0001140361-13-042288.txt : 20131114 0001140361-13-042288.hdr.sgml : 20131114 20131113194548 ACCESSION NUMBER: 0001140361-13-042288 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131113 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL WEALTH MANAGEMENT, INC CENTRAL INDEX KEY: 0001344551 IRS NUMBER: 582113323 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11546 FILM NUMBER: 131216292 BUSINESS ADDRESS: STREET 1: 1655 GRANT STREET STREET 2: 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 800-664-5345 MAIL ADDRESS: STREET 1: 1655 GRANT STREET STREET 2: 10TH FLOOR CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: GENWORTH FINANCIAL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060705 FORMER COMPANY: FORMER CONFORMED NAME: GE PRIVATE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20051116 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001344551 XXXXXXXX 09-30-2013 09-30-2013 GENWORTH FINANCIAL WEALTH MANAGEMENT, INC

1655 GRANT STREET 10TH FLOOR CONCORD CA 94520

13F HOLDINGS REPORT 028-11546 N Regina Fink 818-528-3710 Regina Fink Encino CA 11-13-2013 3 380 3959924 false 1 0001585202 AqGen Liberty Holdings, LLC 2 0001591587 AqGen Liberty Management II, Inc. 3 0001591586 Centurion Capital Group Inc. INFORMATION TABLE 2 form13fInfoTable.xml AGL RES INC COM COM 001204106 385 8371 SH DFND 1 8371 0 0 AES CORP COM COM 00130H105 919 69120 SH DFND 1 69120 0 0 ABBOTT LABS COM COM 002824100 3766 113466 SH DFND 1 113466 0 0 AFFILIATED MANAGERS GROUP COM COM 008252108 2253 12334 SH DFND 1 12334 0 0 AGILENT TECHNOLOGIES INC COM COM 00846U101 2247 43836 SH DFND 1 43836 0 0 AIR PRODS & CHEMS INC COM COM 009158106 2055 19285 SH DFND 1 19285 0 0 ALCATEL-LUCENT SPONSORED ADR SPONSORED ADR 013904305 2273 643801 SH DFND 1 643801 0 0 ALLERGAN INC COM COM 018490102 69 767 SH DFND 1 767 0 0 ALLSTATE CORP COM COM 020002101 102 2024 SH DFND 1 2024 0 0 AMEREN CORP COM COM 023608102 1033 29656 SH DFND 1 29656 0 0 AMERICAN ELEC PWR INC COM COM 025537101 1728 39873 SH DFND 1 39873 0 0 AMERICAN EQTY INVT LIFE HLD COM COM 025676206 921 43404 SH DFND 1 43404 0 0 AMERICAN TOWER CORP NEW COM COM 03027X100 1506 20312 SH DFND 1 20312 0 0 AMGEN INC COM COM 031162100 1324 11827 SH DFND 1 11827 0 0 ANDERSONS INC COM COM 034164103 461 6592 SH DFND 1 6592 0 0 ANN INC COM COM 035623107 766 21155 SH DFND 1 21155 0 0 APPLE INC COM COM 037833100 685 1436 SH DFND 1 1436 0 0 ARM HLDGS PLC SPONSORED ADR SPONSORED ADR 042068106 3123 64896 SH DFND 1 64896 0 0 ARUBA NETWORKS INC COM COM 043176106 805 48351 SH DFND 1 48351 0 0 ATHENAHEALTH INC COM COM 04685W103 924 8514 SH DFND 1 8514 0 0 ATMOS ENERGY CORP COM COM 049560105 295 6929 SH DFND 1 6929 0 0 AUTOMATIC DATA PROCESSING IN COM COM 053015103 1826 25225 SH DFND 1 25225 0 0 BARCLAYS BK PLC IPATH S&P500 VIX ETN 06740C188 27108 1844188 SH DFND 1 1844188 0 0 BARCLAYS BK PLC S&P 500 VEQTOR ETN 06740C337 136117 976031 SH DFND 1 976031 0 0 BARCLAYS BK PLC IPTH NAT GAS ETN 06740P239 5652 207929 SH DFND 1 207929 0 0 BAXTER INTL INC COM COM 071813109 2342 35649 SH DFND 1 35649 0 0 BEACON ROOFING SUPPLY INC COM COM 073685109 1674 45401 SH DFND 1 45401 0 0 BECTON DICKINSON & CO COM COM 075887109 1568 15680 SH DFND 1 15680 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B 084670702 2511 22118 SH DFND 1 22118 0 0 BIO RAD LABS INC CL A CL A 090572207 1876 15959 SH DFND 1 15959 0 0 BLACKROCK INC COM COM 09247X101 746 2756 SH DFND 1 2756 0 0 BOEING CO COM COM 097023105 2162 18402 SH DFND 1 18402 0 0 BRF SA SPONSORED ADR ADR 10552T107 933 38025 SH DFND 1 38025 0 0 CECO ENVIRONMENTAL CORP COM COM 125141101 463 32894 SH DFND 1 32894 0 0 CIT GROUP