFD STK ETF ETF 464288687 7687 208722 SH DFND 1, 2, 3 208722 0 0 ISHARES GLOB UTILITS ETF ETF 464288711 206 4656 SH DFND 1, 2, 3 4656 0 0 ISHARES US HOME CONS ETF ETF 464288752 25275 1018336 SH DFND 1, 2, 3 1018336 0 0 ISHARES US HLTHCR PR ETF ETF 464288828 3 33 SH DFND 1, 2, 3 33 0 0 ISHARES EAFE VALUE ETF ETF 464288877 2572 44966 SH DFND 1, 2, 3 44966 0 0 ISHARES 10+ YR CR BD ETF ETF 464289511 12168 221214 SH DFND 1, 2, 3 221214 0 0 ISHARES CMBS ETF ETF 46429B366 654 12814 SH DFND 1, 2, 3 12814 0 0 ISHARES FLTG RATE BD ETF ETF 46429B655 155088 3057719 SH DFND 1, 2, 3 3057719 0 0 ISHARES 0-5 YR TIPS ETF ETF 46429B747 5751 56957 SH DFND 1, 2, 3 56957 0 0 ISHARES U S ETF TR ENH US LCP ETF ETF 46431W101 851 29080 SH DFND 1, 2, 3 29080 0 0 ISHARES U S ETF TR ENH US SCP ETF ETF 46431W200 346 11499 SH DFND 1, 2, 3 11499 0 0 ISHARES TR CORE MSCI EAFE ETF 46432F842 570 9379 SH DFND 1, 2, 3 9379 0 0 ISHARES INC CORE MSCI EMKT ETF 46434G103 23973 481283 SH DFND 1, 2, 3 481283 0 0 JPMORGAN CHASE & CO COM COM 46625H100 856 14632 SH DFND 1, 2, 3 14632 0 0 JOHNSON & JOHNSON COM COM 478160104 1730 18885 SH DFND 1, 2, 3 18885 0 0 KLA-TENCOR CORP COM COM 482480100 759 11778 SH DFND 1, 2, 3 11778 0 0 KELLY SVCS INC CL A CL A 488152208 492 19711 SH DFND 1, 2, 3 19711 0 0 KINDER MORGAN INC DEL COM COM 49456B101 430 11948 SH DFND 1, 2, 3 11948 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW ADR 500472303 3761 101719 SH DFND 1, 2, 3 101719 0 0 KOPPERS HOLDINGS INC COM COM 50060P106 356 7777 SH DFND 1, 2, 3 7777 0 0 KYOCERA CORP ADR COM 501556203 0 2 SH DFND 1, 2, 3 2 0 0 LKQ CORP COM COM 501889208 2952 89714 SH DFND 1, 2, 3 89714 0 0 LANDEC CORP COM COM 514766104 617 50922 SH DFND 1, 2, 3 50922 0 0 LAS VEGAS SANDS CORP COM ADR 517834107 3482 44150 SH DFND 1, 2, 3 44150 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR SPONSORED ADR 539439109 2174 408674 SH DFND 1, 2, 3 408674 0 0 LORILLARD INC COM COM 544147101 1763 34792 SH DFND 1, 2, 3 34792 0 0 LOWES COS INC COM COM 548661107 2112 42631 SH DFND 1, 2, 3 42631 0 0 MTS SYS CORP COM COM 553777103 1025 14420 SH DFND 1, 2, 3 14420 0 0 MYR GROUP INC DEL COM COM 55405W104 786 31325 SH DFND 1, 2, 3 31325 0 0 MAINSOURCE FINANCIAL GP INC COM COM 56062Y102 972 53906 SH DFND 1, 2, 3 53906 0 0 MARKET VECTORS ETF TR GOLD MINER ETF ETF 57060U100 4407 208545 SH DFND 1, 2, 3 208545 0 0 MARKET VECTORS ETF TR UNCVTL OIL GAS ETF 57060U159 2461 86586 SH DFND 1, 2, 3 86586 0 0 MARKET VECTORS ETF TR INVT GRD FL RT ETF 57060U514 3276 131421 SH DFND 1, 2, 3 131421 0 0 MARSH & MCLENNAN COS INC COM COM 571748102 5791 119752 SH DFND 1, 2, 3 119752 0 0 MASTEC INC COM COM 576323109 765 23370 SH DFND 1, 2, 3 23370 0 0 MAXIMUS INC COM COM 577933104 3975 90351 SH DFND 1, 2, 3 90351 0 0 MCDONALDS CORP COM COM 580135101 0 2 SH DFND 1, 2, 3 2 0 0 MEDASSETS INC COM COM 584045108 1048 