0001342857-11-000015.txt : 20111031
0001342857-11-000015.hdr.sgml : 20111031
20111031143614
ACCESSION NUMBER: 0001342857-11-000015
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111031
DATE AS OF CHANGE: 20111031
EFFECTIVENESS DATE: 20111031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: North Star Investment Management Corp.
CENTRAL INDEX KEY: 0001342857
IRS NUMBER: 364467498
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12641
FILM NUMBER: 111167856
BUSINESS ADDRESS:
STREET 1: 20 N. WACKER DRIVE
STREET 2: SUITE # 1416
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-580-0900
MAIL ADDRESS:
STREET 1: 20 N. WACKER DRIVE
STREET 2: SUITE # 1416
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
sept2011.txt
NSIMC SEPT 2011 13F - HR
DOCUMENT
TYPE 13F HR
1
nsimc2011Sept.txt
DESCRIPTION 13F HR
TEXT
SUBMISSION:
TYPR: 13F HR
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/2011
Institutional Investment Manager Filing this Report:
North Star Investment Management Corp.
20 N. Wacker Drive Suite 1416
Chicago IL 60606
Form 13F File Number: 28-12641
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
By(Signature and Title) /s/ PCONTOS, Chief Compliance Officer
Telephone: 312-580-1056
Signature, Place and Date of signing:
Peter D. Gottlieb, President, Chicago IL, Dated: 10/25/2011
Report Type: 13F HOLDINGS REPORT
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: NONE
Form 13F Information Entry Total: 632
Form 13F Information Table Value Total: $ 212,702,000
FORM 13F INFORMATION TABLE
TITLE
OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE
------------------------------ ------ ------- -------- -------- -------- --- ---- ------- ----------
1 800 Flowers.Com Inc COM 68243q106 380 163793 SH Sole Y
3m Company COM 88579y101 470 6540 SH Sole Y
A H Belo Corporation COM 001282102 1220 290517 SH Sole Y
A M R Corporation COM 001765106 15 5000 SH Sole Y
A O N Corporation COM 037389103 10 250 SH Sole Y
A T & T Inc New COM 00206R102 2514 88159 SH Sole Y
A X A Sponsored Adr F Sponsore COM 054536107 2 118 SH Sole Y
Abbott Laboratories COM 002824100 1173 22932 SH Sole Y
Acme United Corp COM 004816104 2014 212014 SH Sole Y
Adobe Sys Inc COM 00724f101 24 1000 SH Sole Y
Aetna Inc New COM 00817y108 7 180 SH Sole Y
Agilent Technologies Inc COM 00846u101 12 400 SH Sole Y
Agrium Inc F COM 008916108 7 107 SH Sole Y
Air Prod & Chemicals Inc COM 009158106 38 500 SH Sole Y
Alamo Group Inc COM 011311107 943 45375 SH Sole Y
Alaska Comm Sys Grp Inc. COM 01167p101 197 30100 SH Sole Y
Alcoa Inc COM 013817101 51 5300 SH Sole Y
Allergan Inc COM 018490102 16 200 SH Sole Y
Alliance Resource Partners Lp COM 01877R108 11 175 SH Sole Y
Alliant Energy Corp COM 018802108 96 2493 SH Sole Y
Allstate Corporation COM 020002101 70 2966 SH Sole Y
Alpine Global Premierpptys Fd COM 02083a103 8 1417 SH Sole Y
Altria Group Inc COM 02209s103 425 15852 SH Sole Y
Amazon Com Inc COM 023135106 11 50 SH Sole Y
Amer Electric Pwr Co Inc COM 025537101 1050 27613 SH Sole Y
Amer. First Tax Ex Inv. Lp COM 02364V107 24 4707 SH Sole Y
Ameren Corporation COM 023608102 219 7341 SH Sole Y
American Cap Ltd Com COM 02503y103 4 616 SH Sole Y
American Express Co COM 025816109 27 603 SH Sole Y
American Railcar Inds COM 02916P103 3 200 SH Sole Y
American Reprographics COM 029263100 358 106438 SH Sole Y
American Tower Corp Cl A COM 029912201 34 626 SH Sole Y
Amersoftware Inc Cl A COM 029683109 156 21475 SH Sole Y
Amgen Incorporated COM 031162100 2893 52634 SH Sole Y
Amtrust Financial Svcs COM 032359309 33 1500 SH Sole Y
Anaren Inc COM 032744104 451 23575 SH Sole Y
Annaly Capital Managementinc C COM 035710409 20 1175 SH Sole Y
Apache Corp COM 037411105 70 875 SH Sole Y
Apple Inc COM 037833100 1570 4118 SH Sole Y
Ares Capt Corp COM 04010L103 1 65 SH Sole Y
Ariad Pharmaceutical Inc COM 04033a100 26 3000 SH Sole Y
Ark Restaurants Corp COM 040712101 388 29275 SH Sole Y
Artesian Resources Corporation COM 043113208 143 8152 SH Sole Y
Astro-Med Inc. COM 04638f108 214 30575 SH Sole Y
Audiovox Corporation COM 050757103 323 58800 SH Sole Y
Augme Technologies COM 051057107 3 1000 SH Sole Y
B & G Foods Hldgs Corpcl A COM 05508r106 433 25960 SH Sole Y
Baldwin & Lyons Inc Clb COM 057755209 13 625 SH Sole Y
Baltic Trading Ltd Com Usd.01 COM y0553w103 33 7000 SH Sole Y
Bank New York Melloncorp COM 064058100 20 1067 SH Sole Y
Bank Of America Corp COM 060505104 131 21334 SH Sole Y
Bank Of Montreal Com Npv Isin# COM 063671101 40 720 SH Sole Y
Barry R G Corp Ohio COM 068798107 410 38675 SH Sole Y
Baxter International Inc COM 071813109 61 1078 SH Sole Y
Bayerische Motoren Werkeag Eur COM d12096109 8 115 SH Sole Y
