Chief Compliance Officer

0001062993-16-011699.txt : 20161012 0001062993-16-011699.hdr.sgml : 20161012 20161012100553 ACCESSION NUMBER: 0001062993-16-011699 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161012 DATE AS OF CHANGE: 20161012 EFFECTIVENESS DATE: 20161012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: North Star Investment Management Corp. CENTRAL INDEX KEY: 0001342857 IRS NUMBER: 364467498 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12641 FILM NUMBER: 161932598 BUSINESS ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-580-0900 MAIL ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001342857 XXXXXXXX 09-30-2016 09-30-2016 North Star Investment Management Corp.

20 N. WACKER DRIVE SUITE # 1416 CHICAGO IL 60606

13F HOLDINGS REPORT 028-12641 N Andrew Eisenberg Chief Compliance Officer 312-580-0900 Andrew Eisenberg Chicago IL 10-11-2016 0 810 562607 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 1 800 FLOWERS COM CL A Stock 68243Q106 901 98250 SH SOLE 94875 0 3375 3-D SYS CORP DEL COM NEW Stock 88554D205 0 20 SH SOLE 0 0 20 3M CO COM Stock 88579Y101 1271 7213 SH SOLE 0 0 7213 A H BELO CORP COM CL A Stock 001282102 6739 916928 SH SOLE 810829 0 106099 ABBOTT LABS COM Stock 002824100 2395 56632 SH SOLE 0 0 56632 ABBVIE INC COM Stock 00287Y109 3338 52928 SH SOLE 0 0 52928 ABERDEEN ASIA PACIFIC INCOM FD COM CEF 003009107 8 1598 SH SOLE 0 0 1598 ABERDEEN CHILE FD INC COM CEF 00301W105 1 110 SH SOLE 0 0 110 ABERDEEN LATIN AMER EQTY FD COM CEF 00306K106 2 109 SH SOLE 0 0 109 ACADIA PHARMACEUTICALS INC COM Stock 004225108 28 880 SH SOLE 0 0 880 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 7 58 SH SOLE 0 0 58 ACME UTD CORP COM Stock 004816104 10014 478662 SH SOLE 400240 0 78422 ADVANCED EMISSIONS SOLUTS INC COM Stock 00770C101 2 200 SH SOLE 0 0 200 ADVENT CLAYMORE CV SECS & INC COM CEF 00764C109 18 1221 SH SOLE 0 0 1221 AEGON N V NY REGISTRY SH ADR 007924103 6 1500 SH SOLE 0 0 1500 AG&E HLDGS INC COM Stock 00108M102 1 2000 SH SOLE 0 0 2000 AGILENT TECHNOLOGIES INC COM Stock 00846U101 9 199 SH SOLE 0 0 199 AGNC INVT CORP COM REIT 00123Q104 25 1300 SH SOLE 0 0 1300 ALAMO GROUP INC COM Stock 011311107 1722 26137 SH SOLE 24800 0 1337 ALASKA COMMUNICATIONS SYS GRP 6.25% 05/01/2018 Convertible 01167PAE1 908 924000 SH SOLE 809000 0 115000 ALASKA COMMUNICATIONS SYS GRP COM Stock 01167P101 973 565440 SH SOLE 400000 0 165440 ALERIAN MLP ETF ETF 00162Q866 269 21174 SH SOLE 0 0 21174 ALEXANDRIA REAL ESTATE EQ INC COM REIT 015271109 12 114 SH SOLE 0 0 114 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 16 150 SH SOLE 0 0 150 ALLERGAN PLC SHS Stock G0177J108 102 443 SH SOLE 0 0 443 ALLIANCE