52834 SH DFND 1, 2, 3 52834 0 0 MERCK & CO INC NEW COM COM 58933Y105 2781 55559 SH DFND 1, 2, 3 55559 0 0 MICROSOFT CORP COM COM 594918104 3168 84685 SH DFND 1, 2, 3 84685 0 0 MITEL NETWORKS CORP COM COM 60671Q104 2058 203922 SH DFND 1, 2, 3 203922 0 0 MOLSON COORS BREWING CO CL B CL B 60871R209 1817 32367 SH DFND 1, 2, 3 32367 0 0 MONDELEZ INTL INC CL A CL A 609207105 143 4063 SH DFND 1, 2, 3 4063 0 0 NRG ENERGY INC COM NEW COM 629377508 475 16534 SH DFND 1, 2, 3 16534 0 0 NATIONAL GRID PLC SPON ADR NEW SPONSORED ADR 636274300 1472 22529 SH DFND 1, 2, 3 22529 0 0 NATIONAL OILWELL VARCO INC COM COM 637071101 1039 13069 SH DFND 1, 2, 3 13069 0 0 NEXTERA ENERGY INC COM COM 65339F101 1550 18106 SH DFND 1, 2, 3 18106 0 0 NIKE INC CL B CL B 654106103 1356 17245 SH DFND 1, 2, 3 17245 0 0 NISOURCE INC COM COM 65473P105 0 4 SH DFND 1, 2, 3 4 0 0 NORTHWESTERN CORP COM NEW COM 668074305 814 18781 SH DFND 1, 2, 3 18781 0 0 NOVO-NORDISK A S ADR ADR 670100205 3505 94840 SH DFND 1, 2, 3 94840 0 0 NUCOR CORP COM COM 670346105 458 8573 SH DFND 1, 2, 3 8573 0 0 OCCIDENTAL PETE CORP DEL COM COM 674599105 4647 48865 SH DFND 1, 2, 3 48865 0 0 OMNICOM GROUP INC COM COM 681919106 2002 26917 SH DFND 1, 2, 3 26917 0 0 OPENTABLE INC COM COM 68372A104 1378 17359 SH DFND 1, 2, 3 17359 0 0 ORACLE CORP COM COM 68389X105 5365 140235 SH DFND 1, 2, 3 140235 0 0 ORIX CORP SPONSORED ADR SPONSORED ADR 686330101 3569 40060 SH DFND 1, 2, 3 40060 0 0 PG&E CORP COM COM 69331C108 1539 38203 SH DFND 1, 2, 3 38203 0 0 PPL CORP COM COM 69351T106 499 16585 SH DFND 1, 2, 3 16585 0 0 PACIFIC CONTINENTAL CORP COM COM 69412V108 651 40847 SH DFND 1, 2, 3 40847 0 0 PACWEST BANCORP DEL COM COM 695263103 1137 26929 SH DFND 1, 2, 3 26929 0 0 PANERA BREAD CO CL A CL A 69840W108 1459 8257 SH DFND 1, 2, 3 8257 0 0 PEPSICO INC COM COM 713448108 1436 17310 SH DFND 1, 2, 3 17310 0 0 PERFICIENT INC COM COM 71375U101 1257 53678 SH DFND 1, 2, 3 53678 0 0 PFIZER INC COM COM 717081103 618 20170 SH DFND 1, 2, 3 20170 0 0 PHILIP MORRIS INTL INC COM COM 718172109 4117 47252 SH DFND 1, 2, 3 47252 0 0 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR SPONSORED ADR 718252604 734 12218 SH DFND 1, 2, 3 12218 0 0 PIMCO ETF TR TOTL RETN ETF ETF 72201R775 216 2063 SH DFND 1, 2, 3 2063 0 0 PINNACLE FOODS INC DEL COM COM 72348P104 2209 80436 SH DFND 1, 2, 3 80436 0 0 PIONEER NAT RES CO COM COM 723787107 184 997 SH DFND 1, 2, 3 997 0 0 POLARIS INDS INC COM COM 731068102 4282 29401 SH DFND 1, 2, 3 29401 0 0 POWERSHARES QQQ TRUST UNIT SER 1 ETF 73935A104 79070 898937 SH DFND 1, 2, 3 898937 0 0 POWERSHARES ETF TRUST ENERGY SEC POR ETF 73935X385 918 16552 SH DFND 1, 2, 3 16552 0 0 POWERSHARES ETF TRUST INTL DIV ACHV ETF 73935X716 5756 312511 SH DFND 1, 2, 3 312511 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT ETF 73935X799 933 17437 SH DFND 1, 2, 3 17437 0 0 