-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PoHQTIpozOPXPAc7msx8ogj+Q+hF1VRvdJAc1SIF9dfdNknzacrn6gNal60We3v/ El00mL0rItdMdo5dV8DNCw== 0001344114-09-000010.txt : 20090729 0001344114-09-000010.hdr.sgml : 20090729 20090729115403 ACCESSION NUMBER: 0001344114-09-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090729 DATE AS OF CHANGE: 20090729 EFFECTIVENESS DATE: 20090729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: J O Hambro Investment Management Ltd CENTRAL INDEX KEY: 0001344114 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11544 FILM NUMBER: 09969340 BUSINESS ADDRESS: STREET 1: 21 ST JAMES'S SQUARE CITY: LONDON STATE: X0 ZIP: SW1Y 4HB BUSINESS PHONE: 00 44 207484 7484 MAIL ADDRESS: STREET 1: 21 ST JAMES'S SQUARE CITY: LONDON STATE: X0 ZIP: SW1Y 4HB 13F-HR 1 johim13f-063009.txt johim13f-063009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: J O Hambro Investment Management Limited 21 St. James Square London SW1Y 4HB Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Hugh Grootenhuis Title: Chief Executive Officer Phone: +44 20 7484 7476 Signature, Place, and Date of Signing: /s/ Hugh Grootenhuis London, England July 29, 2009 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------------- Form 13F Information Table Entry Total: 48 ----------------------- Form 13F Information Table Value Total: $273,362 (x 1000) ----------------------- List of Other Included Managers: NONE J O HAMBRO INVESTMENT MANAGEMENT LIMITED Name of Reporting Manager Form 13F Information Table Name of Issuer Type of Value Shrs or Shr/ Investment Other Voting Authority Class Cusip (x$1000) Prn Amt. Prn Discretion Managers Sole Shared None ACTIVISION BLIZZARD Inc Com COM 00507V109 4,134 327,350 SH Shared-Defined 0 327,350 AMERICAN EXPRESS CO COM 025816109 1,269 54,625 SH Shared-Defined 0 54,625 AMPHENOL CORP CLASS A COM 032095101 15,170 479,465 SH Shared-Defined 0 479,465 AON CORP Com COM 037389103 3,378 89,200 SH Shared-Defined 0 89.200 BANK OF AMERICA CORP COM COM 060505104 22,094 1,673,815 SH Shared-Defined 0 1,673,815 BRISTOL-MYERS SQUIBB Co Com COM 110122108 1,097 54,000 SH Shared-Defined 0 54,000 BROOKDALE SN LIVING COM 112463104 2,603 536,605 SH Shared-Defined 0 536,605 BRUNSWICK CAP LTD COM 117043109 3,205 1,954,545 SH Shared-Defined 0 1,954,545 CADIZ INC COM 127537207 3,480 361,402 SH Shared-Defined 0 361,402 CELGENE CORP Com COM 151020104 4,234 88,500 SH Shared-Defined 0 88,500 CHEVRON CORP COM COM 166764100 7,726 116,617 SH Shared-Defined 0 116,617 CHUBB CORP COM COM 171232101 9,435 236,590 SH Shared-Defined 0 236,590 COLGATE-PALMOLIVE CO. COM 194162103 21,973 310,618 SH Shared-Defined 0 310,618 Dr PEPPER SNAPPLE COM 26138E109 2,972 140,247 SH Shared-Defined 0 140,247 EL PASO CORP COM 28336I109 4,474 484,681 SH Shared-Defined 0 484,681 EXELON CORP COM COM 30161N101 4,825 94,220 SH Shared-Defined 0 94,220 EXXON MOBIL CORP COM 30231G102 7,371 105,426 SH Shared-Defined 0 105,426 FORD MOTOR COMPANY COM COM 345370860 535 88,200 SH Shared-Defined 0 88,200 GENERAL ELECTRIC CO COM 369604103 486 41,500 SH Shared-Defined 0 41,500 GOOGLE INC CLASS A COM 38259P508 13,693 32,480 SH Shared-Defined 0 32,480 HERSHEY CO COM 427866108 454 12,620 SH Shared-Defined 0 12,620 INTERCONTINETAL EXCHANGE COM 45865V100 7,102 62,122 SH Shared-Defined 0 62,122 INVERNESS MED INNOV COM 46126P106 5,167 145,525 SH Shared-Defined 0 145,525 JOHNSON & JOHNSON COM COM 478160104 1,994 35,110 SH Shared-Defined 0 35,110 LOCKHEED MARTIN CORP COM 539830109 2,034 25,222 SH Shared-Defined 0 25,222 MARSH & MCLENNAN COS INC COM 571748102 2,264 112,452 SH Shared-Defined 0 112,452 MERCK & CO. INC COM 589331107 521 18,630 SH Shared-Defined 0 18,630 MICROSOFT CORP COM 594918104 1,440 60,560 SH Shared-Defined 0 60,560 MORGAN STANLEY COM COM 617446448 3,810 133,635 SH Shared-Defined 0 133,635 NUVASIVE INC COM COM 670704105 1,395 312,000 SH Shared-Defined 0 312,000 ORACLE CORP COM 68389X105 278 13,000 SH Shared-Defined 0 13,000 ORIENTAL EXPRESS HOTELS COM G67743107 242 28,500 SH Shared-Defined 0 28,500 PEPSICO INC COM 713448108 922 16,781 SH Shared-Defined 0 16,781 PFIZER INC COM 717081103 284 18,950 SH Shared-Defined 0 18,950 PHILIP MORRIS INTERNATIONAL COM 718172109 8,045 184,434 SH Shared-Defined 0 184,434 PRAXAIR INC COM 74005P104 1,431 20,130 SH Shared-Defined 0 20,130 PROCTOR & GAMBLE CO COM 742718109 1,818 35,576 SH Shared-Defined 0 35,576 QUALCOMM INC COM COM 747525103 5,717 126,492 SH Shared-Defined 0 126,492 REYNOLDS AMERICAN INC COM 761713106 13,342 345,479 SH Shared-Defined 0 345,479 SCHLUMBERGER COM 806857108 5,619 103,846 SH Shared-Defined 0 103,846 SOUTHERN CO COM COM 842587107 20,241 649,598 SH Shared-Defined 0 649,598 UNITED PARCEL SERVICES COM 911312106 3,655 73,119 SH Shared-Defined 0 73,119 VERIZON COMMUNICATIONS COM 92343V104 8,203 266,937 SH Shared-Defined 0 266,937 VISA INC COM 92826C839 8.247 132,460 SH Shared-Defined 0 132,460 WALGREEN CO COM COM 931422109 1,391 47,300 SH Shared-Defined 0 47,300 WAL MART STORES INC COM COM 931142103 5,218 107,720 SH Shared-Defined 0 107,720 WEATHERFORD INTERNATIONAL LTD COM H27013103 12,019 614,451 SH Shared-Defined 0 614,451 WISCONSIN ENERGY COM COM 976657106 1,207 29,660 SH Shared-Defined 0 29,660
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