-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R/KVTuhULAt9oL5t1jB7kSdpx71WxlKEQuOquGnHFhqwFIaayEFxDYzwzN81yM5P 3PB4o4zjXYEza9lD3yWJKA== 0001344114-11-000002.txt : 20110127 0001344114-11-000002.hdr.sgml : 20110127 20110127115619 ACCESSION NUMBER: 0001344114-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110127 DATE AS OF CHANGE: 20110127 EFFECTIVENESS DATE: 20110127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: J O Hambro Investment Management Ltd CENTRAL INDEX KEY: 0001344114 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11544 FILM NUMBER: 11551217 BUSINESS ADDRESS: STREET 1: 21 ST JAMES'S SQUARE CITY: LONDON STATE: X0 ZIP: SW1Y 4HB BUSINESS PHONE: 00 44 207484 7484 MAIL ADDRESS: STREET 1: 21 ST JAMES'S SQUARE CITY: LONDON STATE: X0 ZIP: SW1Y 4HB 13F-HR 1 johim13f-123110.txt J O HAMBRO 13F 12312010 johim13f-093010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Dectember 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: J O Hambro Investment Management Limited 21 St. James Square London SW1Y 4HB Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Hugh Grootenhuis Title: Chief Executive Officer Phone: +44 20 7484 7476 Signature, Place, and Date of Signing: /s/ Hugh Grootenhuis London, England January 28, 2010 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------------- Form 13F Information Table Entry Total: 59 ----------------------- Form 13F Information Table Value Total: $534,952 (x 1000) ----------------------- List of Other Included Managers: NONE J O HAMBRO INVESTMENT MANAGEMENT LIMITED Name of Reporting Manager Form 13F Information Table Name of Issuer Type of Value Shrs or Shr/ Investment Other Voting Authority Class Cusip (x$1000) Prn Amt. Prn Discretion Managers Sole Shared None 51JOB INC ADR REP COM 316827104 17,255 350,348 SH Shared-Defined 0 350,348 AMERICAN EXPRESS COM COM 025816109 1,176 27,390 SH Shared-Defined 0 27,390 AMPHENOL CORP CLASS A COM 032095101 11,206 212,319 SH Shared-Defined 0 212,319 APPLE INC COM COM 037833100 26,041 80,732 SH Shared-Defined 0 80,732 AT&T INC COM COM 00206R102 5,567 189,495 SH Shared-Defined 0 189,495 BANK OF AMERICA CORP COM COM 060505104 277 20,728 SH Shared-Defined 0 20,728 BERKSHIRE HATHAWAY cLASS B COM 084670702 1,420 17,730 SH Shared-Defined 0 17,730 BROOKDALE SN LIVING COM 112463104 3,934 183,735 SH Shared-Defined 0 183,735 BRUNSWICK CAP LTD COM 117043109 557 284,204 SH Shared-Defined 0 284,204 CADIZ INC COM 127537207 5,379 432,412 SH Shared-Defined 0 432,412 CELGENE CORP Com COM 151020104 7,216 122,014 SH Shared-Defined 0 122,014 CHEVRON CORP COM COM 166764100 4,454 48,807 SH Shared-Defined 0 48,807 CHUBB CORP COM COM 171232101 1,320 22,130 SH Shared-Defined 0 22,130 CITIGROUP INC COM COM 172967101 18,100 3,826,572 SH Shared-Defined 0 3,826,572 COLGATE-PALMOLIVE CO. COM 194162103 50,765 631,646 SH Shared-Defined 0 631,646 CONCUR TECHNOLOGIES INC COM 206708109 5,516 106,215 SH Shared-Defined 0 106,215 CTRIP.COM INTERNATIONAL ADS COM 22943F100 1,296 32,038 SH Shared-Defined 0 32,038 DOMINION RESOURCES INC COM COM 25746U109 6,953 162,762 SH Shared-Defined 