POWERSHS DB MULTI SECT COMM DB ENERGY FUND ETF 73936B101 432 14803 SH DFND 1, 2, 3 14803 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD ETF 73936B408 1148 47348 SH DFND 1, 2, 3 47348 0 0 POWERSHS DB MULTI SECT COMM DB GOLD FUND ETF 73936B606 1161 28763 SH DFND 1, 2, 3 28763 0 0 POWERSHS DB MULTI SECT COMM DB BASE METALS ETF 73936B705 333 19723 SH DFND 1, 2, 3 19723 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT ETF 73936Q769 13979 561848 SH DFND 1, 2, 3 561848 0 0 POWERSHARES ETF TRUST II INTL CORP BOND ETF 73936Q835 746 25276 SH DFND 1, 2, 3 25276 0 0 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN ETF 73936T474 7850 341911 SH DFND 1, 2, 3 341911 0 0 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI ETF 73936T557 81 4207 SH DFND 1, 2, 3 4207 0 0 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US ETF 73936T789 320 7269 SH DFND 1, 2, 3 7269 0 0 POWERSHARES ETF TR II FND INV GR CP ETF 73937B761 241 9720 SH DFND 1, 2, 3 9720 0 0 PRAXAIR INC COM COM 74005P104 806 6198 SH DFND 1, 2, 3 6198 0 0 PROCTER & GAMBLE CO COM COM 742718109 3703 45486 SH DFND 1, 2, 3 45486 0 0 PRIVATEBANCORP INC COM COM 742962103 2524 87258 SH DFND 1, 2, 3 87258 0 0 PROSHARES TR PSHS ULPROSH NEW ETF 74348A632 0 4 SH DFND 1, 2, 3 4 0 0 PRUDENTIAL FINL INC COM COM 744320102 9 100 SH DFND 1, 2, 3 100 0 0 PRUDENTIAL PLC ADR ADR 74435K204 2369 52651 SH DFND 1, 2, 3 52651 0 0 * COM 747525103 2827 38073 SH DFND 1, 2, 3 38073 0 0 QUALITY DISTR INC FLA COM COM 74756M102 1096 85463 SH DFND 1, 2, 3 85463 0 0 RACKSPACE HOSTING INC COM COM 750086100 842 21519 SH DFND 1, 2, 3 21519 0 0 RED HAT INC COM COM 756577102 1 10 SH DFND 1, 2, 3 10 0 0 RIO TINTO PLC SPONSORED ADR ADR 767204100 2047 36283 SH DFND 1, 2, 3 36283 0 0 ROPER INDS INC NEW COM COM 776696106 131 943 SH DFND 1, 2, 3 943 0 0 ROSS STORES INC COM COM 778296103 0 1 SH DFND 1, 2, 3 1 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT ETF 78355W106 27308 383273 SH DFND 1, 2, 3 383273 0 0 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 785745 4254402 SH DFND 1, 2, 3 4254402 0 0 SPDR GOLD TRUST GOLD SHS ETF 78463V107 8638 74384 SH DFND 1, 2, 3 74384 0 0 SPDR INDEX SHS FDS STOXX EUR 50 ETF ETF 78463X103 6594 167659 SH DFND 1, 2, 3 167659 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF ETF 78463X301 9337 121025 SH DFND 1, 2, 3 121025 0 0 SPDR INDEX SHS FDS S&P CHINA ETF ETF 78463X400 15259 195798 SH DFND 1, 2, 3 195798 0 0 SPDR INDEX SHS FDS EMERG MKTS ETF ETF 78463X509 15597 241225 SH DFND 1, 2, 3 241225 0 0 SPDR INDEX SHS FDS INTL HLTH ETF ETF 78463X681 3038 67868 SH DFND 1, 2, 3 67868 0 0 SPDR INDEX SHS FDS S&P INTL ETF ETF 78463X772 5831 122897 SH DFND 1, 2, 3 122897 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF ETF 78463X863 20706 502565 SH DFND 1, 2, 3 502565 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP ETF 78463X871 