-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BGgcK3j52JteAkYmKDguLTb/ir01fL8nkyFup+Pifd0KXJGCfHz44WJCHrOx3/wi +T/vqCzT1oN4edUt7UTeDw== 0001342857-09-000011.txt : 20090211 0001342857-09-000011.hdr.sgml : 20090211 20090211162209 ACCESSION NUMBER: 0001342857-09-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090211 DATE AS OF CHANGE: 20090211 EFFECTIVENESS DATE: 20090211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: North Star Investment Management Corp. CENTRAL INDEX KEY: 0001342857 IRS NUMBER: 364467498 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12641 FILM NUMBER: 09590055 BUSINESS ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-580-0900 MAIL ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 dec2008.txt 13F DECEMBER 2008 DOCUMENT TYPE 13F HR 1 nsimc2008december.txt DESCRIPTION 13F HR TEXT SUBMISSION: TYPR: 13F HR FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2008 Institutional Investment Manager Filing this Report: North Star Investment Management Corp. 20 N. Wacker Drive Suite 1416 Chicago IL 60606 Form 13F File Number: 28-12641 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: By(Signature and Title) /s/ PCONTOS Telephone: 312-580-1056 Signature, Place and Date of signing: Peter D. Gottlieb, President, Chicago IL, Dated: 02/11/2009 Report Type: 13F HOLDINGS REPORT Form 13F Summary Page Report Summary: Number of Other Included Managers: NONE Form 13F Information Entry Total: 389 Form 13F Information Table Value Total: $ 88,234,000 Name of Issuer --Title of Class-- --Cusip-- Value Shares discr Voting Sole 3mcompany COM 88579y101 371 6445 SH Sole X A T & T Com COM 00206R102 568 19947 SH Sole X Abbott Laboratories COM 002824100 707 13238 SH Sole X Acme United Co COM 004816104 1388 196875 SH Sole X Ad A M Inc Com COM 00088u108 50 12621 SH Sole X Aetnainc New Com COM 00817y108 5 180 SH Sole X Alberto Culver Co Cl B COM 013068101 9 350 SH Sole X Alcoa Inc COM 013817101 294 26100 SH Sole X Alcon Inc. COM H01301102 10 112 SH Sole X Alleghenyenergy Inc COM 017361106 27 800 SH Sole X Alliantenergy Corp COM 018802108 75 2570 SH Sole X Allstatecorp COM 020002101 47 1426 SH Sole X Altria Group Inc Common Stock COM 02209s103 107 7109 SH Sole X Amdocslimited Isin #gb00225690 COM g02602103 1 57 SH Sole X Amerencorp COM 023608102 173 5211 SH Sole X American Express Company Commo COM 025816109 241 13000 SH Sole X American Railcar Ind. COM 02916P103 2 200 SH Sole X American Tower Corp Cl A COM 029912201 21 706 SH Sole X Americanelec Pwr Co COM 025537101 64 1936 SH Sole X Americna Phys. Cap. Inc. COM 028884104 2 45 SH Sole X Amgen Inc COM 031162100 92 1600 SH Sole X Aoncorp COM 037389103 23 501 SH Sole X Apple Inc COM 037833100 145 1703 SH Sole X Associatedbanc Corp COM 045487105 32 1513 SH Sole X At&t Inc. COM 00206r102 21 750 SH Sole X Atlas Corp COM 018805101 1 65 SH Sole X