DATA SYSTEMS CORP COM Stock 018581108 51 240 SH SOLE 0 0 240 ALLIANCEBERNSTEIN GBL HGH INCM COM CEF 01879R106 25 2000 SH SOLE 0 0 2000 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN MLP 01881G106 14 600 SH SOLE 0 0 600 ALLIANT ENERGY CORP COM Stock 018802108 191 4987 SH SOLE 0 0 4987 ALLIANZGI CONV & INCOME FD COM CEF 018828103 9 1300 SH SOLE 0 0 1300 ALLSTATE CORP COM Stock 020002101 114 1646 SH SOLE 0 0 1646 ALPHABET INC CAP STK CL A Stock 02079K305 1757 2185 SH SOLE 1200 0 985 ALPHABET INC CAP STK CL C Stock 02079K107 710 914 SH SOLE 0 0 914 ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N CEF 021060207 11 1500 SH SOLE 0 0 1500 ALTRIA GROUP INC COM Stock 02209S103 935 14792 SH SOLE 0 0 14792 AMAZON COM INC COM Stock 023135106 100 119 SH SOLE 0 0 119 AMEREN CORP COM Stock 023608102 331 6721 SH SOLE 0 0 6721 AMERICA MOVIL SAB DE CV SPON ADR L SHS ADR 02364W105 7 605 SH SOLE 0 0 605 AMERICAN AIRLS GROUP INC COM Stock 02376R102 1351 36900 SH SOLE 36000 0 900 AMERICAN CAMPUS CMNTYS INC COM REIT 024835100 102 2000 SH SOLE 0 0 2000 AMERICAN ELEC PWR INC COM Stock 025537101 3341 52031 SH SOLE 0 0 52031 AMERICAN EXPRESS CO COM Stock 025816109 21 322 SH SOLE 0 0 322 AMERICAN INTL GROUP INC COM NEW Stock 026874784 89 1500 SH SOLE 0 0 1500 AMERICAN RAILCAR INDS INC COM Stock 02916P103 8 200 SH SOLE 0 0 200 AMERICAN SOFTWARE INC CL A Stock 029683109 3905 351784 SH SOLE 294200 0 57584 AMERICAN TOWER CORP NEW COM REIT 03027X100 51 450 SH SOLE 0 0 450 AMERICAN WTR WKS CO INC NEW COM Stock 030420103 45 600 SH SOLE 0 0 600 AMERIGAS PARTNERS L P UNIT L P INT MLP 030975106 91 2000 SH SOLE 0 0 2000 AMERIPRISE FINL INC COM Stock 03076C106 62 620 SH SOLE 0 0 620 AMERIS BANCORP COM Stock 03076K108 3 100 SH SOLE 0 0 100 AMGEN INC COM Stock 031162100 2844 17046 SH SOLE 0 0 17046 AMN HEALTHCARE SERVICES INC COM Stock 001744101 6 200 SH SOLE 0 0 200 ANDERSONS INC COM Stock 034164103 3 75 SH SOLE 0 0 75 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR ADR 03524A108 7 51 SH SOLE 0 0 51 ANNALY CAP MGMT INC COM REIT 035710409 86 8149 SH SOLE 0 0 8149 AON PLC SHS CL A Stock G0408V102 345 3065 SH SOLE 0 0 3065 APACHE CORP COM Stock 037411105 19 300 SH SOLE 0 0 300 APOGEE ENTERPRISES INC COM Stock 037598109 16 350 SH SOLE 0 0 350 APPLE INC COM Stock 037833100 6190 54754 SH SOLE 9500 0 45254 APPLIED MATLS INC COM Stock 038222105 33 1110 SH SOLE 0 0 1110 ARBOR RLTY TR INC COM REIT 038923108 4 500 SH SOLE 0 0 500 ARC DOCUMENT SOLUTIONS INC COM Stock 00191G103 1738 464725 SH SOLE 452000 0 12725 ARCHER DANIELS MIDLAND CO COM Stock 039483102 356 8453 SH SOLE 0 0 8453 ARES CAP CORP COM CEF 04010L103 16 1000 SH SOLE 0 0 1000 ARTESIAN RESOURCES CORP