Be Aerospace COM 073302101 14 429 SH Sole Y
Bel Fuse Inc Cl B Class B COM 077347300 589 37800 SH Sole Y
Benihana Inc Cl A COM 082047200 362 42100 SH Sole Y
Berkshire Hathaway B New Class COM 084670702 579 8153 SH Sole Y
Berkshire Hathaway Incdel Cl A COM 084670108 427 4 SH Sole Y
Biosante Pharmaceuticals, Inc. COM 09065V203 34 15000 SH Sole Y
Blackrock Enhanced Govtfd Inc COM 09255k108 9 600 SH Sole Y
Blackstone Group L P Comunit R COM 09253u108 81 6775 SH Sole Y
Block H & R Inc COM 093671105 5 400 SH Sole Y
Boardwalk Pipeline Partnerslp COM 096627104 133 5200 SH Sole Y
Bob Evans Farms Inc COM 096761101 5 175 SH Sole Y
Boeing Co COM 097023105 9 152 SH Sole Y
Bowl America Inc Class A COM 102565108 773 61020 SH Sole Y
Bp Plc Adr F Sponsored Adr 1 A COM 055622104 414 11471 SH Sole Y
Bp Prudhoe Bay Rty Trunit Ben COM 055630107 48 452 SH Sole Y
Bristol-Myers Squibb Co COM 110122108 397 12652 SH Sole Y
C I T Group Inc New COM 125581801 5 155 SH Sole Y
CYS Invts Inc COM 12673A108 211 17456 SH Sole Y
Calamos Strategic Totalreturn COM 128125101 3 350 SH Sole Y
California Water Svc Grphldg C COM 130788102 35 2000 SH Sole Y
Campbell Soup Company COM 134429109 526 16248 SH Sole Y
Canadian National Railwaysco C COM 136375102 13 200 SH Sole Y
Capital Trust Cl A New Reit COM 14052h506 33 14900 SH Sole Y
Cardinal Health Inc COM 14149y108 8 186 SH Sole Y
Cardiome Pharma Corporation COM 14159u202 21 6300 SH Sole Y
Cardionet Inc COM 14159l103 31 10400 SH Sole Y
Carrizooil & Gas Inc COM 144577103 43 2000 SH Sole Y
Caterpillar Inc COM 149123101 449 6080 SH Sole Y
Cbiz Inc COM 124805102 601 91125 SH Sole Y
Cbl & Assoc Pptys Inc COM 124830100 30 2662 SH Sole Y
Cbo Holdings COM 12503m108 2 102 SH Sole Y
Cbre Group Inc COM 12504L109 5 392 SH Sole Y
Cbs Corporation Cl B New COM 124857202 24 1186 SH Sole Y
Celgene Corp COM 151020104 690 11150 SH Sole Y
Celldex Therapeutics Incnew Co COM 15117B103 6 2500 SH Sole Y
Cemex S.A.B. De C.V. Sponadr R COM 151290889 15 4816 SH Sole Y
Centerpoint Energy Inc COM 15189t107 254 12942 SH Sole Y
Central Vt Pub Svc Corp COM 155771108 26 744 SH Sole Y
Centurylink Inc COM 156700106 18 548 SH Sole Y
Chelsea Therapeutics Intl Ltd. COM 163428105 73 20100 SH Sole Y
Chesapeake Energy Corp COM 165167107 51 2000 SH Sole Y
Chevron Corporation COM 166764100 684 7389 SH Sole Y
Chipotle Mexican Grillinc COM 169656105 1 2 SH Sole Y
Chubb Corp COM 171232101 12 200 SH Sole Y
Cimarex Energy Co COM 171798101 34 606 SH Sole Y
Cisco Systems Inc COM 17275R102 423 27300 SH Sole Y
Citigroup Cap Xiv Gtdenhanced COM 17309e200 24 1000 SH Sole Y
Citigroup Inc New COM 172967424 115 4479 SH Sole Y
Citizens Republic Bancorp, Inc COM 174420307 28 4000 SH Sole Y
Citrix Systems Inc COM 177376100 14 250 SH Sole Y
Clorox Co Del COM 189054109 282 4250 SH Sole Y
Cme Group Inc Cl A Class A COM 12572q105 163 660 SH Sole Y
Coach Inc COM 189754104 29 553 SH Sole Y
Coca Cola Company COM 191216100 532 7880 SH Sole Y
Compass Diversified Holdings COM 20451Q104 796 65325 SH Sole Y
Computer Sciences Corp COM 205363104 3 115 SH Sole Y
Comstock Res Inc New COM 205768203 4 227 SH Sole Y
Con Way Inc COM 205944101 2 90 SH Sole Y
Conocophillips COM 20825C104 2038 32190 SH Sole Y
Cons Communication Hldgs COM 209034107 1660 91966 SH Sole Y
Consolidated Edison Hldgco Inc COM 209115104 88 1552 SH Sole Y
Core Laboratories N V F COM n22717107 90 1000 SH Sole Y
Corinthian Colleges Inc COM 218868107 2 1000 SH Sole Y
Cosi Inc COM 22122P101 727 1009762 SH Sole Y
Costco Wholesale Corp COM 22160k105 15 188 SH Sole Y
Cott Corp. COM 22163N106 34 5000 SH Sole Y
Courier Corp COM 222660102 107 16403 SH Sole Y
Cree Inc COM 225447101 31 1175 SH Sole Y
Crowdgather Inc. Com COM 22787p107 32 125000 SH Sole Y
Crude Carriers Corp COM y1820x106 153 15931 SH Sole Y
Ctrip.Com Internationalltd Ads COM 22943f100 13 400 SH Sole Y
Cummins Inc Formerly Cumminsen COM 231021106 11 133 SH Sole Y
Cvr Partners Lp COM 126633106 39 1650 SH Sole Y
DDR Corp COM 23317H102 14 1308 SH Sole Y
Dean Foods Co New COM 242370104 2 196 SH Sole Y
Deere & Company COM 244199105 274 4250 SH Sole Y
Deltic Timber Corp COM 247850100 56 941 SH Sole Y
Deluxe Corp COM 248019101 336 18050 SH Sole Y
Dennys Corp COM 24869p104 1941 582950 SH Sole Y
Destination Maternity Co COM 25065d100 575 44677 SH Sole Y
Deutsche Telekom Ag Adseach Re COM 251566105 59 5000 SH Sole Y
Dht Holdings Inc Com Stkusd0.0 COM y2065g105 9 4500 SH Sole Y
Diageo Adr Each Repr 4ord Gbx2 COM 25243q205 14 185 SH Sole Y
Discover Financial Svcs COM 254709108 4 184 SH Sole Y
Disney Walt Co COM 254687106 255 8453 SH Sole Y
Dnp Select Income Fund COM 23325p104 28 2770 SH Sole Y
Dominion Resources Incva New COM 25746u109 183 3613 SH Sole Y