Automaticdata Processing Inc COM 053015103 4 108 SH Sole X Baldwin& Lyons Inc Cl B COM 057755209 11 625 SH Sole X Bank Of America Corporation Co COM 060505104 182 12961 SH Sole X Bank Of New York COM 064058100 35 1237 SH Sole X Barclaysbk Plc Ipath Index Lkd COM 06738c778 7 200 SH Sole X Barrickgold Corp Isin #ca06790 COM 067901108 2 63 SH Sole X Baxterintl Inc COM 071813109 19 362 SH Sole X Berkshirehathaway Inc Del Cl A COM 084670108 193 2 SH Sole X Berkshirehathaway Inc Del Cl B COM 084670207 170 53 SH Sole X Blackstone Group Lp COM 09253u108 13 2000 SH Sole X Blockh & R Inc COM 093671105 9 400 SH Sole X Boeing Co COM 097023105 10 223 SH Sole X Bowlamer Inc Cl A COM 102565108 484 52275 SH Sole X Bp Plc Spons Adr F/K/A Bp Pcl COM 055622104 480 10272 SH Sole X Brandywine Realty Tr REIT COM 105368203 12 1500 SH Sole X Bristol Myers Squibb COM 110122108 96 4138 SH Sole X British Amer. Tobacco PLC COM 110448107 1 20 SH Sole X Broadpoint Securites Gp COM 11133V108 2 528 SH Sole X C H Robinson Worldwide Inc. COM 12541w209 8 152 SH Sole X CBL & Assoc Prop. Inc. COM 124830100 52 8000 SH Sole X Californiawater Svc Grp Hldg C COM 130788102 46 1000 SH Sole X Campbell Soup Company Common S COM 134429109 1 45 SH Sole X Canadian Superior Energy, Inc. COM 136644101 2 2500 SH Sole X Canadiannatl Ry Co Isin #ca136 COM 136375102 10 275 SH Sole X Carverbancorp Inc COM 146875109 1013 202624 SH Sole X Caterpillar Inc COM 149123101 60 1350 SH Sole X Cca Industries COM 124867102 210 59150 SH Sole X Centerpointenergy Inc COM 15189t107 18 1451 SH Sole X Ceradyneinc COM 156710105 1 45 SH Sole X Charles Schwab Corp. COM 808513105 8 500 SH Sole X Chesapeakeenergy Corporation O COM 165167107 18 1100 SH Sole X Chevron Corp COM 166764100 35 470 SH Sole X China Mobile Hong Kong COM 16941M109 2 43 SH Sole X Chubb Corp COM 171232101 10 200 SH Sole X Cisco Systems Inc COM 17275R102 359 22040 SH Sole X Citigroup Incorporated Common COM 172967101 53 7833 SH Sole X Cloroxco Del COM 189054109 222 4000 SH Sole X Coachinc COM 189754104 15 700 SH Sole X Cobra Electronics COM 191042100 257 244395 SH Sole X Coca-Cola Company COM 191216100 355 7848 SH Sole X Cocacola Enterprises Inc COM 191219104 349 29000 SH Sole X Colgate Palmolive COM 194162103 2 34 SH Sole X Comcastcorp New Cl A COM 20030n101 3 150 SH Sole X Comfort Systems USA Inc. COM 199908104 309 29025 SH Sole X Conocophillips COM 20825c104 419 8088 SH Sole X Consolidated Communications Hl COM 209034107 596 50208 SH Sole X Consolidatededison Hldg Co Inc COM 209115104 60 1552 SH Sole X Cooper Cameron Corp. COM 216640102 1 56 SH Sole X Corus Bankshares, Inc. COM 220873103 6 5000 SH Sole X Covance Inc COM 222816100 14 314 SH Sole X Cubist Pharmaceuticals Inc COM 229678107 24 1000 SH Sole X Daimler Ag Ord Isin#de00071000 COM d1668r123 4 97 SH Sole X Danaher Corp COM 235851102 2 32 SH Sole X Deere & Co