CL A Stock 043113208 762 26700 SH SOLE 25100 0 1600 ASTRONOVA INC COM Stock 04638F108 673 45487 SH SOLE 42437 0 3050 AT&T INC COM Stock 00206R102 4495 110697 SH SOLE 0 0 110697 AVANGRID INC COM Stock 05351W103 28 666 SH SOLE 0 0 666 AVERY DENNISON CORP COM Stock 053611109 102 1310 SH SOLE 0 0 1310 AVISTA CORP COM Stock 05379B107 517 12362 SH SOLE 0 0 12362 B/E AEROSPACE INC COM Stock 073302101 17 320 SH SOLE 0 0 320 BANC OF CALIFORNIA INC COM Stock 05990K106 0 0 SH SOLE 0 0 0 BANK AMER CORP COM Stock 060505104 3385 216289 SH SOLE 140000 0 76289 BANK HAWAII CORP COM Stock 062540109 381 5250 SH SOLE 0 0 5250 BANK MONTREAL QUE COM Stock 063671101 307 4675 SH SOLE 0 0 4675 BANK NEW YORK MELLON CORP COM Stock 064058100 208 5207 SH SOLE 0 0 5207 BARCLAYS BANK PLC ADR PFD SR 5 ADR 06739H362 896 34435 SH SOLE 0 0 34435 BARCLAYS BK PLC IPATH S&P500 VIX ETF 06742E711 68 2000 SH SOLE 0 0 2000 BARINGS GLOBAL SHORT DURATION COM CEF 06760L100 15 800 SH SOLE 0 0 800 BAXTER INTL INC COM Stock 071813109 242 5078 SH SOLE 0 0 5078 BB&T CORP COM Stock 054937107 20 525 SH SOLE 0 0 525 BECTON DICKINSON & CO COM Stock 075887109 67 375 SH SOLE 0 0 375 BEMIS INC COM Stock 081437105 26 500 SH SOLE 0 0 500 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 865 4 SH SOLE 0 0 4 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1833 12691 SH SOLE 0 0 12691 BHP BILLITON LTD SPONSORED ADR ADR 088606108 4 106 SH SOLE 0 0 106 BIOGEN INC COM Stock 09062X103 5 15 SH SOLE 0 0 15 BLACKROCK CORPOR HI YLD FD INC COM CEF 09255P107 11 973 SH SOLE 0 0 973 BLACKROCK CR ALLCTN INC TR COM CEF 092508100 22 1620 SH SOLE 0 0 1620 BLACKROCK ENHANCED EQT DIV TR COM CEF 09251A104 33 4122 SH SOLE 0 0 4122 BLACKROCK FLA MUN 2020 TERM TR COM SHS CEF 09250M109 299 19500 SH SOLE 0 0 19500 BLACKROCK GLOBAL OPP EQTY TR COM CEF 092501105 13 1094 SH SOLE 0 0 1094 BLACKROCK INC COM Stock 09247X101 30 83 SH SOLE 0 0 83 BLACKROCK INCOME TR INC COM CEF 09247F100 1 200 SH SOLE 0 0 200 BLACKROCK MUNI 2018 TERM TR COM CEF 09248C106 6 425 SH SOLE 0 0 425 BLACKROCK MUNI INCOME TR II COM CEF 09249N101 53 3300 SH SOLE 0 0 3300 BLACKSTONE GROUP LP MLP 09253U108 3812 149302 SH SOLE 70000 0 79302 BLOCK H & R INC COM Stock 093671105 65 2800 SH SOLE 0 0 2800 BLUE BIRD CORP COM Stock 095306106 4220 288825 SH SOLE 282000 0 6825 BLUEBIRD BIO INC COM Stock 09609G100 10 150 SH SOLE 0 0 150 BOEING CO COM Stock 097023105 611 4639 SH SOLE 0 0 4639 BOOT BARN HLDGS INC COM Stock 099406100 2103 184775 SH SOLE 179000 0 5775 BOSTON SCIENTIFIC CORP COM Stock 101137107 11 480 SH SOLE 0 0 480 BOWL AMER INC CL A Stock 102565108 1141 80845 SH SOLE 76353 0 4492 BP PLC SPONSORED ADR ADR 055622104 418 11889 SH SOLE 