Dorchester Minerals Lp Common COM 25820R105 10 400 SH Sole Y
Douglas Dynamics COM 25960r105 209 16325 SH Sole Y
Dover Saddlery Inc COM 260412101 380 114912 SH Sole Y
Dow 30sm Enhanced Prem& Income COM 260537105 10 1100 SH Sole Y
Dow Chemical Co COM 260543103 112 5000 SH Sole Y
Dr Pepper Snapple Groupinc Com COM 26138e109 3 75 SH Sole Y
Dragonwave Inc Ord Npv Isin Ca COM 26144m103 49 15000 SH Sole Y
Dte Energy Holding Co COM 233331107 229 4669 SH Sole Y
Du Pont E I De Nemour&co COM 263534109 71 1770 SH Sole Y
Ducommun Inc COM 264147109 459 30625 SH Sole Y
Duke Energy Corp New Com COM 26441c105 4 221 SH Sole Y
Duke Realty Corp Comnew COM 264411505 10 1000 SH Sole Y
Earthlink Inc COM 270321102 232 35575 SH Sole Y
Eastern Company COM 276317104 5 275 SH Sole Y
Eastman Chemical Co COM 277432100 18 261 SH Sole Y
Eaton Corp COM 278058102 7 200 SH Sole Y
Eaton Vance Corp Non-Voting COM 278265103 3 150 SH Sole Y
Ebay Inc COM 278642103 25 845 SH Sole Y
Ecology & Env Inc Cl A COM 278878103 946 60074 SH Sole Y
Edison International COM 281020107 36 938 SH Sole Y
Einstein Noah Rest. Grp COM 28257u104 224 17425 SH Sole Y
Elan Corp Plc Spon Adr F Spons COM 284131208 348 33035 SH Sole Y
Electro Rent Corp COM 285218103 1454 105281 SH Sole Y
Electronics Arts COM 285512109 25 1200 SH Sole Y
Eltekasa Shs Isin #no000310940 COM r2181g102 5 10000 SH Sole Y
Emerson Electric Co COM 291011104 201 4856 SH Sole Y
Empire Resorts Inc COM 292052107 1 1000 SH Sole Y
Enbridge Energy Partnerslp COM 29250r106 71 2600 SH Sole Y
Ennis Inc Formerly Ennisbusine COM 293389102 128 9775 SH Sole Y
Enterprise Products Pptnslp COM 293792107 241 6014 SH Sole Y
Entremed Inc COM 29382f202 7 4543 SH Sole Y
Examworks Group Inc. COM 30066a105 19 1900 SH Sole Y
Exelixis Inc. COM 30161q104 27 5000 SH Sole Y
Exelon Corporation COM 30161n101 945 22181 SH Sole Y
Express Scripts Inc Comformerl COM 302182100 15 400 SH Sole Y
Exterran Holdings, Inc. COM 30225x103 42 4300 SH Sole Y
Extorre Gold Mines COM 30227B109 14 2400 SH Sole Y
Exxon Mobil Corporation COM 30231G102 4929 67871 SH Sole Y
F P L Group Incorporated COM 65339f101 264 4889 SH Sole Y
Fastenal Company COM 311900104 166 5000 SH Sole Y
Federated Investors Inccl B COM 314211103 63 3575 SH Sole Y
Felcor Lodging Trust Inc COM 31430f101 176 75500 SH Sole Y
Fidelity Natl Info Svcs COM 31620m106 3 106 SH Sole Y
First Indl Rlty Tr Inc COM 32054k103 2 200 SH Sole Y
First Midwest Bancorpinc Del COM 320867104 7 1000 SH Sole Y
Firstenergy Corp COM 337932107 118 2629 SH Sole Y
Flaherty & Crumrine /Claymore COM 338478100 30 1891 SH Sole Y
Force Protection Inc New COM 345203202 984 255650 SH Sole Y
Ford Motor Company New COM 345370860 37 3800 SH Sole Y
Forest City Ent. Cl A COM 345550107 11 1000 SH Sole Y
Forestlaboratories Inc COM 345838106 142 4600 SH Sole Y
Fortune Brands COM 349631101 10 177 SH Sole Y
Franklinres Inc COM 354613101 6 65 SH Sole Y
Freeport Mcmoran Copper& Gold COM 35671d857 9 280 SH Sole Y
Freightcar Amer Inc COM 357023100 12 800 SH Sole Y
Frontier Communications COM 35906a108 222 36261 SH Sole Y
Frontline Ltd. COM G3682E127 3 700 SH Sole Y
Gabelli Equity Tr Inc COM 362397101 8 1617 SH Sole Y
Gannett Co Inc COM 364730101 467 49000 SH Sole Y
Gap Inc COM 364760108 2 105 SH Sole Y
Gas Natural Inc. COM 367204104 529 48125 SH Sole Y
Gastar Exploration New F COM 367299203 3 1000 SH Sole Y
General Dynamics Corp COM 369550108 85 1490 SH Sole Y
General Elec Cap Crp Publicinc COM 369622519 15 600 SH Sole Y
General Electric Company COM 369604103 3594 236114 SH Sole Y
General Growth Pptys Inc. New COM 370023103 12 1021 SH Sole Y
General Mills Inc COM 370334104 556 14451 SH Sole Y
Genon Energy Inc. COM 37244e107 2 630 SH Sole Y
Geron Corp COM 374163103 5 2500 SH Sole Y
Gfi Group Inc COM 361652209 133 33050 SH Sole Y
Gilead Sciences Inc COM 375558103 8 196 SH Sole Y
Glaxosmithkline Adr Eachcnv In COM 37733w105 15 368 SH Sole Y
Goldcorp Inc New F COM 380956409 9 200 SH Sole Y
Goldman Sachs Group Inc COM 38141g104 38 400 SH Sole Y
Golub Capital Bdc, Inc. COM 38173M102 156 10500 SH Sole Y
Google Inc Class A COM 38259P508 234 455 SH Sole Y
Government Ppty Incm Tr Reit COM 38376A103 1148 53350 SH Sole Y
Graham Corp COM 384556106 841 50525 SH Sole Y
Grainger W W Inc COM 384802104 131 875 SH Sole Y
Great Plains Energy Inc COM 391164100 11 550 SH Sole Y
H & Q Healthcare Fd Shben Int COM 404052102 28 2107 SH Sole Y
Halliburton Co Holdingco Frmly COM 406216101 8 273 SH Sole Y
Hancock John Pfd Equityincome COM 41013w108 84 4000 SH Sole Y
Hancock John Pfd Incomefd Ii COM 41013x106 3 150 SH Sole Y
Hancock John Tax Advantagedivi COM 41013v100 8 500 SH Sole Y
