-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IfiDj7On8urPeACmUhTOz8bX57akFuB3jMf0p1iq6K7mu8ugqZFf6ZqFqdXIR5Z7 vs7vBUz8GO3Th65a0c9ACw== 0001343231-09-000021.txt : 20090514 0001343231-09-000021.hdr.sgml : 20090514 20090514115636 ACCESSION NUMBER: 0001343231-09-000021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090514 DATE AS OF CHANGE: 20090514 EFFECTIVENESS DATE: 20090514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ferox Capital Management LTD CENTRAL INDEX KEY: 0001343231 IRS NUMBER: 000000000 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11670 FILM NUMBER: 09825169 BUSINESS ADDRESS: STREET 1: 66 ST JAMES'S STREET CITY: LONDON STATE: X0 ZIP: SW1A 1NE BUSINESS PHONE: 44(0) 207947 0000 MAIL ADDRESS: STREET 1: 66 ST JAMES'S STREET CITY: LONDON STATE: X0 ZIP: SW1A 1NE 13F-HR 1 f13f-033109hr.txt 20090331 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for Calendar Year or Quarter Ended: 12/31/2007 Check here if Amendment: Amendment Number This amendment is (check only one) 1. is a restatement 2. adds new holding entities Institutional Investment Manager filing report Name: Ferox Capital Management LP Address: 66 St James`s Street London SW1A 1NE UK Form 13F File Number: 28-11669 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person signing the report on behalf of Reporting Manager: Name: Nicholas Curtis Title: CFO Phone: 44 0 207 947 0000 Signature, Place Date of Signing Nicholas Curtis London, UK Feb 31st March 2009 Report Type (check only one) (X) 13F Holdings Report ( ) 13F Notice ( ) 13F Combination Report FORM 13F SUMMARY PAGE Report summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 52 Form 13F Information Table Value Total: $766,586,000 List of Other Included Managers: No. 13F File No Name 01 Ferox Capital Management Limited FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVESTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE - ------------------------ -------------- --------- -------- -------- --- --- ------- --- ----- ---- ---- ADVANCED MICRO DEVICES INC NOTE 6.000% 5/0 007903AL1 2,092 5,470,000 PRN DEFINED 01 0 0 0 AGCO CORP NOTE 1.750%12/3 001084AL6 8,918 8,284,000 PRN DEFINED 01 0 0 0 AGCO CORP NOTE 1.250%12/1 001084AM4 2,741 3,576,000 PRN DEFINED 01 0 0 0 ALLIANT TECHSYSTEMS INC NOTE 2.750% 2/1 018804AH7 32,106 31,600,000 PRN DEFINED 01 0 0 0 AMERICAN TOWER CORP NOTE 3.000% 8/1 029912AR3 51,768 33,924,000 PRN DEFINED 01 0 0 0 ANIXTER INTL INC NOTE 7/0 035290AG0 5,450 9,999,000 PRN DEFINED 01 0 0 0 ASM INTL NV NOTE 5.250% 5/1 00207DAE2 5,487 6,380,000 PRN DEFINED 01 0 0 0 BEAZER HOMES USA INC NOTE 4.625% 6/1 07556QAL9 353 1,250,000 PRN DEFINED 01 0 0 0 BOSTON PPTYS LTD PARTNERSHIPNOTE 2.875% 2/1 10112RAK0 1,789 2,250,000 PRN DEFINED 01 0 0 0 CAMERON INTERNATIONAL CORP NOTE 2.500% 6/1 13342BAB1 513 500,000 PRN DEFINED 01 0 0 0 CEPHALON INC NOTE 6/1 156708AL3 25,416 20,480,000 PRN DEFINED 01 0 0 0 CHESAPEAKE ENERGY CORP NOTE 2.750%11/1 165167BW6 754 973,000 PRN DEFINED 01 0 0 0 COOPER CAMERON CORP DBCV 1.500% 5/1 216640AE2 49,362 36,975,000 PRN DEFINED 01 0 0 0 CORE LABORATORIES LP NOTE 0.250%10/3 