11943 355764 SH DFND 1, 2, 3 355764 0 0 SPDR INDEX SHS FDS S&P WRLD EX US ETF 78463X889 65905 2246233 SH DFND 1, 2, 3 2246233 0 0 SPDR SERIES TRUST BRCLY INTL CRP ETF 78464A151 252 6869 SH DFND 1, 2, 3 6869 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW ETF 78464A201 7265 40595 SH DFND 1, 2, 3 40595 0 0 SPDR SERIES TRUST SHRT INTL ETF ETF 78464A334 3689 102984 SH DFND 1, 2, 3 102984 0 0 SPDR SERIES TRUST BRC CNV SECS ETF ETF 78464A359 464 9927 SH DFND 1, 2, 3 9927 0 0 SPDR SERIES TRUST LNG TRM CORP BD ETF 78464A367 3909 105309 SH DFND 1, 2, 3 105309 0 0 SPDR SERIES TRUST INTR TRM CORP BD ETF 78464A375 201 5985 SH DFND 1, 2, 3 5985 0 0 SPDR SERIES TRUST BRC MTG BCKD BD ETF 78464A383 222 8369 SH DFND 1, 2, 3 8369 0 0 SPDR SERIES TRUST BRCLY EM LOCL ETF 78464A391 109 3672 SH DFND 1, 2, 3 3672 0 0 SPDR SERIES TRUST BRC HGH YLD BD ETF 78464A417 73635 1815468 SH DFND 1, 2, 3 1815468 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI ETF 78464A425 19112 786831 SH DFND 1, 2, 3 786831 0 0 SPDR SERIES TRUST NUVN BRCLY MUNI ETF 78464A458 17254 765145 SH DFND 1, 2, 3 765145 0 0 SPDR SERIES TRUST BARC SHT TR CP ETF 78464A474 6699 218276 SH DFND 1, 2, 3 218276 0 0 SPDR SERIES TRUST DB INT GVT ETF ETF 78464A490 5283 90393 SH DFND 1, 2, 3 90393 0 0 SPDR SERIES TRUST BRCLYS INTL ETF ETF 78464A516 4073 70545 SH DFND 1, 2, 3 70545 0 0 SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 28417 398725 SH DFND 1, 2, 3 398725 0 0 SPDR SERIES TRUST BRCLYS AGG ETF ETF 78464A649 59778 1059910 SH DFND 1, 2, 3 1059910 0 0 SPDR SERIES TRUST BARCLYS TIPS ETF ETF 78464A656 13152 241717 SH DFND 1, 2, 3 241717 0 0 SPDR SERIES TRUST BRCLYS LG TRS ET ETF 78464A664 10 167 SH DFND 1, 2, 3 167 0 0 SPDR SERIES TRUST BRCLYS INTER ETF ETF 78464A672 217 3674 SH DFND 1, 2, 3 3674 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF ETF 78464A680 20251 442454 SH DFND 1, 2, 3 442454 0 0 SPDR SERIES TRUST S&P DIVID ETF ETF 78464A763 11047 152114 SH DFND 1, 2, 3 152114 0 0 SPDR SERIES TRUST S&P 600 SML CAP ETF 78464A813 1 7 SH DFND 1, 2, 3 7 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF 78467Y107 12137 49699 SH DFND 1, 2, 3 49699 0 0 SPDR SER TR SHRT TRSRY ETF ETF 78468R101 98 3278 SH DFND 1, 2, 3 3278 0 0 SPDR SER TR SPDR RUSSEL 2000 ETF 78468R853 24861 359107 SH DFND 1, 2, 3 359107 0 0 SPDR SER TR BARC 1-10YRTIP ETF 78468R861 87 4532 SH DFND 1, 2, 3 4532 0 0 SANOFI SPONSORED ADR ADR 80105N105 2494 46512 SH DFND 1, 2, 3 46512 0 0 SCHLUMBERGER LTD COM COM 806857108 1711 18989 SH DFND 1, 2, 3 18989 0 0 SELECT SECTOR SPDR TR SBI MATERIALS ETF 81369Y100 60848 1316496 SH DFND 1, 2, 3 1316496 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE ETF 81369Y209 5412 97620 SH DFND 1, 2, 3 97620 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS ETF 81369Y308 62422 1452355 SH DFND 1, 2, 3 1452355 