Hcp Inc Com COM 40414l109 70 2000 SH Sole Y
Healthcare Rlty Tr COM 421946104 17 1000 SH Sole Y
Healthcare Svc Group Inc COM 421906108 784 48583 SH Sole Y
Heinz H J Co COM 423074103 27 529 SH Sole Y
Helios Strategic Mtg Inc Fd COM 42327m109 19 3000 SH Sole Y
Hercules Tech Growth Cap Inc. COM 427096508 882 103475 SH Sole Y
Heritage Crystal Clean COM 42726m106 628 34609 SH Sole Y
Hewlett-Packard Company COM 428236103 106 4734 SH Sole Y
Hollyfrontier Corp. COM 436106108 18 670 SH Sole Y
Home Depot Inc COM 437076102 46 1400 SH Sole Y
Honeywell International COM 438516106 37 841 SH Sole Y
Hospira Inc COM 441060100 4 100 SH Sole Y
Houston Wire & Cable Co COM 44244k109 523 45550 SH Sole Y
Human Genome Sciences Inc. COM 444903108 25 2000 SH Sole Y
Humana Inc COM 444859102 7 100 SH Sole Y
I T T Corporation New Indiana COM 450911102 395 9410 SH Sole Y
Illinois Tool Works Inc COM 452308109 288 6925 SH Sole Y
Illumina Inc COM 452327109 4 100 SH Sole Y
Imaxcorp COM 45245E109 55 3775 SH Sole Y
Inergy Lp COM 456615103 40 1600 SH Sole Y
Ingles Markets Inc. Cl A COM 457030104 130 9150 SH Sole Y
Integrys Energy Group Inc COM 45822P105 82 1678 SH Sole Y
Intel Corp COM 458140100 1126 52762 SH Sole Y
Intercontinentalexch Intl COM 45865v100 56 475 SH Sole Y
Intersections, Inc. COM 460981301 132 10275 SH Sole Y
Intl Business Machines COM 459200101 2670 15271 SH Sole Y
Intl Game Technology COM 459902102 291 20000 SH Sole Y
Intrepid Potash Inc Com COM 46121y102 35 1400 SH Sole Y
Intuit Inc COM 461202103 98 2060 SH Sole Y
Investors Bancorp Inc COM 46146P102 57 4533 SH Sole Y
Jacobs Engineering Group Inc. COM 469814107 11 350 SH Sole Y
Jamba Inc COM 47023a101 679 526233 SH Sole Y
Janus Cap Group Inc COM 47102x105 799 133229 SH Sole Y
Johnson & Johnson COM 478160104 2857 44863 SH Sole Y
Johnson Controls Inc COM 478366107 53 2000 SH Sole Y
Johnson Outdoors Cl A Class A COM 479167108 311 20216 SH Sole Y
Jpmorgan Chase & Co COM 46625h100 8107 269165 SH Sole Y
Kansas City Life Insurance Com COM 484836101 157 5075 SH Sole Y
Kansascity Southern Com COM 485170302 13 252 SH Sole Y
Kewaunee Scientific Corp Frmly COM 492854104 137 16000 SH Sole Y
Keycorp Inc New COM 493267108 6 1052 SH Sole Y
Kimberly-Clark Corp COM 494368103 1708 24057 SH Sole Y
Kinder Morgan Energy Partnersl COM 494550106 3378 49401 SH Sole Y
Kinder Morgan Inc Kans COM 49456B101 28 1100 SH Sole Y
Kirby Corp Formerlykirby Expl COM 497266106 8064 153200 SH Sole Y
Kmg Chemicals Inc COM 482564101 524 42571 SH Sole Y
Koss Corporation COM 500692108 158 26802 SH Sole Y
Kraft Foods Inc COM 50075n104 1331 39643 SH Sole Y
Kroger Company COM 501044101 3 136 SH Sole Y
Laboratory Corp Amer Hldgscom COM 50540r409 8 100 SH Sole Y
Lacrosse Footwear Inc COM 505688101 1599 124951 SH Sole Y
Landauer, Inc. COM 51476K103 159 3200 SH Sole Y
Landec Corp New COM 514766104 359 67550 SH Sole Y
Las Vegas Sands Corp COM 517834107 580 15125 SH Sole Y
Leap Wireless International, I COM 521863308 28 4000 SH Sole Y
Leapfrog Enterprises Inc COM 52186n106 2368 702600 SH Sole Y
Lee Enterprises Inc Com Sh Cer COM 523768109 573 734850 SH Sole Y
Leucadia National Corp COM 527288104 38 1688 SH Sole Y
Lifepoint Hosps Inc COM 53219l109 4 100 SH Sole Y
Lilly Eli & Co COM 532457108 185 5000 SH Sole Y
Lincoln Edl Svcs Corp COM 533535100 111 13725 SH Sole Y
Linkedin Corp COM 53578A108 8 100 SH Sole Y
Live Nation Entertainmentinc C COM 538034109 40 5000 SH Sole Y
Lojack Corp COM 539451104 242 76375 SH Sole Y
Lowes Companies COM 548661107 12 597 SH Sole Y
Lululemon Athletica Inc. COM 550021109 1 24 SH Sole Y
Mac Gray Corp COM 554153106 877 67925 SH Sole Y
Magellan Midstream Partnerslp COM 559080106 139 2300 SH Sole Y
Mantech Intl Corp Cl A COM 564563104 4 135 SH Sole Y
Marathon Oil Corp Isin#us56584 COM 565849106 7 330 SH Sole Y
Marathon Petroleum Corporation COM 56585A102 4 165 SH Sole Y
Market Vectors Etf Trust Agrib COM 57060u605 32 750 SH Sole Y
Massmutual Partn Invs COM 576299101 3 230 SH Sole Y
Mastercard Inc COM 57636Q104 13 41 SH Sole Y
Mb Finl Inc New COM 55264u108 3181 216091 SH Sole Y
Mc Donalds Corp COM 580135101 453 5164 SH Sole Y
Mcgraw-Hillcos Inc Formerly Mc COM 580645109 29 700 SH Sole Y
Meade Instrs Corp Comnew COM 583062203 69 20915 SH Sole Y
Medcohealth Solutions COM 58405u102 49 1052 SH Sole Y
MediaMind Technologies Inc. COM 584994107 219 10000 SH Sole Y
Medivation Inc. COM 58501n101 85 5000 SH Sole Y
Medtronic Inc COM 585055106 5 140 SH Sole Y
Merck & Co Inc New COM 58933y105 962 29429 SH Sole Y
Meridian Bioscience Inc. COM 589584101 29 1825 SH Sole Y
Metlife Inc Pfd 5.875%11/21/20 COM 59156r405 8 300 SH Sole Y
Mge Energy Inc COM 55277p104 391 9625 SH Sole Y
