0001344114-11-000016.txt : 20110715 0001344114-11-000016.hdr.sgml : 20110715 20110715104020 ACCESSION NUMBER: 0001344114-11-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110715 DATE AS OF CHANGE: 20110715 EFFECTIVENESS DATE: 20110715 FILER: COMPANY DATA: COMPANY CONFORMED NAME: J O Hambro Investment Management Ltd CENTRAL INDEX KEY: 0001344114 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11544 FILM NUMBER: 11969342 BUSINESS ADDRESS: STREET 1: 21 ST JAMES'S SQUARE CITY: LONDON STATE: X0 ZIP: SW1Y 4HB BUSINESS PHONE: 00 44 207484 7484 MAIL ADDRESS: STREET 1: 21 ST JAMES'S SQUARE CITY: LONDON STATE: X0 ZIP: SW1Y 4HB 13F-HR 1 johim13f-063011.txt JOHAMBRO 13F 06302011 johim13f-033111 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [X]; Amendment Number: 2 This Amendment (Check only one): [X] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: J O Hambro Investment Management Limited 21 St. James Square London SW1Y 4HB Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Hugh Grootenhuis Title: Chief Executive Officer Phone: +44 20 7484 7476 Signature, Place, and Date of Signing: /s/ Hugh Grootenhuis London, England July 15, 2011 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------------- Form 13F Information Table Entry Total: 77 ----------------------- Form 13F Information Table Value Total: $758,649 (x 1000) ----------------------- List of Other Included Managers: NONE J O HAMBRO INVESTMENT MANAGEMENT LIMITED Name of Reporting Manager Form 13F Information Table Name of Issuer Type of Value Shrs or Shr/ Investment Other Voting Authority Class Cusip (x$1000) Prn Amt. Prn Discretion Managers Sole Shared None 51JOB INC ADR REP COM 316827104 6,663 118,714 SH Shared-Defined 0 118,714 AGCO CORPORATION COM 001084102 6,054 122,640 SH Shared-Defined 0 122,640 ALTRIA GROUP INC COM COM 02209S103 5,809 219,967 SH Shared-Defined 0 219,967 AMERICAN EXPRESS COM COM 025816109 5,656 108,128 SH Shared-Defined 0 303,128 AMERICAN TOWER CORP CLASS A COM 029912201 5,485 108,076 SH Shared-Defined 0 108,076 AMPHENOL CORP CLASS A COM 032095101 804 14,890 SH Shared-Defined 0 14,890 APACHE CORPORATION COM 037411105 6,419 52,018 SH Shared-Defined 0 52,018 APPLE INC COM COM 037833100 31,362 93,432 SH Shared-Defined 0 93,432 AT&T INC COM COM 00206R102 5,055 160,945 SH Shared-Defined 0 160,945 BANCO BRADESCO SA ADR COM 059460303 6,001 292,868 SH Shared-Defined 0 292,868 BE AEROSPACE COM 073302101 7,628 186,922 SH Shared-Defined 0 186,922 BECKTON DICKINSON COM 075887109 2,585 30,000 SH Shared-Defined 0 30,000 BERKSHIRE HATHAWAY cLASS B COM 084670702 1,254 16,200 SH Shared-Defined 0 16,200 BROOKDALE SN LIVING COM 112463104 857 35,360 SH Shared-Defined 0 35,360 BRUNSWICK CAP LTD COM 117043109 557 284,204 SH Shared-Defined 0 284,204 BUNGE LIMITED COM COM G16962105 1,743 25,273 SH Shared-Defined 0 25,273 CADIZ INC COM 127537207 4,750 437,412 SH Shared-Defined 0 437,412 CELGENE CORP COM COM 151020104 7,281 120,700 SH Shared-Defined 0 120,700 CHEVRON CORP COM COM 166764100 6,551 63,697 SH Shared-Defined 0 63,697 CHUBB CORP COM COM 171232101 1,254 20,030 SH Shared-Defined 0 20,030 CISCO SYSTEMS COM COM 17275R102 1,342 86,000 SH Shared-Defined 0 86,000 CITIGROUP INC COM COM 172967101 17,887 429,556 SH Shared-Defined 0 429,556 CITRIX SYSTEMS INC COM COM 177376100 3,100 38,750 SH Shared-Defined 0 38,750 COCA-COLA COM COM 191216107 16,611 246,850 SH Shared-Defined 0 246,850 COLGATE-PALMOLIVE CO. COM 194162103 53,229 608,963 SH Shared-Defined 0 608,963 CONCUR TECHNOLOGIES INC COM 206708109 2,026 40,455 SH Shared-Defined 0 40,455 CONOCOPHILLIPS COM COM 20825C104 1,269 16,875 SH Shared-Defined 0 16,875 CTRIP.COM INTERNATIONAL ADS COM 22943F100 7,077 