0001344114-11-000016.txt : 20110715
0001344114-11-000016.hdr.sgml : 20110715
20110715104020
ACCESSION NUMBER: 0001344114-11-000016
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110715
DATE AS OF CHANGE: 20110715
EFFECTIVENESS DATE: 20110715
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: J O Hambro Investment Management Ltd
CENTRAL INDEX KEY: 0001344114
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11544
FILM NUMBER: 11969342
BUSINESS ADDRESS:
STREET 1: 21 ST JAMES'S SQUARE
CITY: LONDON
STATE: X0
ZIP: SW1Y 4HB
BUSINESS PHONE: 00 44 207484 7484
MAIL ADDRESS:
STREET 1: 21 ST JAMES'S SQUARE
CITY: LONDON
STATE: X0
ZIP: SW1Y 4HB
13F-HR
1
johim13f-063011.txt
JOHAMBRO 13F 06302011
johim13f-033111
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [X]; Amendment Number: 2
This Amendment (Check only one): [X] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: J O Hambro Investment Management Limited
21 St. James Square
London SW1Y 4HB
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Hugh Grootenhuis
Title: Chief Executive Officer
Phone: +44 20 7484 7476
Signature, Place, and Date of Signing:
/s/ Hugh Grootenhuis London, England July 15, 2011
--------------------- --------------------- -------------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------------------
Form 13F Information Table Entry Total: 77
-----------------------
Form 13F Information Table Value Total: $758,649 (x 1000)
-----------------------
List of Other Included Managers:
NONE
J O HAMBRO INVESTMENT MANAGEMENT LIMITED
Name of Reporting Manager
Form 13F Information Table
Name of Issuer Type of Value Shrs or Shr/ Investment Other Voting Authority
Class Cusip (x$1000) Prn Amt. Prn Discretion Managers Sole Shared None
51JOB INC ADR REP COM 316827104 6,663 118,714 SH Shared-Defined 0 118,714
AGCO CORPORATION COM 001084102 6,054 122,640 SH Shared-Defined 0 122,640
ALTRIA GROUP INC COM COM 02209S103 5,809 219,967 SH Shared-Defined 0 219,967
AMERICAN EXPRESS COM COM 025816109 5,656 108,128 SH Shared-Defined 0 303,128
AMERICAN TOWER CORP CLASS A COM 029912201 5,485 108,076 SH Shared-Defined 0 108,076
AMPHENOL CORP CLASS A COM 032095101 804 14,890 SH Shared-Defined 0 14,890
APACHE CORPORATION COM 037411105 6,419 52,018 SH Shared-Defined 0 52,018
APPLE INC COM COM 037833100 31,362 93,432 SH Shared-Defined 0 93,432
AT&T INC COM COM 00206R102 5,055 160,945 SH Shared-Defined 0 160,945
BANCO BRADESCO SA ADR COM 059460303 6,001 292,868 SH Shared-Defined 0 292,868
BE AEROSPACE COM 073302101 7,628 186,922 SH Shared-Defined 0 186,922
BECKTON DICKINSON COM 075887109 2,585 30,000 SH Shared-Defined 0 30,000
BERKSHIRE HATHAWAY cLASS B COM 084670702 1,254 16,200 SH Shared-Defined 0 16,200
BROOKDALE SN LIVING COM 112463104 857 35,360 SH Shared-Defined 0 35,360
BRUNSWICK CAP LTD COM 117043109 557 284,204 SH Shared-Defined 0 284,204
BUNGE LIMITED COM COM G16962105 1,743 25,273 SH Shared-Defined 0 25,273
CADIZ INC COM 127537207 4,750 437,412 SH Shared-Defined 0 437,412
CELGENE CORP COM COM 151020104 7,281 120,700 SH Shared-Defined 0 120,700
CHEVRON CORP COM COM 166764100 6,551 63,697 SH Shared-Defined 0 63,697
CHUBB CORP COM COM 171232101 1,254 20,030 SH Shared-Defined 0 20,030
CISCO SYSTEMS COM COM 17275R102 1,342 86,000 SH Shared-Defined 0 86,000
CITIGROUP INC COM COM 172967101 17,887 429,556 SH Shared-Defined 0 429,556
CITRIX SYSTEMS INC COM COM 177376100 3,100 38,750 SH Shared-Defined 0 38,750
COCA-COLA COM COM 191216107 16,611 246,850 SH Shared-Defined 0 246,850
COLGATE-PALMOLIVE CO. COM 194162103 53,229 608,963 SH Shared-Defined 0 608,963
CONCUR TECHNOLOGIES INC COM 206708109 2,026 40,455 SH Shared-Defined 0 40,455
CONOCOPHILLIPS COM COM 20825C104 1,269 16,875 SH Shared-Defined 0 16,875