COM 244199105 120 3120 SH Sole X Dell Inc COM 24702r101 197 19250 SH Sole X Denbury Resources, Inc. COM 247916208 7 658 SH Sole X Devon Energy Corporation Commo COM 25179m103 3 50 SH Sole X Discoverfinl Svcs COM 254709108 2 184 SH Sole X Disney Walt Company(holding Co COM 254687106 89 3936 SH Sole X Dominionresources Inc Vanew COM 25746u109 143 3990 SH Sole X Dow Chemical Company COM 260543103 75 5000 SH Sole X Dteenergy Holding Co COM 233331107 169 4739 SH Sole X Du Pont E.I.De Nemour & Co COM 263534109 10 400 SH Sole X Dukeenergy Corp New Com COM 26441c105 3 214 SH Sole X Dunn & Bradstreet Corp COM 26483e100 2 20 SH Sole X Dwsrreef Real Estate Fd Inc COM 233384106 3 1500 SH Sole X Easterncompany COM 276317104 1213 141004 SH Sole X Eaton Corporation COM 278058102 1 15 SH Sole X Eaton Vance Corp COM 278265103 49 2350 SH Sole X Ecolabinc COM 278865100 12 350 SH Sole X Edisonintl COM 281020107 30 933 SH Sole X Elan Corp Plc Adr F COM 284131208 30 5074 SH Sole X Eli Lilly & Company Common Sto COM 532457108 231 5725 SH Sole X Emerson Electric COM 291011104 4 98 SH Sole X Enbridge, Inc. COM 29250n105 15 456 SH Sole X Enbridgeenergy Partners Lp COM 29250r106 5 200 SH Sole X Endocareinc Com New COM 29264p203 53 133569 SH Sole X Energytransfer Partners Lp Ut COM 29273r109 41 1200 SH Sole X Ennisinc Formerly Ennis Busine COM 293389102 593 49000 SH Sole X Enterpriseproducts Pptns Lp COM 293792107 8 400 SH Sole X Entremed Inc COM 29382f103 16 100000 SH Sole X Evercorepartners Inc Cl A COM 29977a105 361 28875 SH Sole X Exelon Corporation Common Stoc COM 30161n101 880 15827 SH Sole X Expeditors Intl Wash Inc COM 302130109 8 254 SH Sole X Exxon Mobil Corp COM 30231G102 1208 15126 SH Sole X Fastenal Company COM 311900104 87 2500 SH Sole X Firstenergycorp COM 337932107 90 1850 SH Sole X Firstmidwest Bancorp Inc Del COM 320867104 20 1000 SH Sole X Flaherty& Crumrine / Claymore COM 338478100 15 1891 SH Sole X Fosterwheeler Ltd COM H27178104 13 550 SH Sole X Fplgroup Inc COM 302571104 276 5474 SH Sole X Franklinres Inc COM 354613101 1 23 SH Sole X Freightcaramer Inc COM 357023100 539 29500 SH Sole X Gabelliutil Tr COM 36240a101 6 1000 SH Sole X Gannett Co Inc Del COM 364730101 120 15000 SH Sole X Gapinc Del COM 364760108 1 105 SH Sole X General Electric COM 369604103 936 57764 SH Sole X General Mills Incorporated Com COM 370334104 255 4192 SH Sole X Generaldynamics Crp COM 369550108 10 167 SH Sole X Glaxosmithkline Plc COM 37733W105 2 45 SH Sole X Goldmansachs Group Inc COM 38141g104 4 47 SH Sole X Graham Corp COM 384556106 220 20350 SH Sole X Greatplains Energy Inc COM 391164100 10 537 SH Sole X H& Q Life Sciences Invs Sh Ben COM 404053100 2 208 SH Sole X Healthcarerlty Tr COM 421946104 23 1000 SH Sole X Helios Strategic Mtg Inc Fd COM 42327m109 18 3000 SH Sole X Hewlett-Packardco De COM 428236103 145 3999 SH Sole X Highburyfinl