INC COM NEW COM 125581801 2211 45326 SH DFND 1 45326 0 0 CMS ENERGY CORP COM COM 125896100 689 26174 SH DFND 1 26174 0 0 CVS CAREMARK CORPORATION COM COM 126650100 1805 31802 SH DFND 1 31802 0 0 CALPINE CORP COM NEW COM 131347304 416 21428 SH DFND 1 21428 0 0 CARRIZO OIL & GAS INC COM COM 144577103 1077 28881 SH DFND 1 28881 0 0 CASH AMER INTL INC COM COM 14754D100 333 7363 SH DFND 1 7363 0 0 CATAMARAN CORP COM COM 148887102 4134 89961 SH DFND 1 89961 0 0 CENTENE CORP DEL COM COM 15135B101 1905 29788 SH DFND 1 29788 0 0 CERNER CORP COM COM 156782104 1992 37903 SH DFND 1 37903 0 0 CHENIERE ENERGY INC COM NEW COM 16411R208 346 10144 SH DFND 1 10144 0 0 CHEVRON CORP NEW COM COM 166764100 2048 16855 SH DFND 1 16855 0 0 CHICAGO BRIDGE & IRON CO N V COM COM 167250109 857 12652 SH DFND 1 12652 0 0 CHURCH & DWIGHT INC COM COM 171340102 3779 62930 SH DFND 1 62930 0 0 CITIGROUP INC COM NEW COM 172967424 3002 61883 SH DFND 1 61883 0 0 CLIFFS NAT RES INC COM COM 18683K101 0 9 SH DFND 1 9 0 0 COCA COLA CO COM COM 191216100 3795 100178 SH DFND 1 100178 0 0 COLGATE PALMOLIVE CO COM COM 194162103 636 10731 SH DFND 1 10731 0 0 COMERICA INC COM COM 200340107 1898 48284 SH DFND 1 48284 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD SPONSORED ADR 20441W203 849 22128 SH DFND 1 22128 0 0 CONAGRA FOODS INC COM COM 205887102 2043 67324 SH DFND 1 67324 0 0 CONOCOPHILLIPS COM COM 20825C104 2415 34742 SH DFND 1 34742 0 0 COVANTA HLDG CORP COM COM 22282E102 1370 64077 SH DFND 1 64077 0 0 CRACKER BARREL OLD CTRY STOR COM COM 22410J106 1043 10105 SH DFND 1 10105 0 0 CYPRESS SEMICONDUCTOR CORP COM COM 232806109 729 78045 SH DFND 1 78045 0 0 D R HORTON INC COM COM 23331A109 1174 60418 SH DFND 1 60418 0 0 DANAHER CORP DEL COM COM 235851102 2756 39757 SH DFND 1 39757 0 0 DATALINK CORP COM COM 237934104 424 31356 SH DFND 1 31356 0 0 DOW CHEM CO COM COM 260543103 454 11818 SH DFND 1 11818 0 0 DRIL-QUIP INC COM COM 262037104 1463 12746 SH DFND 1 12746 0 0 DU PONT E I DE NEMOURS & CO COM COM 263534109 4446 75929 SH DFND 1 75929 0 0 E M C CORP MASS COM COM 268648102 1625 63562 SH DFND 1 63562 0 0 EPL OIL & GAS INC COM COM 26883D108 1139 30703 SH DFND 1 30703 0 0 EQT CORP COM COM 26884L109 594 6697 SH DFND 1 6697 0 0 EAST WEST BANCORP INC COM COM 27579R104 2785 87179 SH DFND 1 87179 0 0 EDISON INTL COM COM 281020107 930 20201 SH DFND 1 20201 0 0 EMERSON ELEC CO COM COM 291011104 1623 25089 SH DFND 1 25089 0 0 ENCORE CAP GROUP INC COM COM 292554102 1154 25207 SH DFND 1 25207 0 0 EQUINIX INC COM NEW COM 29444U502 1276 6946 SH DFND 1 6946 0 0 ERICSSON ADR B SEK 10 COM 294821608 1274 95404 SH DFND 1 95404 0 0 EXELON CORP COM COM 30161N101 908 30646 SH DFND 1 30646 0 0 EXPEDITORS INTL WASH INC COM COM 302130109 1038 23562 SH DFND 1 23562 0 0 EXXON MOBIL CORP COM COM 30231G102 3076 35749 SH DFND 1 35749 0 0 FIRST INTST BANCSYSTEM INC COM CL A CL A 32055Y201 984 40753 SH DFND 1 40753 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX ETF 33734X176 1590 58453 SH DFND 1 58453 0 0 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH COM 33737J182 4 180 SH DFND 1 180 0 0 FLUOR CORP NEW COM COM 343412102 573 8080 SH DFND 1 8080 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS SPONSORED ADR 344419106 682 7023 SH DFND 1 7023 0 0 FOOT LOCKER INC COM COM 344849104 1774 52255 SH DFND 1 52255 0 0 FORTINET INC COM COM 34959E109 3535 174458 SH DFND 1 174458 0 0 GENERAL ELECTRIC CO COM COM 369604103 2690 112597 SH DFND 1 112597 0 0 GENESCO INC COM COM 371532102 631 9623 SH DFND 1 9623 0 0 GREAT PLAINS ENERGY INC COM COM 391164100 1205 54258 SH DFND 1 54258 0 0 GROUPE CGI INC CL A SUB VTG CL A 39945C109 2278 64912 