Chief Compliance Officer

0001062993-18-000120.txt : 20180111 0001062993-18-000120.hdr.sgml : 20180111 20180111093748 ACCESSION NUMBER: 0001062993-18-000120 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180111 DATE AS OF CHANGE: 20180111 EFFECTIVENESS DATE: 20180111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: North Star Investment Management Corp. CENTRAL INDEX KEY: 0001342857 IRS NUMBER: 364467498 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12641 FILM NUMBER: 18522854 BUSINESS ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-580-0900 MAIL ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001342857 XXXXXXXX 12-31-2017 12-31-2017 North Star Investment Management Corp.

20 N. WACKER DRIVE SUITE # 1416 CHICAGO IL 60606

13F HOLDINGS REPORT 028-12641 N Andrew Eisenberg Chief Compliance Officer 312-580-0900 Andrew Eisenberg Chicago IL 01-10-2018 0 1086 824639 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 1ST SOURCE CORP COM Stock 336901103 265 5349 SH SOLE 0 0 5349 3-D SYS CORP DEL COM NEW Stock 88554D205 0 20 SH SOLE 0 0 20 3M CO COM Stock 88579Y101 2574 10936 SH SOLE 0 0 10936 A H BELO CORP COM CL A Stock 001282102 6105 1271962 SH SOLE 1128644 0 143318 ABBOTT LABS COM Stock 002824100 3970 69570 SH SOLE 0 0 69570 ABBVIE INC COM Stock 00287Y109 6002 62066 SH SOLE 0 0 62066 ABERDEEN ASIA PACIFIC INCOM FD COM CEF 003009107 4 738 SH SOLE 0 0 738 ABERDEEN CHILE FD INC COM CEF 00301W105 1 110 SH SOLE 0 0 110 ABERDEEN LATIN AMER EQTY FD COM CEF 00306K106 3 109 SH SOLE 0 0 109 ACADIA PHARMACEUTICALS INC COM Stock 004225108 26 880 SH SOLE 0 0 880 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 389 2544 SH SOLE 0 0 2544 ACCO BRANDS CORP COM Stock 00081T108 0 23 SH SOLE 0 0 23 ACME UTD CORP COM Stock 004816104 13930 595288 SH SOLE 353367 0 241921 ACTIVISION BLIZZARD INC COM Stock 00507V109 6 100 SH SOLE 0 0 100 ADIENT PLC ORD SHS Stock G0084W101 2 22 SH SOLE 0 0 22 ADOBE SYS INC COM Stock 00724F101 12 67 SH SOLE 0 0 67 ADVANCED EMISSIONS SOLUTS INC COM Stock 00770C101 2 200 SH SOLE 0 0 200 ADVANCED ENERGY INDS COM Stock 007973100 13 200 SH SOLE 0 0 200 ADVANCED MICRO DEVICES INC 2.125 09/01/2026 Convertible 007903BD8 2 1000 SH SOLE 0 0 1000 ADVANCED MICRO DEVICES INC COM Stock 007903107 1642 159750 SH SOLE 150000 0 9750 ADVANSIX INC COM Stock 00773T101 8 192 SH SOLE 0 0 192 ADVENT CLAYMORE CV SECS & INC COM CEF 00764C109 28 1738 SH SOLE 0 0 1738 AEGON N V NY REGISTRY SH ADR 007924103 9 1500 SH SOLE 0 0 1500 AEROVIRONMENT INC COM Stock 008073108 31 550 SH SOLE 0 0 550 AFFILIATED MANAGERS GROUP COM Stock 008252108 31 151 SH SOLE 0 0 151 AFLAC INC COM Stock 001055102 26 300 SH SOLE 0 0 300 AGILENT TECHNOLOGIES INC COM Stock 00846U101 115 1724 SH SOLE 0 0 1724 AIR LEASE CORP 3.875 12/01/2018 Convertible 00912XAK0 2 1000 SH SOLE 0 0 1000 ALAMO GROUP INC COM Stock 011311107 2149 19040 SH SOLE 17800 0 1240 ALASKA COMMUNICATIONS SYS GRP 6.25 05/01/2018 Convertible 01167PAE1 46 45000 SH SOLE 0 0 45000 ALASKA COMMUNICATIONS SYS GRP COM Stock 01167P101 2451 914440 SH SOLE 730000 0 184440 ALERIAN MLP ETF ETF 00162Q866 540 50054 SH SOLE 0 0 50054 ALEXANDRIA REAL ESTATE EQ INC COM REIT 015271109 46 348 SH SOLE 0 0 348 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 308 1785 SH SOLE 0 0 1785 ALLEGION PUB LTD CO ORD SHS Stock G0176J109 9 116 SH SOLE 0 0 116 ALLERGAN PLC 5.5 CNV PFD A Convertible Preferred G0177J116 1 2 SH SOLE 0 0 2 ALLERGAN PLC SHS Stock G0177J108 33 200 SH SOLE 0 0 200 ALLIANCE DATA SYSTEMS CORP COM Stock 018581108 46 180 SH SOLE 0 0 180 ALLIANCEBERNSTEIN GBL HGH INCM COM CEF 01879R106 26 2000 SH SOLE 0 0 2000 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN Stock 01881G106 15 600 SH SOLE 0 0 600 ALLIANT ENERGY CORP COM Stock 018802108 247 5787 SH SOLE 0 0 5787 ALLIANZGI CONV & INCOME FD COM CEF 018828103 9 1300 SH SOLE 0 0 1300 ALLIANZGI NFJ DIVID INT & PREM COM CEF 01883A107 52 3976 SH SOLE 0 0 3976 ALLIED MOTION TECHNOLOGIES INC COM Stock 019330109 79 2400 SH SOLE 0 0 2400 ALLISON TRANSMISSION HLDGS INC COM Stock 01973R101 30 690 SH SOLE 0 0 690 ALLSCRIPTS HEALTHCARE SOLUTNS COM Stock 01988P108 0 6 SH SOLE 0 0 6 ALLSTATE CORP COM Stock 020002101 547 5222 SH SOLE 0 0 5222 ALPHABET INC CAP STK CL A Stock 02079K305 2947 2798 SH SOLE 1400 0 1398 ALPHABET INC CAP STK CL C Stock 02079K107 1747 1670 SH SOLE 0 0 1670 ALPINE GLOBAL PREMIER PPTYS FD COM SBI CEF 02083A103 6 931 SH SOLE 0 0 931 ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N CEF 021060207 14 1500 SH SOLE 0 0 1500 ALTRIA GROUP INC COM Stock 02209S103 1706 23890 SH SOLE 0 0 23890 AMAG PHARMACEUTICALS INC 2.5 02/15/2019 Convertible 00163UAA4 1 1000 SH SOLE 0 0 1000 AMAZON COM INC COM Stock 023135106 822 703 SH SOLE 0 0 703 AMC ENTMT HLDGS INC CL A COM Stock 00165C104 41 2705 SH SOLE 0 0 2705 AMC NETWORKS INC CL A Stock 00164V103 14 250 SH SOLE 0 0 250 AMEREN CORP COM Stock 023608102 738 12513 SH SOLE 0 0 12513 AMERICA MOVIL SAB DE CV SPON ADR L SHS ADR 02364W105 137 8005 SH SOLE 0 0 8005 AMERICAN AIRLS GROUP INC COM Stock 02376R102 1933 37150 SH SOLE 35000 0 2150 AMERICAN CAMPUS CMNTYS INC COM REIT 024835100 82 2000 SH SOLE 0 0 2000 AMERICAN ELEC PWR INC COM Stock 025537101 4602 62553 SH SOLE 0 0 62553 AMERICAN EXPRESS CO COM Stock 025816109 731 7357 SH SOLE 0 0 7357 AMERICAN INTL GROUP INC COM NEW Stock 026874784 340 5700 SH SOLE 0 0 5700 AMERICAN RAILCAR INDS INC COM Stock 02916P103 8 200 SH SOLE 0 0 200 AMERICAN SOFTWARE INC CL A Stock 029683109 6046 519823 SH SOLE 448350 0 71473 AMERICAN TOWER CORP NEW COM REIT 03027X100 93 650 SH SOLE 0 0 650 AMERICAN WTR WKS CO INC NEW COM Stock 030420103 188 2050 SH SOLE 0 0 2050 AMERIGAS PARTNERS L P UNIT L P INT Stock 030975106 111 2400 SH SOLE 0 0 2400 AMGEN INC COM Stock 031162100 4344 24979 SH SOLE 0 0 24979 ANALOG DEVICES INC COM Stock 032654105 223 2500 SH SOLE 0 0 2500 ANDERSONS INC COM Stock 034164103 1 25 SH SOLE 0 0 25 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR ADR 03524A108 61 550 SH SOLE 0 0 550 ANNALY CAP MGMT INC COM REIT 035710409 111 9294 SH SOLE 0 0 9294 AON PLC SHS CL A Stock G0408V102 411 3065 SH SOLE 0 0 3065 APACHE CORP COM Stock 037411105 8 200 SH SOLE 0 0 200 APARTMENT INVT & MGMT CO CL A REIT 03748R101 16 359 SH SOLE 0 0 359 APPLE INC COM Stock 037833100 16716 98777 SH SOLE 9000 0 89777 APPLIED MATLS INC COM Stock 038222105 317 6210 SH SOLE 0 0 6210 ARATANA THERAPEUTICS INC COM Stock 03874P101 5 1000 SH SOLE 0 0 1000 ARC DOCUMENT SOLUTIONS INC COM Stock 00191G103 1653 648348 SH SOLE 626748 0 21600 ARCHER DANIELS MIDLAND CO COM Stock 039483102 480 11976 SH SOLE 0 0 11976 ARES CAP CORP COM CEF 04010L103 5 300 SH SOLE 0 0 300 ARRAY BIOPHARMA INC COM Stock 04269X105 806 63000 SH SOLE 0 0 63000 ARTESIAN RESOURCES CORP CL A Stock 043113208 1030 26700 SH SOLE 25100 0 1600 ASPEN INSURANCE HOLDINGS LTD SHS Stock G05384105 5 120 SH SOLE 0 0 120 ASTRONOVA INC COM Stock 04638F108 1350 97450 SH SOLE 94400 0 3050 AT&T INC COM Stock 00206R102 8487 218283 SH SOLE 0 0 218283 ATLAS AIR WORLDWIDE HLDGS INC 2.25 06/01/2022 Convertible 049164BH8 2 2000 SH SOLE 0 0 2000 AUTOLIV INC COM Stock 052800109 65 511 SH SOLE 0 0 511 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 55 470 SH SOLE 0 0 470 AUTONATION INC COM Stock 05329W102 9 170 SH SOLE 0 0 170 AUTOZONE INC COM Stock 053332102 11 15 SH SOLE 0 0 15 AVANGRID INC COM Stock 05351W103 34 666 SH SOLE 0 0 666 AVISTA CORP COM Stock 05379B107 654 12700 SH SOLE 0 0 12700 B & G FOODS INC NEW COM Stock 05508R106 348 9902 SH SOLE 0 0 9902 BAIDU INC SPON ADR REP A ADR 056752108 316 1348 SH SOLE 0 0 1348 BANK AMER CORP 7.25CNV PFD L Convertible Preferred 060505682 5 4 SH SOLE 0 0 4 BANK AMER CORP COM Stock 060505104 3481 117912 SH SOLE 79000 0 38912 BANK HAWAII CORP COM Stock 062540109 450 5250 SH SOLE 0 0 5250 BANK MONTREAL QUE COM Stock 063671101 304 3794 SH SOLE 0 0 3794 BANK NEW YORK MELLON CORP COM Stock 064058100 317 5891 SH SOLE 0 0 5891 BAR HBR BANKSHARES COM Stock 066849100 14 520 SH SOLE 0 0 520 BARCLAYS BANK PLC ADR PFD SR 5 ADR 06739H362 1291 48395 SH SOLE 0 0 48395 BARINGS GLOBAL SHORT DURATION COM CEF 06760L100 16 800 SH SOLE 0 0 800 BARRICK GOLD CORP COM Stock 067901108 10 712 SH SOLE 0 0 712 BAXTER INTL INC COM Stock 071813109 365 5641 SH SOLE 0 0 5641 BB&T CORP COM Stock 054937107 210 4229 SH SOLE 0 0 4229 BECTON DICKINSON & CO COM Stock 075887109 37 175 SH SOLE 0 0 175 BEMIS INC COM Stock 081437105 24 500 SH SOLE 0 0 500 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 1488 5 SH SOLE 0 0 5 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 3126 15768 SH SOLE 0 0 15768 BERRY GLOBAL GROUP INC COM Stock 08579W103 49 830 SH SOLE 0 0 830 BG STAFFING INC COM Stock 05544A109 1652 103650 SH SOLE 101100 0 2550 BIGLARI HLDGS INC COM Stock 08986R101 11 26 SH SOLE 0 0 26 BIOGEN INC COM Stock 09062X103 14 43 SH SOLE 0 0 43 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 Convertible 09061GAE1 2 2000 SH SOLE 0 0 2000 BLACK HILLS CORP COM Stock 092113109 48 800 SH SOLE 0 0 800 BLACK KNIGHT INC COM Stock 09215C105 27 611 SH SOLE 0 0 611 BLACKROCK CORPOR HI YLD FD INC COM CEF 09255P107 17 1548 SH SOLE 0 0 1548 BLACKROCK CR ALLCTN INC TR COM CEF 092508100 42 3132 SH SOLE 0 0 3132 BLACKROCK ENHANCED EQT DIV TR COM CEF 09251A104 70 7575 SH SOLE 0 0 7575 BLACKROCK ENHANCED GBL DIV TR COM CEF 092501105 