0 162,762 EMERSON ELECTRIC CO COM COM 291011104 42,885 750,131 SH Shared-Defined 0 750,131 ESTEE LAUDER CO COM 518439104 17,002 210,685 SH Shared-Defined 0 210,685 EXXON MOBIL CORP COM 30231G102 6,811 93,151 SH Shared-Defined 0 93,151 GLOBAL DEFENSE TECH SYS COM COM 37950B107 809 48,000 SH Shared-Defined 0 48,000 GOOGLE INC COM COM 38259P508 16,250 27,359 SH Shared-Defined 0 27,359 HARTFORD FINANCIAL COM 416515104 360 13,600 SH Shared-Defined 0 13,600 HERSHEY CO COM 427866108 520 11,030 SH Shared-Defined 0 11,030 HYPERDYNAMICS CORP COM COM 448954107 219 44,200 SH Shared-Defined 0 44,200 INFORMATICA CORP COM COM 45666Q102 10,068 228,665 SH Shared-Deinded 0 228,665 INTEL CORP COM COM 458140100 268 12,760 SH Shared-Defined 0 12,760 INTERCONTINENTAL EXCHANGE COM 45865V100 3,739 31,380 SH Shared-Defined 0 31,380 ISHARES MSCI ACWI INDEX FUND COM 464288257 6,713 143,400 SH Shared-Defined 0 143,400 ITT INDUSTRIES INC COM COM 450911102 8,678 166,530 SH Shared-Defined 0 166,530 JP MORGAN CHASE COM COM 46625H100 588 13,850 SH Shared-Defined 0 13,850 KRAFT FOODS INC COM COM 50075N104 1,003 31,837 SH Shared-Defined 0 31,837 LAZARD LTD COM G54050102 8,526 215,910 SH Shared-Defined 0 215,910 MARSH & MCLENNAN COS INC COM 571748102 314 11,502 SH Shared-Defined 0 11,502 MERCK & CO. INC COM 58933Y105 585 16,240 SH Shared-Defined 0 16,240 NALCO HOLDING CO COM 62985Q101 974 30,500 SH Shared-Defined 0 30,500 NUVASIVE INC COM COM 670704105 6,954 271,098 SH Shared-Defined 0 271,098 ORACLE CORP COM 68389X105 407 13,000 SH Shared-Defined 0 13,000 PEPSICO INC COM 713448108 4,473 68,475 SH Shared-Defined 0 68,475 PETROLEO BRASILEIRO SA ADR COM 71654V408 7,237 191,256 SH Shared-Defined 0 191,256 PFIZER INC COM 717081103 14,380 821,246 SH Shared-Defined 0 821,246 PHILIP MORRIS INTERNATIONAL COM 718172109 22,110 377,751 SH Shared-Defined 0 377,751 PRAXAIR INC COM 74005P104 3,599 37,700 SH Shared-Defined 0 37,700 PROCTOR & GAMBLE CO COM 742718109 1,073 16,684 SH Shared-Defined 0 16,684 QUALCOMM INC COM COM 747525103 26,681 539,122 SH Shared-Defined 0 539,122 REYNOLDS AMERICAN INC COM 761713106 34,952 1,071,488 SH Shared-Defined 0 1,071,488 RYANAIR COM 783513104 2,035 66,169 SH Shared-Defined 0 66,169 SALESFORCE.COM INC COM 79466L302 23,688 179,456 SH Shared-Defined 0 179,456 SCHLUMBERGER COM COM 806857108 41,569 497,828 SH Shared-Defined 0 497,828 SK TELECOM SPN ADR COM 78440P108 1,304 70,000 SH Shared-Defined 0 70,000 SOFUN HOLDINGS LTD ADR COM 836034108 5,695 79,630 SH Shared-Defined 0 79,630 SOUTHERN CO COM COM 842587107 14,194 371,275 SH Shared-Defined 0 371,275 TRINASOLAR LTD COM 89628E104 793 33,844 SH Shared-Defiend 0 33,844 UNITED TECHNOLOGIES CORP COM 913017109 20,417 259,356 SH Shared-Defiend 0 259,356 VERIZON COMMUNICATIONS COM 92343V104 4,483 125,300 SH Shared-Defined 0 125,300 VIVO PARTICIPACOES ADS ADR COM 92855S200 1,092 33,500 SH Shared-Defined 0 33,500 WAL-MART STORES INC COM 931142103 1,285 23,825 SH Shared-Defined 0 23,825 WISCONSIN ENERGY CORP COM 976657106 1,785 30,334 SH Shared-Defined 0 30,334
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