CTRIP.COM INTERNATIONAL ADS COM 22943F100 7,077 164,268 SH Shared-Defined 0 164,268
DAVITA INC COM COM 23918K108 7,310 84,404 SH Shared-Defined 0 84,404
DOMINION RESOURCES INC COM COM 25746U109 6,751 139,862 SH Shared-Defined 0 139,862
EMC CORPORATION COM 268648102 32,043 1,163,077 SH Shared-Defined 0 1,163,077
EMERSON ELECTRIC CO COM COM 291011104 31,621 562,144 SH Shared-Defined 0 562,144
EXPRESS SCRIPTS INC COM COM 302182100 5,535 102,529 SH Shared-Defined 0 102,529
EXXON MOBIL CORP COM 30231G102 7,365 90,501 SH Shared-Defined 0 90,501
GOLDCORP INC COM COM 380956409 5,249 108,734 SH Shared-Defined 0 108,734
GOLDMAN SACHS GROUP COM COM 38141G104 1,887 14,180 SH Shared-Defined 0 14,180
GOOGLE INC COM COM 38259P508 24,947 49,266 SH Shared-Defined 0 49,266
HERSHEY CO COM 427866108 627 11,030 SH Shared-Defined 0 11,030
HESS CORPORATION COM COM 42809H107 5,825 77,918 SH Shared-Defined 0 77,918
HOME DEPOT INC COM COM 437076102 4,621 127,584 SH Shared-Defined 0 127,584
INFORMATICA CORP COM COM 45666Q102 13,737 235,105 SH Shared-Deinded 0 235,105
INTEL CORPORATION COM 458140102 299 13,500 SH Shared-Deinded 0 13,500
INTERCONTINENTAL EXCHANGE COM 45865V100 3,217 25,792 SH Shared-Defined 0 25,792
KANSAS CITY SOUTHERN IND COM 485170309 15,516 261,524 SH Shared-Defined 0 261,524
KRAFT FOODS INC COM COM 50075N104 10,799 31,183 SH Shared-Defined 0 31,183
LAZARD LTD COM G54050102 10,545 284,231 SH Shared-Defined 0 284,231
MARSH & MCLENNAN COS INC COM 571748102 359 11,502 SH Shared-Defined 0 11,502
MCDONALD'S CORPORATION COM COM 580135107 11,464 135,960 SH Shared-Defined 0 135,960
MERCK & CO. INC COM 58933Y105 573 16,240 SH Shared-Defined 0 16,240
METLIFE INC COM COM 59156R108 5,692 129,747 SH Shared-Defined 0 129,747
MGM RESORTS INTERNATIONAL COM 552953101 963 72,880 SH Shared-Defined 0 72,880
MICROSOFT CORPORATION COM COM 594918104 2,261 86,950 SH Shared-Defined 0 86,950
MOLEX INC COM COM 608554101 814 31,580 SH Shared-Defined 0 31,580
MONSANTO COM COM 61166W101 2,552 35,175 SH Shared-Defined 0 35,175
NALCO HOLDING CO COM 62985Q101 381 13,700 SH Shared-Defined 0 13,700
NATINAL OILWELL VARCO COM COM 637071101 13,205 168,836 SH Shared-Defined 0 168,836
NUVASIVE INC COM COM 670704105 9,704 295,131 SH Shared-Defined 0 295,131
ORACLE CORP COM 68389X105 13,179 400,463 SH Shared-Defined 0 400,463
PEPSICO CORP CAP STOCK COM 713448108 819 11,625 SH Shared-Defined 0 11,625
PFIZER INC COM 717081103 25,287 1,227,501 SH Shared-Defined 0 1,227,501
PHILIP MORRIS INTERNATIONAL COM 718172109 25,754 385,716 SH Shared-Defined 0 385,716
PRAXAIR INC COM 74005P104 29,553 272,650 SH Shared-Defined 0 272,650
PRINCIPAL FINANCIAL GROUP COM 74251V102 707 23,150 SH Shared-Defined 0 23,150
PROCTOR & GAMBLE CO COM 742718109 1,188 18,694 SH Shared-Defined 0 18,694
QUALCOMM INC COM COM 747525103 35,364 622,722 SH Shared-Defined 0 622,722
REYNOLDS AMERICAN INC COM 761713106 43,197 1,165,906 SH Shared-Defined 0 1,165,906
RYANAIR COM 783513104 1,448 49,337 SH Shared-Defined 0 49,337
SALESFORCE.COM INC COM 79466L302 27,776 186,439 SH Shared-Defined 0 186,439
SCHLUMBERGER COM COM 806857108 38,454 445,075 SH Shared-Defined 0 445,075
SK TELECOM SPN ADR COM 78440P108 1,683 90,000 SH Shared-Defined 0 90,000
SOFUN HOLDINGS LTD ADR COM 836034108 10,180 492,740 SH Shared-Defined 0 492,740
SOUTHERN CO COM COM 842587107 2,690 66,610 SH Shared-Defined 0 66,610
TELECOM DE SAO PAULO ADR COM 87929A102 1,515 51,007 SH Shared-Defiend 0 51,007
TRINASOLAR LTD COM 89628E104 759 33,844 SH Shared-Defiend 0 33,844
UNITED TECHNOLOGIES CORP COM 913017109 23,611 266,765 SH Shared-Defiend 0 266,765
VERIZON COMMUNICATIONS COM 92343V104 7,569 203,300 SH Shared-Defined 0 203,300
WISCONSIN ENERGY CORP COM 976657106 15,265 486,935 SH Shared-Defined 0 486,935