SH DFND 1 64912 0 0 GULFPORT ENERGY CORP COM NEW COM 402635304 2247 34922 SH DFND 1 34922 0 0 HDFC BANK LTD ADR REPS 3 SHS ADR 40415F101 690 22402 SH DFND 1 22402 0 0 HMS HLDGS CORP COM COM 40425J101 41 1894 SH DFND 1 1894 0 0 HALLIBURTON CO COM COM 406216101 339 7050 SH DFND 1 7050 0 0 HANGER INC COM NEW COM 41043F208 903 26753 SH DFND 1 26753 0 0 HILLTOP HOLDINGS INC COM COM 432748101 467 25263 SH DFND 1 25263 0 0 HOLOGIC INC COM COM 436440101 2957 143184 SH DFND 1 143184 0 0 HOME DEPOT INC COM COM 437076102 1174 15483 SH DFND 1 15483 0 0 HONEYWELL INTL INC COM COM 438516106 1926 23192 SH DFND 1 23192 0 0 HUANENG PWR INTL INC SPON ADR H SHS SPONSORED ADR 443304100 832 20779 SH DFND 1 20779 0 0 ILLINOIS TOOL WKS INC COM COM 452308109 1857 24342 SH DFND 1 24342 0 0 IMAX CORP COM COM 45245E109 3647 120603 SH DFND 1 120603 0 0 INFORMATICA CORP COM COM 45666Q102 3046 78174 SH DFND 1 78174 0 0 INSIGHT ENTERPRISES INC COM COM 45765U103 279 14741 SH DFND 1 14741 0 0 INSPERITY INC COM COM 45778Q107 783 20830 SH DFND 1 20830 0 0 INTERNATIONAL BUSINESS MACHS COM COM 459200101 961 5192 SH DFND 1 5192 0 0 ISHARES MSCI AUST ETF ETF 464286103 3300 130608 SH DFND 1 130608 0 0 ISHARES MSCI CDA ETF ETF 464286509 48504 1713324 SH DFND 1 1713324 0 0 ISHARES MSCI PAC JP ETF ETF 464286665 26691 560141 SH DFND 1 560141 0 0 ISHARES MSCI SZ CAP ETF ETF 464286749 17909 572543 SH DFND 1 572543 0 0 ISHARES MSCI JAPAN ETF ETF 464286848 31365 2631281 SH DFND 1 2631281 0 0 ISHARES SELECT DIVID ETF ETF 464287168 13865 209003 SH DFND 1 209003 0 0 ISHARES TIPS BD ETF ETF 464287176 12999 115461 SH DFND 1 115461 0 0 ISHARES CORE S&P500 ETF ETF 464287200 63768 377551 SH DFND 1 377551 0 0 ISHARES CORE TOTUSBD ETF ETF 464287226 16004 149294 SH DFND 1 149294 0 0 ISHARES MSCI EMG MKT ETF ETF 464287234 85192 2090336 SH DFND 1 2090336 0 0 ISHARES IBOXX INV CP ETF ETF 464287242 18701 164734 SH DFND 1 164734 0 0 ISHARES S&P 500 GRWT ETF ETF 464287309 65 722 SH DFND 1 722 0 0 ISHARES S&P 500 VAL ETF ETF 464287408 22 278 SH DFND 1 278 0 0 ISHARES 20+ YR TR BD ETF ETF 464287432 38334 360278 SH DFND 1 360278 0 0 ISHARES 7-10 Y TR BD ETF ETF 464287440 109850 1075799 SH DFND 1 1075799 0 0 ISHARES 1-3 YR TR BD ETF ETF 464287457 11318 133985 SH DFND 1 133985 0 0 ISHARES MSCI EAFE ETF ETF 464287465 27762 435141 SH DFND 1 435141 0 0 ISHARES CORE S&P MCP ETF ETF 464287507 56 455 SH DFND 1 455 0 0 ISHARES RUS 1000 VAL ETF ETF 464287598 0 3 SH DFND 1 3 0 0 ISHARES S&P MC 400GR ETF ETF 464287606 23 162 SH DFND 1 162 0 0 ISHARES RUS 1000 GRW ETF ETF 464287614 28615 365918 SH DFND 1 365918 0 0 ISHARES RUS 2000 VAL ETF ETF 464287630 16 178 SH DFND 1 178 0 0 ISHARES RUS 2000 GRW ETF ETF 464287648 29 231 SH DFND 1 231 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 68 636 SH DFND 1 636 0 0 ISHARES U.S. UTILITS ETF ETF 464287697 41850 445738 SH DFND 1 445738 0 0 ISHARES S&P MC 400VL ETF ETF 464287705 11 106 SH DFND 1 106 0 0 ISHARES U.S. TELECOM ETF ETF 464287713 2292 83113 SH DFND 1 83113 0 0 ISHARES U.S. TECH ETF ETF 464287721 47871 607499 SH DFND 1 607499 0 0 ISHARES U.S. REAL ES ETF ETF 464287739 16350 256303 SH DFND 1 256303 0 0 ISHARES U.S. INDS ETF ETF 464287754 41871 462562 SH DFND 1 462562 0 0 ISHARES US HLTHCARE ETF ETF 464287762 41431 387493 SH DFND 1 387493 0 0 ISHARES U.S. FINLS ETF ETF 464287788 41216 562448 SH DFND 1 562448 0 0 ISHARES U.S. ENERGY ETF ETF 464287796 41636 883996 SH DFND 1 883996 0 0 ISHARES CORE S&P SCP ETF ETF 464287804 7501 75156 SH DFND 1 75156 0 0 ISHARES SP SMCP600GR ETF ETF 464287887 27749 256080 SH DFND 1 256080 0 0 ISHARES AGENCY BOND ETF ETF 464288166 10842 97466 SH DFND 1 97466 0 0 ISHARES