Micromet Inc. COM 59509c105 12 2500 SH Sole Y
Microsoft Corp COM 594918104 1175 47225 SH Sole Y
Middlesex Water Company COM 596680108 467 27350 SH Sole Y
Mine Safety Appliances COM 602720104 245 9075 SH Sole Y
Mitcham Industries Inc COM 606501104 16 1400 SH Sole Y
Moduslink Global Solutions, In COM 60786L107 45 13000 SH Sole Y
Molycorp, Inc COM 608753109 44 1325 SH Sole Y
Monmouth Real Estate Investmen COM 609720107 891 112300 SH Sole Y
Monro Muffler Brake Inc COM 610236101 539 16342 SH Sole Y
Morgan Stanley COM 617446109 5 369 SH Sole Y
Motorola Mobility Hldgs COM 620097105 4 113 SH Sole Y
Motorola Solutions Inc COM 620076307 5 129 SH Sole Y
National Beverage Corp COM 635017106 793 52303 SH Sole Y
National Oilwell Varcoinc COM 637071101 28 550 SH Sole Y
National Security Group, Inc. COM 637546102 125 11500 SH Sole Y
Navigant Consulting Inc COM 63935N107 9 1000 SH Sole Y
Nestle S A Reg B Adr F 1 Adr R COM 641069406 381 6899 SH Sole Y
Netflix Com Inc Com COM 64110l106 40 350 SH Sole Y
Nextera Energy Inc COM 65339F101 22 400 SH Sole Y
Nike Inc Class B COM 654106103 11 130 SH Sole Y
Nokia Corp Spon Adr F 1 Adr Re COM 654902204 886 156457 SH Sole Y
Northern Trust Corp COM 665859104 131 3748 SH Sole Y
Northwestern Corp Com New COM 668074305 281 8800 SH Sole Y
Novartis A G Sponsored Adr COM 66987V109 10 178 SH Sole Y
Nustar Energy Lp Unit COM 67058h102 29 550 SH Sole Y
Nutri Sys Inc New Com COM 67069d108 570 47050 SH Sole Y
Nuveen Insd Muni Oppty Fund In COM 670984103 76 5270 SH Sole Y
Nuveen Multi Strategyincome An COM 67073d102 4 500 SH Sole Y
Nuveen Performance Plusmun Fd COM 67062p108 22 1500 SH Sole Y
Nv Energy Inc Com COM 67073y106 11 750 SH Sole Y
O Reilly Automotive Inc COM 67103H107 133 2000 SH Sole Y
Occidental Pete Corp COM 674599105 75 1050 SH Sole Y
Old Republic Intl Corp COM 680223104 7334 822161 SH Sole Y
Omnova Solutions Inc Com COM 682129101 4 1000 SH Sole Y
Oncogenex Phar. COM 68230a106 49 5000 SH Sole Y
Onconthreon Inc. COM 682324108 15 2500 SH Sole Y
Oneok Partners L P Unitltd Par COM 68268n103 201 4304 SH Sole Y
Options Media Group COM 684008105 19 750000 SH Sole Y
Oracle Corporation COM 68389x105 154 5365 SH Sole Y
Orion Energy Systems Inc COM 686275108 1010 380946 SH Sole Y
Oxygen Biotherapeuticsinc Comn COM 69207p209 1 333 SH Sole Y
Pandora Media Inc COM 698354107 7 500 SH Sole Y
Panera Bread Co Cl A COM 69840w108 104 1000 SH Sole Y
Paramount Gold & Silver Corp COM 69924p102 1 300 SH Sole Y
Paychex Inc COM 704326107 807 30607 SH Sole Y
Pdl Biopharma Inc Com COM 69329y104 8 1500 SH Sole Y
Peerless Systems Corp Tender O COM 705536100 1263 348022 SH Sole Y
Pepsico Incorporated COM 713448108 1017 16423 SH Sole Y
Petmed Express Inc COM 716382106 198 22000 SH Sole Y
Petroleo Brasileiro Adrf Spons COM 71654v408 15 675 SH Sole Y
Pfizer Incorporated COM 717081103 1318 74541 SH Sole Y
Pg & E Corp COM 69331c108 12 287 SH Sole Y
Phi Inc COM 69336t106 15 847 SH Sole Y
Philip Morris Intl Inc COM 718172109 434 6959 SH Sole Y
Pitney Bowes Inc COM 724479100 1025 54544 SH Sole Y
Plains Expl & Prodtn Co COM 726505100 1194 52575 SH Sole Y
Pmc Coml Tr Sh Ben Int COM 693434102 16 2000 SH Sole Y
Pnc Finl Services Gp Inc COM 693475105 179 3724 SH Sole Y
Polycom, Inc. COM 73172K104 7 400 SH Sole Y
Potash Corp F COM 73755L107 19 450 SH Sole Y
Ppl Corp COM 69351t106 26 911 SH Sole Y
Praxair Inc COM 74005P104 10 106 SH Sole Y
Prestige Brands Holdings COM 74112d101 6 625 SH Sole Y
Pricesmart Inc COM 741511109 364 5838 SH Sole Y
Privatebancorp Inc COM 742962103 13 1756 SH Sole Y
Procter & Gamble COM 742718109 1820 28812 SH Sole Y
Progressive Corp Ohio COM 743315103 20 1100 SH Sole Y
Prologis Inccom COM 74340W103 8 343 SH Sole Y
Prophase Labs Inc COM 74345W108 268 347479 SH Sole Y
Psychemedics Corp Comnew COM 744375205 318 44650 SH Sole Y
Public Service Enterprisegroup COM 744573106 172 5168 SH Sole Y
Publicis Groupe S.A. COM 74463M106 4 187 SH Sole Y
Pulse Electronics Corp COM 74586w106 234 81800 SH Sole Y
Pulse Seismic Inc. Cl A COM 74586Q109 75 40600 SH Sole Y
Qualcomm Inc COM 747525103 286 5885 SH Sole Y
Ralcorp Hldgs Inc New COM 751028101 9 114 SH Sole Y
Raytheon Company New COM 755111507 4 110 SH Sole Y
Red Hat Inc COM 756577102 4 100 SH Sole Y
Redwood Trust Inc COM 758075402 626 56000 SH Sole Y
Regions Finl Corp COM 7591ep100 4 1200 SH Sole Y
Renren Inc Adr F Sponsored Adr COM 759892102 2 300 SH Sole Y
Republic Services Inc COM 760759100 1 22 SH Sole Y
Retail Holders Trust Depositar COM 76127u101 20 200 SH Sole Y
Reynolds Amern Inc COM 761713106 60 1600 SH Sole Y
Rgc Resources Inc. COM 74955L103 178 9600 SH Sole Y
Richardson Electrs Ltd COM 763165107 502 36911 SH Sole Y