0 0 11889 BRISTOL MYERS SQUIBB CO COM Stock 110122108 1206 22374 SH SOLE 0 0 22374 BROOKFIELD ASSET MGMT INC CL A LTD VT SH Stock 112585104 36 1034 SH SOLE 0 0 1034 BROOKFIELD BUSINESS PARTNERS L UNIT LTD LP MLP G16234109 0 17 SH SOLE 0 0 17 BROOKFIELD INFRAST PARTNERS LP LP INT UNIT MLP G16252101 79 2286 SH SOLE 0 0 2286 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN MLP G16249107 14 608 SH SOLE 0 0 608 BROOKS AUTOMATION INC COM Stock 114340102 680 50000 SH SOLE 46800 0 3200 BUCKEYE PARTNERS L P UNIT LTD PARTN MLP 118230101 39 550 SH SOLE 0 0 550 BUILD A BEAR WORKSHOP COM Stock 120076104 1487 143525 SH SOLE 137600 0 5925 CALIFORNIA RES CORP COM NEW Stock 13057Q206 0 34 SH SOLE 0 0 34 CALPINE CORP COM NEW Stock 131347304 5 400 SH SOLE 0 0 400 CAMPBELL SOUP CO COM Stock 134429109 985 18000 SH SOLE 0 0 18000 CAPITAL BK FINL CORP CL A COM Stock 139794101 366 11385 SH SOLE 0 0 11385 CARBO CERAMICS INC COM Stock 140781105 9 825 SH SOLE 0 0 825 CARDTRONICS PLC SHS CL A Stock G1991C105 9 200 SH SOLE 0 0 200 CARE CAP PPTYS INC COM REIT 141624106 2 78 SH SOLE 0 0 78 CARLYLE GROUP L P COM UTS LTD PTN MLP 14309L102 190 12200 SH SOLE 0 0 12200 CATCHMARK TIMBER TR INC CL A REIT 14912Y202 573 49000 SH SOLE 46000 0 3000 CATERPILLAR INC DEL COM Stock 149123101 514 5785 SH SOLE 0 0 5785 CBOE HLDGS INC COM Stock 12503M108 622 9588 SH SOLE 0 0 9588 CBS CORP NEW CL B Stock 124857202 25 460 SH SOLE 0 0 460 CDW CORP COM Stock 12514G108 9 204 SH SOLE 0 0 204 CEDAR FAIR L P DEPOSITRY UNIT MLP 150185106 9 150 SH SOLE 0 0 150 CELGENE CORP COM Stock 151020104 2556 24450 SH SOLE 0 0 24450 CELLCOM ISRAEL LTD SHS Stock M2196U109 0 8 SH SOLE 0 0 8 CENTENE CORP DEL COM Stock 15135B101 20 300 SH SOLE 0 0 300 CENTER COAST MLP & INFRSTR FD COM SHS CEF 151461100 19 1584 SH SOLE 0 0 1584 CENTERPOINT ENERGY INC COM Stock 15189T107 188 8090 SH SOLE 0 0 8090 CENTRAL GARDEN & PET CO COM Stock 153527106 2932 112775 SH SOLE 102000 0 10775 CENTRAL VALLEY CMNTY BANCORP COM Stock 155685100 3 200 SH SOLE 0 0 200 CENTURYLINK INC COM Stock 156700106 29 1048 SH SOLE 0 0 1048 CENVEO INC COM NEW Stock 15670S402 1 100 SH SOLE 0 0 100 CF INDS HLDGS INC COM Stock 125269100 15 600 SH SOLE 0 0 600 CHARTER COMMUNICATIONS INC NEW CL A Stock 16119P108 44 162 SH SOLE 0 0 162 CHEMOURS CO COM Stock 163851108 12 730 SH SOLE 0 0 730 CHEROKEE INC DEL NEW COM Stock 16444H102 1092 106025 SH SOLE 100100 0 5925 CHESAPEAKE ENERGY CORP COM Stock 165167107 6 1000 SH SOLE 0 0 1000 CHEVRON CORP NEW COM Stock 166764100 1040 10101 SH SOLE 0 0 10101 CHIPOTLE MEXICAN GRILL INC COM Stock 169656105 1 2 SH SOLE 0 0 2 CHROMADEX CORP COM NEW Stock 171077407 810 271668 SH SOLE 0 0 271668 CIMAREX ENERGY