MSCI ACWI US ETF ETF 464288240 27243 607826 SH DFND 1 607826 0 0 ISHARES MSCI ACWI ETF ETF 464288257 5864 108755 SH DFND 1 108755 0 0 ISHARES JP MOR EM MK ETF ETF 464288281 21209 194532 SH DFND 1 194532 0 0 ISHARES CALI AMT-FRE ETF ETF 464288356 17 160 SH DFND 1 160 0 0 ISHARES GLB INFRASTR ETF ETF 464288372 6308 167006 SH DFND 1 167006 0 0 ISHARES NAT AMT FREE BD ETF 464288414 3347 32036 SH DFND 1 32036 0 0 ISHARES INTL SEL DIV ETF ETF 464288448 13112 361605 SH DFND 1 361605 0 0 ISHARES IBOXX HI YD ETF ETF 464288513 48783 532686 SH DFND 1 532686 0 0 ISHARES MBS ETF ETF 464288588 77227 729108 SH DFND 1 729108 0 0 ISHARES CREDIT BD ETF ETF 464288620 48031 448261 SH DFND 1 448261 0 0 ISHARES 1-3 YR CR BD ETF ETF 464288646 7698 73123 SH DFND 1 73123 0 0 ISHARES 10-20 YR TRS ETF ETF 464288653 531 4240 SH DFND 1 4240 0 0 ISHARES 3-7 YR TR BD ETF ETF 464288661 1505 12404 SH DFND 1 12404 0 0 ISHARES SHRT TRS BD ETF ETF 464288679 41962 380576 SH DFND 1 380576 0 0 ISHARES U.S. PFD STK ETF ETF 464288687 7666 201738 SH DFND 1 201738 0 0 ISHARES GLOB UTILITS ETF ETF 464288711 212 4841 SH DFND 1 4841 0 0 ISHARES US HOME CONS ETF ETF 464288752 22220 994631 SH DFND 1 994631 0 0 ISHARES US HLTHCR PR ETF ETF 464288828 3 33 SH DFND 1 33 0 0 ISHARES EAFE VALUE ETF ETF 464288877 2898 53265 SH DFND 1 53265 0 0 ISHARES 10+ YR CR BD ETF ETF 464289511 11407 205456 SH DFND 1 205456 0 0 ISHARES CMBS ETF ETF 46429B366 592 11473 SH DFND 1 11473 0 0 ISHARES FLTG RATE BD ETF ETF 46429B655 163789 3231822 SH DFND 1 3231822 0 0 ISHARES 0-5 YR TIPS ETF ETF 46429B747 5923 58560 SH DFND 1 58560 0 0 ISHARES U S ETF TR ENH US LCP ETF ETF 46431W101 60 2222 SH DFND 1 2222 0 0 ISHARES U S ETF TR ENH US SCP ETF ETF 46431W200 25 904 SH DFND 1 904 0 0 ISHARES INC CORE MSCI EMKT ETF 46434G103 14964 307591 SH DFND 1 307591 0 0 JPMORGAN CHASE & CO COM COM 46625H100 788 15253 SH DFND 1 15253 0 0 JOHNSON & JOHNSON COM COM 478160104 1679 19372 SH DFND 1 19372 0 0 KLA-TENCOR CORP COM COM 482480100 748 12285 SH DFND 1 12285 0 0 KELLY SVCS INC CL A CL A 488152208 407 20879 SH DFND 1 20879 0 0 KINDER MORGAN INC DEL COM COM 49456B101 419 11777 SH DFND 1 11777 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW ADR 500472303 3248 100721 SH DFND 1 100721 0 0 KOPPERS HOLDINGS INC COM COM 50060P106 680 15940 SH DFND 1 15940 0 0 KYOCERA CORP ADR COM 501556203 0 1 SH DFND 1 1 0 0 LKQ CORP COM COM 501889208 3263 102374 SH DFND 1 102374 0 0 LANDEC CORP COM COM 514766104 569 46645 SH DFND 1 46645 0 0 LAS VEGAS SANDS CORP COM ADR 517834107 2112 31805 SH DFND 1 31805 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR SPONSORED ADR 539439109 2183 453909 SH DFND 1 453909 0 0 LORILLARD INC COM COM 544147101 1598 35689 SH DFND 1 35689 0 0 LOWES COS INC COM COM 548661107 2084 43769 SH DFND 1 43769 0 0 MTS SYS CORP COM COM 553777103 827 12844 SH DFND 1 12844 0 0 MYR GROUP INC DEL COM COM 55405W104 690 28411 SH DFND 1 28411 0 0 MADDEN STEVEN LTD COM COM 556269108 0 2 SH DFND 1 2 0 0 MAINSOURCE FINANCIAL GP INC COM COM 56062Y102 739 48631 SH DFND 1 48631 0 0 MARKET VECTORS ETF TR GOLD MINER ETF ETF 57060U100 5807 232100 SH DFND 1 232100 0 0 MARSH & MCLENNAN COS INC COM COM 571748102 5531 127001 SH DFND 1 127001 0 0 MASTEC INC COM COM 576323109 695 22940 SH DFND 1 22940 0 0 MAXIMUS INC COM COM 577933104 4536 100714 SH DFND 1 100714 0 0 MCDONALDS CORP COM COM 580135101 1795 18652 SH DFND 1 18652 0 0 MEDASSETS INC COM COM 584045108 1212 47694 SH DFND 1 47694 0 0 MICROSOFT CORP COM COM 594918104 2994 89954 SH DFND 1 89954 0 0 MOLSON COORS BREWING CO CL B CL B 60871R209 1675 33421 SH DFND 1 33421 0 0 MONDELEZ INTL INC CL A CL A 609207105 139 