164,268 SH Shared-Defined 0 164,268 DAVITA INC COM COM 23918K108 7,310 84,404 SH Shared-Defined 0 84,404 DOMINION RESOURCES INC COM COM 25746U109 6,751 139,862 SH Shared-Defined 0 139,862 EMC CORPORATION COM 268648102 32,043 1,163,077 SH Shared-Defined 0 1,163,077 EMERSON ELECTRIC CO COM COM 291011104 31,621 562,144 SH Shared-Defined 0 562,144 EXPRESS SCRIPTS INC COM COM 302182100 5,535 102,529 SH Shared-Defined 0 102,529 EXXON MOBIL CORP COM 30231G102 7,365 90,501 SH Shared-Defined 0 90,501 GOLDCORP INC COM COM 380956409 5,249 108,734 SH Shared-Defined 0 108,734 GOLDMAN SACHS GROUP COM COM 38141G104 1,887 14,180 SH Shared-Defined 0 14,180 GOOGLE INC COM COM 38259P508 24,947 49,266 SH Shared-Defined 0 49,266 HERSHEY CO COM 427866108 627 11,030 SH Shared-Defined 0 11,030 HESS CORPORATION COM COM 42809H107 5,825 77,918 SH Shared-Defined 0 77,918 HOME DEPOT INC COM COM 437076102 4,621 127,584 SH Shared-Defined 0 127,584 INFORMATICA CORP COM COM 45666Q102 13,737 235,105 SH Shared-Deinded 0 235,105 INTEL CORPORATION COM 458140102 299 13,500 SH Shared-Deinded 0 13,500 INTERCONTINENTAL EXCHANGE COM 45865V100 3,217 25,792 SH Shared-Defined 0 25,792 KANSAS CITY SOUTHERN IND COM 485170309 15,516 261,524 SH Shared-Defined 0 261,524 KRAFT FOODS INC COM COM 50075N104 10,799 31,183 SH Shared-Defined 0 31,183 LAZARD LTD COM G54050102 10,545 284,231 SH Shared-Defined 0 284,231 MARSH & MCLENNAN COS INC COM 571748102 359 11,502 SH Shared-Defined 0 11,502 MCDONALD'S CORPORATION COM COM 580135107 11,464 135,960 SH Shared-Defined 0 135,960 MERCK & CO. INC COM 58933Y105 573 16,240 SH Shared-Defined 0 16,240 METLIFE INC COM COM 59156R108 5,692 129,747 SH Shared-Defined 0 129,747 MGM RESORTS INTERNATIONAL COM 552953101 963 72,880 SH Shared-Defined 0 72,880 MICROSOFT CORPORATION COM COM 594918104 2,261 86,950 SH Shared-Defined 0 86,950 MOLEX INC COM COM 608554101 814 31,580 SH Shared-Defined 0 31,580 MONSANTO COM COM 61166W101 2,552 35,175 SH Shared-Defined 0 35,175 NALCO HOLDING CO COM 62985Q101 381 13,700 SH Shared-Defined 0 13,700 NATINAL OILWELL VARCO COM COM 637071101 13,205 168,836 SH Shared-Defined 0 168,836 NUVASIVE INC COM COM 670704105 9,704 295,131 SH Shared-Defined 0 295,131 ORACLE CORP COM 68389X105 13,179 400,463 SH Shared-Defined 0 400,463 PEPSICO CORP CAP STOCK COM 713448108 819 11,625 SH Shared-Defined 0 11,625 PFIZER INC COM 717081103 25,287 1,227,501 SH Shared-Defined 0 1,227,501 PHILIP MORRIS INTERNATIONAL COM 718172109 25,754 385,716 SH Shared-Defined 0 385,716 PRAXAIR INC COM 74005P104 29,553 272,650 SH Shared-Defined 0 272,650 PRINCIPAL FINANCIAL GROUP COM 74251V102 707 23,150 SH Shared-Defined 0 23,150 PROCTOR & GAMBLE CO COM 742718109 1,188 18,694 SH Shared-Defined 0 18,694 QUALCOMM INC COM COM 747525103 35,364 622,722 SH Shared-Defined 0 622,722 REYNOLDS AMERICAN INC COM 761713106 43,197 1,165,906 SH Shared-Defined 0 1,165,906 RYANAIR COM 783513104 1,448 49,337 SH Shared-Defined 0 49,337 SALESFORCE.COM INC COM 79466L302 27,776 186,439 SH Shared-Defined 0 186,439 SCHLUMBERGER COM COM 806857108 38,454 445,075 SH Shared-Defined 0 445,075 SK TELECOM SPN ADR COM 78440P108 1,683 90,000 SH Shared-Defined 0 90,000 SOFUN HOLDINGS LTD ADR COM 836034108 10,180 492,740 SH Shared-Defined 0 492,740 SOUTHERN CO COM COM 842587107 2,690 66,610 SH Shared-Defined 0 66,610 TELECOM DE SAO PAULO ADR COM 87929A102 1,515 51,007 SH Shared-Defiend 0 51,007 TRINASOLAR LTD COM 89628E104 759 33,844 SH Shared-Defiend 0 33,844 UNITED TECHNOLOGIES CORP COM 913017109 23,611 266,765 SH Shared-Defiend 0 266,765 VERIZON COMMUNICATIONS COM 92343V104 7,569 203,300 SH Shared-Defined 0 203,300 WISCONSIN ENERGY CORP COM 976657106 15,265 486,935 SH Shared-Defined 0 486,935