0001140361-17-015196.txt : 20170407 0001140361-17-015196.hdr.sgml : 20170407 20170407123522 ACCESSION NUMBER: 0001140361-17-015196 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170407 DATE AS OF CHANGE: 20170407 EFFECTIVENESS DATE: 20170407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waverton Investment Management Ltd CENTRAL INDEX KEY: 0001344114 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11544 FILM NUMBER: 17748634 BUSINESS ADDRESS: STREET 1: 21 ST JAMES'S SQUARE CITY: LONDON STATE: X0 ZIP: SW1Y 4HB BUSINESS PHONE: 00 44 207484 7484 MAIL ADDRESS: STREET 1: 21 ST JAMES'S SQUARE CITY: LONDON STATE: X0 ZIP: SW1Y 4HB FORMER COMPANY: FORMER CONFORMED NAME: J O Hambro Investment Management Ltd DATE OF NAME CHANGE: 20051110 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001344114 XXXXXXXX 03-31-2017 03-31-2017 Waverton Investment Management Ltd
21 ST JAMES'S SQUARE LONDON X0 SW1Y 4HB
13F HOLDINGS REPORT 028-11544 N
Harish Shah Head of Legal and Compliance 02074847496 Harish Shah London X0 04-07-2017 0 98 1584048 false
INFORMATION TABLE 2 form13fInfoTable.xml AbbVie Inc COM 00287Y109 663 10169 SH SOLE 10169 0 0 Activision Blizzard Inc Com US$0.000001 COM 00507V109 17952 360044 SH SOLE 360044 0 0 Agco Corporation US$0.01 COM 001084102 3530 58663 SH SOLE 58663 0 0 Akamai Technologies Inc Com US$0.01 COM 00971T101 1153 19316 SH SOLE 19316 0 0 Alphabet Inc US$0.001 'A' CAP STK CL A 02079K305 92241 108800 SH SOLE 108800 0 0 Alphabet Inc US$0.001 'C' CAP STK CL C 02079K107 34575 41679 SH SOLE 41679 0 0 Altria Group Inc Com US$0.3333 COM 02209S103 5535 77500 SH SOLE 77500 0 0 Amazon.com Inc Com US$0.01 COM 023135106 62716 70743 SH SOLE 70743 0 0 American Express Co Com US$0.20 COM 025816109 28174 356140 SH SOLE 356140 0 0 American Tower Corporation Com US$0.01 COM 03027X100 11822 97265 SH SOLE 97265 0 0 Apache Corporation Com US$1.25 COM 037411105 987 19200 SH SOLE 19200 0 0 Apple Inc Com COM 037833100 119696 833189 SH SOLE 833189 0 0 B/E Aerospace Inc Com US$0.01 COM 073302101 5161 80500 SH SOLE 80500 0 0 Baidu Inc ADS Each Repr 0.10 Ord Class 'A' Share SPON ADR REP A 056752108 63527 368227 SH SOLE 368227 0 0 Banco Bradesco SA SPON ADR Rep 1 Pref SP ADR PFD NEW 059460303 1231 120243 SH SOLE 120243 0 0 Berkshire Hathaway 'B' Com US$0.1667 CL B NEW 084670702 57955 347703 SH SOLE 347703 0 0 Biogen Inc Com US$0.0005 COM 09062X103 52534 192135 SH SOLE 192135 0 0 Bunge Ltd Com US$0.01 COM G16962105 2003 25273 SH SOLE 25273 0 0 Cadiz Inc Com US$0.01 COM NEW 127537207 2423 161000 SH SOLE 161000 0 0 CDW Corporation Com US$0.01 COM 12514G108 690 11950 SH SOLE 11950 0 0 Centerpoint Energy Com COM 15189T107 591 21423 SH SOLE 21423 0 0 Church & Dwight Com US$1 COM 171340102 4173 83672 SH SOLE 83672 0 0 CIA Energ MG-CEMIG SPN ADR REP 1 PRF (LVL 2) CL A 204409601 608 184652 SH SOLE 184652 