21868FAB9 2,925 2,952,000 PRN DEFINED 01 0 0 0 CROCS INC COM 227046109 20 16,800 SHS DEFINED 01 0 16,800 0 CSX CORP DBCV 10/3 126408GA5 11,188 12,000,000 PRN DEFINED 01 0 0 0 DANAHER CORP DEL NOTE 1/2 235851AF9 145,512 165,483,000 PRN DEFINED 01 0 0 0 DOMINION RES INC VA NEW NOTE 2.125%12/1 25746UAT6 2,623 2,490,000 PRN DEFINED 01 0 0 0 DST SYS INC DEL DBCV 8/1 233326AD9 18,667 20,843,000 PRN DEFINED 01 0 0 0 FISHER SCIENTIFIC INTL INC NOTE 2.500%10/0 338032AW5 27,765 17,819,000 PRN DEFINED 01 0 0 0 FLUOR CORP NEW NOTE 1.500% 2/1 343412AA0 70,947 53,811,000 PRN DEFINED 01 0 0 0 GILEAD SCIENCES INC NOTE 0.500% 5/0 375558AG8 6,275 5,000,000 PRN DEFINED 01 0 0 0 GLG PARTNERS INC COM 37929X107 91 37,000 SHS DEFINED 01 0 37,000 0 HASBRO INC DBCV 2.750%12/0 418056AN7 30,330 23,742,000 PRN DEFINED 01 0 0 0 HCC INS HLDGS INC NOTE 1.300% 4/0 404132AB8 17,363 15,504,000 PRN DEFINED 01 0 0 0 HEALTH CARE REIT INC NOTE 4.750%12/0 42217KAP1 4,374 4,800,000 PRN DEFINED 01 0 0 0 HEALTH CARE REIT INC NOTE 4.750% 7/1 42217KAQ9 2,159 2,475,000 PRN DEFINED 01 0 0 0 ILLUMINA INC NOTE 0.625% 2/1 452327AB5 17,371 9,999,000 PRN DEFINED 01 0 0 0 LABORATORY CORP AMER HLDGS NOTE 9/1 50540RAG7 84,551 99,842,000 PRN DEFINED 01 0 0 0 LEGG MASON INC UNIT 99/99/9999 524901303 373 20,740 SHS DEFINED 01 0 0 0 MASSEY ENERGY CO NOTE 3.250% 8/0 576203AJ2 2,536 4,074,000 PRN DEFINED 01 0 0 0 MEDICIS PHARMACEUTICAL CORP NOTE 2.500% 6/0 58470KAA2 1,966 2,500,000 PRN DEFINED 01 0 0 0 OMNICOM GROUP INC NOTE 7/3 681919AV8 490 500,000 PRN DEFINED 01 0 0 0 PROLOGIS NOTE 2.250% 4/0 743410AQ5 3,450 6,315,000 PRN DEFINED 01 0 0 0 QWEST COMMUNICATIONS INTL INNOTE 3.500%11/1 749121BY4 3,711 4,023,000 PRN DEFINED 01 0 0 0 REGAL BELOIT CORP NOTE 2.750% 3/1 758750AB9 9,870 8,225,000 PRN DEFINED 01 0 0 0 ROPER INDS INC NEW NOTE 1/1 776696AA4 12,579 23,579,000 PRN DEFINED 01 0 0 0 SEACOR HOLDINGS INC DBCV 2.875%12/1 811904AJ0 1,935 2,000,000 PRN DEFINED 01 0 0 0 SLM CORP COM 78442P106 62 13,500 SHS DEFINED 01 0 13,500 0 TEVA PHARMACEUTICAL FIN II DBCV 0.500% 2/0 88164RAA5 6,017 5,000,000 PRN DEFINED 01 0 0 0 TEVA PHARMACEUTICAL FIN II DBCV 0.250% 2/0 88164RAB3 5,225 4,000,000 PRN DEFINED 01 0 0 0 TEVA PHARMACEUTICAL FIN LL DBCV 0.250% 2/0 88163VAE9 9,800 9,410,000 PRN DEFINED 01 0 0 0 THORATEC CORP NOTE 1.379% 5/1 885175AB5 783 1,000,000 PRN DEFINED 01 0 0 0 TJX COS INC NEW NOTE 2/1 872540AL3 31,596 35,009,000 PRN DEFINED 01 0 0 0 TRANSOCEAN INC NOTE 1.500%12/1 893830AW9 9,046 10,795,000 PRN DEFINED 01 0 0 0 TRANSOCEAN INC NOTE 1.625%12/1 893830AU3 2,877 3,141,000 PRN DEFINED 01 0 0 0 TRANSOCEAN INC NOTE 1.500%12/1 893830AV1 1,456 1,670,000 PRN DEFINED 01 0 0 0 UBS AG SHS NEW H89231338 250 26,189 SHS DEFINED 01 0 26,189 0 UNITED DOMINION REALTY TR NOTE 3.625% 9/1 910197AM4 7,866 9,490,000 PRN DEFINED 01 0 0 0 UNITED DOMINION REALTY TR NOTE 4.000%12/1 910197AK8 2,186 2,490,000 PRN DEFINED 01 0 0 0 VORNADO RLTY L P DEB 3.875% 4/1 929043AC1 15,398 19,430,000 PRN DEFINED 01 0 0 0 VORNADO RLTY L P DBCV 3.625%11/1 929043AE7 8,202 10,300,000 PRN DEFINED 01 0 0 0
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