Rio Tinto Sprd Adr-Cnvinto 4 O COM 767204100 18 400 SH Sole Y
Riverbed Tech Inc. COM 768573107 9 468 SH Sole Y
Royal Dutch Shell A Adrf Spons COM 780259206 1586 25784 SH Sole Y
Rpc, Inc. COM 749660106 8 500 SH Sole Y
Rydex Etf Trust Canadian Dolla COM 23129x105 40 425 SH Sole Y
Salesforce Com COM 79466l302 64 556 SH Sole Y
Sally Beauty Holdings COM 832378301 6 350 SH Sole Y
Sara Lee Corp COM 803111103 84 5160 SH Sole Y
Scana Corp New COM 80589m102 15 379 SH Sole Y
Schlumberger Ltd F COM 806857108 111 1853 SH Sole Y
Seabridge Gold Inc. Comnpv COM 811916105 4 200 SH Sole Y
Sears Holdings Corp COM 812350106 8 139 SH Sole Y
Selectica, Inc. COM 816288203 4 1000 SH Sole Y
Sempra Energy COM 816851109 58 1120 SH Sole Y
Seneca Foods Corp Cl A COM 817070501 451 22800 SH Sole Y
Sherwin Williams Co COM 824348106 22 300 SH Sole Y
Sina Corp (cay) Cm Stk COM g81477104 7 100 SH Sole Y
Smart Balance Inc COM 83169y108 497 84250 SH Sole Y
Smucker J M Co New COM 832696405 146 2000 SH Sole Y
Sohu.Com Inc COM 83408w103 10 200 SH Sole Y
Solera Holdings, Inc. COM 83421A104 13 262 SH Sole Y
Sothebys COM 835898107 196 7097 SH Sole Y
Southern Co COM 842587107 77 1810 SH Sole Y
Southern Copper Corp Delcom COM 84265v105 30 1200 SH Sole Y
Southwest Airlines Co COM 844741108 17 2100 SH Sole Y
Southwest Gas Corp COM 844895102 5 150 SH Sole Y
Southwestern Energy Codelaware COM 845467109 26 775 SH Sole Y
Sparton Corp COM 847235108 501 79725 SH Sole Y
Spectra Energy Corp Com COM 847560109 6 259 SH Sole Y
Standard Motor Prods Inc COM 853666105 675 52005 SH Sole Y
Standard Parking Corp COM 853790103 976 62398 SH Sole Y
Starbucks Corp COM 855244109 111 2983 SH Sole Y
Starrett L S Co Class A COM 855668109 376 34825 SH Sole Y
Steinway Musical Instrs COM 858495104 449 20825 SH Sole Y
Stryker Corp COM 863667101 29 620 SH Sole Y
Sunoco Inc COM 86764p109 115 3700 SH Sole Y
Superior Uniform Group, Inc. COM 868358102 219 19750 SH Sole Y
Swift Transportation Company C COM 87074U101 29 4500 SH Sole Y
Sysco Corp COM 871829107 13 500 SH Sole Y
Targa Res Partners Lpcom Unit COM 87611x105 33 1000 SH Sole Y
Target Corporation COM 87612e106 142 2900 SH Sole Y
Telefonica Sa Adr Eachrepr 3 O COM 879382208 12 606 SH Sole Y
Telular Corp COM 87970t208 958 162396 SH Sole Y
Terreno Realty Corp COM 88146m101 327 25500 SH Sole Y
Teva Pharm Inds Ltd Adrf Spons COM 881624209 152 4087 SH Sole Y
The York Water Company COM 987184108 372 23000 SH Sole Y
Thermo Fisher Scientificinc COM 883556102 10 207 SH Sole Y
Tiffany & Co New COM 886547108 18 300 SH Sole Y
Tim Hortons Inc F COM 88706m103 1 16 SH Sole Y
Time Warner Cable COM 88732j207 2 35 SH Sole Y
Time Warner Inc New COM 887317303 4 142 SH Sole Y
Tivo Inc COM 888706108 5 500 SH Sole Y
Tix Corp COM 888733102 60 32000 SH Sole Y
Total S A Spon Adr COM 89151e109 57 1300 SH Sole Y
Toyota Motor Corp Adr-Eachrep COM 892331307 22 320 SH Sole Y
Travelzoo Inc COM 89421Q106 4 200 SH Sole Y
Treehouse Foods Inc COM 89469a104 2 25 SH Sole Y
U M B Financial Corp COM 902788108 37 1166 SH Sole Y
U S Bancorp Del New COM 902973304 781 33170 SH Sole Y
Uil Hldg Corp COM 902748102 22 666 SH Sole Y
Unilever Nv Eur0.16(newyork Sh COM 904784709 137 4350 SH Sole Y
Unilever Plc Ads-Ea Repr1 Ord COM 904767704 518 16595 SH Sole Y
Union Pacific Corp COM 907818108 3219 39420 SH Sole Y
United Continental Holdings In COM 910047109 17 884 SH Sole Y
United Online Inc COM 911268100 1883 360075 SH Sole Y
United Parcel Svc Inccl B COM 911312106 202 3200 SH Sole Y
United States Lime &mnrl COM 911922102 409 10250 SH Sole Y
United Technologies Corp COM 913017109 74 1050 SH Sole Y
Unitil Corp COM 913259107 189 7375 SH Sole Y
Unvl Sec Instruments New With COM 913821302 749 136413 SH Sole Y
Us Ecology Inc. COM 91732j102 193 12500 SH Sole Y
Usa Mobility Inc COM 90341g103 1022 77441 SH Sole Y
Vale S.A. Ads COM 91912e105 23 1000 SH Sole Y
Valueclick Inc COM 92046n102 192 12360 SH Sole Y
Vanguard Natl Res Llc Com Unit COM 92205f106 23 895 SH Sole Y
Vectorgroup Ltd COM 92240m108 220 12810 SH Sole Y
Ventasinc COM 92276f100 31 628 SH Sole Y
Veolia Environnement Adreach R COM 92334n103 249 17100 SH Sole Y
Verizon Communications COM 92343v104 649 17642 SH Sole Y
Viacom Inc Cl B New COM 92553p201 10 257 SH Sole Y
Visa Inc Com Cl A COM 92826c839 8 90 SH Sole Y
Vivendi Sa Eur5.50 Isin#fr0000 COM f97982106 2 95 SH Sole Y
Vodafone Group New Adr F Spons COM 92857w209 930 36236 SH Sole Y
Vornadorlty Tr COM 929042109 5 71 SH Sole Y
Vucal Inc. COM 925602104 6 2500 SH Sole Y
Wal-Mart Stores Inc COM 931142103 139 2684 SH Sole Y
Walgreen Company COM 931422109 1250 38002 SH Sole Y
Warwick Valley Tele Co COM 936750108 1625 127815 SH Sole Y