0 0 Cisco Systems Com US$0.001 COM 17275R102 3721 110094 SH SOLE 110094 0 0 Colgate-Palmolive Co Com US$1.00 COM 194162103 13309 181839 SH SOLE 181839 0 0 Comcast Corp Com Class 'A' US$1.00 CL A 20030N101 10252 272724 SH SOLE 272724 0 0 Convergys Corp Com COM 212485106 372 17604 SH SOLE 17604 0 0 Corning Inc Com US$0.50 COM 219350105 654 24221 SH SOLE 24221 0 0 Ctrip.Com International Ltd ADS Each Rep 0.5 Ord US$0.01 AMERICAN DEP SHS 22943F100 5810 118200 SH SOLE 118200 0 0 CVS Health Corp Com US$0.01 COM 126650100 2415 30760 SH SOLE 30760 0 0 DaVita Inc Com US$0.001 COM 23918K108 4228 62200 SH SOLE 62200 0 0 Delta Air Lines Inc Com US$0.0001 COM NEW 247361702 1319 28700 SH SOLE 28700 0 0 eBay Inc Com US$0.001 COM 278642103 618 18400 SH SOLE 18400 0 0 EOG Resources Inc COM 26875P101 65841 674943 SH SOLE 674943 0 0 ETFS Physical Swiss Gold (NUK) Shares US$ SHS 26922Y105 4972 41060 SH SOLE 41060 0 0 Express Scripts HL Com US$0.01 COM 30219G108 2470 37479 SH SOLE 37479 0 0 Exxon Mobil Corporation Com COM 30231G102 7550 92066 SH SOLE 92066 0 0 Facebook Inc Com CL A 30303M102 55015 387295 SH SOLE 387295 0 0 Foot Locker Inc Com US$0.01 COM 344849104 7867 105155 SH SOLE 105155 0 0 General Electric Co of America Com US$0.06 COM 369604103 32685 1096803 SH SOLE 1096803 0 0 Gilead Sciences Com US$0.001 COM 375558103 794 11686 SH SOLE 11686 0 0 Goldcorp Inc Com COM 380956409 719 49300 SH SOLE 49300 0 0 Goldman Sachs Group Com US$0.01 COM 38141G104 3696 16090 SH SOLE 16090 0 0 Goodyear Tire & Rubber Co Com COM 382550101 580 16122 SH SOLE 16122 0 0 Hess Corporation Com US$1 COM 42809H107 1230 25520 SH SOLE 25520 0 0 Home Depot Inc Com US$0.05 COM 437076102 9751 66410 SH SOLE 66410 0 0 Honeywell International Inc Com US$1.00 COM 438516106 32255 258312 SH SOLE 258312 0 0 Hutchison China MediTech Ltd ADR SPONSORED ADR 44842L103 2813 140988 SH SOLE 140988 0 0 International Paper Co Com US$1.00 COM 460146103 740 14572 SH SOLE 14572 0 0 J.P. Morgan FRN 28/01/2019 US$2,000 *W EXP 10/28/201 46634E114 599 600000 SH SOLE 600000 0 0 Johnson & Johnson Com US$1.00 COM 478160104 5065 40665 SH SOLE 40665 0 0 JP Morgan Chase Com US$1 (US quote) COM 46625H100 3154 35908 SH SOLE 35908 0 0 Kinder Morgan Inc COM 49456B101 473 21743 SH SOLE 21743 0 0 KLX Inc Com $0.01 COM 482539103 1750 39150 SH SOLE 39150 0 0 Korea Electric Power Corporation ADR SPON Each Rep 0.5 Com COM 50063B104 8942 431346 SH SOLE 431346 0 0 Lazard Ltd Com 'A' US$0.01 SHS A G54050102 1150 25000 SH SOLE 25000 0 0 Lear Corp Com US$0.01 COM NEW 521865204 3803 26861 SH SOLE 26861 0 0 LivaNova plc SHS G5509L101 564 11510 SH SOLE 11510 0 0 Lockheed Martin Corp Com US$1.00 COM 539830109 85054 317839 SH SOLE 317839 0 0 Marsh & McLennan Cos Inc Com US$1.00 COM 571748102 33984 459928 SH SOLE 459928 0 0 Mastercard Inc US$0.0001 Class 'A' CL A 57636Q104 1288 11455 