Inc Com COM 42982y109 1624 832775 SH Sole X Hlthcorp COM 40422y101 10 1000 SH Sole X Hologic Incorporated Common St COM 436440101 5 400 SH Sole X Honeywellintl Inc COM 438516106 30 928 SH Sole X Hospirainc COM 441060100 3 100 SH Sole X Hosthotels & Resorts Inc Com COM 44107p104 135 17845 SH Sole X Houstonwire & Cable Co Com COM 44244k109 448 48124 SH Sole X Humanainc COM 444859102 4 100 SH Sole X Imaxcorp COM 45245e109 397 89000 SH Sole X Independent Bank CP Mass COM 453836108 262 10000 SH Sole X Inergy Lp COM 456615103 26 1550 SH Sole X Infosystechnologies Limited Ad COM 456788108 1 49 SH Sole X Integrys Energy Group Inc COM 45822P105 115 2678 SH Sole X Intelcorp COM 458140100 84 5700 SH Sole X International Business Machine COM 459200101 726 8621 SH Sole X Intrepid Potash Inc. COM 46121y102 16 750 SH Sole X Isharestr Dow Jones Us Home Co COM 464288752 20 2000 SH Sole X Isharestr S&p 500 Index Fd COM 464287200 21 230 SH Sole X Januscap Group Inc COM 47102x105 15 1850 SH Sole X Johnson & Johnson Common Stock COM 478160104 683 11417 SH Sole X Johnson Outdoors Inc Cl A COM 479167108 304 54647 SH Sole X Joyglobal Inc COM 481165108 334 14600 SH Sole X Jpmorganchase & Co COM 46625h100 3392 107585 SH Sole X Juniper Networks Inc COM 48203r104 2 100 SH Sole X Kansascity Southern Com COM 485170302 6 310 SH Sole X Kelloggcompany COM 487836108 9 200 SH Sole X Kimberly Clark COM 494368103 258 4891 SH Sole X Kindermorgan Energy Partners L COM 494550106 111 2420 SH Sole X Kirbycorp Formerly Kirby Expl COM 497266106 3923 143400 SH Sole X Kkrfinl Hldgs Llc COM 48248a306 1 939 SH Sole X Kosscorp Del Frmly Koss Eletrs COM 500692108 449 48314 SH Sole X Kraft Foods Inc Common Stock COM 50075n104 273 10156 SH Sole X Kroger Company COM 501044101 3 98 SH Sole X Lacrossefootwear Inc COM 505688101 773 61938 SH Sole X Leeenterprises Inc COM 523768109 14 35000 SH Sole X Liberty Media Corp New Com Se COM 530718105 2 75 SH Sole X Lifepointhosps Inc COM 53219l109 2 100 SH Sole X Lockheed Martin Corp COM 539830109 5 60 SH Sole X Magellanmidstream Partners Lp COM 559080106 30 1000 SH Sole X Markwest Energy Partners LP COM 570759100 7 830 SH Sole X Marshall & Ilsley Corp Common COM 571837103 50 3669 SH Sole X Marvel Entertainment Inc. COM 57383t103 3 100 SH Sole X Massmutualpartn Invs COM 576299101 9 954 SH Sole X Mcdonalds Corporation Common S COM 580135101 249 4007 SH Sole X Meadeinstruments Corp COM 583062104 1 13000 SH Sole X Medco Health Solutions Inc COM 58405U102 55 1324 SH Sole X Merck & Co Inc COM 589331107 406 13348 SH Sole X Merrilllynch & Co COM 590188108 8 667 SH Sole X Metavante Technologies Common COM 591407101 20 1223 SH Sole X Metlife Inc Pfd COM 59156r405 7 300 SH Sole X Microsoft Corp COM 594918104 391 20112 SH Sole X Middlebrook Pharmaceuticals In COM 596087106 150 100000 SH Sole X Midwest Banc Holdings Inc COM 598251106 127 