20 1603 SH SOLE 0 0 1603 BLACKROCK FLA MUN 2020 TERM TR COM SHS CEF 09250M109 281 19500 SH SOLE 0 0 19500 BLACKROCK INC COM Stock 09247X101 64 124 SH SOLE 0 0 124 BLACKROCK INCOME TR INC COM CEF 09247F100 1 200 SH SOLE 0 0 200 BLACKROCK LTD DURATION INC TR COM SHS CEF 09249W101 8 500 SH SOLE 0 0 500 BLACKROCK MUNI 2018 TERM TR COM CEF 09248C106 6 425 SH SOLE 0 0 425 BLACKROCK MUNI INCOME TR II COM CEF 09249N101 48 3300 SH SOLE 0 0 3300 BLACKROCK MUNICIPL INC QLTY TR COM CEF 092479104 14 1000 SH SOLE 0 0 1000 BLACKROCK MUNIHOLDINGS FD INC COM CEF 09253N104 8 500 SH SOLE 0 0 500 BLACKROCK MUNIYIELD QLTY FD 3 COM CEF 09254E103 25 1800 SH SOLE 0 0 1800 BLACKSTONE GROUP L P COM UNIT LTD Stock 09253U108 7205 225012 SH SOLE 85000 0 140012 BLACKSTONE MTG TR INC COM CL A REIT 09257W100 13 400 SH SOLE 0 0 400 BLOCK H & R INC COM Stock 093671105 63 2400 SH SOLE 0 0 2400 BLUE BIRD CORP COM Stock 095306106 5533 278045 SH SOLE 272000 0 6045 BOEING CO COM Stock 097023105 2576 8736 SH SOLE 0 0 8736 BOOT BARN HLDGS INC COM Stock 099406100 1580 95100 SH SOLE 90000 0 5100 BOSTON PROPERTIES INC COM REIT 101121101 1 11 SH SOLE 0 0 11 BOSTON SCIENTIFIC CORP COM Stock 101137107 27 1080 SH SOLE 0 0 1080 BOWL AMER INC CL A Stock 102565108 1352 90113 SH SOLE 86396 0 3717 BP PLC SPONSORED ADR ADR 055622104 1348 32082 SH SOLE 0 0 32082 BRANDYWINEGBL GLBAL INM OPRTUN COM CEF 52469B100 13 1000 SH SOLE 0 0 1000 BRIGHTHOUSE FINL INC COM Stock 10922N103 82 1395 SH SOLE 0 0 1395 BRINKER INTL INC COM Stock 109641100 157 4040 SH SOLE 0 0 4040 BRISTOL MYERS SQUIBB CO COM Stock 110122108 2387 38947 SH SOLE 0 0 38947 BROOKFIELD ASSET MGMT INC CL A LTD VT SH Stock 112585104 49 1120 SH SOLE 0 0 1120 BROOKFIELD INFRAST PARTNERS LP LP INT UNIT Stock G16252101 108 2413 SH SOLE 0 0 2413 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN Stock G16249107 26 1154 SH SOLE 0 0 1154 BROOKS AUTOMATION INC COM Stock 114340102 1240 52000 SH SOLE 48800 0 3200 BUCKEYE PARTNERS L P UNIT LTD PARTN Stock 118230101 163 3299 SH SOLE 0 0 3299 BUILD A BEAR WORKSHOP COM Stock 120076104 2545 276665 SH SOLE 266800 0 9865 BUNGE LIMITED COM Stock G16962105 29 430 SH SOLE 0 0 430 CABLE ONE INC COM Stock 12685J105 30 42 SH SOLE 0 0 42 CABOT CORP COM Stock 127055101 49 800 SH SOLE 0 0 800 CADENCE DESIGN SYSTEM INC COM Stock 127387108 80 1920 SH SOLE 0 0 1920 CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT CEF 128125101 5 400 SH SOLE 0 0 400 CALIFORNIA RES CORP COM NEW Stock 13057Q206 0 25 SH SOLE 0 0 25 CALPINE CORP COM NEW Stock 131347304 8 550 SH SOLE 0 0 550 CAMPBELL SOUP CO COM Stock 134429109 1134 23564 SH SOLE 0 0 23564 CARLYLE GROUP L P COM UTS LTD PTN Stock 14309L102 156 6800 SH SOLE 0 0 6800 CARNIVAL CORP PAIRED CTF Stock 143658300 27 400 SH SOLE 0 0 400 CARS COM INC COM Stock 14575E105 69 2399 SH SOLE 0 0 2399 CARVANA CO CL A Stock 146869102 2 100 SH SOLE 0 0 100 CATCHMARK TIMBER TR INC CL A REIT 14912Y202 1154 87900 SH SOLE 77300 0 10600 CATERPILLAR INC DEL COM Stock 149123101 1434 9099 SH SOLE 0 0 9099 CBOE GLOBAL MARKETS INC COM Stock 12503M108 1205 9672 SH SOLE 0 0 9672 CBRE GROUP INC CL A Stock 12504L109 48 1100 SH SOLE 0 0 1100 CBS CORP NEW CL A Stock 124857103 16 270 SH SOLE 0 0 270 CBS CORP NEW CL B Stock 124857202 175 2963 SH SOLE 0 0 2963 CDW CORP COM Stock 12514G108 14 206 SH SOLE 0 0 206 CEDAR FAIR L P DEPOSITRY UNIT Stock 150185106 13 200 SH SOLE 0 0 200 CELGENE CORP COM Stock 151020104 2750 26350 SH SOLE 0 0 26350 CELLCOM ISRAEL LTD SHS Stock M2196U109 0 8 SH SOLE 0 0 8 CEMEX SAB DE CV SPON ADR NEW ADR 151290889 10 1281 SH SOLE 0 0 1281 CENOVUS ENERGY INC COM Stock 15135U109 0 2 SH SOLE 0 0 2 CENTENE CORP DEL COM Stock 15135B101 30 300 SH SOLE 0 0 300 CENTERPOINT ENERGY INC COM Stock 15189T107 229 8090 SH SOLE 0 0 8090 CENTRAL FD CDA LTD CL A CEF 153501101 7 500 SH SOLE 0 0 500 CENTRAL GARDEN & PET CO COM Stock 153527106 2061 52950 SH SOLE 47000 0 5950 CENTRAL VALLEY CMNTY BANCORP COM Stock 155685100 3 150 SH SOLE 0 0 150 CENTURYLINK INC COM Stock 156700106 23 1367 SH SOLE 0 0 1367 CERNER CORP COM Stock 156782104 12 171 SH SOLE 0 0 171 CF INDS HLDGS INC COM Stock 125269100 26 600 SH SOLE 0 0 600 CHART INDS INC 2 08/01/2018 Convertible 16115QAC4 1 1000 SH SOLE 0 0 1000 CHARTER COMMUNICATIONS INC NEW CL A Stock 16119P108 55 165 SH SOLE 0 0 165 CHATHAM LODGING TR COM REIT 16208T102 1036 45520 SH SOLE 38500 0 7020 CHEMOURS CO COM Stock 163851108 28 560 SH SOLE 0 0 560 CHESAPEAKE ENERGY CORP COM Stock 165167107 120 30200 SH SOLE 0 0 30200 CHEVRON CORP NEW COM Stock 166764100 2282 18226 SH SOLE 0 0 18226 CHIPOTLE MEXICAN GRILL INC COM Stock 169656105 1 2 SH SOLE 0 0 2 CHROMADEX CORP COM NEW Stock 171077407 902 153334 SH SOLE 0 0 153334 CHUBB LIMITED COM Stock H1467J104 21 147 SH SOLE 0 0 147 CHURCHILL DOWNS INC COM Stock 171484108 116 500 SH SOLE 0 0 500 CIGNA CORPORATION COM Stock 125509109 81 400 SH SOLE 0 0 400 CIMAREX ENERGY CO COM Stock 171798101 74 606 SH SOLE 0 0 606 CISCO SYS INC COM Stock 17275R102 2002 52282 SH SOLE 0 0 52282 CITIGROUP INC COM NEW Stock 172967424 536 7202 SH SOLE 0 0 7202 CITIZENS & NORTHN CORP COM Stock 172922106 7 310 SH SOLE 0 0 310 CLEAN ENERGY FUELS CORP COM Stock 184499101 1 300 SH SOLE 0 0 300 CLOROX CO DEL COM Stock 189054109 1188 7989 SH SOLE 0 0 7989 CME GROUP INC COM CL A Stock 12572Q105 2054 14064 SH SOLE 0 0 14064 CNA FINL CORP COM Stock 126117100 78 1464 SH SOLE 0 0 1464 COCA COLA CO COM Stock 191216100 2970 64725 SH SOLE 0 0 64725 COGNIZANT TECHNOLOGY SOLUTIONS CL A Stock 192446102 29 403 SH SOLE 0 0 403 COHEN & STEERS INFRASTRUCTURE COM CEF 19248A109 252 10500 SH SOLE 0 0 10500 COHEN & STEERS QUALITY RLTY FD COM CEF 19247L106 6 468 SH SOLE 0 0 468 COLGATE PALMOLIVE CO COM Stock 194162103 1322 17522 SH SOLE 0 0 17522 COLONY NORTHSTAR INC CL A COM REIT 19625W104 18 1600 SH SOLE 0 0 1600 COMCAST CORP NEW CL A Stock 20030N101 2328 58115 SH SOLE 0 0 58115 COMMERCE BANCSHARES INC COM Stock 200525103 779 13959 SH SOLE 0 0 13959 COMPASS DIVERSIFIED HOLDINGS SH BEN INT Stock 20451Q104 1807 106592 SH SOLE 47000 0 59592 COMPASS MINERALS INTL INC COM Stock 20451N101 52 725 SH SOLE 0 0 725 CONAGRA BRANDS INC COM Stock 205887102 156 4137 SH SOLE 0 0 4137 CONDUENT INC COM Stock 206787103 4 260 SH SOLE 0 0 260 CONNECTICUT WTR SVC INC COM Stock 207797101 936 16300 SH SOLE 15275 0 1025 CONOCOPHILLIPS COM Stock 20825C104 2683 48888 SH SOLE 0 0 48888 CONSOLIDATED COMM HLDGS INC COM Stock 209034107 5575 457302 SH SOLE 302700 0 154602 CONSOLIDATED EDISON INC COM Stock 209115104 312 3678 SH SOLE 0 0 3678 CONSTELLATION BRANDS INC CL A Stock 21036P108 187 818 SH SOLE 0 0 818 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 25 252 SH SOLE 0 0 252 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 69 1205 SH SOLE 0 0 1205 CONTINENTAL RESOURCES INC COM Stock 212015101 11 200 SH SOLE 0 0 200 CORNING INC COM Stock 219350105 355 11100 SH SOLE 0 0 11100 CORPORATE OFFICE PPTYS TR SH BEN INT REIT 22002T108 5 162 SH SOLE 0 0 162 COSTCO WHSL CORP NEW COM Stock 22160K105 724 3891 SH SOLE 0 0 3891 COVANTA HLDG CORP COM Stock 22282E102 596 35251 SH SOLE 0 0 35251 COWEN INC CL A NEW Stock 223622606 188 13755 SH SOLE 12505 0 1250 CROWN CASTLE INTL CORP NEW COM REIT 22822V101 14 130 SH SOLE 0 0 130 CROWN CRAFTS INC COM Stock 228309100 3700 573622 SH SOLE 515900 0 57722 CSX CORP COM Stock 126408103 24 442 SH SOLE 0 0 442 CUBESMART COM REIT 229663109 9 300 SH SOLE 0 0 300 CUMMINS INC COM Stock 231021106 558 3160 SH SOLE 0 0 3160 CURRENCYSHARES EURO TRUST ETF 23130C108 5810 50256 SH SOLE 0 0 50256 CUTERA INC COM Stock 232109108 18 400 SH SOLE 0 0 400 CVS HEALTH CORP COM Stock 126650100 4 49 SH SOLE 0 0 49 CYPRESS SEMICONDUCTOR CORP COM Stock 232806109 2 100 SH SOLE 0 0 100 DAKTRONICS INC COM Stock 234264109 846 92700 SH SOLE 90000 0 2700 DANA INCORPORATED COM Stock 235825205 10 301 SH SOLE 0 0 301 DANAHER CORP DEL 0 01/22/2021 Convertible 235851AF9 7 2000 SH SOLE 0 0 2000 DANAHER CORP DEL COM Stock 235851102 177 1905 SH SOLE 0 0 1905 DANAOS CORPORATION SHS Stock Y1968P105 0 200 SH SOLE 0 0 200 DARLING INGREDIENTS INC COM Stock 237266101 5 300 SH SOLE 0 0 300 DAVITA INC COM Stock 23918K108 58 800 SH SOLE 0 0 800 DECKERS OUTDOOR CORP COM Stock 243537107 36 450 SH SOLE 0 0 450 DEERE & CO COM Stock 244199105 1852 11831 SH SOLE 0 0 11831 DEL TACO RESTAURANTS INC COM Stock 245496104 1714 141400 SH SOLE 136000 0 5400 DELL TECHNOLOGIES INC COM CL V Stock 24703L103 107 1319 SH SOLE 0 0 1319 DELTA AIR LINES INC DEL COM NEW Stock 247361702 28 500 SH SOLE 0 0 500 DELTIC TIMBER CORP COM Stock 247850100 86 941 SH SOLE 0 0 941 DELUXE CORP COM Stock 248019101 54 700 SH SOLE 0 0 700 DENNYS CORP COM Stock 24869P104 2844 214807 SH SOLE 135000 0 79807 DEPOMED INC 2.5 09/01/2021 Convertible 249908AA2 1 1000 SH SOLE 0 0 1000 DETERMINE INC COM Stock 250660107 2 1000 SH SOLE 0 0 1000 DEUTSCHE BANK AG NAMEN AKT Stock D18190898 19 975 SH SOLE 0 0 975 DEVON ENERGY CORP NEW COM Stock 25179M103 74 1790 SH SOLE 0 0 1790 DIAGEO P L C SPON ADR NEW ADR 25243Q205 15 101 SH SOLE 0 0 101 DIAMOND OFFSHORE DRILLING INC COM Stock 25271C102 3 140 SH SOLE 0 0 140 DIANA SHIPPING INC COM Stock Y2066G104 1 150 SH SOLE 0 0 150 DICKS SPORTING GOODS INC COM Stock 253393102 16 550 SH SOLE 0 0 550 DIEBOLD NXDF INC COM Stock 253651103 3 160 SH SOLE 0 0 160 DIREXION DAILY CSI CHINA INTERNET INDEX BULL 2X