0001344114-11-000019.txt : 20111101
0001344114-11-000019.hdr.sgml : 20111101
20111101115345
ACCESSION NUMBER: 0001344114-11-000019
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111101
DATE AS OF CHANGE: 20111101
EFFECTIVENESS DATE: 20111101
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: J O Hambro Investment Management Ltd
CENTRAL INDEX KEY: 0001344114
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11544
FILM NUMBER: 111170278
BUSINESS ADDRESS:
STREET 1: 21 ST JAMES'S SQUARE
CITY: LONDON
STATE: X0
ZIP: SW1Y 4HB
BUSINESS PHONE: 00 44 207484 7484
MAIL ADDRESS:
STREET 1: 21 ST JAMES'S SQUARE
CITY: LONDON
STATE: X0
ZIP: SW1Y 4HB
13F-HR
1
johim13f-093011.txt
J O HAMBRO INVESTMENT MANAGEMENT LIMITED
johim13f-093011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [X]; Amendment Number: 2
This Amendment (Check only one): [X] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: J O Hambro Investment Management Limited
21 St. James Square
London SW1Y 4HB
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Hugh Grootenhuis
Title: Chief Executive Officer
Phone: +44 20 7484 7476
Signature, Place, and Date of Signing:
/s/ Hugh Grootenhuis London, England October 21, 2011
--------------------- --------------------- -------------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------------------
Form 13F Information Table Entry Total: 72
-----------------------
Form 13F Information Table Value Total: $649,337 (x 1000)
-----------------------
List of Other Included Managers:
NONE
J O HAMBRO INVESTMENT MANAGEMENT LIMITED
Name of Reporting Manager
Form 13F Information Table
Name of Issuer Type of Value Shrs or Shr/ Investment Other Voting Authority
Class Cusip (x$1000) Prn Amt. Prn Discretion Managers Sole Shared None
51Job Inc SP ADR REP COM 316827 10 4 1,329 33,254 SH Shared-Defined 0 33,254
Agco Corporation COM 001084 10 2 4,240 122,640 SH Shared-Defined 0 122,640
Altria Group Inc COM 02209S 10 3 3,198 119,300 SH Shared-Defined 0 119,300
American Express Co COM 025816 10 9 10,714 238,615 SH Shared-Defined 0 238,615
American Tower Corporation COM 029912 20 1 7,580 140,886 SH Shared-Defined 0 140,886
Apache Corporation COM 037411 10 5 4,336 54,042 SH Shared-Defined 0 54,042
Apple Inc COM 037833 10 0 36,128 94,744 SH Shared-Defined 0 94,744
AT&T Inc COM 00206R 10 2 3,198 158,145 SH Shared-Defined 0 158,145
Banco Bradesco SP ADR PDF NEW 059460 30 3 4,515 305,263 SH Shared-Defined 0 305,263
BE Aerospace COM 073302 10 1 6,454 194,922 SH Shared-Defined 0 194,922
Becton Dickinson COM 075887 10 9 3,038 41,438 SH Shared-Defined 0 41,438
Berkshire Hathaway COM 084670 70 2 1,151 16,200 SH Shared-Defined 0 16,200
Brookdale Senior Living COM 112463 10 4 3,198 23,220 SH Shared-Defined 0 23,220
Bunge Ltd COM G16962 10 5 1,473 25,273 SH Shared-Defined 0 25,273
Cadiz Inc COM 127537 20 7 3,434 434,112 SH Shared-Defined 0 434,112
Chubb Corporation COM 171232 10 1 1,202 20,030 SH Shared-Defined 0 20,030
Cisco Systems COM 17275R 10 2 1,325 85,500 SH Shared-Defined 0 85,500
Citigroup Inc COM 172967 42 4 3,198 79,877 SH Shared-Defined 0 79,877
Citrix Systems COM 177376 10 0 2,058 37,735 SH Shared-Defined 0 37,735
Coca-Cola COM 191216 10 0 16,799 248,650 SH Shared-Defined 0 248,650
Colgate-Palmolive COM 194162 10 3 51,595 581,813 SH Shared-Defined 0 581,813
ConocoPhillips COM 20825C 10 4 1,050 16,575 SH Shared-Defined 0 16,575
Ctrip.Com International Ltd AMERICAN DEP SHS 22943F 10 0 3,198 196,868 SH Shared-Defined 0 196,868
DaVita Inc COM 23918K 10 8 5,290 84,404 SH Shared-Defined 0 84,404
Dominion Resources Inc COM 25746U 10 9 8,524 167,902 SH Shared-Defined 0 167,902