SH SOLE 11455 0 0 McDonald's Corporation Com US$0.01 COM 580135101 3992 30800 SH SOLE 30800 0 0 Merck & Co Inc Com US$0.50 COM 58933Y105 1032 16240 SH SOLE 16240 0 0 Metlife Inc Com US$0.01 COM 59156R108 3190 60400 SH SOLE 60400 0 0 Microsoft Corporation Com US$0.0000125 COM 594918104 97880 1486180 SH SOLE 1486180 0 0 Mondelez Intl Inc Com US$0.01 CL A 609207105 1133 26306 SH SOLE 26306 0 0 Monsanto Com US$0.01 COM 61166W101 2694 23800 SH SOLE 23800 0 0 National Oilwell Varco Com US$0.01 COM 637071101 1604 40000 SH SOLE 40000 0 0 Netease Inc. ADR Rep. 24 Com SPONSORED ADR 64110W102 21107 74320 SH SOLE 74320 0 0 Northern Trust Corporation Com US$1.666 COM 665859104 4805 55500 SH SOLE 55500 0 0 Occidental Petroleum Corp Com US$0.20 USA (Regd) COM 674599105 5639 89000 SH SOLE 89000 0 0 Old Dominion Freight Line, Inc Com US$0.10 COM 679580100 3921 45818 SH SOLE 45818 0 0 Omnicom Group Com US$0.15 COM 681919106 1961 22750 SH SOLE 22750 0 0 ON Semiconductor US$0.01 COM 682189105 510 32934 SH SOLE 32934 0 0 Oracle Corporation Com US$0.01 COM 68389X105 3894 87283 SH SOLE 87283 0 0 Pfizer Inc Com US$0.05 COM 717081103 16554 483906 SH SOLE 483906 0 0 Powershares Variable Rate Preferred Portfolio Fund (ETF) VAR RATE PFD POR 73937B597 753 29600 SH SOLE 29600 0 0 Procter & Gamble Co Com COM 742718109 1394 15520 SH SOLE 15520 0 0 Progressive Corp Com US$1 COM 743315103 533 13595 SH SOLE 13595 0 0 Public Service Enterprise Group COM 744573106 607 13697 SH SOLE 13697 0 0 Reynolds American Com US$0.0001 COM 761713106 64996 1031354 SH SOLE 1031354 0 0 S&P Global Inc COM 78409V104 83113 635714 SH SOLE 635714 0 0 Salesforce.com Inc Com US$0.001 COM 79466L302 28044 339969 SH SOLE 339969 0 0 Schlumberger Com US$0.01 COM 806857108 1339 17150 SH SOLE 17150 0 0 Southern Copper Corporation Com US$0.01 COM 84265V105 500 13918 SH SOLE 13918 0 0 Steel Dynamics Inc Com US$0.01 COM 858119100 699 20111 SH SOLE 20111 0 0 Sysco Corp Com US$1.00 COM 871829107 645 12414 SH SOLE 12414 0 0 Taiwan Semiconductor Manufacturing ADS Rep 5 Ord TW$10 SPONSORED ADR 874039100 5442 165710 SH SOLE 165710 0 0 Time Warner Inc Com US$0.01 COM NEW 887317303 1167 11942 SH SOLE 11942 0 0 TJX Cos Inc Com US$1 COM 872540109 1269 16043 SH SOLE 16043 0 0 Union Pacific Corporation Com US$2.50 COM 907818108 37023 349540 SH SOLE 349540 0 0 US Bancorp US$0.01 COM NEW 902973304 51499 999977 SH SOLE 999977 0 0 Verizon Communications Com US$0.10 COM 92343V104 17597 360973 SH SOLE 360973 0 0 Visa Inc Com Stock US$0.0001 COM CL A 92826C839 33531 377299 SH SOLE 377299 0 0 W R Berkley Corp Com US$0.20 COM 084423102 1011 14317 SH SOLE 14317 0 0 Walt Disney Company Disney Com US$0.01 COM DISNEY 254687106 1686 14870 SH SOLE 14870 0 0 Wells Fargo & Co Com US$1 2/3 COM 949746101 92112 1654899 SH SOLE 1654899 0 0 WEX Inc COM 96208T104 1730 16711 SH SOLE 16711 0 0