SHARES ETF 00000CWEB 20 400 SH SOLE 0 0 400 DIREXION DAILY GOLD MINERS BULL 3X SHARES ETF 25460E844 0 12 SH SOLE 0 0 12 DISCOVER FINL SVCS COM Stock 254709108 111 1438 SH SOLE 0 0 1438 DISCOVERY COMMUNICATNS NEW COM SER C Stock 25470F302 13 610 SH SOLE 0 0 610 DISH NETWORK CORP CL A Stock 25470M109 19 400 SH SOLE 0 0 400 DISNEY WALT CO COM DISNEY Stock 254687106 3587 33369 SH SOLE 0 0 33369 DNP SELECT INCOME FD COM CEF 23325P104 142 13181 SH SOLE 0 0 13181 DOLLAR GEN CORP NEW COM Stock 256677105 26 275 SH SOLE 0 0 275 DOLLAR TREE INC COM Stock 256746108 18 165 SH SOLE 0 0 165 DOMINION ENERGY INC COM Stock 25746U109 522 6442 SH SOLE 0 0 6442 DOMINOS PIZZA INC COM Stock 25754A201 6 30 SH SOLE 0 0 30 DONALDSON INC COM Stock 257651109 4265 87135 SH SOLE 0 0 87135 DONNELLEY FINL SOLUTIONS INC COM Stock 25787G100 2 100 SH SOLE 0 0 100 DONNELLEY R R & SONS CO COM Stock 257867200 2 266 SH SOLE 0 0 266 DORIAN LPG LTD SHS USD Stock Y2106R110 2 186 SH SOLE 0 0 186 DOUGLAS DYNAMICS INC COM Stock 25960R105 3402 89988 SH SOLE 62000 0 27988 DOWDUPONT INC COM Stock 26078J100 1130 15870 SH SOLE 0 0 15870 DR PEPPER SNAPPLE GROUP INC COM Stock 26138E109 86 888 SH SOLE 0 0 888 DREYFUS HIGH YIELD STRATEGIES SH BEN INT CEF 26200S101 12 3500 SH SOLE 0 0 3500 DREYFUS STRATEGIC MUN BD FD COM CEF 26202F107 112 13124 SH SOLE 0 0 13124 DRIVE SHACK INC COM Stock 262077100 0 33 SH SOLE 0 0 33 DTE ENERGY CO COM Stock 233331107 757 6913 SH SOLE 0 0 6913 DUFF & PHELPS UTIL CORP BD TR COM CEF 26432K108 6 730 SH SOLE 0 0 730 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 487 5793 SH SOLE 0 0 5793 DUKE REALTY CORP COM NEW REIT 264411505 42 1554 SH SOLE 0 0 1554 DUN & BRADSTREET CORP DEL NEW COM Stock 26483E100 37 316 SH SOLE 0 0 316 DXC TECHNOLOGY CO COM Stock 23355L106 79 832 SH SOLE 0 0 832 DYNEGY INC NEW DEL 020224 Stock 26817R157 0 121 SH SOLE 0 0 121 EASTERN CO COM Stock 276317104 2777 106197 SH SOLE 100472 0 5725 EASTMAN CHEM CO COM Stock 277432100 9 100 SH SOLE 0 0 100 EATON CORP PLC SHS Stock G29183103 40 500 SH SOLE 0 0 500 EATON VANCE CORP COM NON VTG Stock 278265103 8 150 SH SOLE 0 0 150 EATON VANCE ENHANCED EQ INC FD COM CEF 278274105 585 40296 SH SOLE 0 0 40296 EATON VANCE MUN BD FD COM CEF 27827X101 48 3850 SH SOLE 0 0 3850 EATON VANCE MUN INCOME 2028 TE SHS CEF 27829U105 104 5000 SH SOLE 0 0 5000 EATON VANCE MUNI INCOME TRUST SH BEN INT CEF 27826U108 48 3850 SH SOLE 0 0 3850 EATON VANCE TAX ADVT DIV INCM COM CEF 27828G107 351 15081 SH SOLE 0 0 15081 EATON VANCE TX ADV GLB DIV OP COM CEF 27828U106 26 1037 SH SOLE 0 0 1037 EATON VANCE TX MNG BY WRT OPP COM CEF 27828Y108 15 1001 SH SOLE 0 0 1001 EBAY INC COM Stock 278642103 53 1400 SH SOLE 0 0 1400 ECHOSTAR CORP CL A Stock 278768106 25 425 SH SOLE 0 0 425 ECOLOGY & ENVIRONMENT INC CL A Stock 278878103 3001 285855 SH SOLE 258000 0 27855 EDGEWELL PERS CARE CO COM Stock 28035Q102 18 300 SH SOLE 0 0 300 EDISON INTL COM Stock 281020107 39 618 SH SOLE 0 0 618 EDUCATION RLTY TR INC COM NEW REIT 28140H203 177 5058 SH SOLE 0 0 5058 ELECTRO SCIENTIFIC INDS COM Stock 285229100 21 1000 SH SOLE 0 0 1000 ELLIS PERRY INTL INC COM Stock 288853104 2655 106025 SH SOLE 102000 0 4025 ELLSWORTH GRWTH AND INCOME LTD COM CEF 289074106 11 1154 SH SOLE 0 0 1154 EMERSON ELEC CO COM Stock 291011104 666 9550 SH SOLE 0 0 9550 EMPIRE ST RLTY OP L P UNIT LTD PRT 60 Stock 292102209 219 10737 SH SOLE 0 0 10737 EMPIRE ST RLTY OP L P UNIT LTD PRTNSP Stock 292102100 1957 94631 SH SOLE 0 0 94631 EMPIRE ST RLTY TR INC CL A REIT 292104106 9 434 SH SOLE 0 0 434 EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETF ETF 301505889 38 1000 SH SOLE 0 0 1000 ENBRIDGE ENERGY PARTNERS L P COM Stock 29250R106 28 2000 SH SOLE 0 0 2000 ENBRIDGE INC COM Stock 29250N105 95 2433 SH SOLE 0 0 2433 ENCANA CORP COM Stock 292505104 0 2 SH SOLE 0 0 2 ENERGIZER HLDGS INC NEW COM Stock 29272W109 14 300 SH SOLE 0 0 300 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 151 2095 SH SOLE 0 0 2095 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT Stock 29278N103 818 45674 SH SOLE 0 0 45674 ENSERVCO CORP COM Stock 29358Y102 2 3000 SH SOLE 0 0 3000 ENTERGY CORP NEW COM Stock 29364G103 41 500 SH SOLE 0 0 500 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 453 17093 SH SOLE 0 0 17093 EPR PPTYS COM SH BEN INT REIT 26884U109 3 50 SH SOLE 0 0 50 EQUINIX INC COM PAR $0.001 REIT 29444U700 97 215 SH SOLE 0 0 215 EQUITY COMWLTH CUM PFD S D 6.5 REIT 294628201 132 5000 SH SOLE 0 0 5000 EQUITY RESIDENTIAL SH BEN INT REIT 29476L107 2542 39856 SH SOLE 0 0 39856 ESCALADE INC COM Stock 296056104 4973 404345 SH SOLE 346428 0 57917 ESPERION THERAPEUTICS INC NEW COM Stock 29664W105 5 70 SH SOLE 0 0 70 ESSEX PPTY TR INC COM REIT 297178105 84 350 SH SOLE 0 0 350 ETFMG PRIME CYBER SECURITY ETF ETF 26924G201 32 1006 SH SOLE 0 0 1006 EURONET WORLDWIDE INC COM Stock 298736109 17 200 SH SOLE 0 0 200 EUROPEAN EQUITY FUND COM CEF 298768102 30 3085 SH SOLE 0 0 3085 EUROSEAS LTD SHS NEW Stock Y23592309 0 50 SH SOLE 0 0 50 EVERSOURCE ENERGY COM Stock 30040W108 10 166 SH SOLE 0 0 166 EXELON CORP COM Stock 30161N101 942 23910 SH SOLE 0 0 23910 EXPRESS SCRIPTS HLDG CO COM Stock 30219G108 240 3214 SH SOLE 0 0 3214 EXTRA SPACE STORAGE INC COM REIT 30225T102 3 29 SH SOLE 0 0 29 EXXON MOBIL CORP COM Stock 30231G102 6598 78882 SH SOLE 0 0 78882 F M C CORP COM NEW Stock 302491303 123 1300 SH SOLE 0 0 1300 F5 NETWORKS INC COM Stock 315616102 59 448 SH SOLE 0 0 448 FACEBOOK INC CL A Stock 30303M102 1710 9692 SH SOLE 0 0 9692 FARMER BROS CO COM Stock 307675108 3 100 SH SOLE 0 0 100 FARMLAND PARTNERS INC COM REIT 31154R109 1719 198075 SH SOLE 177700 0 20375 FASTENAL CO COM Stock 311900104 273 5000 SH SOLE 0 0 5000 FEDEX CORP COM Stock 31428X106 43 174 SH SOLE 0 0 174 FIDELITY NATIONAL FINANCIAL IN FNF GROUP COM Stock 31620R303 78 1996 SH SOLE 0 0 1996 FIDELITY NATL INFORMATION SVCS COM Stock 31620M106 137 1457 SH SOLE 0 0 1457 FIDUCIARY CLAYMORE MLP OPP FD COM CEF 31647Q106 3 226 SH SOLE 0 0 226 FIFTH THIRD BANCORP COM Stock 316773100 111 3650 SH SOLE 0 0 3650 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 859 30792 SH SOLE 0 0 30792 FIRST BANCORP P R COM NEW Stock 318672706 14 2666 SH SOLE 0 0 2666 FIRST HORIZON NATL CORP COM Stock 320517105 0 1 SH SOLE 0 0 1 FIRST MAJESTIC SILVER CORP COM Stock 32076V103 40 6000 SH SOLE 0 0 6000 FIRST SOLAR INC COM Stock 336433107 14 200 SH SOLE 0 0 200 FIRST TR ENHANCED EQTY INC FD COM CEF 337318109 4893 302206 SH SOLE 0 0 302206 FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND ETF 33738R118 28 797 SH SOLE 0 0 797 FIRST TRUST NATURAL GAS ETF ETF 33733E807 24 1054 SH SOLE 0 0 1054 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 29 947 SH SOLE 0 0 947 FIRSTENERGY CORP COM Stock 337932107 59 1937 SH SOLE 0 0 1937 FISERV INC COM Stock 337738108 435 3320 SH SOLE 0 0 3320 FLAHERTY&CRMN PFD SEC INCOM FD COM CEF 338478100 43 2098 SH SOLE 0 0 2098 FLEXSHARES IBOXX 5-YEAR TARGET DURATION TIPS INDEX FUND ETF 33939L605 7 299 SH SOLE 0 0 299 FLEXSHARES MORNINGSTAR DEVELOPED MARKETS EX-US FACTOR TILT INDEX FUND ETF 33939L803 651 9400 SH SOLE 0 0 9400 FLEXSTEEL INDS INC COM Stock 339382103 3273 69971 SH SOLE 66296 0 3675 FLWS/1-800 FLOWERS CL A Stock 68243Q106 2476 231375 SH SOLE 222300 0 9075 FORD MTR CO DEL COM PAR $0.01 Stock 345370860 2499 200078 SH SOLE 0 0 200078 FORM HLDGS CORP COM Stock 34634E102 0 25 SH SOLE 0 0 25 FORTUNE BRANDS HOME & SEC INC COM Stock 34964C106 7 100 SH SOLE 0 0 100 FRANKLIN RES INC COM Stock 354613101 150 3456 SH SOLE 0 0 3456 FRANKLIN STREET PPTYS CORP COM REIT 35471R106 4 400 SH SOLE 0 0 400 FREEPORT-MCMORAN INC CL B Stock 35671D857 2784 146853 SH SOLE 115000 0 31853 FRONTIER COMMUNICATIONS CORP COM NEW Stock 35906A306 1 112 SH SOLE 0 0 112 FTD COS INC COM Stock 30281V108 2 300 SH SOLE 0 0 300 GABELLI DIVD & INCOME TR COM CEF 36242H104 982 41964 SH SOLE 0 0 41964 GABELLI EQUITY TR INC COM CEF 362397101 10 1617 SH SOLE 0 0 1617 GABELLI GLB SML & MD CP VAL TR COM CEF 36249W104 12 965 SH SOLE 0 0 965 GALLAGHER ARTHUR J & CO COM Stock 363576109 2193 34662 SH SOLE 0 0 34662 GAMING & LEISURE PPTYS INC COM REIT 36467J108 11 300 SH SOLE 0 0 300 GANNETT CO INC COM Stock 36473H104 4074 351488 SH SOLE 272000 0 79488 GASTAR EXPL INC NEW COM Stock 36729W202 1 1000 SH SOLE 0 0 1000 GENERAL CABLE CORP DEL NEW COM Stock 369300108 30 1000 SH SOLE 0 0 1000 GENERAL DYNAMICS CORP COM Stock 369550108 689 3386 SH SOLE 0 0 3386 GENERAL ELECTRIC CO COM Stock 369604103 4113 235726 SH SOLE 0 0 235726 GENERAL MLS INC COM Stock 370334104 1272 21452 SH SOLE 0 0 21452 GENERAL MTRS CO COM Stock 37045V100 220 5367 SH SOLE 0 0 5367 GENUINE PARTS CO COM Stock 372460105 86 900 SH SOLE 0 0 900 GERDAU S A SPON ADR REP PFD ADR 373737105 8 2200 SH SOLE 0 0 2200 GGP INC COM REIT 36174X101 13 541 SH SOLE 0 0 541 GILEAD SCIENCES INC COM Stock 375558103 78 1086 SH SOLE 0 0 1086 GLADSTONE INVT CORP COM CEF 376546107 56 5000 SH SOLE 0 0 5000 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 373 10505 SH SOLE 0 0 10505 GLOBAL WTR RES INC COM Stock 379463102 974 104275 SH SOLE 89000 0 15275 GODADDY INC CL A Stock 380237107 5 100 SH SOLE 0 0 100 GOLDCORP INC NEW COM Stock 380956409 28 2200 SH SOLE 0 0 2200 GOLDMAN SACHS GROUP INC COM Stock 38141G104 636 2496 SH SOLE 0 0 2496 GOLUB CAP BDC INC COM CEF 38173M102 42 2329 SH SOLE 0 0 2329 GOPRO INC CL A Stock 