90468 SH Sole X Mitchaminds Inc COM 606501104 564 141962 SH Sole X Monarchcement Co COM 609031109 871 31041 SH Sole X Monsantoco New COM 61166w101 9 135 SH Sole X Morgan Stanley Group Inc COM 617446109 6 369 SH Sole X Mosaicco COM 61945a107 2 45 SH Sole X Motorolainc COM 620076109 7 1500 SH Sole X Myersinds Inc COM 628464109 185 23175 SH Sole X NV Energy Inc. COM 67073y106 7 750 SH Sole X National Beverage Corp Common COM 635017106 1971 219054 SH Sole X Nationaldentex Corp COM 63563h109 100 22071 SH Sole X Nationaloilwell Varco Inc COM 637071101 13 550 SH Sole X Navigant Consulting Inc. COM 63935N107 16 1000 SH Sole X Nbty Inc COM 628782104 29 1850 SH Sole X Nestle Sa Adr COM 641069406 2 50 SH Sole X Nokiacorp Adr COM 654902204 523 33550 SH Sole X Northern Trust Corporation Com COM 665859104 239 4575 SH Sole X Novartis A G Sponsored Adr COM 66987V109 2 42 SH Sole X Novenpharmaceuticls Inc COM 670009109 30 2750 SH Sole X Ntnbuzztime, Inc. COM 629410309 7 50000 SH Sole X Nuance Communications, Inc. COM 67020y100 4 350 SH Sole X Nustarenergy Lp Unit COM 67058h102 23 550 SH Sole X Nuveeninsd Mun Oppty Fd Inc Co COM 670984103 20 1870 SH Sole X Nuveeninvt Quality Municipal F COM 67062e103 178 17181 SH Sole X Nuveenperformance Plus Mun Fd COM 67062p108 17 1500 SH Sole X Nuveentax Advantaged Total Ret COM 67090h102 10 1275 SH Sole X Nvidiacorp COM 67066g104 2 200 SH Sole X Occidental Petro Corp COM 674599105 20 330 SH Sole X Old Republic International Cor COM 680223104 3310 277693 SH Sole X Omnienergy Svcs Crp Com New COM 68210t208 263 220687 SH Sole X Omnova Solutions Inc Com COM 682129101 14 20000 SH Sole X Oneok Partners Lp COM 68268n103 28 620 SH Sole X Optimum Holdings Inc. COM 68401p106 2 400 SH Sole X Oracle Corp COM 68389X105 65 3644 SH Sole X Oxygen Biotherapeutics COM 69207p100 1 5000 SH Sole X P N C Financial Group COM 693475105 148 3024 SH Sole X Peerlesssystems Corp COM 705536100 355 195125 SH Sole X Pepsicoinc COM 713448108 90 1639 SH Sole X Pfizer COM 717081103 222 12539 SH Sole X Pg& E Corp COM 69331c108 6 143 SH Sole X Philip Morris Intl COM 718172109 309 7109 SH Sole X Pinnacle West Cap Corp COM 723484101 8 250 SH Sole X Pitney Bowes Inc COM 724479100 124 4876 SH Sole X Plainsexpl & Prodtn Co COM 726505100 457 19675 SH Sole X Potash Corp F COM 73755L107 366 5000 SH Sole X Powersharesexchange Traded Fd COM 73935x856 7 500 SH Sole X Powersharesexchange Traded Fd COM 73935x781 2 250 SH Sole X Pplcorp COM 69351t106 16 532 SH Sole X Privatebancorp, Inc., The COM 742962103 15 470 SH Sole X Procter& Gamble Co COM 742718109 999 16160 SH Sole X Progressivecorp Ohio COM 743315103 16 1100 SH Sole X Prologistrust COM 743410102 163 11743 SH Sole X Prudential Financial Inc Commo COM 744320102 5 165 SH Sole X Publicservice Enterprise Group COM 744573106 89 3068 SH Sole X Pugetenergy Inc New COM 745310102 5 200 SH Sole X