EMC Corporation COM 268648 10 2 21,648 1,031,347 SH Shared-Defined 0 1,031,347
Emerson Electric Co COM 291011 10 4 19,972 483,457 SH Shared-Defined 0 483,457
Estee Lauder Co Inc COM 518439 10 4 3,198 46,235 SH Shared-Defined 0 46,235
Express Scripts Inc COM 302182 10 0 3,784 102,079 SH Shared-Defined 0 102,079
Exxon Mobil Corporation COM 30231G 10 2 6,492 89,381 SH Shared-Defined 0 89,381
Goldcorp Inc COM 380956 40 9 9,115 199,710 SH Shared-Defined 0 199,710
Goldman Sachs Group COM 38141G 10 4 1,322 13,980 SH Shared-Defined 0 13,980
Google Inc COM 38259P 50 8 3,198 47,655 SH Shared-Defined 0 47,655
Hanover Insurance Group COM 410867 10 5 621 17,500 SH Shared-Defined 0 17,500
Hershey Co (The) COM 427866 10 8 653 11,030 SH Shared-Defined 0 11,030
Hess Corporation COM 42809H 10 7 4,088 77,918 SH Shared-Defined 0 77,918
Home Depot Inc COM 437076 10 2 4,194 127,584 SH Shared-Defined 0 127,584
Informatica Corporation COM 45666Q 10 2 3,198 174,505 SH Shared-Defined 0 174,505
Intel Corporation COM 458140 10 0 288 13,500 SH Shared-Defined 0 13,500
JP Morgan Chase COM 46625H 10 0 417 13,850 SH Shared-Defined 0 13,850
Kansas City Southern Industries COM 485170 30 2 9,853 197,217 SH Shared-Defined 0 197,217
Kraft Foods Inc COM 50075N 10 4 1,011 30,104 SH Shared-Defined 0 30,104
Lazard Ltd SHS A G54050 10 2 3,198 174,181 SH Shared-Defined 0 174,181
Marsh & McLennan COM 571748 10 2 24,075 906,772 SH Shared-Defined 0 906,772
McDonald's Corporation COM 580135 10 1 22,009 250,613 SH Shared-Defined 0 250,613
Merck & Co Inc COM 58933Y 10 5 531 16,240 SH Shared-Defined 0 16,240
Metlife Inc COM 59156R 10 8 1,692 60,400 SH Shared-Defined 0 60,400
MGM Resorts International COM 552953 10 1 3,198 71,730 SH Shared-Defined 0 71,730
Microsoft Corporation COM 594918 10 4 2,164 86,950 SH Shared-Defined 0 86,950
Monsanto Com US$0.01 COM 61166W 10 10 2,071 34,500 SH Shared-Defined 0 34,500
National Oilwell Varco COM 637071 10 1 6,370 124,359 SH Shared-Defined 0 124,359
Northern Trust Corporation COM 665859 10 4 5,463 156,170 SH Shared-Defined 0 156,170
Nuvasive Inc COM 670704 10 5 3,198 224,028 SH Shared-Defined 0 224,028
Oracle Corporation COM 68389X 10 5 11,769 409,513 SH Shared-Defined 0 409,513
Pepsico Inc COM 713448 10 8 720 11,625 SH Shared-Defined 0 11,625
Pfizer Inc COM 717081 10 3 26,704 1,510,416 SH Shared-Defined 0 1,510,416
Philip Morris International COM 718172 10 9 23,607 378,436 SH Shared-Defined 0 378,436
Polypore Intl Inc COM 73179V 10 3 3,198 137,120 SH Shared-Defined 0 137,120
Praxair Inc COM 74005p 10 4 32,352 346,086 SH Shared-Defined 0 346,086
Procter & Gamble Co COM 742718 10 9 1,181 18,694 SH Shared-Defined 0 18,694
Qualcomm Inc COM 747525 10 3 27,675 569,092 SH Shared-Defined 0 569,092
Reynolds American COM 761716 10 6 43,654 1,164,726 SH Shared-Defined 0 1,164,726
Ryanair Holdings SPONSORED ADR 783513 10 4 3,198 49,337 SH Shared-Defined 0 49,337
Salesforce.com Inc COM 79466L 30 2 18,797 164,485 SH Shared-Defined 0 164,485
Schlumberger COM 806857 10 8 24,266 406,269 SH Shared-Defined 0 406,269
Soufun Holdings Ltd ADR 836034 10 8 3,877 380,821 SH Shared-Defined 0 380,821
Southern Co COM 842587 10 7 2,822 66,610 SH Shared-Defined 0 66,610
Telecomunicacoes de Sao Paulo SPON ADR PFD 87929A 10 2 1,296 48,992 SH Shared-Defined 0 48,992
Trina Solar Limited SPON ADR 89628E 10 4 193 31,817 SH Shared-Defined 0 31,817
United Technologies Corporation COM 913017 10 9 18,264 259,580 SH Shared-Defined 0 259,580
Verizon Communications COM 92343V 10 4 7,209 195,900 SH Shared-Defined 0 195,900
Wisconsin Energy Corporation COM 976657 10 6 15,573 497,705 SH Shared-Defined 0 497,705