CO COM Stock 171798101 55 406 SH SOLE 0 0 406 CISCO SYS INC COM Stock 17275R102 1245 39254 SH SOLE 0 0 39254 CITIGROUP INC Stock 172967424 172 3633 SH SOLE 0 0 3633 CITRIX SYS INC COM Stock 177376100 61 720 SH SOLE 0 0 720 CLEARBRIDGE AMERN ENERG MLP FD COM CEF 184691103 49 5500 SH SOLE 0 0 5500 CLOROX CO DEL COM Stock 189054109 668 5339 SH SOLE 0 0 5339 CME GROUP INC COM Stock 12572Q105 1092 10449 SH SOLE 0 0 10449 CNA FINL CORP COM Stock 126117100 7 200 SH SOLE 0 0 200 COCA COLA CO COM Stock 191216100 1012 23913 SH SOLE 0 0 23913 COGNIZANT TECHNOLOGY SOLUTIONS CL A Stock 192446102 19 400 SH SOLE 0 0 400 COHEN & STEERS INFRASTRUCTURE COM CEF 19248A109 43 2000 SH SOLE 0 0 2000 COLGATE PALMOLIVE CO COM Stock 194162103 222 3000 SH SOLE 0 0 3000 COLONY CAP INC CL A REIT 19624R106 5 300 SH SOLE 0 0 300 COLONY STARWOOD HOMES COM REIT 19625X102 83 2900 SH SOLE 0 0 2900 COMCAST CORP NEW CL A Stock 20030N101 324 4888 SH SOLE 0 0 4888 COMMERCE BANCSHARES INC COM Stock 200525103 624 12662 SH SOLE 0 0 12662 COMPASS DIVERSIFIED HOLDINGS SH BEN INT MLP 20451Q104 90 5200 SH SOLE 0 0 5200 CONAGRA FOODS INC COM Stock 205887102 47 1000 SH SOLE 0 0 1000 CONNECTICUT WTR SVC INC COM Stock 207797101 811 16300 SH SOLE 15275 0 1025 CONOCOPHILLIPS COM Stock 20825C104 2682 61702 SH SOLE 18000 0 43702 CONSOLIDATED COMM HLDGS INC COM Stock 209034107 2419 95846 SH SOLE 63000 0 32846 CONSOLIDATED EDISON INC COM Stock 209115104 151 2002 SH SOLE 0 0 2002 CONTINENTAL RESOURCES INC COM Stock 212015101 10 200 SH SOLE 0 0 200 CORPORATE OFFICE PPTYS TR SH BEN INT REIT 22002T108 5 162 SH SOLE 0 0 162 COSTCO WHSL CORP NEW COM Stock 22160K105 505 3308 SH SOLE 0 0 3308 COWEN GROUP INC NEW CL A Stock 223622101 1903 524300 SH SOLE 504000 0 20300 CROWN CASTLE INTL CORP NEW COM REIT 22822V101 9 100 SH SOLE 0 0 100 CROWN CRAFTS INC COM Stock 228309100 1322 129576 SH SOLE 94000 0 35576 CSX CORP COM Stock 126408103 2109 69135 SH SOLE 49000 0 20135 CUMMINS INC COM Stock 231021106 26 200 SH SOLE 0 0 200 CVR ENERGY INC COM Stock 12662P108 17 1200 SH SOLE 0 0 1200 CVR REFNG LP COMUNIT REP LT MLP 12663P107 12 1400 SH SOLE 0 0 1400 CVS HEALTH CORP COM Stock 126650100 68 760 SH SOLE 0 0 760 DANAHER CORP DEL COM Stock 235851102 8 105 SH SOLE 0 0 105 DARLING INGREDIENTS INC COM Stock 237266101 5 400 SH SOLE 0 0 400 DECKERS OUTDOOR CORP COM Stock 243537107 1251 21000 SH SOLE 21000 0 0 DEERE & CO COM Stock 244199105 369 4325 SH SOLE 0 0 4325 DELTIC TIMBER CORP COM Stock 247850100 64 941 SH SOLE 0 0 941 DENNYS CORP COM Stock 24869P104 1922 179807 SH SOLE 115000 0 64807 DEUTSCHE BANK AG NAMEN AKT Stock D18190898 9 650 SH SOLE 0 0 650 DICKS SPORTING GOODS INC COM Stock 253393102 31 550 