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR ETF 81369Y407 64789 969454 SH DFND 1, 2, 3 969454 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY ETF 81369Y506 2199 24846 SH DFND 1, 2, 3 24846 0 0 SELECT SECTOR SPDR TR SBI INT-FINL ETF 81369Y605 16607 759701 SH DFND 1, 2, 3 759701 0 0 SELECT SECTOR SPDR TR SBI INT-INDS ETF 81369Y704 24728 473180 SH DFND 1, 2, 3 473180 0 0 SELECT SECTOR SPDR TR TECHNOLOGY ETF 81369Y803 194 5436 SH DFND 1, 2, 3 5436 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS ETF 81369Y886 29 771 SH DFND 1, 2, 3 771 0 0 SEMGROUP CORP CL A CL A 81663A105 232 3561 SH DFND 1, 2, 3 3561 0 0 SEMPRA ENERGY COM COM 816851109 646 7199 SH DFND 1, 2, 3 7199 0 0 SONIC AUTOMOTIVE INC CL A CL A 83545G102 980 40024 SH DFND 1, 2, 3 40024 0 0 SOUTHERN CO COM COM 842587107 165 4018 SH DFND 1, 2, 3 4018 0 0 STARBUCKS CORP COM COM 855244109 1362 17372 SH DFND 1, 2, 3 17372 0 0 STERICYCLE INC COM COM 858912108 1080 9301 SH DFND 1, 2, 3 9301 0 0 SYNGENTA AG SPONSORED ADR SPONSORED ADR 87160A100 606 7575 SH DFND 1, 2, 3 7575 0 0 SYNNEX CORP COM COM 87162W100 685 10160 SH DFND 1, 2, 3 10160 0 0 SYSCO CORP COM COM 871829107 1697 47000 SH DFND 1, 2, 3 47000 0 0 TRW AUTOMOTIVE HLDGS CORP COM COM 87264S106 1111 14931 SH DFND 1, 2, 3 14931 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR SPONSORED ADR 874039100 872 50014 SH DFND 1, 2, 3 50014 0 0 TAL INTL GROUP INC COM COM 874083108 470 8196 SH DFND 1, 2, 3 8196 0 0 TARGET CORP COM COM 87612E106 1341 21191 SH DFND 1, 2, 3 21191 0 0 TATA MTRS LTD SPONSORED ADR SPONSORED ADR 876568502 1064 34544 SH DFND 1, 2, 3 34544 0 0 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 1656 41310 SH DFND 1, 2, 3 41310 0 0 3M CO COM COM 88579Y101 4609 32866 SH DFND 1, 2, 3 32866 0 0 TOYOTA MOTOR CORP SP ADR REP2COM COM 892331307 2676 21950 SH DFND 1, 2, 3 21950 0 0 TREEHOUSE FOODS INC COM COM 89469A104 1182 17146 SH DFND 1, 2, 3 17146 0 0 TRIUMPH GROUP INC NEW COM COM 896818101 1105 14526 SH DFND 1, 2, 3 14526 0 0 TUPPERWARE BRANDS CORP COM COM 899896104 1883 19920 SH DFND 1, 2, 3 19920 0 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW SPONSORED ADR 900111204 734 54954 SH DFND 1, 2, 3 54954 0 0 TWENTY FIRST CENTY FOX INC CL A CL A 90130A101 114 3254 SH DFND 1, 2, 3 3254 0 0 UGI CORP NEW COM COM 902681105 380 9167 SH DFND 1, 2, 3 9167 0 0 URS CORP NEW COM COM 903236107 745 14055 SH DFND 1, 2, 3 14055 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP COM COM 90400P101 772 32623 SH DFND 1, 2, 3 32623 0 0 UMPQUA HLDGS CORP COM COM 904214103 1025 53572 SH DFND 1, 2, 3 53572 0 0 UNION PAC CORP COM COM 907818108 1715 10206 SH DFND 1, 2, 3 10206 0 0 UNITED TECHNOLOGIES CORP COM COM 913017109 3463 30434 SH DFND 1, 2, 3 30434 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 2046 27177 SH DFND 1, 2, 3 27177 0 0 VALEANT PHARMACEUTICALS INTL COM COM 