0001209191-16-149818.txt : 20161114 0001209191-16-149818.hdr.sgml : 20161111 20161114174203 ACCESSION NUMBER: 0001209191-16-149818 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161110 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon Corp CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 132614959 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Bank of New York Mellon CORP DATE OF NAME CHANGE: 20070221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peetz Karen B CENTRAL INDEX KEY: 0001343152 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35651 FILM NUMBER: 161996569 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-10 0 0001390777 Bank of New York Mellon Corp BK 0001343152 Peetz Karen B THE BANK OF NEW YORK MELLON CORPORATION 225 LIBERTY STREET NEW YORK NY 10286 0 1 0 0 President Common Stock 2016-11-10 4 M 0 32580 22.03 A 189591.0401 D Common Stock 2016-11-10 4 S 0 32580 46.1806 D 157011.0401 D Common Stock 2016-11-10 4 M 0 52102 40.40 A 209113.0401 D Common Stock 2016-11-10 4 S 0 52102 46.1377 D 157011.0401 D Common Stock 2016-11-10 4 M 0 24198 42.83 A 181209.0401 D Common Stock 2016-11-10 4 S 0 24198 46.3063 D 157011.0401 D Common Stock 2016-11-10 4 M 0 8964 44.59 A 165975.0401 D Common Stock 2016-11-10 4 S 0 8964 46.1073 D 157011.0401 D Common Stock 2016-11-10 4 M 0 109412 42.31 A 266423.0401 D Common Stock 2016-11-10 4 S 0 109412 45.974 D 157011.0401 D Common Stock 2016-11-10 4 M 0 17609 34.63 A 174620.0401 D Common Stock 2016-11-10 4 S 0 17609 46.2733 D 157011.0401 D 02/23/2012 Stock Options 22.03 2016-11-10 4 M 0 32580 D 2013-02-23 2022-02-22 Common Stock 32580 0 D 03/13/2007 Stock Options 40.40 2016-11-10 4 M 0 52102 D 2008-03-13 2017-03-13 Common Stock 52102 0 D 04/02/2007 Stock Options 42.83 2016-11-10 4 M 0 24198 D 2008-04-02 2017-04-02 Common Stock 24198 0 D 07/23/2007 Stock Options 44.59 2016-11-10 4 M 0 8964 D 2008-07-23 2017-07-23 Common Stock 8964 0 D 03/10/2008 Stock Options 42.31 2016-11-10 4 M 0 109412 D 2009-03-10 2018-03-10 Common Stock 109412 0 D 07/21/2008 Stock Options 34.63 2016-11-10 4 M 0 17609 D 2009-07-21 2018-07-21 Common Stock 17609 0 D Represents the weighted average price of shares sold with actual prices ranging from $45.875 to $46.525. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Represents the weighted average price of shares sold with actual prices ranging from $45.765 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Represents the weighted average price of shares sold with actual prices ranging from $46.1401 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Represents the weighted average price of shares sold with actual prices ranging from $45.79 to $46.44. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Represents the weighted average price of shares sold with actual prices ranging from $45.705 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Represents the weighted average price of shares sold with actual prices ranging from $46.145 to $46.495. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated. Not Applicable. /s/ Craig T. Beazer, Attorney-in-Fact 2016-11-14