Washington Mutual Savings Bank COM 939322103 1 10000 SH Sole Y
Waste Management Inc Del COM 94106l109 1308 40173 SH Sole Y
Wellpoint Inc COM 94973v107 20 300 SH Sole Y
Wells Fargo & Co New COM 949746101 54 2220 SH Sole Y
Westell Tech Inc Cl A COM 957541105 545 252345 SH Sole Y
Westwood Holdings Group, Inc. COM 961765104 208 6025 SH Sole Y
Whirlpool Corp COM 963320106 404 8100 SH Sole Y
Whiting Petroleum Corp COM 966387102 351 10000 SH Sole Y
Whole Foods Mkt Inc COM 966837106 82 1250 SH Sole Y
Williams Sonoma Inc COM 969904101 12 401 SH Sole Y
Windstreamcorp Com COM 97381w104 105 9000 SH Sole Y
Winn Dixie Stores New COM 974280307 1501 253584 SH Sole Y
Wisconsin Energy Cp COM 976657106 13 400 SH Sole Y
World Wrestling Entertainment COM 98156q108 542 60880 SH Sole Y
Xcel Energy Inc Com COM 98389b100 23 938 SH Sole Y
Xerium Technologies Inc COM 98416J118 31 3000 SH Sole Y
Yum Brands Inc COM 988498101 10 200 SH Sole Y
Zimmer Holdings Inc COM 98956P102 8 150 SH Sole Y
Barclays Bank Ipath Etn Dj Ubs IDX FD 06738c778 21 500 SH Sole Y
Blackrock Muniyield New Jersey IDX FD 09255A100 18 1299 SH Sole Y
Currencyshares Euro Tr Euro Cu IDX FD 23130c108 100 750 SH Sole Y
Currencyshares Japanese Yen Tr IDX FD 23130a102 109 850 SH Sole Y
Etfs Physical Palladium Shares IDX FD 26923A106 6 100 SH Sole Y
First Tr Enhcd Eqty Incm Cover IDX FD 337318109 2857 280143 SH Sole Y
Invesco Municipal Income Oppor IDX FD 46133C106 18 2400 SH Sole Y
Invesco Van Kampen Trust For I IDX FD 46131R105 12 765 SH Sole Y
Ishares Dj Select Div Fd Selec IDX FD 464287168 4318 89503 SH Sole Y
Ishares Ftse China 25 Ftse Chi IDX FD 464287184 73 2360 SH Sole Y
Ishares Jpmorgan Usd Emerging IDX FD 464288281 127 1203 SH Sole Y
Ishares Morningstar Fund Large IDX FD 464287119 32 528 SH Sole Y
Ishares Msci Bric Idx Fd IDX FD 464286657 29 850 SH Sole Y
Ishares Msci Emrg Mkt Fd Emerg IDX FD 464287234 194 5525 SH Sole Y
Ishares Msci Jpn Idx Fd Japan IDX FD 464286848 1106 116864 SH Sole Y
Ishares S&p 500 Growth S&p 500 IDX FD 464287309 6656 108682 SH Sole Y
Ishares S&p 500 Value S&p 500 IDX FD 464287408 5889 114164 SH Sole Y
Ishares S&p Gbl Consumer Stapl IDX FD 464288737 31 500 SH Sole Y
Ishares S&p Smcap Growth S&p S IDX FD 464287887 45 700 SH Sole Y
Ishares S&p U S Pfd Fund S&p U IDX FD 464288687 210 5894 SH Sole Y
Ishares Silver Trust Index Fun IDX FD 46428Q109 15 525 SH Sole Y
Ishares Tr Dj Us Consumr Consu IDX FD 464287812 9 150 SH Sole Y
Ishares Tr Dj Us Consumr Consu IDX FD 464287580 1719 26877 SH Sole Y
Ishares Tr Dow Jones Telecom I IDX FD 464287713 12 600 SH Sole Y
Ishares Tr Msci Eafe Fd Msci E IDX FD 464287465 295 6168 SH Sole Y
Ishares Tr Russell 2000 Russel IDX FD 464287655 77 1191 SH Sole Y
Ishares Tr Russell Midcap Inde IDX FD 464287499 13 142 SH Sole Y
Ishares Tr S&p 100 Index S & P IDX FD 464287101 19 373 SH Sole Y
Ishares Tr S&p Global Energy S IDX FD 464287341 12 375 SH Sole Y
Ishares Tr S&p Global Telecomm IDX FD 464287275 1131 20835 SH Sole Y
Ishares Tr S&p Midcap400 Index IDX FD 464287507 16 200 SH Sole Y
Ishares Tr S&p Midcap400/ Valu IDX FD 464287705 14 207 SH Sole Y
Ishares Inc Msci Brazilindex F IDX FD 464286400 54 1030 SH Sole Y
Ishares Inc Msci Germanyindex IDX FD 464286806 23 1250 SH Sole Y
Ishares Msci Cda Idx Fd Canada IDX FD 464286509 67 2625 SH Sole Y
Ishares Tr Dowjones U S Utils IDX FD 464287697 270 3300 SH Sole Y
Ishares Trust S&p 500 S&p 500 IDX FD 464287200 52 456 SH Sole Y
Market Vectors Double Short Eu IDX FD 617480280 43 1000 SH Sole Y
Market Vectors Etf Trcoal Etf IDX FD 57060u837 6 186 SH Sole Y
Nuveen Floating Rate Income Op IDX FD 6706EN100 28 2653 SH Sole Y
Powershs Exch Trad Fd Tr Power IDX FD 73935X229 2596 160746 SH Sole Y
Powershs Exch Trad Fd Tr Power IDX FD 73935X575 35 2305 SH Sole Y
Powershs Exch Trad Fd Tr Wilde IDX FD 73935X500 14 2530 SH Sole Y
Powershs Qqq Trust Ser 1 IDX FD 73935a104 44 842 SH Sole Y
S P D R S&p 500 Etf Tr Expirin IDX FD 78462f103 4311 38098 SH Sole Y
Sector Spdr Engy Select Shares IDX FD 81369y506 41 708 SH Sole Y
Sector Spdr Tech Select Shares IDX FD 81369y803 162 6870 SH Sole Y
Spdr Gold Trust Spdr Gold Shar IDX FD 78463v107 322 2040 SH Sole Y
Spdr S&p Midcap 400 Etf IDX FD 78467y107 252 1775 SH Sole Y
Spdr Ser Tr S&pbiotech Etf IDX FD 78464a870 3 50 SH Sole Y
Sector Spdr Tech Select Shares IDX FD 81369y803 130 5505 SH Sole Y
Sector Spdr Tr Shs Benint Fina IDX FD 81369y605 48 4085 SH Sole Y
Sector Spdr Util Select Shares IDX FD 81369Y886 8 232 SH Sole Y
Select Sector Spdr Trhealth Ca IDX FD 81369y209 6 180 SH Sole Y
Vanguard Emrg Mkt Etf IDX FD 922042858 4 116 SH Sole Y
Vanguard Europe Pac Etf IDX FD 921943858 30 987 SH Sole Y
Vanguard European Index Fund IDX FD 922042874 4 95 SH Sole Y