4428 SH DFND 1 4428 0 0 NRG ENERGY INC COM NEW COM 629377508 460 16822 SH DFND 1 16822 0 0 NATIONAL GRID PLC SPON ADR NEW SPONSORED ADR 636274300 1386 23478 SH DFND 1 23478 0 0 NATIONAL OILWELL VARCO INC COM COM 637071101 1072 13720 SH DFND 1 13720 0 0 NEXTERA ENERGY INC COM COM 65339F101 1507 18802 SH DFND 1 18802 0 0 NIKE INC CL B CL B 654106103 1307 17995 SH DFND 1 17995 0 0 NISOURCE INC COM COM 65473P105 0 4 SH DFND 1 4 0 0 NORTHWESTERN CORP COM NEW COM 668074305 755 16803 SH DFND 1 16803 0 0 NOVO-NORDISK A S ADR ADR 670100205 3226 19064 SH DFND 1 19064 0 0 NUCOR CORP COM COM 670346105 413 8431 SH DFND 1 8431 0 0 OCCIDENTAL PETE CORP DEL COM COM 674599105 4973 53163 SH DFND 1 53163 0 0 OMNICOM GROUP INC COM COM 681919106 1754 27656 SH DFND 1 27656 0 0 ORACLE CORP COM COM 68389X105 6117 184420 SH DFND 1 184420 0 0 ORIX CORP SPONSORED ADR SPONSORED ADR 686330101 3605 44056 SH DFND 1 44056 0 0 PG&E CORP COM COM 69331C108 1620 39597 SH DFND 1 39597 0 0 PPL CORP COM COM 69351T106 549 18073 SH DFND 1 18073 0 0 PACIFIC CONTINENTAL CORP COM COM 69412V108 419 31972 SH DFND 1 31972 0 0 PACWEST BANCORP DEL COM COM 695263103 834 24324 SH DFND 1 24324 0 0 PANERA BREAD CO CL A CL A 69840W108 1400 8832 SH DFND 1 8832 0 0 PEPSICO INC COM COM 713448108 1439 18106 SH DFND 1 18106 0 0 PERFICIENT INC COM COM 71375U101 605 32955 SH DFND 1 32955 0 0 PERRIGO CO COM COM 714290103 1402 11360 SH DFND 1 11360 0 0 PFIZER INC COM COM 717081103 4110 143071 SH DFND 1 143071 0 0 PHILIP MORRIS INTL INC COM COM 718172109 4293 49583 SH DFND 1 49583 0 0 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR SPONSORED ADR 718252604 848 12499 SH DFND 1 12499 0 0 PINNACLE FOODS INC DEL COM COM 72348P104 1520 57412 SH DFND 1 57412 0 0 PIONEER NAT RES CO COM COM 723787107 4279 22666 SH DFND 1 22666 0 0 POLARIS INDS INC COM COM 731068102 4139 32038 SH DFND 1 32038 0 0 POWERSHARES QQQ TRUST UNIT SER 1 ETF 73935A104 15 196 SH DFND 1 196 0 0 POWERSHARES ETF TRUST ENERGY SEC POR ETF 73935X385 1488 29879 SH DFND 1 29879 0 0 POWERSHARES ETF TRUST INTL DIV ACHV ETF 73935X716 5218 301943 SH DFND 1 301943 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT ETF 73935X799 2211 48036 SH DFND 1 48036 0 0 POWERSHS DB MULTI SECT COMM DB ENERGY FUND ETF 73936B101 1060 37643 SH DFND 1 37643 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD ETF 73936B408 1096 43336 SH DFND 1 43336 0 0 POWERSHS DB MULTI SECT COMM DB GOLD FUND ETF 73936B606 1133 25303 SH DFND 1 25303 0 0 POWERSHS DB MULTI SECT COMM DB BASE METALS ETF 73936B705 449 26854 SH DFND 1 26854 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT ETF 73936Q769 33975 1376620 SH DFND 1 1376620 0 0 POWERSHARES ETF TRUST II INTL CORP BOND ETF 73936Q835 2231 76321 SH DFND 1 76321 0 0 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN ETF 73936T474 8262 358190 SH DFND 1 358190 0 0 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI ETF 73936T557 6 297 SH DFND 1 297 0 0 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US ETF 73936T789 25 594 SH DFND 1 594 0 0 POWERSHARES GLOBAL ETF TRUST ASIA PAC EX-JP ETF 73936T854 940 16712 SH DFND 1 16712 0 0 POWERSHARES ETF TR II FND INV GR CP ETF 73937B761 17 679 SH DFND 1 679 0 0 PRAXAIR INC COM COM 74005P104 836 6952 SH DFND 1 6952 0 0 PROCTER & GAMBLE CO COM COM 742718109 3564 47143 SH DFND 1 47143 0 0 PRIVATEBANCORP INC COM COM 742962103 1976 92335 SH DFND 1 92335 0 0 PROSHARES TR PSHS ULPROSH NEW ETF 74348A632 0 4 SH DFND 1 4 0 0 PRUDENTIAL FINL INC COM COM 744320102 8 100 SH DFND 1 100 0 0 QUALCOMM INC COM COM 747525103 5471 81275 SH DFND 1 81275 0 0 QUALITY DISTR INC FLA COM COM 74756M102 730 79046 SH DFND 1 79046 