Qualcomm Incorporated Common S COM 747525103 2 45 SH Sole X Qwestcomm Intl Inc COM 749121109 1 293 SH Sole X Ralcorp Holdings COM 751028101 7 114 SH Sole X Raytheonco Com New COM 755111507 7 128 SH Sole X Redhat Inc COM 756577102 1 100 SH Sole X Redwoodtrust Inc COM 758075402 113 7600 SH Sole X Regions Financial Corp Com COM 7591ep100 10 1200 SH Sole X Reliantenergy Inc Formerly Rel COM 75952b105 4 630 SH Sole X Research In Motion Ltd COM 760975102 2 42 SH Sole X Rockof Ages Corp COM 772632105 1277 638343 SH Sole X Royal Dutch Petroleum F COM 780259206 371 7000 SH Sole X S&p Utilities Spdr COM 81369Y886 13 435 SH Sole X Saralee Corp COM 803111103 43 4400 SH Sole X Scana Corp COM 80589m102 13 379 SH Sole X Scheringplough Corp COM 806605101 18 1047 SH Sole X Schlumbergerltd Isin #an806857 COM 806857108 60 1426 SH Sole X Searshldgs Corp COM 812350106 7 170 SH Sole X Sectorspdr Tr Shs Ben Int Cons COM 81369y308 14 585 SH Sole X Sectorspdr Tr Shs Ben Int Ener COM 81369y506 175 3655 SH Sole X Sectorspdr Tr Shs Ben Int Fina COM 81369y605 62 4935 SH Sole X Sempraenergy COM 816851109 48 1120 SH Sole X Sherwinwilliams Co COM 824348106 9 150 SH Sole X Slindustries Inc COM 784413106 539 61200 SH Sole X Smithkline Beecham Plc F COM 832378301 2 350 SH Sole X Snap On Inc COM 833034101 1 35 SH Sole X Sothebyshldgs Inc Delaware COM 835898107 228 25700 SH Sole X Southern Company COM 842587107 15 403 SH Sole X Southwestairlns Co COM 844741108 18 2100 SH Sole X Southwestgas Corp COM 844895102 4 150 SH Sole X Spdrser Tr S&p Homebuilders Et COM 78464a888 24 2000 SH Sole X Spectraenergy Corp Com COM 847560109 2 105 SH Sole X Starbuckscorp COM 855244109 11 1200 SH Sole X Strykercorp COM 863667101 20 500 SH Sole X Suncor Energy, Inc. COM 867229106 6 302 SH Sole X Sunhealthcare Group Inc New COM 866933401 195 22075 SH Sole X Sunmicrosystems Inc COM 866810203 2 650 SH Sole X Supervaluinc COM 868536103 1 36 SH Sole X Syngenta Ag COM 87160a100 12 300 SH Sole X TNT NV S/ADR COM 878260W10 1 35 SH Sole X Target Cp COM 87612e106 104 3000 SH Sole X Technology Select Sector Spdr COM 81369y803 72 4650 SH Sole X Techresearch Corp New COM 878727304 516 303772 SH Sole X Tesco PLC S/ADR COM 881575302 2 120 SH Sole X Tevapharmaceutical Inds Ltd Ad COM 881624209 1 31 SH Sole X Texasinstruments Inc COM 882508104 1 60 SH Sole X Ticketmaster COM 88633p302 2 235 SH Sole X Tiffany& Co New COM 886547108 7 300 SH Sole X Time Warner Inc Common Stock COM 887317105 346 34401 SH Sole X Tivoinc COM 888706108 4 500 SH Sole X Total S A Spon Adr COM 89151e109 2 30 SH Sole X Toyota Mtrs Corp Spon Adr COM 892331307 27 420 SH Sole X Trinityinds Inc Del Frmly Texa COM 896522109 490 31070 SH Sole X Ualcorp Com New COM 902549807 10 912 SH Sole X Uilhldg Corp COM 902748102 20 666 SH Sole X Ultra Financials Pro Shares COM 74347r743 9 1500 SH Sole X Under Armour Inc. COM 904311107 