38268T103 125 16575 SH SOLE 0 0 16575 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT REIT 38376A103 1649 88951 SH SOLE 50000 0 38951 GRAHAM CORP COM Stock 384556106 3083 147280 SH SOLE 126230 0 21050 GRAINGER W W INC COM Stock 384802104 641 2715 SH SOLE 0 0 2715 GRAMERCY PPTY TR COM NEW REIT 385002308 7 250 SH SOLE 0 0 250 GREAT LAKES DREDGE & DOCK CORP COM Stock 390607109 3 550 SH SOLE 0 0 550 GREAT PLAINS ENERGY INC COM Stock 391164100 18 550 SH SOLE 0 0 550 GREEN PLAINS INC COM Stock 393222104 4 220 SH SOLE 0 0 220 GROUPON INC COM Stock 399473107 153 30000 SH SOLE 0 0 30000 GRUBHUB INC COM Stock 400110102 5 70 SH SOLE 0 0 70 GUGGENHEIM SOLAR ETF ETF 18383Q739 176 7000 SH SOLE 0 0 7000 GW PHARMACEUTICALS PLC ADS ADR 36197T103 28 215 SH SOLE 0 0 215 HALLIBURTON CO COM Stock 406216101 26 541 SH SOLE 0 0 541 HALYARD HEALTH INC COM Stock 40650V100 119 2575 SH SOLE 0 0 2575 HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW CEF 409735206 2 47 SH SOLE 0 0 47 HANCOCK JOHN PFD INCOME FD III COM CEF 41021P103 26 1370 SH SOLE 0 0 1370 HANCOCK JOHN TAX-ADV DIV INCM COM CEF 41013V100 44 1800 SH SOLE 0 0 1800 HANESBRANDS INC COM Stock 410345102 61 2896 SH SOLE 0 0 2896 HARLEY DAVIDSON INC COM Stock 412822108 12 240 SH SOLE 0 0 240 HARRIS CORP DEL COM Stock 413875105 29 202 SH SOLE 0 0 202 HARTFORD FINL SVCS GROUP INC COM Stock 416515104 265 4713 SH SOLE 0 0 4713 HASBRO INC COM Stock 418056107 98 1076 SH SOLE 0 0 1076 HAWAIIAN ELEC INDUSTRIES COM Stock 419870100 4 100 SH SOLE 0 0 100 HAWAIIAN TELCOM HOLDCO INC COM Stock 420031106 1508 48850 SH SOLE 40400 0 8450 HCP INC COM REIT 40414L109 42 1629 SH SOLE 0 0 1629 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 70 850 SH SOLE 0 0 850 HEALTHCARE SVCS GRP INC COM Stock 421906108 2485 47137 SH SOLE 37000 0 10137 HELIX ENERGY SOLUTIONS GRP INC 4.25 05/01/2022 Convertible 42330PAH0 2 2000 SH SOLE 0 0 2000 HERCULES CAPITAL INC COM CEF 427096508 466 35500 SH SOLE 0 0 35500 HERITAGE CRYSTAL CLEAN INC COM Stock 42726M106 1210 55650 SH SOLE 53000 0 2650 HERSHEY CO COM Stock 427866108 29 255 SH SOLE 0 0 255 HESS CORP COM Stock 42809H107 9 200 SH SOLE 0 0 200 HEWLETT PACKARD ENTERPRISE CO COM Stock 42824C109 146 10179 SH SOLE 0 0 10179 HEXCEL CORP NEW COM Stock 428291108 6 100 SH SOLE 0 0 100 HI-CRUSH PARTNERS LP COM UNIT LTD Stock 428337109 40 3700 SH SOLE 0 0 3700 HILL ROM HLDGS INC COM Stock 431475102 42 500 SH SOLE 0 0 500 HOLLY ENERGY PARTNERS L P COM UT LTD PTN Stock 435763107 58 1780 SH SOLE 0 0 1780 HOLLYFRONTIER CORP COM Stock 436106108 23 451 SH SOLE 0 0 451 HOLOGIC INC COM Stock 436440101 17 400 SH SOLE 0 0 400 HOME DEPOT INC COM Stock 437076102 1271 6704 SH SOLE 0 0 6704 HONEYWELL INTL INC COM Stock 438516106 1057 6894 SH SOLE 0 0 6894 HOUSTON WIRE & CABLE CO COM Stock 44244K109 14 2000 SH SOLE 0 0 2000 HOWARD HUGHES CORP COM Stock 44267D107 7 51 SH SOLE 0 0 51 HP INC COM Stock 40434L105 231 10979 SH SOLE 0 0 10979 HSBC HLDGS PLC ADR A 1/40PF A ADR 404280604 13 500 SH SOLE 0 0 500 HSN INC COM Stock 404303109 209 5171 SH SOLE 0 0 5171 HUANENG PWR INTL INC SPON ADR H SHS ADR 443304100 6 250 SH SOLE 0 0 250 HUMANA INC COM Stock 444859102 25 100 SH SOLE 0 0 100 HUNT J B TRANS SVCS INC COM Stock 445658107 115 1000 SH SOLE 0 0 1000 HUNTINGTON INGALLS INDS INC COM Stock 446413106 68 290 SH SOLE 0 0 290 HUNTSMAN CORP COM Stock 447011107 10 303 SH SOLE 0 0 303 IDEX CORP COM Stock 45167R104 1286 9748 SH SOLE 0 0 9748 ILLINOIS TOOL WKS INC COM Stock 452308109 871 5223 SH SOLE 0 0 5223 ILLUMINA INC 0.5 06/15/2021 Convertible 452327AH2 2 2000 SH SOLE 0 0 2000 ILLUMINA INC COM Stock 452327109 22 100 SH SOLE 0 0 100 IMAX CORP COM Stock 45245E109 97 4200 SH SOLE 0 0 4200 INDIA FD INC COM CEF 454089103 127 4871 SH SOLE 0 0 4871 INGERSOLL-RAND PLC SHS Stock G47791101 34 386 SH SOLE 0 0 386 INGLES MKTS INC CL A Stock 457030104 1161 33550 SH SOLE 32000 0 1550 INNOVATIVE INDL PPTYS INC COM REIT 45781V101 3 100 SH SOLE 0 0 100 INPHI CORP 1.125 12/01/2020 Convertible 45772FAB3 2 2000 SH SOLE 0 0 2000 INSYS THERAPEUTICS INC NEW COM NEW Stock 45824V209 3 300 SH SOLE 0 0 300 INTEL CORP COM Stock 458140100 7408 160489 SH SOLE 0 0 160489 INTERCEPT PHARMACEUTICALS INC 3.25 07/01/2023 Convertible 45845PAA6 1 1000 SH SOLE 0 0 1000 INTERCONTINENTAL EXCHANGE INC COM Stock 45866F104 115 1625 SH SOLE 0 0 1625 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 2338 15237 SH SOLE 0 0 15237 INTERNATIONAL FLAVORS&FRAGRANC COM Stock 459506101 23 150 SH SOLE 0 0 150 INTERNATIONAL GAME TECHNOLOGY SHS USD Stock G4863A108 20 772 SH SOLE 0 0 772 INTL PAPER CO COM Stock 460146103 391 6750 SH SOLE 0 0 6750 INTUIT COM Stock 461202103 199 1260 SH SOLE 0 0 1260 INTUITIVE SURGICAL INC COM NEW Stock 46120E602 33 90 SH SOLE 0 0 90 INVESTORS BANCORP INC NEW COM Stock 46146L101 160 11559 SH SOLE 0 0 11559 INVITATION HOMES INC COM REIT 46187W107 110 4680 SH SOLE 0 0 4680 IPATH S&P 500 VIX SHORT-TERM FUTURES ETN ETF 06746L422 619 22186 SH SOLE 0 0 22186 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 6225 74239 SH SOLE 0 0 74239 ISHARES BARCLAYS GNMA BOND FUND ETF 46429B333 33 675 SH SOLE 0 0 675 ISHARES CHINA LARGE-CAP ETF ETF 464287184 58 1254 SH SOLE 0 0 1254 ISHARES COHEN & STEERS REIT ETF ETF 464287564 172 1700 SH SOLE 0 0 1700 ISHARES CORE MSCI EAFE ETF ETF 46432F842 1947 29456 SH SOLE 0 0 29456 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 20 343 SH SOLE 0 0 343 ISHARES CORE S&P 500 ETF ETF 464287200 2681 9973 SH SOLE 0 0 9973 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 313 2866 SH SOLE 0 0 2866 ISHARES CURRENCY HEDGED MSCI EAFE ETF ETF 46434V803 686 23102 SH SOLE 0 0 23102 ISHARES DOW JONES U.S. ETF ETF 464287846 33 250 SH SOLE 0 0 250 ISHARES GLOBAL 100 ETF ETF 464287572 2 25 SH SOLE 0 0 25 ISHARES GLOBAL CONSUMER STAPLES ETF ETF 464288737 28 260 SH SOLE 0 0 260 ISHARES GLOBAL TELECOM ETF ETF 464287275 131 2168 SH SOLE 0 0 2168 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 21 235 SH SOLE 0 0 235 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 1415 11641 SH SOLE 0 0 11641 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 36 1075 SH SOLE 0 0 1075 ISHARES MORNINGSTAR LARGE-CAP GROWTH ETF ETF 464287119 83 528 SH SOLE 0 0 528 ISHARES MORTGAGE REAL ESTATE ETF ETF 46435G342 6 125 SH SOLE 0 0 125 ISHARES MSCI BRAZIL ETF ETF 464286400 53 1315 SH SOLE 0 0 1315 ISHARES MSCI EAFE ETF ETF 464287465 2788 39653 SH SOLE 0 0 39653 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 494 10477 SH SOLE 0 0 10477 ISHARES MSCI GERMANY ETF ETF 464286806 54 1650 SH SOLE 0 0 1650 ISHARES MSCI HONG KONG ETF ETF 464286871 5 200 SH SOLE 0 0 200 ISHARES MSCI INDIA INDEX FUND ETF 46429B598 335 9278 SH SOLE 0 0 9278 ISHARES MSCI JAPAN ETF ETF 46434G822 120 2007 SH SOLE 0 0 2007 ISHARES MSCI USA ESG SELECT ETF ETF 464288802 53 474 SH SOLE 0 0 474 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 144 1350 SH SOLE 0 0 1350 ISHARES NEW YORK MUNI BOND ETF ETF 464288323 491 8800 SH SOLE 0 0 8800 ISHARES RUSSELL 1000 ETF ETF 464287622 20 133 SH SOLE 0 0 133 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 10 77 SH SOLE 0 0 77 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 10 82 SH SOLE 0 0 82 ISHARES RUSSELL 2000 ETF ETF 464287655 303 1985 SH SOLE 0 0 1985 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 32 170 SH SOLE 0 0 170 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 29 230 SH SOLE 0 0 230 ISHARES RUSSELL MID-CAP ETF ETF 464287499 487 2338 SH SOLE 0 0 2338 ISHARES S&P 100 ETF ETF 464287101 62 524 SH SOLE 0 0 524 ISHARES S&P 500 GROWTH ETF ETF 464287309 20887 136724 SH SOLE 0 0 136724 ISHARES S&P 500 VALUE ETF ETF 464287408 19239 168405 SH SOLE 0 0 168405 ISHARES S&P MIDCAP FUND ETF 464287507 644 3391 SH SOLE 0 0 3391 ISHARES S&P SMALL-CAP FUND ETF 464287804 589 7673 SH SOLE 0 0 7673 ISHARES SELECT DIVIDEND ETF ETF 464287168 18719 189926 SH SOLE 0 0 189926 ISHARES SHORT TREASURY BOND ETF ETF 464288679 55 500 SH SOLE 0 0 500 ISHARES SILVER TRUST ETF 46428Q109 35 2170 SH SOLE 0 0 2170 ISHARES TIPS BOND ETF ETF 464287176 593 5196 SH SOLE 0 0 5196 ISHARES TRANSPORTATION AVERAGE ETF ETF 464287192 172 895 SH SOLE 0 0 895 ISHARES U.S. CONSUMER GOODS ETF ETF 464287812 19 150 SH SOLE 0 0 150 ISHARES U.S. CONSUMER SERVICES ETF ETF 464287580 381 2125 SH SOLE 0 0 2125 ISHARES U.S. ENERGY ETF ETF 464287796 28 703 SH SOLE 0 0 703 ISHARES U.S. FINANCIALS ETF ETF 464287788 32 266 SH SOLE 0 0 266 ISHARES U.S. HEALTHCARE ETF ETF 464287762 331 1900 SH SOLE 0 0 1900 ISHARES U.S. OIL & GAS EXPLORATION & PRODUCTION ETF ETF 464288851 15 233 SH SOLE 0 0 233 ISHARES U.S. PREFERRED STOCK ETF ETF 464288687 1689 44378 SH SOLE 0 0 44378 ISHARES U.S. REAL ESTATE ETF ETF 464287739 36 444 SH SOLE 0 0 444 ISHARES U.S. REGIONAL BANKS ETF ETF 464288778 1306 26500 SH SOLE 0 0 26500 ISHARES U.S. TELECOMMUNICATIONS ETF ETF 464287713 115 3910 SH SOLE 0 0 3910 ISHARES U.S. UTILITIES ETF ETF 464287697 301 2264 SH SOLE 0 0 2264 ISIS PHARMACEUTICALS INC DEL 1 11/15/2021 Convertible 464337AJ3 1 1000 SH SOLE 0 0 1000 ISTAR INC COM REIT 45031U101 4 360 SH SOLE 0 0 360 ITT INC COM Stock 45073V108 48 893 SH SOLE 0 0 893 J & J SNACK FOODS CORP COM Stock 466032109 76 500 SH SOLE 0 0 500 JAMBA INC COM NEW Stock 47023A309 13 1600 SH SOLE 0 0 1600 JANUS HENDERSON GROUP PLC ORD SHS Stock G4474Y214 4308 112597 SH SOLE 55000 0 