SH SOLE 0 0 550 DIEBOLD INC COM Stock 253651103 14 551 SH SOLE 0 0 551 DISCOVER FINL SVCS COM Stock 254709108 75 1330 SH SOLE 0 0 1330 DISNEY WALT CO COM DISNEY Stock 254687106 2626 28275 SH SOLE 0 0 28275 DNP SELECT INCOME FD COM CEF 23325P104 67 6493 SH SOLE 0 0 6493 DOLLAR GEN CORP NEW COM Stock 256677105 19 275 SH SOLE 0 0 275 DOMINION RES INC VA NEW COM Stock 25746U109 241 3248 SH SOLE 0 0 3248 DONALDSON INC COM Stock 257651109 3122 83625 SH SOLE 0 0 83625 DONNELLEY R R & SONS CO COM Stock 257867200 3 200 SH SOLE 0 0 200 DORIAN LPG LTD SHS USD Stock Y2106R110 1 175 SH SOLE 0 0 175 DOUBLELINE INCOME SOLUTIONS FD COM CEF 258622109 19 1000 SH SOLE 0 0 1000 DOUGLAS DYNAMICS INC COM Stock 25960R105 3258 102018 SH SOLE 73500 0 28518 DOVER CORP COM Stock 260003108 40 540 SH SOLE 0 0 540 DOW CHEM CO COM Stock 260543103 295 5700 SH SOLE 0 0 5700 DR PEPPER SNAPPLE GROUP INC COM Stock 26138E109 44 480 SH SOLE 0 0 480 DREYFUS HIGH YIELD STRATEGIES SH BEN INT CEF 26200S101 12 3500 SH SOLE 0 0 3500 DTE ENERGY CO COM Stock 233331107 640 6832 SH SOLE 0 0 6832 DU PONT E I DE NEMOURS & CO COM Stock 263534109 174 2594 SH SOLE 0 0 2594 DUFF & PHELPS UTIL CORP BD TR COM CEF 26432K108 7 730 SH SOLE 0 0 730 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 86 1080 SH SOLE 0 0 1080 EASTERN CO COM Stock 276317104 2196 109697 SH SOLE 104472 0 5225 EATON CORP PLC SHS Stock G29183103 26 400 SH SOLE 0 0 400 EATON VANCE CORP COM NON VTG Stock 278265103 6 150 SH SOLE 0 0 150 EATON VANCE ENHANCED EQ INC FD COM CEF 278274105 208 16462 SH SOLE 0 0 16462 EATON VANCE MUN INCOME 2028 TE SHS CEF 27829U105 106 5000 SH SOLE 0 0 5000 EATON VANCE TAX ADVT DIV INCM COM CEF 27828G107 133 6586 SH SOLE 0 0 6586 EATON VANCE TX ADV GLB DIV OP COM CEF 27828U106 22 1037 SH SOLE 0 0 1037 EATON VANCE TX MNG BY WRT OPP COM CEF 27828Y108 14 924 SH SOLE 0 0 924 EBAY INC COM Stock 278642103 41 1245 SH SOLE 0 0 1245 ECOLOGY & ENVIRONMENT INC CL A Stock 278878103 2462 248975 SH SOLE 230500 0 18475 EDISON INTL COM Stock 281020107 45 618 SH SOLE 0 0 618 EDUCATION RLTY TR INC COM NEW REIT 28140H203 181 4206 SH SOLE 0 0 4206 ELECTRO SCIENTIFIC INDS COM Stock 285229100 12 2067 SH SOLE 0 0 2067 ELLIS PERRY INTL INC COM Stock 288853104 1427 74000 SH SOLE 71000 0 3000 EMERSON ELEC CO COM Stock 291011104 164 3000 SH SOLE 0 0 3000 EMPIRE DIST ELEC CO COM Stock 291641108 826 24200 SH SOLE 23000 0 1200 EMPIRE ST RLTY OP L P UNIT LTD PRT 60 MLP 292102209 227 10737 SH SOLE 0 0 10737 EMPIRE ST RLTY OP L P UNIT LTD PRTNSP MLP 292102100 1974 94631 SH SOLE 0 0 94631 ENERGIZER HLDGS INC NEW COM Stock 29272W109 29 573 SH SOLE 0 0 573 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 184 2605 