1 59 SH Sole X Unilever Nv N Y Shs COM 904784709 98 4000 SH Sole X Union Pacific Corp COM 907818108 3 64 SH Sole X United On-Line COM 911268100 214 35175 SH Sole X Unitedparcel Svc Inc Cl B COM 911312106 177 3200 SH Sole X Unitedtechnologies Corp COM 913017109 23 425 SH Sole X Universal Sec Instrs Inc Commo COM 913821302 409 123932 SH Sole X Usbancorp Del Com New COM 902973304 469 18764 SH Sole X Valence Tech Inc COM 918914102 9 5000 SH Sole X Valero Energy Corp COM 91913y100 2 72 SH Sole X Valueclickinc COM 92046n102 5 658 SH Sole X Verizon Communications Common COM 92343v104 303 8939 SH Sole X Vermontpure Holding S Ltd New COM 924237100 414 592095 SH Sole X Visa Inc. COM 92826c839 5 88 SH Sole X Wachoviacorp 2nd New COM 929903102 6 1000 SH Sole X Wal-Martstores Inc COM 931142103 80 1432 SH Sole X Walgreen COM 931422109 1031 41808 SH Sole X Wastemanagement Inc COM 94106l109 101 3041 SH Sole X Wells Fargo COM 949746101 12 400 SH Sole X Whirlpool Corp COM 963320106 289 7000 SH Sole X Whole Foods Market Inc COM 966837106 9 1000 SH Sole X Wisconsinenergy Cp COM 976657106 6 150 SH Sole X Wyeth COM 983024100 97 2578 SH Sole X Xcelenergy Inc Com COM 98389b100 17 923 SH Sole X Xeroxcorp COM 984121103 1 120 SH Sole X Yum!brands Inc COM 988498101 3 96 SH Sole X Zweigtotal Return Fd Inc COM 989837109 12 3500 SH Sole X Crrncy Sh Swiss Framc Tr IDX FD 23129v109 635 6750 SH Sole X Currencyshares Euro Trust IDX FD 23130c108 161 1150 SH Sole X Currencyshares Japanese Yen Tr IDX FD 23130a102 3242 29450 SH Sole X DJ Wilshire REIT ETF IDX FD 78464a607 3 86 SH Sole X Diamondstrust Ser I IDX FD 252787106 14 155 SH Sole X I Shares Mrng Lrg Growth IDX FD 464287119 16 378 SH Sole X I shares S&P Gl Info IDX FD 464287291 9 255 SH Sole X Ishares Msci Bric IDX FD 464286657 27 1100 SH Sole X Ishares S & P 500/Barra Growth IDX FD 464287309 2931 65225 SH Sole X Ishares S&p Global Energy Sect IDX FD 464287341 11 375 SH Sole X Ishares Tr Russell Midcap Inde IDX FD 464287499 8 142 SH Sole X Ishares Trust S & P 500/Bar Va IDX FD 464287408 2669 59066 SH Sole X Ishares Trust S&p Smallcap 600 IDX FD 464287804 1236 28108 SH Sole X Isharestr Dow Jones Select Div IDX FD 464287168 33 800 SH Sole X Isharestr Ftse Xinhua Hk China IDX FD 464287184 98 3384 SH Sole X Isharestr Msci Eafe Index Fd IDX FD 464287465 1877 41851 SH Sole X Isharestr Msci Emerging Mkts I IDX FD 464287234 29 1161 SH Sole X Isharestr Russell 2000 Index F IDX FD 464287655 5 99 SH Sole X Isharestr S&p 100 Index Fund IDX FD 464287101 16 373 SH Sole X Isharestr S&p Midcap 400 Index IDX FD 464287507 35 663 SH Sole X Midcap Spdr Trust Series 1 Fun IDX FD 595635103 172 1775 SH Sole X Powershares Etf Trust Water Re IDX FD 73935X575 31 2125 SH Sole X Powershares Wilderhill Clean E IDX FD 73935X500 189 21950 SH Sole X Powersharesqqq Tr Unit Ser 1 IDX FD 73935a104 31 1042 SH Sole X S & P 500 