0001209191-15-054830.txt : 20150618
0001209191-15-054830.hdr.sgml : 20150618
20150618192347
ACCESSION NUMBER: 0001209191-15-054830
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150618
FILED AS OF DATE: 20150618
DATE AS OF CHANGE: 20150618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MINDBODY, Inc.
CENTRAL INDEX KEY: 0001458962
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 201898451
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4051 BROAD STREET
STREET 2: SUITE 220
CITY: SAN LUIS OBISPO
STATE: CA
ZIP: 93401
BUSINESS PHONE: 877-755-4279
MAIL ADDRESS:
STREET 1: 4051 BROAD STREET
STREET 2: SUITE 220
CITY: SAN LUIS OBISPO
STATE: CA
ZIP: 93401
FORMER COMPANY:
FORMER CONFORMED NAME: Mindbody, Inc.
DATE OF NAME CHANGE: 20110627
FORMER COMPANY:
FORMER CONFORMED NAME: MINDBODY, Inc.
DATE OF NAME CHANGE: 20090319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Catalyst Investors II LP
CENTRAL INDEX KEY: 0001343635
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37453
FILM NUMBER: 15941168
BUSINESS ADDRESS:
STREET 1: 711 FIFTH AVE STE 402
CITY: NEW YORK
STATE: NY
ZIP: 10022
MAIL ADDRESS:
STREET 1: 711 FIFTH AVE STE 402
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Catalyst Investors QP II LP
CENTRAL INDEX KEY: 0001343640
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37453
FILM NUMBER: 15941167
BUSINESS ADDRESS:
STREET 1: 711 FITH AVE STE 402
CITY: NEW YORK
STATE: NY
ZIP: 10022
MAIL ADDRESS:
STREET 1: 711 FITH AVE STE 402
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CATALYST INVESTORS PARTNERS II, L.P.
CENTRAL INDEX KEY: 0001645251
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37453
FILM NUMBER: 15941166
BUSINESS ADDRESS:
STREET 1: 711 FIFTH AVENUE, SUITE 600
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-863-4848
MAIL ADDRESS:
STREET 1: 711 FIFTH AVENUE, SUITE 600
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Catalyst Investors Partners, L.L.C.
CENTRAL INDEX KEY: 0001645252
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37453
FILM NUMBER: 15941165
BUSINESS ADDRESS:
STREET 1: 711 FIFTH AVENUE, SUITE 600
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-863-4848
MAIL ADDRESS:
STREET 1: 711 FIFTH AVENUE, SUITE 600
CITY: NEW YORK
STATE: NY
ZIP: 10022
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2015-06-18
0
0001458962
MINDBODY, Inc.
MB
0001343635
Catalyst Investors II LP
711 FIFTH AVENUE
SUITE 600
NEW YORK
NY
10022
0
0
1
0
0001343640
Catalyst Investors QP II LP
711 FIFTH AVENUE
SUITE 600
NEW YORK
NY
10022
0
0
1
0
0001645251
CATALYST INVESTORS PARTNERS II, L.P.
711 FIFTH AVENUE
SUITE 600
NEW YORK
NY
10022
0
0
1
0
0001645252
Catalyst Investors Partners, L.L.C.
711 FIFTH AVENUE
SUITE 600
NEW YORK
NY
10022
0
0
1
0
Series A Preferred Stock
Common Stock
94999
I
See footnote
Series C Preferred Stock
Common Stock
4019524
I
See footnote
Series D Preferred Stock
Common Stock
734664
I
See footnote
The Series A Preferred Stock is convertible into Common Stock on a 1:1.00877635428226 basis and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series A Preferred Stock will be converted into shares of Common Stock of the Issuer.
Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.
Catalyst Investors Partners II, L.P. ("CIP II") is the general partner of Catalyst Investors II, L.P. ("CI II") and Catalyst Investors QP II, L.P. ("CIQP II"). Catalyst Investors Partners, L.L.C. ("CIP LLC") is the general partner of CIP II. Brian A. Rich, D. Ryan McNally and Christopher J. Shipman are the managers of the board of CIP LLC, and as such may be deemed to have shared voting and dispositive power with respect to the shares held by CI II and CIQP II. Each of these individuals disclaims beneficial ownership of the securities reported herein, except to the extent of his respective pecuniary interest therein.
As of the date hereof, CI II and CIQP II own 16,752 shares and 78,247 shares, respectively, of Series A Preferred Stock.
The Series C Preferred Stock is convertible into Common Stock on a 1:1.01916605705925 basis and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series C Preferred Stock will be converted into shares of Common Stock of the Issuer.
As of the date hereof, CI II and CIQP II own 708,797 shares and 3,310,727 shares, respectively, of Series C Preferred Stock.
The Series D Preferred Stock is convertible into Common Stock on a 1:1.02183733454323 basis and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series D Preferred Stock will be converted into shares of Common Stock of the Issuer.
As of the date hereof, CI II and CIQP II own 129,547 shares and 605,117 shares, respectively, of Series D Preferred Stock.
/s/ Catalyst Investors II, L.P., by Catalyst Investors Partners II, L.P., its general partner, by Catalyst Investors Partners, L.L.C., general partner of the general partner, by Brian Rich, Member and Advisor
2015-06-18
/s/ Catalyst Investors QP II, L.P., by Catalyst Investors Partners II, L.P., its general partner, by Catalyst Investors Partners, L.L.C., general partner of the general partner, by Brian Rich, Member and Advisor
2015-06-18
/s/ Catalyst Investors Partners II, L.P., by Catalyst Investors Partners, L.L.C., its general partner, by Brian Rich, Member and Advisor
2015-06-18
/s/ Catalyst Investors Partners, L.L.C., by Brian Rich, Member and Advisor
2015-06-18