91911K102 2249 19159 SH DFND 1, 2, 3 19159 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF ETF 921908844 31 414 SH DFND 1, 2, 3 414 0 0 VANGUARD WORLD FD MEGA CAP INDEX ETF 921910873 10 160 SH DFND 1, 2, 3 160 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND ETF 921937793 2132 26107 SH DFND 1, 2, 3 26107 0 0 VANGUARD BD INDEX FD INC INTERMED TERM ETF 921937819 503 6155 SH DFND 1, 2, 3 6155 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND ETF 921937827 4786 59883 SH DFND 1, 2, 3 59883 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT ETF 921937835 59394 741959 SH DFND 1, 2, 3 741959 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF ETF 921943858 10702 256759 SH DFND 1, 2, 3 256759 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD ETF 921946406 7501 120364 SH DFND 1, 2, 3 120364 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF ETF 92203J407 704 14194 SH DFND 1, 2, 3 14194 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF ETF 922042676 3657 67130 SH DFND 1, 2, 3 67130 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF ETF 922042718 15154 147212 SH DFND 1, 2, 3 147212 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US ETF 922042775 52943 1043625 SH DFND 1, 2, 3 1043625 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF ETF 922042858 16854 409679 SH DFND 1, 2, 3 409679 0 0 VANGUARD INTL EQUITY INDEX F MEGA CAP GRO ETF ETF 922042866 40924 667602 SH DFND 1, 2, 3 667602 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF ETF 922042874 154499 2627540 SH DFND 1, 2, 3 2627540 0 0 VANGUARD WORLD FDS UTILITIES ETF ETF 92204A876 819 9830 SH DFND 1, 2, 3 9830 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC ETF 92206C771 39315 770394 SH DFND 1, 2, 3 770394 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD ETF 92206C813 16322 196674 SH DFND 1, 2, 3 196674 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP ETF 92206C870 540 6529 SH DFND 1, 2, 3 6529 0 0 VECTREN CORP COM COM 92240G101 154 4324 SH DFND 1, 2, 3 4324 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS ADDED ETF 922908363 3505 20723 SH DFND 1, 2, 3 20723 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP ETF 922908512 2186 27406 SH DFND 1, 2, 3 27406 0 0 VANGUARD INDEX FDS REIT ETF ETF 922908553 9372 145164 SH DFND 1, 2, 3 145164 0 0 VANGUARD INDEX FDS SML CP GRW ETF ETF 922908595 22043 180234 SH DFND 1, 2, 3 180234 0 0 VANGUARD INDEX FDS SM CP VAL ETF ETF 922908611 17729 182078 SH DFND 1, 2, 3 182078 0 0 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 580 5271 SH DFND 1, 2, 3 5271 0 0 VANGUARD INDEX FDS LARGE CAP ETF ETF 922908637 13 158 SH DFND 1, 2, 3 158 0 0 VANGUARD INDEX FDS GROWTH ETF ETF 922908736 93556 1005438 SH DFND 1, 2, 3 1005438 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 57456 752135 SH DFND 1, 2, 3 752135 0 0 VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 1446 13153 SH DFND 1, 2, 3 13153 0 0 VANGUARD INDEX FDS TOTAL STK MKT ETF 922908769 4721 49222 SH DFND 1, 2, 3 49222 0 0 VISA INC COM CL A CL A 92826C839 2453 11014 SH DFND 1, 2, 3 11014 0 0 VIRTUSA CORP COM COM 92827P102 1254 32913 SH DFND 1, 2, 3 32913 0 0 WPP PLC NEW ADR ADR 92937A102 990 8623 SH DFND 1, 2, 3 8623 0 0 WABTEC CORP COM COM 929740108 5302 71394 SH DFND 1, 2, 3 71394 0 0 WATERS CORP COM COM 941848103 0 2 SH DFND 1, 2, 3 2 0 0 WESTERN DIGITAL CORP COM COM 958102105 1132 13489 SH DFND 1, 2, 3 13489 0 0 WESTLAKE CHEM CORP COM COM 960413102 271 2216 SH DFND 1, 2, 3 2216 0 0 WESTPORT INNOVATIONS INC COM NEW COM 960908309 63 3221 SH DFND 1, 2, 3 3221 0 0 WILLIAMS COS INC DEL COM COM 969457100 1799 46630 SH DFND 1, 2, 3 46630 0 0 WILLIAMS SONOMA INC COM COM 969904101 0 1 SH DFND 1, 2, 3 1 0 0 WISDOMTREE TR EQTY INC ETF ETF 97717W208 15590 282843 SH DFND 1, 2, 3 282843 0 0 WISDOMTREE TR EMERG MKTS ETF ETF 97717W315 2535 49667 SH DFND 1, 2, 3 49667 0 0 WISDOMTREE TR SMALLCAP DIVID ETF 97717W604 4375 64539 SH DFND 1, 2, 3 64539 0 0 WISDOMTREE TR GLB EX US UTIL ETF 97717W653 37 1997 SH DFND 1, 2, 3 1997 0 0 WISDOMTREE TR INTL SMCAP DIV ETF 97717W760 3205 50867 SH DFND 1, 2, 3 50867 0 0 WISDOMTREE TR ASIA PAC EXJP FD ETF 97717W828 1009 15186 SH DFND 1, 2, 3 15186 0 0 WPX ENERGY INC COM COM 98212B103 1649 80936 SH DFND 1, 2, 3 80936 0 0 YAMANA GOLD INC COM COM 98462Y100 716 83095 SH DFND 1, 2, 3 83095 0 0 YUM BRANDS INC COM COM 988498101 1672 22116 SH DFND 1, 2, 3 22116 0 0 ZIONS BANCORPORATION COM COM 989701107 1941 64773 SH DFND 1, 2, 3 64773 0 0 ACCENTURE PLC IRELAND SHS CLASS A CL A G1151C101 1711 20815 SH DFND 1, 2, 3 20815 0 0 CHINA YUCHAI INTL LTD COM COM G21082105 856 41029 SH DFND 1, 2, 3 41029 0 0 CREDICORP LTD COM COM G2519Y108 767 5775 SH DFND 1, 2, 3 5775 0 0 COVIDIEN PLC SHS COM G2554F113 1072 15743 SH DFND 1, 2, 3 15743 0 0 EATON CORP PLC SHS COM G29183103 1003 13172 SH DFND 1, 2, 3 13172 0 0 ENSCO PLC SHS CLASS A CL A G3157S106 686 11992 SH DFND 1, 2, 3 11992 0 0 HELEN OF TROY CORP LTD COM COM G4388N106 946 19167 SH DFND 1, 2, 3 19167 0 0 MALLINCKRODT PUB LTD CO SHS SPONSORED ADR G5785G107 0 1 SH DFND 1, 2, 3 1 0 0 MICHAEL KORS HLDGS LTD SHS COM G60754101 4169 51353 SH DFND 1, 2, 3 51353 0 0 SEADRILL LIMITED SHS COM G7945E105 0 3 SH DFND 1, 2, 3 3 0 0 GOLAR LNG LTD BERMUDA SHS COM G9456A100 774 21322 SH DFND 1, 2, 3 21322 0 0 TRANSOCEAN LTD REG SHS COM H8817H100 1296 26230 SH DFND 1, 2, 3 26230 0 0 CAESARSTONE SDOT-YAM LTD ORD SHS COM M20598104 4002 80581 SH DFND 1, 2, 3 80581 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - COM N53745100 779 9702 SH DFND 1, 2, 3 9702 0 0 NXP SEMICONDUCTORS N V COM COM N6596X109 2508 54607 SH DFND 1, 2, 3 54607 0 0 NAVIGATOR HOLDINGS LTD SHS ADDED SPONSORED ADR Y62132108 1591 59072 SH DFND 1, 2, 3 59072 0 0