-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GcN+tyJ3N7Ehgj3p/O9nqDU2vD3yFd2r/bRueEayOsQimixX5Cnizu/D0S/2vrVd El2R1q8bNy0Zha20jKpytQ== 0001343231-09-000046.txt : 20090813 0001343231-09-000046.hdr.sgml : 20090813 20090813120045 ACCESSION NUMBER: 0001343231-09-000046 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090813 DATE AS OF CHANGE: 20090813 EFFECTIVENESS DATE: 20090813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ferox Capital Management LP CENTRAL INDEX KEY: 0001343232 IRS NUMBER: 000000000 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11669 FILM NUMBER: 091009151 BUSINESS ADDRESS: STREET 1: 66 ST JAMES'S STREET CITY: LONDON STATE: X0 ZIP: SW1A 1NE BUSINESS PHONE: 44(0) 207947 0000 MAIL ADDRESS: STREET 1: 66 ST JAMES'S STREET CITY: LONDON STATE: X0 ZIP: SW1A 1NE 13F-HR 1 f13f-063009hr.txt 13FHR 06302009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for Calendar Year or Quarter Ended: 06/30/2009 Check here if Amendment: Amendment Number This amendment is (check only one) 1. is a restatement 2. adds new holding entities Institutional Investment Manager filing report Name: Ferox Capital Management LP Address: 66 St James`s Street London SW1A 1NE UK Form 13F File Number: 28-11669 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person signing the report on behalf of Reporting Manager: Name: Nicholas Curtis Title: CFO Phone: 44 0 207 947 0000 Signature, Place Date of Signing Nicholas Curtis London, UK Feb 30th June 2009 Report Type (check only one) (X) 13F Holdings Report ( ) 13F Notice ( ) 13F Combination Report FORM 13F SUMMARY PAGE Report summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 65 Form 13F Information Table Value Total: $704,831,000 List of Other Included Managers: No. 13F File No Name 01 Ferox Capital Management Limited FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVESTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE - ------------------------ -------------- --------- -------- -------- --- --- ------- --- ----- ---- ---- ADVANCED MICRO DEVICES INC NOTE 6.000% 5/0 007903AL1 1,490 3,154,000 PRN DEFINED 1 0 0 AGCO CORP NOTE 1.750%12/3 001084AL6 6,667 4,830,000 PRN DEFINED 1 0 0 AGCO CORP NOTE 1.250%12/1 001084AM4 2,416 2,606,000 PRN DEFINED 1 0 0 ALCOA INC NOTE 5.250% 3/1 013817AT8 2,690 1,544,000 PRN DEFINED 1 0 0 ALLIANT TECHSYSTEMS INC NOTE 2.750% 2/1 018804AH7 34,105 31,600,000 PRN DEFINED 1 0 0 AMBAC FINL GROUP INC COM 023139108 4 4,660 SHS DEFINED 1 4,660 0 AMERICAN INTL GROUP INC COM 026874107 7 6,250 SHS DEFINED 1 6,250 0 AMERICAN TOWER CORP NOTE 3.000% 8/1 029912AR3 52,121 33,924,000 PRN DEFINED 1 0 0 ANIXTER INTL INC NOTE 7/0 035290AG0 5,970 9,999,000 PRN DEFINED 1 0 0 ARCELORMITTAL SA LUXEMBOURG NOTE 5.000% 5/1 03938LAK0 5,966 4,750,000 PRN DEFINED 1 0 0 ASM INTL NV NOTE 5.250% 5/1 00207DAE2 8,107 8,380,000 PRN DEFINED 1 0 0 BANK OF AMERICA CORPORATION COM 060505104 40 3,008 SHS DEFINED 1 3,008 0 BEAZER HOMES USA INC NOTE 4.625% 6/1 07556QAL9 458 766,000 PRN DEFINED 1 0 0 BOSTON PPTYS LTD PARTNERSHIPNOTE 2.875% 2/1 10112RAK0 661 750,000 PRN DEFINED 1 0 0 CAMERON INTERNATIONAL CORP NOTE 2.500% 6/1 13342BAB1 568 500,000 PRN DEFINED 1 0 0 CEPHALON INC NOTE 6/1 156708AL3 22,360 20,480,000 PRN DEFINED 1 0 0 CEPHALON INC NOTE 2.500% 5/0 156708AR0 503 500,000 PRN DEFINED 1 0 0 CHESAPEAKE ENERGY CORP NOTE 2.750%11/1 165167BW6 830 954,000 PRN DEFINED 1 0 0 COOPER CAMERON CORP DBCV 1.500% 5/1 216640AE2 60,018 36,974,000 