0 0 RACKSPACE HOSTING INC COM COM 750086100 1223 23173 SH DFND 1 23173 0 0 RED HAT INC COM COM 756577102 0 10 SH DFND 1 10 0 0 RIO TINTO PLC SPONSORED ADR ADR 767204100 1933 39642 SH DFND 1 39642 0 0 ROPER INDS INC NEW COM COM 776696106 139 1049 SH DFND 1 1049 0 0 ROSS STORES INC COM COM 778296103 0 1 SH DFND 1 1 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT ETF 78355W106 35283 541149 SH DFND 1 541149 0 0 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 738866 4397750 SH DFND 1 4397750 0 0 SPDR GOLD TRUST GOLD SHS ETF 78463V107 8073 62979 SH DFND 1 62979 0 0 SPDR INDEX SHS FDS STOXX EUR 50 ETF ETF 78463X103 4045 110576 SH DFND 1 110576 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF ETF 78463X301 5613 74735 SH DFND 1 74735 0 0 SPDR INDEX SHS FDS S&P CHINA ETF ETF 78463X400 14630 197627 SH DFND 1 197627 0 0 SPDR INDEX SHS FDS EMERG MKTS ETF ETF 78463X509 9256 146619 SH DFND 1 146619 0 0 SPDR INDEX SHS FDS INTL HLTH ETF ETF 78463X681 7332 175687 SH DFND 1 175687 0 0 SPDR INDEX SHS FDS S&P INTL ETF ETF 78463X772 9345 200316 SH DFND 1 200316 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF ETF 78463X863 14631 347277 SH DFND 1 347277 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP ETF 78463X871 9917 303379 SH DFND 1 303379 0 0 SPDR INDEX SHS FDS S&P WRLD EX US ETF 78463X889 54874 1959076 SH DFND 1 1959076 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW ETF 78464A201 7818 48024 SH DFND 1 48024 0 0 SPDR SERIES TRUST SHRT INTL ETF ETF 78464A334 3517 97562 SH DFND 1 97562 0 0 SPDR SERIES TRUST BRC CNV SECS ETF ETF 78464A359 308 6806 SH DFND 1 6806 0 0 SPDR SERIES TRUST LNG TRM CORP BD ETF 78464A367 3624 98049 SH DFND 1 98049 0 0 SPDR SERIES TRUST INTR TRM CORP BD ETF 78464A375 3574 105913 SH DFND 1 105913 0 0 SPDR SERIES TRUST BRC HGH YLD BD ETF 78464A417 51014 1280318 SH DFND 1 1280318 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI ETF 78464A425 20362 840717 SH DFND 1 840717 0 0 SPDR SERIES TRUST NUVN BRCLY MUNI ETF 78464A458 20459 895768 SH DFND 1 895768 0 0 SPDR SERIES TRUST BARC SHT TR CP ETF 78464A474 13523 439909 SH DFND 1 439909 0 0 SPDR SERIES TRUST DB INT GVT ETF ETF 78464A490 16566 277994 SH DFND 1 277994 0 0 SPDR SERIES TRUST BRCLYS INTL ETF ETF 78464A516 4079 69883 SH DFND 1 69883 0 0 SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 26515 363561 SH DFND 1 363561 0 0 SPDR SERIES TRUST BRCLYS AGG ETF ETF 78464A649 65732 1153809 SH DFND 1 1153809 0 0 SPDR SERIES TRUST BARCLYS TIPS ETF ETF 78464A656 12704 227717 SH DFND 1 227717 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF ETF 78464A680 9164 200128 SH DFND 1 200128 0 0 SPDR SERIES TRUST S&P DIVID ETF ETF 78464A763 14268 206967 SH DFND 1 206967 0 0 SPDR SERIES TRUST S&P 600 SML CAP ETF 78464A813 17101 178435 SH DFND 1 178435 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF 78467Y107 7837 34626 SH DFND 1 34626 0 0 SANOFI SPONSORED ADR ADR 80105N105 2566 50681 SH DFND 1 50681 0 0 SCHLUMBERGER LTD COM COM 806857108 1747 19770 SH DFND 1 19770 0 0 SELECT SECTOR SPDR TR SBI MATERIALS ETF 81369Y100 54949 1307994 SH DFND 1 1307994 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE ETF 81369Y209 7785 153874 SH DFND 1 153874 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS ETF 81369Y308 6773 170172 SH DFND 1 170172 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR ETF 81369Y407 47693 786628 SH DFND 1 786628 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY ETF 81369Y506 16628 200560 SH DFND 1 200560 0 0 SELECT SECTOR SPDR TR SBI INT-FINL ETF 81369Y605 6867 344988 SH DFND 1 344988 0 0 SELECT SECTOR SPDR TR SBI INT-INDS ETF 81369Y704 17933 386456 