57597 JBG SMITH PPTYS COM REIT 46590V100 4 129 SH SOLE 0 0 129 JD COM INC SPON ADR CL A ADR 47215P106 21 500 SH SOLE 0 0 500 JOHNSON & JOHNSON COM Stock 478160104 13160 94187 SH SOLE 11000 0 83187 JOHNSON CTLS INTL PLC SHS Stock G51502105 57 1484 SH SOLE 0 0 1484 JOHNSON OUTDOORS INC CL A Stock 479167108 3432 55275 SH SOLE 43300 0 11975 JONES LANG LASALLE INC COM Stock 48020Q107 1833 12305 SH SOLE 12000 0 305 JPMORGAN CHASE & CO COM Stock 46625H100 30079 281274 SH SOLE 0 0 281274 KANSAS CITY SOUTHERN COM NEW Stock 485170302 43 405 SH SOLE 0 0 405 KAPSTONE PAPER & PACKAGING CRP COM Stock 48562P103 4 170 SH SOLE 0 0 170 KCAP FINL INC COM CEF 48668E101 1 420 SH SOLE 0 0 420 KELLOGG CO COM Stock 487836108 55 806 SH SOLE 0 0 806 KEWAUNEE SCIENTIFIC CORP COM Stock 492854104 2394 82625 SH SOLE 78600 0 4025 KEYCORP NEW COM Stock 493267108 16 816 SH SOLE 0 0 816 KEYSIGHT TECHNOLOGIES INC COM Stock 49338L103 36 861 SH SOLE 0 0 861 KIMBERLY CLARK CORP COM Stock 494368103 4663 38648 SH SOLE 0 0 38648 KIMCO RLTY CORP COM REIT 49446R109 7 380 SH SOLE 0 0 380 KINDER MORGAN INC DEL COM Stock 49456B101 580 32073 SH SOLE 0 0 32073 KINDER MORGAN INC DEL PFD SER A Convertible Preferred 49456B200 2689 70845 SH SOLE 41000 0 29845 KIRBY CORP COM Stock 497266106 7395 110700 SH SOLE 0 0 110700 KKR & CO L P DEL COM UNITS Stock 48248M102 5628 267221 SH SOLE 105000 0 162221 KOHLS CORP COM Stock 500255104 18 325 SH SOLE 0 0 325 KONINKLIJKE PHILIPS N V NY REG SH NEW ADR 500472303 18 466 SH SOLE 0 0 466 KRAFT HEINZ CO COM Stock 500754106 755 9714 SH SOLE 0 0 9714 KROGER CO COM Stock 501044101 362 13190 SH SOLE 0 0 13190 LA Z BOY INC COM Stock 505336107 16 500 SH SOLE 0 0 500 LABORATORY CORP AMER HLDGS COM NEW Stock 50540R409 61 380 SH SOLE 0 0 380 LAKELAND INDS INC COM Stock 511795106 1814 124645 SH SOLE 119195 0 5450 LAM RESEARCH CORP COM Stock 512807108 75 405 SH SOLE 0 0 405 LAMB WESTON HLDGS INC COM Stock 513272104 68 1199 SH SOLE 0 0 1199 LANDEC CORP COM Stock 514766104 2493 197875 SH SOLE 154500 0 43375 LANDS END INC NEW COM Stock 51509F105 0 18 SH SOLE 0 0 18 LAS VEGAS SANDS CORP COM Stock 517834107 1093 15725 SH SOLE 0 0 15725 LAZARD LTD SHS A Stock G54050102 1748 33300 SH SOLE 32000 0 1300 LEAR CORP COM NEW Stock 521865204 214 1212 SH SOLE 0 0 1212 LEE ENTERPRISES INC COM Stock 523768109 2564 1091110 SH SOLE 679100 0 412010 LEUCADIA NATL CORP COM Stock 527288104 39 1475 SH SOLE 0 0 1475 LIBERTY GLOBAL PLC LILAC SHS CL C Stock G5480U153 2 120 SH SOLE 0 0 120 LIBERTY GLOBAL PLC SHS CL C Stock G5480U120 3 100 SH SOLE 0 0 100 LIBERTY MEDIA CORP DELAWARE 1.375 10/15/2023 Convertible 531229AB8 2 2000 SH SOLE 0 0 2000 LIFEPOINT HEALTH INC COM Stock 53219L109 5 100 SH SOLE 0 0 100 LILLY ELI & CO COM Stock 532457108 1226 14520 SH SOLE 0 0 14520 LINCOLN NATL CORP IND COM Stock 534187109 432 5615 SH SOLE 0 0 5615 LIONS GATE ENTMNT CORP CL B NON VTG Stock 535919500 32 1000 SH SOLE 0 0 1000 LIQUIDITY SERVICES INC COM Stock 53635B107 5 1000 SH SOLE 0 0 1000 LOCKHEED MARTIN CORP COM Stock 539830109 53 164 SH SOLE 0 0 164 LOEWS CORP COM Stock 540424108 23 450 SH SOLE 0 0 450 LOUISIANA PAC CORP COM Stock 546347105 5 200 SH SOLE 0 0 200 LOWES COS INC COM Stock 548661107 278 2991 SH SOLE 0 0 2991 LSC COMMUNICATIONS INC COM Stock 50218P107 2 125 SH SOLE 0 0 125 LSI INDS INC COM Stock 50216C108 2455 356870 SH SOLE 328468 0 28402 LULULEMON ATHLETICA INC COM Stock 550021109 17 210 SH SOLE 0 0 210 M & T BK CORP COM Stock 55261F104 34 200 SH SOLE 0 0 200 MACQUARIE INFRASTRUCTURE CORP 2.875 07/15/2019 Convertible 55608BAA3 2 2000 SH SOLE 0 0 2000 MACQUARIE INFRASTRUCTURE CORP COM Stock 55608B105 249 3875 SH SOLE 0 0 3875 MACYS INC COM Stock 55616P104 4 150 SH SOLE 0 0 150 MADISON SQUARE GARDEN CO NEW CL A Stock 55825T103 18 83 SH SOLE 0 0 83 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 156 2200 SH SOLE 0 0 2200 MAGNA INTL INC COM Stock 559222401 11 200 SH SOLE 0 0 200 MALLINCKRODT PUB LTD CO SHS Stock G5785G107 2 93 SH SOLE 0 0 93 MARATHON OIL CORP COM Stock 565849106 152 9000 SH SOLE 0 0 9000 MARKEL CORP COM Stock 570535104 39 34 SH SOLE 0 0 34 MARRIOTT INTL INC NEW CL A Stock 571903202 215 1583 SH SOLE 0 0 1583 MARRIOTT VACATIONS WRLDWDE CP COM Stock 57164Y107 1 10 SH SOLE 0 0 10 MARSH & MCLENNAN COS INC COM Stock 571748102 4 50 SH SOLE 0 0 50 MASTEC INC COM Stock 576323109 24 500 SH SOLE 0 0 500 MASTERCARD INCORPORATED CL A Stock 57636Q104 247 1631 SH SOLE 0 0 1631 MATERIALS SELECT SECTOR SPDR FUND ETF 81369Y100 33 537 SH SOLE 0 0 537 MATTEL INC COM Stock 577081102 2 115 SH SOLE 0 0 115 MAZOR ROBOTICS LTD SPONSORED ADS ADR 57886P103 41 800 SH SOLE 0 0 800 MB FINANCIAL INC NEW COM Stock 55264U108 8510 191152 SH SOLE 0 0 191152 MCCORMICK & CO INC COM NON VTG Stock 579780206 755 7407 SH SOLE 0 0 7407 MCDONALDS CORP COM Stock 580135101 5643 32785 SH SOLE 0 0 32785 MCEWEN MNG INC COM Stock 58039P107 25 11000 SH SOLE 0 0 11000 MCGRATH RENTCORP COM Stock 580589109 1147 24425 SH SOLE 23000 0 1425 MCKESSON CORP COM Stock 58155Q103 10 64 SH SOLE 0 0 64 MEDICAL PPTYS TRUST INC COM REIT 58463J304 7 500 SH SOLE 0 0 500 MEDIFAST INC COM Stock 58470H101 56 800 SH SOLE 0 0 800 MEDTRONIC PLC SHS Stock G5960L103 161 1995 SH SOLE 0 0 1995 MERCADOLIBRE INC COM Stock 58733R102 9 30 SH SOLE 0 0 30 MERCK & CO INC COM Stock 58933Y105 2788 49548 SH SOLE 0 0 49548 MEREDITH CORP COM Stock 589433101 2049 31025 SH SOLE 27000 0 4025 MERIDIAN BIOSCIENCE INC COM Stock 589584101 727 51900 SH SOLE 50000 0 1900 METLIFE INC COM Stock 59156R108 819 16195 SH SOLE 0 0 16195 MFS CHARTER INCOME TR SH BEN INT CEF 552727109 5 550 SH SOLE 0 0 550 MGE ENERGY INC COM Stock 55277P104 1198 18984 SH SOLE 16000 0 2984 MICRO FOCUS INTERNATIONAL PLC SPON ADR NEW ADR 594837304 45 1332 SH SOLE 0 0 1332 MICROCHIP TECHNOLOGY INC 1.625 02/15/2025 Convertible 595017AD6 3 2000 SH SOLE 0 0 2000 MICRON TECHNOLOGY INC COM Stock 595112103 40 984 SH SOLE 0 0 984 MICROSOFT CORP COM Stock 594918104 9900 115738 SH SOLE 0 0 115738 MIDDLESEX WATER CO COM Stock 596680108 1736 43500 SH SOLE 39400 0 4100 MKS INSTRUMENT INC COM Stock 55306N104 9 100 SH SOLE 0 0 100 MOLINA HEALTHCARE INC 1.625 08/15/2044 Convertible 60855RAD2 3 2000 SH SOLE 0 0 2000 MOMO INC ADR ADR 60879B107 296 12100 SH SOLE 0 0 12100 MONDELEZ INTL INC CL A Stock 609207105 966 22577 SH SOLE 0 0 22577 MONMOUTH REAL ESTATE INVT CORP CL A REIT 609720107 4386 246422 SH SOLE 176000 0 70422 MONROE CAP CORP COM CEF 610335101 103 7500 SH SOLE 0 0 7500 MONSANTO CO NEW COM Stock 61166W101 452 3874 SH SOLE 0 0 3874 MOODYS CORP COM Stock 615369105 35 240 SH SOLE 0 0 240 MORGAN STANLEY COM NEW Stock 617446448 44 840 SH SOLE 0 0 840 MORNINGSTAR INC COM Stock 617700109 32 325 SH SOLE 0 0 325 MOTORCAR PTS AMER INC COM Stock 620071100 2132 85300 SH SOLE 82900 0 2400 MOTOROLA SOLUTIONS INC COM NEW Stock 620076307 10 106 SH SOLE 0 0 106 MOVADO GROUP INC COM Stock 624580106 2716 84350 SH SOLE 81000 0 3350 MSG NETWORK INC CL A Stock 553573106 5 250 SH SOLE 0 0 250 MURPHY OIL CORP COM Stock 626717102 130 4200 SH SOLE 0 0 4200 MYERS INDS INC COM Stock 628464109 2859 146626 SH SOLE 117000 0 29626 MYR GROUP INC DEL COM Stock 55405W104 18 500 SH SOLE 0 0 500 NANOVIRICIDES INC COM NEW Stock 630087203 5 6000 SH SOLE 0 0 6000 NATIONAL CINEMEDIA INC COM Stock 635309107 3291 479697 SH SOLE 397700 0 81997 NATIONAL GRID PLC SPONSORED ADR NE ADR 636274409 27 458 SH SOLE 0 0 458 NAVIENT CORPORATION COM Stock 63938C108 5 400 SH SOLE 0 0 400 NCR CORP NEW COM Stock 62886E108 210 6181 SH SOLE 0 0 6181 NETAPP INC COM Stock 64110D104 6 100 SH SOLE 0 0 100 NETFLIX INC COM Stock 64110L106 133 695 SH SOLE 0 0 695 NEW GERMANY FD INC COM CEF 644465106 18 906 SH SOLE 0 0 906 NEW MEDIA INVT GROUP INC COM Stock 64704V106 1027 61187 SH SOLE 56000 0 5187 NEW RESIDENTIAL INVT CORP COM NEW REIT 64828T201 2 100 SH SOLE 0 0 100 NEW SR INVT GROUP INC COM REIT 648691103 0 33 SH SOLE 0 0 33 NEWELL BRANDS INC COM Stock 651229106 7 220 SH SOLE 0 0 220 NEWLINK GENETICS CORP COM Stock 651511107 9 1170 SH SOLE 0 0 1170 NEWMONT MINING CORP COM Stock 651639106 6 160 SH SOLE 0 0 160 NEXTERA ENERGY INC COM Stock 65339F101 1152 7376 SH SOLE 0 0 7376 NIELSEN HLDGS PLC SHS EUR Stock G6518L108 3 79 SH SOLE 0 0 79 NIKE INC CL B Stock 654106103 470 7521 SH SOLE 0 0 7521 NISOURCE INC COM Stock 65473P105 13 500 SH SOLE 0 0 500 NN INC COM Stock 629337106 6 235 SH SOLE 0 0 235 NOKIA CORP SPONSORED ADR ADR 654902204 16 3500 SH SOLE 0 0 3500 NORDIC AMERICAN TANKERS LIMITE COM Stock G65773106 3 1304 SH SOLE 0 0 1304 NORDIC AMERN OFFSHORE LTD SHS Stock G65772108 0 53 SH SOLE 0 0 53 NORDSTROM INC COM Stock 655664100 34 714 SH SOLE 0 0 714 NORFOLK SOUTHERN CORP COM Stock 655844108 152 1051 SH SOLE 0 0 1051 NORTHERN TR CORP COM Stock 665859104 1806 18079 SH SOLE 0 0 18079 NORTHSTAR REALTY EUROPE CORP COM Stock 66706L101 4 320 SH SOLE 0 0 320 NORTHWESTERN CORP COM NEW Stock 668074305 273 4575 SH SOLE 0 0 4575 NOVARTIS A G SPONSORED ADR ADR 66987V109 129 1542 SH SOLE 0 0 1542 NRG ENERGY INC COM NEW Stock 629377508 2 76 SH SOLE 0 0 76 NTN BUZZTIME INC COM PAR Stock 629410606 1258 298900 SH SOLE 287900 0 11000 NUCOR CORP COM Stock 670346105 101 1591 SH SOLE 0 0 1591 NUSTAR ENERGY LP UNIT COM Stock 67058H102 41 1377 SH SOLE 0 0 1377 NUVEEN AMT FREE MUN CR INC FD COM CEF 67071L106 116 7491 SH SOLE 0 0 7491 NUVEEN AMT FREE QLTY MUN INCME COM CEF 