Vanguard Ind Fd Small Cap Grow IDX FD 922908595 7 100 SH Sole Y
Vanguard Ind Fd Small Cap Val IDX FD 922908611 6 100 SH Sole Y
Vanguard Ind Fd-Mid Cap Val Vi IDX FD 922908512 29 634 SH Sole Y
Vanguard Intl Eqty Index Ftse IDX FD 922042775 62 1600 SH Sole Y
Vanguard Msci Pacific Etf IDX FD 922042866 65 1343 SH Sole Y
Vanguard Specialized Portfolio IDX FD 921908844 28 571 SH Sole Y
Vanguard Total Stock Mkt IDX FD 922908769 7167 124163 SH Sole Y
Vanguard Total World Stock Etf IDX FD 922042742 89 2200 SH Sole Y
Vanguard Value IDX FD 922908744 100 2133 SH Sole Y
Vanguardindex Fds Mid-Cap Grow IDX FD 922908538 31 564 SH Sole Y
Vanguardindex Fds Vanguard Gro IDX FD 922908736 43 760 SH Sole Y
Wisdomtree Diefa IDX FD 97717w703 76 1900 SH Sole Y
Wisdomtree Etf Global Natural IDX FD 97717W711 72 3450 SH Sole Y
Wisdomtree Intl Mdcp Div Intl IDX FD 97717w778 64 1500 SH Sole Y
Wisdomtree Trust Chinese Yuan IDX FD 97717w182 9 350 SH Sole Y
Citigroup Capital X Pfd6.10% 0 PFD 173064205 22 1000 SH Sole Y
Felcor Lodging Ser A Conv Pfd PFD 31430F200 82 4100 SH Sole Y
Royal Dutch Shell Plc Cl. B PFD 780259107 47 750 SH Sole Y
Bb & T Corp EQ CL END 054937107 26 1214 SH Sole Y
Blackrock Divid Achieverstm Tr EQ CL END 09250n107 4 500 SH Sole Y
Calamos Global Total Returnfd EQ CL END 128118106 14 1000 SH Sole Y
Cohen & Steers Infrastructuref EQ CL END 19248a109 31 2000 SH Sole Y
Cross Timbers Royaltytrust EQ CL END 22757r109 27 600 SH Sole Y
European Equity Fund EQ CL END 298768102 20 3421 SH Sole Y
Flaherty & Crumrine Pfd Income EQ CL END 338480106 35 2600 SH Sole Y
Gabelli Div And Inc Tr EQ CL END 36242h104 619 45189 SH Sole Y
India Fund Inc EQ CL END 454089103 14 610 SH Sole Y
Ishares Tr Dow Jones Us Real E EQ CL END 464287739 13 256 SH Sole Y
Mfs Charter Income Trustsh Ben EQ CL END 552727109 9 1000 SH Sole Y
Nuveen Tax Advantageddivid Gro EQ CL END 67073g105 16 1400 SH Sole Y
Powershares Etf Hi Yld EQ CL END 73935x302 25 3100 SH Sole Y
Tri Continental Corp Com EQ CL END 895436103 36 2845 SH Sole Y
Western Asset Emrgng Mktsincom EQ CL END 95766e103 3 258 SH Sole Y
Agic Conv & Inc. Fd FX CL END 001190107 11 1300 SH Sole Y
Alliancebernstein Globalhigh I FX CL END 01879r106 77 5908 SH Sole Y
Blackrock Mun 2018 Termtr FX CL END 09248c106 7 425 SH Sole Y
Blackrock Muniyield Fdinc Com FX CL END 09253w104 6 400 SH Sole Y
Dnp Select Income Fund FX CL END 23325p104 176 17568 SH Sole Y
Dreyfus Strategic Munbd Fd Inc FX CL END 26202f107 18 2124 SH Sole Y
Dtf Tax Free Income Inc FX CL END 23334j107 121 7834 SH Sole Y
Duff & Phelps Util&cp Bd FX CL END 26432k108 34 2971 SH Sole Y
Eaton Vance Tax Advantagedivid FX CL END 27828g107 7 500 SH Sole Y
Hancock John Pfd Inc Mefd Iii FX CL END 41021p103 22 1370 SH Sole Y
Ing Prime Rate Tr Shben Int FX CL END 44977w106 3 600 SH Sole Y
Insured Muni Income Trunit Ser FX CL END 45809b368 10 60 SH Sole Y
Invesco Van Kampen Amern Cap S FX CL END 46131h107 17 4000 SH Sole Y
Invesco Van Kampen Tr For Insd FX CL END 46131L108 18 1400 SH Sole Y
Ishares Barclays 1-3 Year Cred FX CL END 464288646 51 490 SH Sole Y
Ishares Barclays Credit Bond F FX CL END 464288620 154 1431 SH Sole Y
Ishares Barclays Intermediate FX CL END 464288612 8 76 SH Sole Y
Ishares Barclays Us Aggregate FX CL END 464287226 105 950 SH Sole Y
Ishares Iboxx Hy Bd FX CL END 464288513 9 109 SH Sole Y
Ishares Iboxx Investop Iboxx $ FX CL END 464287242 436 3878 SH Sole Y
Ishares Tr Barclays Tips Bond FX CL END 464287176 9 75 SH Sole Y
Nuveen Insd Quality Municipalf FX CL END 67062n103 22 1525 SH Sole Y
Nuveen Muni Value Fd 2 FX CL END 670695105 15 900 SH Sole Y
Nuveen Quality Pfd Incomefd 2 FX CL END 67072c105 51 6676 SH Sole Y
Proshares Ultrsht Leh Bros 7-1 FX CL END 74347r313 17 550 SH Sole Y
Spdr Barclays Capital High Yie FX CL END 78464A417 55 1515 SH Sole Y
Tcw Strategic Income Fdinc FX CL END 872340104 146 29312 SH Sole Y
Templeton Global Incomefd Inc FX CL END 880198106 24 2487 SH Sole Y
Western Asset High Incomefd Ii FX CL END 95766j102 29 3075 SH Sole Y
Put (hrbn) Harbin Elec Inc Dec PUT 1387529SQ 3 10 SH Sole Y
Amerigas Partners Lp Utsrpstg UNIT LP INT 030975106 54 1225 SH Sole Y
Dominion Res Black Warriortr U UNITS BEN INT 25746q108 18 2000 SH Sole Y
Buckeye Partners L P Unitltd P UNIT LP PARTN 118230101 211 3369 SH Sole Y
General Motors Company Wrrnt A WT 37045V118 1 85 SH Sole Y
General Motors Company Wrrnt B WT 37045V126 1 86 SH Sole Y
France Telecom Adr Eachrepr 1 ADR 35177q105 108 6575 SH Sole Y
Sigapore Tele New Adr ADR 82929r304 631 25858 SH Sole Y
FINAL TOTALS $ 212,702,000
FORM F INFORMATION TABLE ENTRY TOTAL 632
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DOCUMENT