Trust Series 1 Depos IDX FD 78462f103 3395 37620 SH Sole X Sectorspdr Tr Shs Ben Int Indu IDX FD 81369y704 2 75 SH Sole X Spdr Gold Trust Gold Shares IDX FD 78463v107 677 7825 SH Sole X Technology Select Sector Spdr IDX FD 81369y803 11 740 SH Sole X Vanguard Emrg Mkt ETF IDX FD 922042858 12 490 SH Sole X Vanguard Eur Pac ETF IDX FD 921943858 2285 83175 SH Sole X Vanguard Health Care Etf IDX FD 92204a504 22 478 SH Sole X Vanguard Pacific Etf IDX FD 922042866 23 528 SH Sole X Vanguardindex Fds Vanguard Tot IDX FD 922908769 6648 148595 SH Sole X Barclays Bank PLC Prd C PFD 06739h511 7 500 SH Sole X Powershares Exchg Traded Fincl PFD 73935x229 2471 187467 SH Sole X Royal Bank Scotland 6.1250% Se PFD 780097747 40 5000 SH Sole X Alpine Total Dynamic Dividend EQ CL END 021060108 37 6000 SH Sole X Bb& T Corp EQ CL END 054937107 33 1214 SH Sole X Eatonvance Tax Managed Global EQ CL END 27829c105 8 800 SH Sole X European Equity Fd Inc Com EQ CL END 298768102 5 1000 SH Sole X Flaherty& Crumrine Pfd Income EQ CL END 338480106 15 2600 SH Sole X Gabellidivid & Income Tr EQ CL END 36242h104 762 73945 SH Sole X Indiafd Inc EQ CL END 454089103 11 610 SH Sole X John Hancock Bk & Thrift Oppot EQ CL END 409735206 193 14046 SH Sole X Macquarie Global Infr. Tot. Re EQ CL END 55608d101 5 424 SH Sole X Mfs Charter Inc Trust EQ CL END 552727109 7 1000 SH Sole X Pimcomun Advantage Fd Inc EQ CL END 722015104 23 2750 SH Sole X Strategic Global Inc. Fd. EQ CL END 862719101 13 1700 SH Sole X Westernasset Emrgng Mkts Incom EQ CL END 95766e103 4 463 SH Sole X Blackrock 2001 Term Trust FX CL END 09247X101 11 82 SH Sole X Blackrock Pfd Inc Strat Fd Inc FX CL END 09255h105 29 4452 SH Sole X Blackrockmunivest Fd Inc FX CL END 09253r105 53 8000 SH Sole X Dnpselect Income Fd Inc FX CL END 23325p104 41 6701 SH Sole X Dreyfusstrategic Mun Bd Fd Inc FX CL END 26202f107 22 4000 SH Sole X Dtf Tax Free Inc. FX CL END 23334j107 18 1492 SH Sole X Eatonvance Tax Advantage Divid FX CL END 27828g107 58 5000 SH Sole X Insuredmuni Income Tr Unit Ser FX CL END 45809b368 9 60 SH Sole X Ishares Lehman Us Tips Fd Inde FX CL END 464287176 84 850 SH Sole X Mfc Van Kampen Sr Income Tr FX CL END 920961109 10 4000 SH Sole X Nuveen Select Quality Mu FX CL END 670973106 33 3150 SH Sole X Nuveen Select Maturities Munic FX CL END 67061T101 24 2500 SH Sole X Nuveeninsd Quality Municipal F FX CL END 67062n103 15 1525 SH Sole X Nuveenquality Pfd Income Fd 2 FX CL END 67072c105 29 5850 SH Sole X Pimcomun Advantage Fd Inc FX CL END 722015104 21 2500 SH Sole X Tcwstrategic Income Fd Inc FX CL END 872340104 90 29312 SH Sole X Templeton Global Income Fund FX CL END 880198106 209 26900 SH Sole X Western Asst/Claymore Us Tre FX CL END 95766r104 1474 140484 SH Sole X FINAL TOTALS $ 88,234,000 FORM F INFORMATION TABLE ENTRY TOTAL 389
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