670657105 167 12164 SH SOLE 0 0 12164 NUVEEN CALIFORNIA AMT QLT MUN COM CEF 670651108 88 5750 SH SOLE 0 0 5750 NUVEEN MUNICIPAL CREDIT INC FD COM SH BEN INT CEF 67070X101 47 3089 SH SOLE 0 0 3089 NUVEEN PFD & INCM SECURTIES FD COM CEF 67072C105 1 96 SH SOLE 0 0 96 NUVEEN QUALITY MUNCP INCOME FD COM CEF 67066V101 155 11016 SH SOLE 0 0 11016 NUVEEN S&P 500 DYN OVERWRITE COM CEF 6706EW100 52 3000 SH SOLE 0 0 3000 NUVEEN TX ADV TOTAL RET STRGY COM CEF 67090H102 17 1240 SH SOLE 0 0 1240 NV5 GLOBAL INC COM Stock 62945V109 99 1830 SH SOLE 0 0 1830 NVIDIA CORP COM Stock 67066G104 123 634 SH SOLE 0 0 634 O REILLY AUTOMOTIVE INC NEW COM Stock 67103H107 722 3000 SH SOLE 0 0 3000 OAKTREE CAP GROUP LLC UNIT CL A Stock 674001201 177 4208 SH SOLE 0 0 4208 OAKTREE SPECIALTY LENDING CORP COM Stock 67401P108 2 500 SH SOLE 0 0 500 OCCIDENTAL PETE CORP DEL COM Stock 674599105 18 250 SH SOLE 0 0 250 OIL DRI CORP AMER COM Stock 677864100 939 22625 SH SOLE 21475 0 1150 OLD NATL BANCORP IND COM Stock 680033107 82 4702 SH SOLE 0 0 4702 OLD REP INTL CORP COM Stock 680223104 17756 830504 SH SOLE 0 0 830504 OMEGA HEALTHCARE INVS INC COM REIT 681936100 63 2301 SH SOLE 0 0 2301 OMNOVA SOLUTIONS INC COM Stock 682129101 20 2000 SH SOLE 0 0 2000 ONE GAS INC COM Stock 68235P108 24 325 SH SOLE 0 0 325 ONEOK INC NEW COM Stock 682680103 480 8983 SH SOLE 0 0 8983 OPKO HEALTH INC COM Stock 68375N103 147 30000 SH SOLE 0 0 30000 ORACLE CORP COM Stock 68389X105 309 6535 SH SOLE 0 0 6535 ORBCOMM INC COM Stock 68555P100 31 3000 SH SOLE 0 0 3000 ORCHIDS PAPER PRODS CO DEL COM Stock 68572N104 664 51885 SH SOLE 36455 0 15430 ORION ENERGY SYSTEMS INC COM Stock 686275108 2253 2559728 SH SOLE 1522879 0 1036849 OSHKOSH CORP COM Stock 688239201 27 300 SH SOLE 0 0 300 OTTER TAIL CORP COM Stock 689648103 130 2915 SH SOLE 0 0 2915 OVERSTOCK COM INC DEL COM Stock 690370101 16 250 SH SOLE 0 0 250 OWENS & MINOR INC NEW COM Stock 690732102 1249 66158 SH SOLE 44000 0 22158 OWENS CORNING NEW COM Stock 690742101 50 540 SH SOLE 0 0 540 OWENS ILL INC COM NEW Stock 690768403 35 1600 SH SOLE 0 0 1600 PACIFIC PREMIER BANCORP COM Stock 69478X105 145 3617 SH SOLE 0 0 3617 PACKAGING CORP AMER COM Stock 695156109 5 38 SH SOLE 0 0 38 PACWEST BANCORP DEL COM Stock 695263103 5 100 SH SOLE 0 0 100 PAN AMERICAN SILVER CORP COM Stock 697900108 8 500 SH SOLE 0 0 500 PARK OHIO HLDGS CORP COM Stock 700666100 9 190 SH SOLE 0 0 190 PAYCHEX INC COM Stock 704326107 6694 98323 SH SOLE 27000 0 71323 PAYPAL HLDGS INC COM Stock 70450Y103 138 1870 SH SOLE 0 0 1870 PBF ENERGY INC CL A Stock 69318G106 9 240 SH SOLE 0 0 240 PCM FUND INC COM CEF 69323T101 23 2000 SH SOLE 0 0 2000 PC-TEL INC COM Stock 69325Q105 981 133063 SH SOLE 123000 0 10063 PENDRELL CORP COM CL A Stock 70686R500 6 10 SH SOLE 0 0 10 PENSKE AUTOMOTIVE GRP INC COM Stock 70959W103 7 150 SH SOLE 0 0 150 PENTAIR PLC SHS Stock G7S00T104 0 5 SH SOLE 0 0 5 PEOPLES BANCORP INC COM Stock 709789101 3 105 SH SOLE 0 0 105 PEPSICO INC COM Stock 713448108 6930 57791 SH SOLE 0 0 57791 PERRIGO CO PLC SHS Stock G97822103 33 375 SH SOLE 0 0 375 PETMED EXPRESS INC COM Stock 716382106 4361 95842 SH SOLE 72000 0 23842 PFIZER INC COM Stock 717081103 5584 154163 SH SOLE 0 0 154163 PG&E CORP COM Stock 69331C108 123 2747 SH SOLE 0 0 2747 PHILIP MORRIS INTL INC COM Stock 718172109 1701 16096 SH SOLE 0 0 16096 PHILLIPS 66 COM Stock 718546104 1267 12525 SH SOLE 0 0 12525 PIMCO ACTIVE BOND EXCHANGE-TRADED FUND ETF 72201R775 80 758 SH SOLE 0 0 758 PIMCO CORPORATE & INCOME OPP F COM CEF 72201B101 41 2500 SH SOLE 0 0 2500 PIMCO CORPORATE INCOME STRATEG COM CEF 72200U100 26 1500 SH SOLE 0 0 1500 PIMCO DYNAMIC INCOME FD SHS CEF 72201Y101 30 1000 SH SOLE 0 0 1000 PIMCO DYNMIC CREDIT AND MRT IN COM SHS CEF 72202D106 29 1300 SH SOLE 0 0 1300 PIMCO INCOME OPPORTUNITY FD COM CEF 72202B100 39 1500 SH SOLE 0 0 1500 PIMCO MUN INCOME FD II COM CEF 72200W106 51 3850 SH SOLE 0 0 3850 PIONEER PWR SOLUTIONS INC COM NEW Stock 723836300 3365 442024 SH SOLE 403752 0 38272 PITNEY BOWES INC COM Stock 724479100 61 5465 SH SOLE 0 0 5465 PIXELWORKS INC COM NEW Stock 72581M305 0 50 SH SOLE 0 0 50 PJT PARTNERS INC COM CL A Stock 69343T107 36 799 SH SOLE 0 0 799 PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN Stock 726503105 37 1800 SH SOLE 0 0 1800 PLATFORM SPECIALTY PRODS CORP COM Stock 72766Q105 5 475 SH SOLE 0 0 475 PNC FINL SVCS GROUP INC COM Stock 693475105 615 4265 SH SOLE 0 0 4265 PORTLAND GEN ELEC CO COM NEW Stock 736508847 25 540 SH SOLE 0 0 540 POST HLDGS INC COM Stock 737446104 4 46 SH SOLE 0 0 46 POTASH CORP SASK INC COM Stock 73755L107 95 4610 SH SOLE 0 0 4610 POTBELLY CORP COM Stock 73754Y100 14 1100 SH SOLE 0 0 1100 POWERSHARES CEF INCOME COMPOSITE PORTFOLIO ETF 73936Q843 12 500 SH SOLE 0 0 500 POWERSHARES DB COMMODITY INDEX TRACKING FUND ETF 73935S105 12 700 SH SOLE 0 0 700 POWERSHARES DYNAMIC SEMICONDUCTORS PORTFOLIO ETF 73935X781 13 250 SH SOLE 0 0 250 POWERSHARES FINANCIAL PREFERRED PORTFOLIO ETF 73935X229 5047 267481 SH SOLE 0 0 267481 POWERSHARES HIGH YIELD EQUITY DIVIDEND ACHIEVERS PORTFOLIO ETF 73935X302 13 740 SH SOLE 0 0 740 POWERSHARES NATIONAL AMT-FREE MUNICIPAL BOND PORTFOLIO ETF 73936T474 52 2000 SH SOLE 0 0 2000 POWERSHARES PREFERRED PORTFOLIO ETF 73936T565 71 4803 SH SOLE 0 0 4803 POWERSHARES QQQ TRUST, SERIES 1 ETF 73935A104 357 2294 SH SOLE 0 0 2294 POWERSHARES WATER RESOURCES PORTFOLIO ETF 73935X575 143 4718 SH SOLE 0 0 4718 POWERSHARES WILDERHILL CLEAN ENERGY PORTFOLIO ETF 73935X112 340 13402 SH SOLE 0 0 13402 PPG INDS INC COM Stock 693506107 76 650 SH SOLE 0 0 650 PPL CORP COM Stock 69351T106 76 2453 SH SOLE 0 0 2453 PRAXAIR INC COM Stock 74005P104 34 222 SH SOLE 0 0 222 PRICELINE GRP INC 1 03/15/2018 Convertible 741503AQ9 2 1000 SH SOLE 0 0 1000 PRICESMART INC COM Stock 741511109 158 1831 SH SOLE 0 0 1831 PROCTER AND GAMBLE CO COM Stock 742718109 4602 50085 SH SOLE 0 0 50085 PROFESSIONAL DIVERSITY NET INC COM NEW Stock 74312Y202 447 109246 SH SOLE 59843 0 49403 PROGRESSIVE CORP OHIO COM Stock 743315103 75 1325 SH SOLE 0 0 1325 PROOFPOINT INC 0.75 06/15/2020 Convertible 743424AD5 3 2000 SH SOLE 0 0 2000 PROSHARES ULTRA NASDAQ BIOTECHNOLOGY ETF 74347R214 8 150 SH SOLE 0 0 150 PROSHARES ULTRA TECHNOLOGY ETF 74347R693 13 150 SH SOLE 0 0 150 PROSHARES ULTRASHORT S&P 500 ETF 74347B383 174 4250 SH SOLE 0 0 4250 PROSPERITY BANCSHARES INC COM Stock 743606105 87 1248 SH SOLE 0 0 1248 PRUDENTIAL FINL INC COM Stock 744320102 410 3564 SH SOLE 0 0 3564 PRUDENTIAL SHT DURATION HG YLD COM CEF 74442F107 89 6000 SH SOLE 0 0 6000 PSYCHEMEDICS CORP COM NEW Stock 744375205 1668 81150 SH SOLE 42700 0 38450 PUBLIC STORAGE COM REIT 74460D109 56 270 SH SOLE 0 0 270 PUBLIC SVC ENTERPRISE GROUP COM Stock 744573106 220 4276 SH SOLE 0 0 4276 QUALCOMM INC COM Stock 747525103 1966 30710 SH SOLE 21000 0 9710 QUALITY CARE PPTYS INC COM REIT 747545101 3 200 SH SOLE 0 0 200 QUANTA SVCS INC COM Stock 74762E102 39 1000 SH SOLE 0 0 1000 RAVE RESTAURANT GROUP INC COM Stock 754198109 0 250 SH SOLE 0 0 250 RAYTHEON CO COM NEW Stock 755111507 75 400 SH SOLE 0 0 400 REALTY INCOME CORP COM REIT 756109104 269 4725 SH SOLE 0 0 4725 REAVES UTIL INCOME FD COM SH BEN INT CEF 756158101 2 50 SH SOLE 0 0 50 RED HAT INC COM Stock 756577102 93 775 SH SOLE 0 0 775 RED ROBIN GOURMET BURGERS INC COM Stock 75689M101 6 100 SH SOLE 0 0 100 REDWOOD TR INC COM REIT 758075402 314 21177 SH SOLE 0 0 21177 REEDS INC COM Stock 758338107 37 23750 SH SOLE 0 0 23750 REGIONS FINL CORP NEW COM Stock 7591EP100 14 816 SH SOLE 0 0 816 RENASANT CORP COM Stock 75970E107 47 1150 SH SOLE 0 0 1150 RENEWABLE ENERGY GROUP INC COM NEW Stock 75972A301 7 600 SH SOLE 0 0 600 REXFORD INDL RLTY INC COM REIT 76169C100 242 8285 SH SOLE 0 0 8285 RF INDS LTD COM PAR $0.01 Stock 749552105 17 6450 SH SOLE 0 0 6450 RGC RES INC COM Stock 74955L103 1581 58387 SH SOLE 55425 0 2962 RIOT BLOCKCHAIN INC COM Stock 767292105 17 615 SH SOLE 0 0 615 RLJ LODGING TR COM REIT 74965L101 596 27150 SH SOLE 0 0 27150 RMR GROUP INC CL A Stock 74967R106 16 272 SH SOLE 0 0 272 ROBERT HALF INTL INC COM Stock 770323103 33 600 SH SOLE 0 0 600 ROBO-STOX GLOBAL ROBOTICS AND AUTOMATION INDEX FUND ETF 301505707 186 4500 SH SOLE 0 0 4500 ROCKWELL AUTOMATION INC COM Stock 773903109 398 2025 SH SOLE 0 0 2025 ROCKWELL COLLINS INC COM Stock 774341101 149 1099 SH SOLE 0 0 1099 ROCKY BRANDS INC COM Stock 774515100 5926 313524 SH SOLE 291199 0 22325 ROCKY MTN CHOCOLATE FACTORY COM Stock 77467X101 1621 137650 SH SOLE 129300 0 8350 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S ADR 780097739 25 1000 SH SOLE 0 0 1000 ROYAL CARIBBEAN CRUISES LTD COM Stock V7780T103 80 670 SH SOLE 0 0 670 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 51 750 SH SOLE 0 0 750 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 1392 20865 SH SOLE 0 0 20865 ROYCE GLOBAL VALUE TR INC COM CEF 78081T104 16 1444 SH SOLE 0 0 1444 ROYCE MICRO-CAP TR INC COM CEF 780915104 28 2920 SH SOLE 0 0 2920 ROYCE VALUE TR INC COM CEF 780910105 118 7321 SH SOLE 0 0 7321 RPM INTL INC 2.25 12/15/2020 Convertible 749685AT0 1 1000 SH SOLE 0 0 1000 RUSH ENTERPRISES INC CL A Stock 781846209 6 125 SH SOLE 0 0 125 S&P GLOBAL INC COM Stock 78409V104 87 515 SH SOLE 0 0 515 SABRA HEALTH CARE REIT INC COM REIT 78573L106 4 202 SH SOLE 0 0 202 SALEM MEDIA GROUP INC CL A Stock 794093104 891 198052 SH SOLE 188327 0 9725 SALISBURY