PRN DEFINED 1 0 0 CORE LABORATORIES LP NOTE 0.250%10/3 21868FAB9 1,485 1,417,000 PRN DEFINED 1 0 0 CROCS INC COM 227046109 59 16,800 SHS DEFINED 1 16,800 0 CSX CORP DBCV 10/3 126408GA5 22,692 18,524,000 PRN DEFINED 1 0 0 D R HORTON INC NOTE 2.000% 5/1 23331ABB4 975 1,000,000 PRN DEFINED 1 0 0 DANAHER CORP DEL NOTE 1/2 235851AF9 129,933 141,815,000 PRN DEFINED 1 0 0 DOMINION RES INC VA NEW NOTE 2.125%12/1 25746UAT6 2,605 2,390,000 PRN DEFINED 1 0 0 DST SYS INC DEL DBCV 8/1 233326AD9 14,709 16,362,000 PRN DEFINED 1 0 0 ELAN PLC ADR 284131208 43 6,500 SHS DEFINED 1 6,500 0 FISHER SCIENTIFIC INTL INC NOTE 2.500%10/0 338032AW5 23,861 13,753,000 PRN DEFINED 1 0 0 FLUOR CORP NEW NOTE 1.500% 2/1 343412AA0 97,986 53,811,000 PRN DEFINED 1 0 0 GENERAL ELECTRIC CO COM 369604103 117 10,000 SHS DEFINED 1 10,000 0 GILEAD SCIENCES INC NOTE 0.500% 5/0 375558AG8 6,306 5,000,000 PRN DEFINED 1 0 0 GLG PARTNERS INC COM 37929X107 151 37,000 SHS DEFINED 1 37,000 0 HASBRO INC DBCV 2.750%12/0 418056AN7 26,415 21,562,000 PRN DEFINED 1 0 0 HCC INS HLDGS INC NOTE 1.300% 4/0 404132AB8 17,054 15,504,000 PRN DEFINED 1 0 0 HEALTH CARE REIT INC NOTE 4.750% 7/1 42217KAQ9 1,870 2,000,000 PRN DEFINED 1 0 0 HEALTH CARE REIT INC NOTE 4.750%12/0 42217KAP1 1,784 1,872,000 PRN DEFINED 1 0 0 ILLUMINA INC NOTE 0.625% 2/1 452327AB5 17,956 9,999,000 PRN DEFINED 1 0 0 JPMORGAN CHASE & CO COM 46625H100 36 1,057 SHS DEFINED 1 1,057 0 LABORATORY CORP AMER HLDGS NOTE 9/1 50540RAG7 45,399 49,817,000 PRN DEFINED 1 0 0 LEGG MASON INC COM 524901105 105 4,287 SHS DEFINED 1 4,287 0 MASSEY ENERGY CO NOTE 3.250% 8/0 576203AJ2 1,318 1,956,000 PRN DEFINED 1 0 0 MBIA INC COM 55262C100 17 4,020 SHS DEFINED 1 4,020 0 MEDICIS PHARMACEUTICAL CORP NOTE 2.500% 6/0 58470KAA2 2,038 2,400,000 PRN DEFINED 1 0 0 MF GLOBAL LTD SHS G60642108 35 5,875 PRN DEFINED 1 0 0 PROLOGIS NOTE 2.250% 4/0 743410AQ5 5,099 6,315,000 PRN DEFINED 1 0 0 QWEST COMMUNICATIONS INTL NOTE 3.500%11/1 749121BY4 4,909 5,023,000 PRN DEFINED 1 0 0 REGAL BELOIT CORP NOTE 2.750% 3/1 758750AB9 12,889 8,225,000 PRN DEFINED 1 0 0 ROPER INDS INC NEW NOTE 1/1 776696AA4 12,974 23,167,000 PRN DEFINED 1 0 0 SEACOR HOLDINGS INC DBCV 2.875%12/1 811904AJ0 2,160 2,000,000 PRN DEFINED 1 0 0 SLM CORP COM 78442P106 136 13,500 SHS DEFINED 1 13,500 0 SOTHEBYS COM 835898107 90 6,400 SHS DEFINED 1 6,400 0 TEVA PHARMACEUTICAL FIN II DBCV 0.500% 2/0 88164RAA5 6,551 5,000,000 PRN DEFINED 1 0 0 TEVA PHARMACEUTICAL FIN II DBCV 0.250% 2/0 88164RAB3 5,629 4,000,000 PRN DEFINED 1 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 4,935 4,517,000 PRN DEFINED 1 0 0 TEXTRON INC NOTE 4.500% 5/0 883203BN0 3,920 3,900,000 PRN DEFINED 1 0 0 THORATEC CORP NOTE 1.379% 5/1 885175AB5 826 1,000,000 PRN DEFINED 1 0 0 TRANSOCEAN INC NOTE 1.500%12/1 893830AW9 4,550 5,120,000 PRN DEFINED 1 0 0 TRANSOCEAN INC NOTE 1.625%12/1 893830AU3 1,816 1,892,000 PRN DEFINED 1 0 0 TRANSOCEAN INC NOTE 1.500%12/1 893830AV1 459 500,000 PRN DEFINED 1 0 0 UBS AG SHS NEW H89231338 321 26,189 SHS DEFINED 1 26,189 0 UNITED DOMINION REALTY TR NOTE 3.625% 9/1 910197AM4 4,636 5,179,000 PRN DEFINED 1 0 0 UNITED DOMINION REALTY TR NOTE 4.000%12/1 910197AK8 1,558 1,675,000 PRN DEFINED 1 0 0 UNITED STATES STL CORP NOTE 4.000% 5/1 912909AE8 2,031 1,550,000 PRN DEFINED 1 0 0 VORNADO RLTY L P DEB 3.875% 4/1 929043AC1 8,502 9,196,000 PRN DEFINED 1 0 0 VORNADO RLTY L P DBCV 3.625%11/1 929043AE7 907 1,000,000 PRN DEFINED 1 0 0
-----END PRIVACY-ENHANCED MESSAGE-----