SH DFND 1 386456 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS ETF 81369Y886 7 181 SH DFND 1 181 0 0 SEMGROUP CORP CL A CL A 81663A105 200 3509 SH DFND 1 3509 0 0 SEMPRA ENERGY COM COM 816851109 651 7605 SH DFND 1 7605 0 0 SONIC AUTOMOTIVE INC CL A CL A 83545G102 855 35922 SH DFND 1 35922 0 0 SOUTHERN CO COM COM 842587107 180 4374 SH DFND 1 4374 0 0 STARBUCKS CORP COM COM 855244109 1396 18132 SH DFND 1 18132 0 0 STERICYCLE INC COM COM 858912108 1137 9853 SH DFND 1 9853 0 0 SYNGENTA AG SPONSORED ADR SPONSORED ADR 87160A100 641 7885 SH DFND 1 7885 0 0 SYNNEX CORP COM COM 87162W100 489 7965 SH DFND 1 7965 0 0 SYSCO CORP COM COM 871829107 1535 48227 SH DFND 1 48227 0 0 TRW AUTOMOTIVE HLDGS CORP COM COM 87264S106 1247 17494 SH DFND 1 17494 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR SPONSORED ADR 874039100 863 50910 SH DFND 1 50910 0 0 TAL INTL GROUP INC COM COM 874083108 761 16292 SH DFND 1 16292 0 0 TATA MTRS LTD SPONSORED ADR SPONSORED ADR 876568502 936 35167 SH DFND 1 35167 0 0 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 1718 45477 SH DFND 1 45477 0 0 3M CO COM COM 88579Y101 4143 34696 SH DFND 1 34696 0 0 TOYOTA MOTOR CORP SP ADR REP2COM COM 892331307 3042 23757 SH DFND 1 23757 0 0 TREEHOUSE FOODS INC COM COM 89469A104 1304 19511 SH DFND 1 19511 0 0 TRIUMPH GROUP INC NEW COM COM 896818101 3601 51288 SH DFND 1 51288 0 0 TUPPERWARE BRANDS CORP COM COM 899896104 1780 20609 SH DFND 1 20609 0 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW SPONSORED ADR 900111204 828 56135 SH DFND 1 56135 0 0 TWENTY FIRST CENTY FOX INC CL A ADDED CL A 90130A101 72 2163 SH DFND 1 2163 0 0 UGI CORP NEW COM COM 902681105 353 9014 SH DFND 1 9014 0 0 URS CORP NEW COM COM 903236107 743 13817 SH DFND 1 13817 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP COM COM 90400P101 826 33607 SH DFND 1 33607 0 0 UMPQUA HLDGS CORP COM COM 904214103 780 48071 SH DFND 1 48071 0 0 UNION PAC CORP COM COM 907818108 1663 10705 SH DFND 1 10705 0 0 UNITED TECHNOLOGIES CORP COM COM 913017109 4460 41363 SH DFND 1 41363 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 1999 27915 SH DFND 1 27915 0 0 VALEANT PHARMACEUTICALS INTL COM COM 91911K102 2235 21424 SH DFND 1 21424 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND ETF 921937793 2271 27351 SH DFND 1 27351 0 0 VANGUARD BD INDEX FD INC INTERMED TERM ETF 921937819 726 8697 SH DFND 1 8697 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND ETF 921937827 11404 141890 SH DFND 1 141890 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT ETF 921937835 63388 783728 SH DFND 1 783728 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF ETF 921943858 10190 257446 SH DFND 1 257446 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD ETF 921946406 8716 151609 SH DFND 1 151609 0 0 VANGUARD MALVERN FDS STRM INFPROIDX ETF 922020805 109 2199 SH DFND 1 2199 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF ETF 922042676 3601 63486 SH DFND 1 63486 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF ETF 922042718 14269 143640 SH DFND 1 143640 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US ETF 922042775 69413 1428257 SH DFND 1 1428257 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF ETF 922042858 15399 383681 SH DFND 1 383681 0 0 VANGUARD INTL EQUITY INDEX F MEGA CAP GRO ETF ETF 922042866 29788 490411 SH DFND 1 490411 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF ETF 922042874 138833 2547397 SH DFND 1 2547397 0 0 VANGUARD WORLD FDS INF TECH ETF ETF 92204A702 28728 355990 SH DFND 1 355990 0 0 VANGUARD WORLD FDS UTILITIES ETF ETF 92204A876 1561 19122 SH DFND 1 19122 0 0 VANGUARD WORLD FDS TELCOMM