BANCORP INC COM Stock 795226109 5 102 SH SOLE 0 0 102 SAP SE SPON ADR ADR 803054204 34 300 SH SOLE 0 0 300 SAREPTA THERAPEUTICS INC COM Stock 803607100 41 735 SH SOLE 0 0 735 SCANA CORP NEW COM Stock 80589M102 19 479 SH SOLE 0 0 479 SCHLUMBERGER LTD COM Stock 806857108 431 6396 SH SOLE 0 0 6396 SCHNEIDER NATIONAL INC CL B Stock 80689H102 29 1000 SH SOLE 0 0 1000 SCHWAB CHARLES CORP NEW COM Stock 808513105 88 1713 SH SOLE 0 0 1713 SCHWAB U.S. MID-CAP ETF ETF 808524508 15 275 SH SOLE 0 0 275 SCOTTS MIRACLE GRO CO CL A Stock 810186106 18 170 SH SOLE 0 0 170 SEABOARD CORP COM Stock 811543107 4 1 SH SOLE 0 0 1 SEACOR HOLDINGS INC COM Stock 811904101 2 51 SH SOLE 0 0 51 SEACOR MARINE HLDGS INC COM Stock 78413P101 4 310 SH SOLE 0 0 310 SEADRILL LIMITED SHS Stock G7945E105 0 900 SH SOLE 0 0 900 SEAGATE TECHNOLOGY PLC SHS Stock G7945M107 4 100 SH SOLE 0 0 100 SEARS HLDGS CORP COM Stock 812350106 0 62 SH SOLE 0 0 62 SEMPRA ENERGY COM Stock 816851109 230 2152 SH SOLE 0 0 2152 SERVICE CORP INTL COM Stock 817565104 55 1475 SH SOLE 0 0 1475 SERVICENOW INC COM Stock 81762P102 26 200 SH SOLE 0 0 200 SHARPS COMPLIANCE CORP COM Stock 820017101 819 200250 SH SOLE 196000 0 4250 SHERWIN WILLIAMS CO COM Stock 824348106 90 220 SH SOLE 0 0 220 SHIP FINANCE INTERNATIONAL LTD SHS Stock G81075106 4 240 SH SOLE 0 0 240 SHIRE PLC SPONSORED ADR ADR 82481R106 94 608 SH SOLE 0 0 608 SHOPIFY INC CL A Stock 82509L107 31 310 SH SOLE 0 0 310 SIERRA BANCORP COM Stock 82620P102 4 140 SH SOLE 0 0 140 SIMON PPTY GROUP INC NEW COM REIT 828806109 17 100 SH SOLE 0 0 100 SIMULATIONS PLUS INC COM Stock 829214105 1895 117699 SH SOLE 109774 0 7925 SIRIUS XM HLDGS INC COM Stock 82968B103 1 250 SH SOLE 0 0 250 SIX FLAGS ENTMT CORP NEW COM Stock 83001A102 377 5662 SH SOLE 0 0 5662 SKECHERS U S A INC CL A Stock 830566105 11 300 SH SOLE 0 0 300 SKYWORKS SOLUTIONS INC COM Stock 83088M102 30 313 SH SOLE 0 0 313 SLM CORP COM Stock 78442P106 5 400 SH SOLE 0 0 400 SMUCKER J M CO COM NEW Stock 832696405 342 2750 SH SOLE 0 0 2750 SNAP INC CL A Stock 83304A106 24 1650 SH SOLE 0 0 1650 SNAP ON INC COM Stock 833034101 6 35 SH SOLE 0 0 35 SODASTREAM INTERNATIONAL LTD USD SHS Stock M9068E105 7 100 SH SOLE 0 0 100 SONY CORP SPONSORED ADR ADR 835699307 7 153 SH SOLE 0 0 153 SOTHEBYS COM Stock 835898107 255 4940 SH SOLE 0 0 4940 SOUTHERN CO COM Stock 842587107 152 3160 SH SOLE 0 0 3160 SOUTHERN COPPER CORP COM Stock 84265V105 58 1212 SH SOLE 0 0 1212 SOUTHWEST AIRLS CO COM Stock 844741108 290 4430 SH SOLE 0 0 4430 SOUTHWEST GAS HOLDINGS INC COM Stock 844895102 8 100 SH SOLE 0 0 100 SOUTHWESTERN ENERGY CO COM Stock 845467109 0 83 SH SOLE 0 0 83 SOUTHWESTERN ENERGY CO DEP SHS 1/20 B Convertible Preferred 845467208 1 44 SH SOLE 0 0 44 SP PLUS CORP COM Stock 78469C103 3131 84400 SH SOLE 75000 0 9400 SPARTON CORP COM Stock 847235108 26 1146 SH SOLE 0 0 1146 SPDR BLOOMBERG BARCLAYS INTERNATIONAL TREASURY BOND ETF ETF 78464A516 57 2000 SH SOLE 0 0 2000 SPDR BLOOMBERG BARCLAYS TIPS ETF ETF 78464A656 34 610 SH SOLE 0 0 610 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 269 1088 SH SOLE 0 0 1088 SPDR GLOBAL DOW ETF ETF 78464A706 97 1130 SH SOLE 0 0 1130 SPDR GOLD SHARES ETF 78463V107 399 3228 SH SOLE 0 0 3228 SPDR S&P 500 ETF ETF 78462F103 12983 48653 SH SOLE 0 0 48653 SPDR S&P AEROSPACE & DEFENSE ETF ETF 78464A631 25 300 SH SOLE 0 0 300 SPDR S&P BIOTECH ETF ETF 78464A870 13 150 SH SOLE 0 0 150 SPDR S&P DIVIDEND ETF ETF 78464A763 24 250 SH SOLE 0 0 250 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 703 2036 SH SOLE 0 0 2036 SPDR S&P RETAIL ETF ETF 78464A714 5 100 SH SOLE 0 0 100 SPDR S&P SEMICONDUCTOR ETF ETF 78464A862 2 25 SH SOLE 0 0 25 SPDR WELLS FARGO PREFERRED STOCK ETF ETF 78464A292 373 8477 SH SOLE 0 0 8477 SPEEDWAY MOTORSPORTS INC COM Stock 847788106 1702 90190 SH SOLE 87000 0 3190 SPIRE INC COM Stock 84857L101 8 104 SH SOLE 0 0 104 SPOK HLDGS INC COM Stock 84863T106 52 3326 SH SOLE 0 0 3326 SPRINT CORP COM SER 1 Stock 85207U105 6 943 SH SOLE 0 0 943 SPROTT PHYSICAL GOLD TRUST UNIT CEF 85207H104 7 700 SH SOLE 0 0 700 STANLEY BLACK & DECKER INC COM Stock 854502101 85 500 SH SOLE 0 0 500 STARBUCKS CORP COM Stock 855244109 2432 42345 SH SOLE 0 0 42345 STEEL DYNAMICS INC COM Stock 858119100 43 1000 SH SOLE 0 0 1000 STEELCASE INC CL A Stock 858155203 331 21777 SH SOLE 0 0 21777 STERICYCLE INC COM Stock 858912108 14 200 SH SOLE 0 0 200 STRATASYS LTD SHS Stock M85548101 1 40 SH SOLE 0 0 40 STRYKER CORP COM Stock 863667101 133 860 SH SOLE 0 0 860 SUMMIT HOTEL PPTYS INC COM REIT 866082100 3 213 SH SOLE 0 0 213 SUN LIFE FINL INC COM Stock 866796105 70 1689 SH SOLE 0 0 1689 SUNPOWER CORP COM Stock 867652406 246 29200 SH SOLE 0 0 29200 SUNTRUST BKS INC COM Stock 867914103 4214 65248 SH SOLE 0 0 65248 SUPERVALU INC COM NEW Stock 868536301 3 140 SH SOLE 0 0 140 SUTHERLAND ASSET MGMT CORP MD COM Stock 86933G105 5 309 SH SOLE 0 0 309 SWISS HELVETIA FD INC COM CEF 870875101 13 990 SH SOLE 0 0 990 SYNAPTICS INC COM Stock 87157D109 12 300 SH SOLE 0 0 300 SYSCO CORP COM Stock 871829107 36 595 SH SOLE 0 0 595 TAPESTRY INC COM Stock 876030107 31 700 SH SOLE 0 0 700 TAPIMMUNE INC COM PAR Stock 876033408 2 417 SH SOLE 0 0 417 TARGA RES CORP COM Stock 87612G101 63 1302 SH SOLE 0 0 1302 TARGET CORP COM Stock 87612E106 4969 76150 SH SOLE 30000 0 46150 TC PIPELINES LP UT COM LTD PRT Stock 87233Q108 37 700 SH SOLE 0 0 700 TCW STRATEGIC INCOME FUND INC COM CEF 872340104 215 36712 SH SOLE 0 0 36712 TE CONNECTIVITY LTD REG SHS Stock H84989104 86 900 SH SOLE 0 0 900 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 742 11608 SH SOLE 0 0 11608 TEGNA INC COM Stock 87901J105 214 15200 SH SOLE 0 0 15200 TEKLA HEALTHCARE INVS SH BEN INT CEF 87911J103 57 2509 SH SOLE 0 0 2509 TEKLA LIFE SCIENCES INVS SH BEN INT CEF 87911K100 27 1386 SH SOLE 0 0 1386 TELEPHONE & DATA SYS INC COM NEW Stock 879433829 5 165 SH SOLE 0 0 165 TELLURIAN INC NEW COM Stock 87968A104 2459 252500 SH SOLE 0 0 252500 TEMPLETON GLOBAL INCOME FD COM CEF 880198106 10006 1548925 SH SOLE 0 0 1548925 TENAX THERAPEUTICS INC COM Stock 88032L100 0 17 SH SOLE 0 0 17 TENNECO INC COM Stock 880349105 3 50 SH SOLE 0 0 50 TERADATA CORP DEL COM Stock 88076W103 313 8126 SH SOLE 0 0 8126 TEREX CORP NEW COM Stock 880779103 39 800 SH SOLE 0 0 800 TESLA INC COM Stock 88160R101 113 364 SH SOLE 0 0 364 TEVA PHARMACEUTICAL FIN LLC 0.25 02/01/2026 Convertible 88163VAE9 1 1000 SH SOLE 0 0 1000 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR ADR 881624209 19 1021 SH SOLE 0 0 1021 TEXAS INSTRS INC COM Stock 882508104 1493 14300 SH SOLE 0 0 14300 TG THERAPEUTICS INC COM Stock 88322Q108 172 21000 SH SOLE 0 0 21000 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 247 1300 SH SOLE 0 0 1300 TIER REIT INC COM NEW REIT 88650V208 5 250 SH SOLE 0 0 250 TIME INC NEW COM Stock 887228104 1 33 SH SOLE 0 0 33 TIME WARNER INC COM NEW Stock 887317303 163 1784 SH SOLE 0 0 1784 TITAN INTL INC ILL COM Stock 88830M102 6 450 SH SOLE 0 0 450 TIVO CORP COM Stock 88870P106 0 1 SH SOLE 0 0 1 TJX COS INC NEW COM Stock 872540109 92 1200 SH SOLE 0 0 1200 TOOTSIE ROLL INDS INC COM Stock 890516107 150 4131 SH SOLE 0 0 4131 TORONTO DOMINION BK ONT COM NEW Stock 891160509 49 828 SH SOLE 0 0 828 TOTAL S A SPONSORED ADR ADR 89151E109 83 1502 SH SOLE 0 0 1502 TOWER INTL INC COM Stock 891826109 3 100 SH SOLE 0 0 100 TOYOTA MOTOR CORP SP ADR REP2COM ADR 892331307 66 520 SH SOLE 0 0 520 TRANSACT TECHNOLOGIES INC COM Stock 892918103 1227 92600 SH SOLE 88000 0 4600 TRANSOCEAN LTD REG SHS Stock H8817H100 137 12800 SH SOLE 0 0 12800 TRAVELCENTERS AMER LLC COM Stock 894174101 20 4850 SH SOLE 0 0 4850 TRAVELERS COMPANIES INC COM Stock 89417E109 16 115 SH SOLE 0 0 115 TREEHOUSE FOODS INC COM Stock 89469A104 6 128 SH SOLE 0 0 128 TRI POINTE GROUP INC COM Stock 87265H109 2064 115163 SH SOLE 115000 0 163 TRINITY INDS INC COM Stock 896522109 1910 51000 SH SOLE 50000 0 1000 TRONC INC COM Stock 89703P107 4 200 SH SOLE 0 0 200 TRUETT-HURST INC CL A Stock 897871109 2896 1399071 SH SOLE 885034 0 514037 TUPPERWARE BRANDS CORP COM Stock 899896104 6 100 SH SOLE 0 0 100 TWENTY FIRST CENTY FOX INC CL A Stock 90130A101 0 2 SH SOLE 0 0 2 TWILIO INC CL A Stock 90138F102 24 1000 SH SOLE 0 0 1000 TWITTER INC COM Stock 90184L102 8 315 SH SOLE 0 0 315 TYSON FOODS INC CL A Stock 902494103 4 48 SH SOLE 0 0 48 U S GEOTHERMAL INC COM NEW Stock 90338S201 2 466 SH SOLE 0 0 466 U S GLOBAL INVS INC CL A Stock 902952100 4 1000 SH SOLE 0 0 1000 U S SILICA HLDGS INC COM Stock 90346E103 20 600 SH SOLE 0 0 600 U.S. AUTO PARTS NETWORK INC COM Stock 90343C100 2828 1122140 SH SOLE 989815 0 132325 ULTA BEAUTY INC COM Stock 90384S303 13 60 SH SOLE 0 0 60 ULTRA CLEAN HLDGS INC COM Stock 90385V107 5 200 SH SOLE 0 0 200 UMB FINL CORP COM Stock 902788108 48 674 SH SOLE 0 0 674 UNDER ARMOUR INC CL A Stock 904311107 9 625 SH SOLE 0 0 625 UNDER ARMOUR INC CL C Stock 904311206 157 11801 SH SOLE 0 0 11801 UNILEVER N V N Y SHS NEW ADR 904784709 352 6255 SH SOLE 0 0 6255 UNILEVER PLC SPON ADR NEW ADR 904767704 499 9010 SH SOLE 0 0 9010 UNION PAC CORP COM Stock 907818108 9258 69039 SH SOLE 0 0 69039 UNITED CONTL HLDGS INC COM Stock 910047109 26 380 SH SOLE 0 0 380 UNITED PARCEL SERVICE INC CL B Stock 911312106 5538 46477 SH SOLE 17000 0 29477 UNITED RENTALS INC COM Stock 911363109 55 320 SH SOLE 0 0 320 UNITED STATES LIME & MINERALS COM Stock 911922102 1839 23850 SH SOLE 23000 0 850 UNITED STATES STL CORP NEW COM Stock 912909108 4 100 SH SOLE 0 0 100 UNITED TECHNOLOGIES CORP COM Stock 913017109 524 4107 SH SOLE 0 0 4107 UNITEDHEALTH GROUP INC COM Stock 91324P102 10 44 SH SOLE 0 0 44 UNIVERSAL DISPLAY CORP COM Stock 91347P105 17 100 SH SOLE 0 0 100 UNIVEST CORP PA COM Stock 915271100 6 203 SH SOLE 0 0 203 UNUM GROUP COM Stock 91529Y106 77 1410 SH SOLE 0 0 1410 URBAN OUTFITTERS INC COM Stock 917047102 25 700 SH SOLE 0 0 700 URSTADT BIDDLE PPTYS INC CL A REIT 917286205 2 108 SH SOLE 0 0 108 URSTADT BIDDLE PPTYS INC COM REIT 917286106 5 308 SH SOLE 0 0 308 US BANCORP DEL COM NEW Stock 902973304 1536 28673 SH SOLE 0 0 28673 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 73 1388 SH SOLE 0 0 1388 V F CORP COM Stock 918204108 12 156 SH SOLE 0 0 156 VAIL RESORTS INC COM Stock 91879Q109 64 300 SH SOLE 0 0 300 VALE S A ADR ADR 91912E105 12 1000 SH SOLE 0 0 1000 VALERO ENERGY CORP NEW COM Stock 91913Y100 14 150 SH SOLE 0 0 150 VANDA PHARMACEUTICALS INC COM Stock 921659108 76 5000 SH SOLE 0 0 5000 VANECK VECTORS BIOTECH ETF ETF 92189F726 44 355 SH SOLE 0 0 355 VANECK VECTORS GOLD MINERS ETF ETF 92189F106 23 1000 SH SOLE 0 0 1000 VANECK VECTORS OIL SERVICES ETF ETF 92189F718 51 1960 SH SOLE 0 0 1960 VANECK VECTORS PHARMACEUTICAL ETF ETF 92189F692 30 503 SH SOLE 0 0 503 VANGUARD CONSUMER STAPLES INDEX FUND ETF 92204A207 30 205 SH SOLE 0 0 205 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 633 6201 SH SOLE 0 0 6201 VANGUARD EXTENDED MARKET INDEX FUND ETF 922908652 4029 36056 SH SOLE 0 0 36056 VANGUARD FINANCIALS INDEX FUND ETF 92204A405 289 4130 SH SOLE 0 0 4130 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 21 375 SH SOLE 0 0 375 VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND ETF 922042718 9 79 SH SOLE 0 0 79 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 966 21523 SH SOLE 0 0 21523 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 1372 29885 SH SOLE 0 0 29885 VANGUARD GLOBAL EX-U.S. REAL ESTATE INDEX ETF 922042676 36 594 SH SOLE 0 0 594 VANGUARD GROWTH INDEX FUND ETF 922908736 29 206 SH SOLE 0 0 206 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 2574 16696 SH SOLE 0 0 16696 VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF 921946406 325 3792 SH SOLE 0 0 3792 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 489 2967 SH SOLE 0 0 2967 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 1000 11448 SH SOLE 0 0 11448 VANGUARD MID-CAP GROWTH INDEX FUND ETF 922908538 26 200 SH SOLE 0 0 200 VANGUARD MID-CAP INDEX FUND ETF 922908629 161 1037 SH SOLE 0 0 1037 VANGUARD MID-CAP VALUE INDEX FUND ETF 922908512 112 1005 SH SOLE 0 0 1005 VANGUARD REIT ETF ETF 922908553 251 3026 SH SOLE 0 0 3026 VANGUARD S&P 500 ETF ETF 922908363 5111 20839 SH SOLE 0 0 20839 VANGUARD S&P 500 GROWTH ETF ETF 921932505 56 410 SH SOLE 0 0 410 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 95 1198 SH SOLE 0 0 1198 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 106 1341 SH SOLE 0 0 1341 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF ETF 922020805 7613 155939 SH SOLE 0 0 155939 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 24 150 SH SOLE 0 0 150 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 492 3329 SH SOLE 0 0 3329 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 360 2708 SH SOLE 0 0 2708 VANGUARD TAX-EXEMPT BOND ETF ETF 922907746 10 200 SH SOLE 0 0 200 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 2130 26110 SH SOLE 0 0 26110 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 2034 37413 SH SOLE 0 0 37413 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 715 12587 SH SOLE 0 0 12587 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 18560 135231 SH SOLE 0 0 135231 VANGUARD TOTAL WORLD STOCK INDEX FUND ETF 922042742 25 332 SH SOLE 0 0 332 VANGUARD UTILITIES INDEX FUND ETF 92204A876 182 1564 SH SOLE 0 0 1564 VANGUARD VALUE INDEX FUND ETF 922908744 99 935 SH SOLE 0 0 935 VECTOR GROUP LTD COM Stock 92240M108 674 30103 SH SOLE 0 0 30103 VECTREN CORP COM Stock 92240G101 600 9225 SH SOLE 0 0 9225 VECTRUS INC COM Stock 92242T101 2 55 SH SOLE 0 0 55 VEEVA SYS INC CL A COM Stock 922475108 6 100 SH SOLE 0 0 100 VENTAS INC COM REIT 92276F100 87 1443 SH SOLE 0 0 1443 VEREIT INC COM REIT 92339V100 11 1440 SH SOLE 0 0 1440 VERIFONE SYS INC COM Stock 92342Y109 2 100 SH SOLE 0 0 100 VERINT SYS INC 1.5 06/01/2021 Convertible 92343XAA8 2 2000 SH SOLE 0 0 2000 VERIZON COMMUNICATIONS INC COM Stock 92343V104 4881 92217 SH SOLE 0 0 92217 VIACOM INC NEW CL A Stock 92553P102 12 340 SH SOLE 0 0 340 VIACOM INC NEW CL B Stock 92553P201 23 736 SH SOLE 0 0 736 VILLAGE SUPER MKT INC CL A NEW Stock 927107409 490 21375 SH SOLE 20000 0 1375 VISA INC COM CL A Stock 92826C839 242 2121 SH SOLE 0 0 2121 VISHAY INTERTECHNOLOGY INC COM Stock 928298108 2 100 SH SOLE 0 0 100 VODAFONE GROUP PLC NEW SPONSORED ADR ADR 92857W308 2844 89153 SH SOLE 70000 0 19153 VONAGE HLDGS CORP COM Stock 92886T201 10 1000 SH SOLE 0 0 1000 VORNADO RLTY TR SH BEN INT REIT 929042109 3 43 SH SOLE 0 0 43 VOYA GLBL EQTY DIV & PREM OPP COM CEF 92912T100 3 400 SH SOLE 0 0 400 VOYA PRIME RATE TR SH BEN INT CEF 92913A100 3 600 SH SOLE 0 0 600 W P CAREY INC COM REIT 92936U109 5 73 SH SOLE 0 0 73 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 6257 86163 SH SOLE 0 0 86163 WAL-MART STORES INC COM Stock 931142103 1172 11868 SH SOLE 0 0 11868 WASHINGTON PRIME GROUP NEW COM REIT 93964W108 7 1000 SH SOLE 0 0 1000 WASHINGTON REAL ESTATE INVT TR SH BEN INT REIT 939653101 60 1925 SH SOLE 0 0 1925 WASTE MGMT INC DEL COM Stock 94106L109 1368 15850 SH SOLE 0 0 15850 WD-40 CO COM Stock 929236107 59 500 SH SOLE 0 0 500 WEATHERFORD INTL LTD 5.875 07/01/2021 Corp Bond 947075AH0 2 2000 SH SOLE 0 0 2000 WEC ENERGY GROUP INC COM Stock 92939U106 890 13400 SH SOLE 0 0 13400 WEIGHT WATCHERS INTL INC NEW COM Stock 948626106 9 200 SH SOLE 0 0 200 WELLCARE HEALTH PLANS INC COM Stock 94946T106 20 100 SH SOLE 0 0 100 WELLS FARGO CO NEW COM Stock 949746101 1315 21669 SH SOLE 0 0 21669 WELLS FARGO CO NEW PERP PFD CNV A Convertible Preferred 949746804 3 2 SH SOLE 0 0 2 WELLTOWER INC COM REIT 95040Q104 32 500 SH SOLE 0 0 500 WENDYS CO COM Stock 95058W100 2271 138320 SH SOLE 120000 0 18320 WESCO AIRCRAFT HLDGS INC COM Stock 950814103 2 230 SH SOLE 0 0 230 WESTELL TECHNOLOGIES INC CL A NEW Stock 957541204 2 450 SH SOLE 0 0 450 WESTERN ASSET CLYM INFL OPP IN COM CEF 95766R104 1048 91731 SH SOLE 0 0 91731 WESTERN ASSET EMRG MKT DEBT FD COM CEF 95766A101 1 73 SH SOLE 0 0 73 WESTERN ASSET HGH YLD DFNDFD COM CEF 95768B107 2 150 SH SOLE 0 0 150 WESTERN ASSET PREMIER BD FD SHS BEN INT CEF 957664105 14 1000 SH SOLE 0 0 1000 WESTERN DIGITAL CORP COM Stock 958102105 80 1000 SH SOLE 0 0 1000 WESTERN UN CO COM Stock 959802109 8 400 SH SOLE 0 0 400 WESTPORT FUEL SYSTEMS INC COM NEW Stock 960908309 1 200 SH SOLE 0 0 200 WESTROCK CO COM Stock 96145D105 7 110 SH SOLE 0 0 110 WESTWOOD HLDGS GROUP INC COM Stock 961765104 3428 51777 SH SOLE 41000 0 10777 WEYCO GROUP INC COM Stock 962149100 19 650 SH SOLE 0 0 650 WEYERHAEUSER CO COM REIT 962166104 1905 54024 SH SOLE 0 0 54024 WGL HLDGS INC COM Stock 92924F106 22 258 SH SOLE 0 0 258 WHIRLPOOL CORP COM Stock 963320106 57 339 SH SOLE 0 0 339 WHITING PETE CORP NEW COM NEW Stock 966387409 66 2500 SH SOLE 0 0 2500 WILLIAMS COS INC DEL COM Stock 969457100 681 22331 SH SOLE 0 0 22331 WILLIAMS SONOMA INC COM Stock 969904101 308 5966 SH SOLE 0 0 5966 WINTRUST FINL CORP COM Stock 97650W108 8 100 SH SOLE 0 0 100 WISDOMTREE CHINESE YUAN STRATEGY FUND ETF 97717W182 5 200 SH SOLE 0 0 200 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 6 100 SH SOLE 0 0 100 WISDOMTREE EUROPE QUALITY DIVIDEND GROWTH FUND ETF 97717X610 92 3400 SH SOLE 0 0 3400 WISDOMTREE INTERNATIONAL EQUITY FUND ETF 97717W703 28 510 SH SOLE 0 0 510 WISDOMTREE INTERNATIONAL LARGECAP DIVIDEND FUND ETF 97717W794 147 2900 SH SOLE 0 0 2900 WISDOMTREE INTERNATIONAL MIDCAP DIVIDEND FUND ETF 97717W778 103 1500 SH SOLE 0 0 1500 WISDOMTREE INVTS INC COM Stock 97717P104 5263 419384 SH SOLE 270000 0 149384 WISDOMTREE JAPAN HEDGED EQUITY FUND ETF 97717W851 54 905 SH SOLE 0 0 905 WMIH CORP COM Stock 92936P100 0 16 SH SOLE 0 0 16 WORLD WRESTLING ENTMT INC CL A Stock 98156Q108 1445 47250 SH SOLE 38000 0 9250 WPX ENERGY INC COM Stock 98212B103 7 476 SH SOLE 0 0 476 WYNDHAM WORLDWIDE CORP COM Stock 98310W108 49 425 SH SOLE 0 0 425 XCEL ENERGY INC COM Stock 98389B100 106 2195 SH SOLE 0 0 2195 XEROX CORP COM NEW Stock 984121608 36 1243 SH SOLE 0 0 1243 XILINX INC COM Stock 983919101 14 206 SH SOLE 0 0 206 XL GROUP LTD COM Stock G98294104 6 175 SH SOLE 0 0 175 XYLEM INC COM Stock 98419M100 187 2736 SH SOLE 0 0 2736 YINGLI GREEN ENERGY HLDG CO LT ADR NEW ADR 98584B202 0 2 SH SOLE 0 0 2 YORK WTR CO COM Stock 987184108 1285 37900 SH SOLE 34975 0 2925 YRC WORLDWIDE INC COM PAR $.01 Stock 984249607 0 5 SH SOLE 0 0 5 YUM BRANDS INC COM Stock 988498101 1153 14128 SH SOLE 0 0 14128 YUM CHINA HLDGS INC COM Stock 98850P109 553 13828 SH SOLE 0 0 13828 ZENDESK INC COM Stock 98936J101 10 300 SH SOLE 0 0 300 ZIMMER BIOMET HLDGS INC COM Stock 98956P102 56 460 SH SOLE 0 0 460 ZIONS BANCORPORATION COM Stock 989701107 5 101 SH SOLE 0 0 101 ZOETIS INC CL A Stock 98978V103 2046 28400 SH SOLE 25000 0 3400 ZYNGA INC CL A Stock 98986T108 5 1150 SH SOLE 0 0 1150