ETF ETF 92204A884 1202 14877 SH DFND 1 14877 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC ETF 92206C771 9042 175745 SH DFND 1 175745 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP ETF 92206C870 689 8257 SH DFND 1 8257 0 0 VECTREN CORP COM COM 92240G101 157 4697 SH DFND 1 4697 0 0 VANGUARD INDEX FDS S&P 500 ETF SH ETF 922908413 886 11512 SH DFND 1 11512 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP ETF 922908512 2276 31081 SH DFND 1 31081 0 0 VANGUARD INDEX FDS REIT ETF ETF 922908553 9513 143837 SH DFND 1 143837 0 0 VANGUARD INDEX FDS SML CP GRW ETF ETF 922908595 20277 177154 SH DFND 1 177154 0 0 VANGUARD INDEX FDS SM CP VAL ETF ETF 922908611 16406 181799 SH DFND 1 181799 0 0 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 340 3317 SH DFND 1 3317 0 0 VANGUARD INDEX FDS GROWTH ETF ETF 922908736 43558 514806 SH DFND 1 514806 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 51807 742325 SH DFND 1 742325 0 0 VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 432 4217 SH DFND 1 4217 0 0 VANGUARD INDEX FDS TOTAL STK MKT ETF 922908769 21074 240429 SH DFND 1 240429 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR SPONSORED ADR 92334N103 2257 131850 SH DFND 1 131850 0 0 VISA INC COM CL A CL A 92826C839 2178 11397 SH DFND 1 11397 0 0 VIRTUSA CORP COM COM 92827P102 860 29579 SH DFND 1 29579 0 0 WPP PLC NEW ADR ADR 92937A102 925 8987 SH DFND 1 8987 0 0 WABTEC CORP COM COM 929740108 4962 78923 SH DFND 1 78923 0 0 WAL-MART STORES INC COM COM 931142103 794 10738 SH DFND 1 10738 0 0 WATERS CORP COM COM 941848103 1122 10568 SH DFND 1 10568 0 0 WESTLAKE CHEM CORP COM COM 960413102 230 2193 SH DFND 1 2193 0 0 WESTPORT INNOVATIONS INC COM NEW COM 960908309 77 3170 SH DFND 1 3170 0 0 WILLIAMS COS INC DEL COM COM 969457100 1722 47373 SH DFND 1 47373 0 0 WILLIAMS SONOMA INC COM COM 969904101 0 1 SH DFND 1 1 0 0 WISDOMTREE TR EQTY INC ETF ETF 97717W208 14162 272610 SH DFND 1 272610 0 0 WISDOMTREE TR EMG MKTS SMCAP ETF 97717W281 1314 28176 SH DFND 1 28176 0 0 WISDOMTREE TR EMERG MKTS ETF ETF 97717W315 2408 46587 SH DFND 1 46587 0 0 WISDOMTREE TR SMALLCAP DIVID ETF 97717W604 3942 62937 SH DFND 1 62937 0 0 WISDOMTREE TR INTL SMCAP DIV ETF 97717W760 3276 54524 SH DFND 1 54524 0 0 WISDOMTREE TR ASIA PAC EXJP FD ETF 97717W828 1599 24100 SH DFND 1 24100 0 0 WISDOMTREE TR EM LCL DEBT FD ETF 97717X867 369 7834 SH DFND 1 7834 0 0 WPX ENERGY INC COM COM 98212B103 532 27644 SH DFND 1 27644 0 0 YAMANA GOLD INC COM COM 98462Y100 1187 114178 SH DFND 1 114178 0 0 YUM BRANDS INC COM COM 988498101 1632 22861 SH DFND 1 22861 0 0 ZIONS BANCORPORATION COM COM 989701107 1881 68611 SH DFND 1 68611 0 0 ACCENTURE PLC IRELAND SHS CLASS A CL A G1151C101 1574 21380 SH DFND 1 21380 0 0 CHINA YUCHAI INTL LTD COM COM G21082105 1013 42601 SH DFND 1 42601 0 0 CREDICORP LTD COM COM G2519Y108 762 5929 SH DFND 1 5929 0 0 COVIDIEN PLC SHS COM G2554F113 1004 16483 SH DFND 1 16483 0 0 EATON CORP PLC SHS COM G29183103 3530 51280 SH DFND 1 51280 0 0 ENSCO PLC SHS CLASS A CL A G3157S106 672 12500 SH DFND 1 12500 0 0 HELEN OF TROY CORP LTD COM COM G4388N106 770 17391 SH DFND 1 17391 0 0 MALLINCKRODT PUB LTD CO SHS ADDED COM G5785G107 0 1 SH DFND 1 1 0 0 MICHAEL KORS HLDGS LTD SHS COM G60754101 4225 56694 SH DFND 1 56694 0 0 SEADRILL LIMITED SHS COM G7945E105 2074 46015 SH DFND 1 46015 0 0 GOLAR LNG LTD BERMUDA SHS COM G9456A100 788 20929 SH DFND 1 20929 0 0 TRANSOCEAN LTD REG SHS COM H8817H100 1578 35464 SH DFND 1 35464 0 0 CAESARSTONE SDOT-YAM LTD ORD SHS COM M20598104 3983 87202 SH DFND 1 87202 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - COM N53745100 699 9539 SH DFND 1 9539 0 0