SH SOLE 0 0 2605 ENERGY TRANSFER EQUITY L P COM UT LTD PTN MLP 29273V100 242 14400 SH SOLE 0 0 14400 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN MLP 29273R109 15 400 SH SOLE 0 0 400 ENSERVCO CORP COM Stock 29358Y102 234 399818 SH SOLE 396818 0 3000 ENTERPRISE PRODS PARTNERS L P COM MLP 293792107 127 4585 SH SOLE 0 0 4585 ENVIROSTAR INC COM Stock 29414M100 3971 487825 SH SOLE 464200 0 23625 EOG RES INC COM Stock 26875P101 45 470 SH SOLE 0 0 470 EPR PPTYS COM SH BEN INT REIT 26884U109 4 50 SH SOLE 0 0 50 EQUITY COMWLTH CUM PFD S D 6.5% REIT 294628201 136 5000 SH SOLE 0 0 5000 EQUITY RESIDENTIAL SH BEN INT REIT 29476L107 2257 35085 SH SOLE 0 0 35085 ESCALADE INC COM Stock 296056104 4389 343987 SH SOLE 297678 0 46309 EUROPEAN EQUITY FUND COM CEF 298768102 465 58874 SH SOLE 0 0 58874 EVOLUTION PETROLEUM CORP COM Stock 30049A107 517 82350 SH SOLE 77000 0 5350 EXELON CORP COM Stock 30161N101 621 18644 SH SOLE 0 0 18644 EXPRESS SCRIPTS HLDG CO COM Stock 30219G108 91 1289 SH SOLE 0 0 1289 EXXON MOBIL CORP COM Stock 30231G102 4426 50710 SH SOLE 0 0 50710 F M C CORP COM NEW Stock 302491303 34 700 SH SOLE 0 0 700 F5 NETWORKS INC COM Stock 315616102 44 350 SH SOLE 0 0 350 FACEBOOK INC CL A Stock 30303M102 525 4090 SH SOLE 0 0 4090 FARMLAND PARTNERS INC COM REIT 31154R109 983 87800 SH SOLE 82300 0 5500 FASTENAL CO COM Stock 311900104 209 5000 SH SOLE 0 0 5000 FEDEX CORP COM Stock 31428X106 32 185 SH SOLE 0 0 185 FELCOR LODGING TR INC COM REIT 31430F101 482 75000 SH SOLE 0 0 75000 FERRELLGAS PARTNERS L.P. UNIT LTD PART MLP 315293100 35 3000 SH SOLE 0 0 3000 FIDELITY NATL INFORMATION SVCS COM Stock 31620M106 8 106 SH SOLE 0 0 106 FIDUCIARY CLAYMORE MLP OPP FD COM CEF 31647Q106 4 226 SH SOLE 0 0 226 FIFTH THIRD BANCORP COM Stock 316773100 405 19787 SH SOLE 0 0 19787 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 2766 143332 SH SOLE 0 0 143332 FIRST BANCORP P R COM NEW Stock 318672706 14 2666 SH SOLE 0 0 2666 FIRST HORIZON NATL CORP COM Stock 320517105 0 1 SH SOLE 0 0 1 FIRST SOLAR INC COM Stock 336433107 8 200 SH SOLE 0 0 200 FIRST TR ENHANCED EQTY INC FD COM CEF 337318109 3820 285939 SH SOLE 0 0 285939 FIRST TRUST ISE-REVERE NATURAL GAS INDEX FUND ETF 33733E807 28 1044 SH SOLE 0 0 1044 FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND ETF 33738R118 23 774 SH SOLE 0 0 774 FIRSTENERGY CORP COM Stock 337932107 57 1737 SH SOLE 0 0 1737 FISERV INC COM Stock 337738108 12 120 SH SOLE 0 0 120 FLAHERTY&CRMN PFD SEC INCOM FD COM CEF 338478100 44 2098 SH SOLE 0 0 2098 FLEXSTEEL INDS INC COM Stock 339382103 1087 21026 SH SOLE 19376 0 1650 FLUOR CORP NEW COM Stock 343412102 51 1000 SH SOLE 0 0 1000 FORD MTR CO DEL COM PAR $0.01 Stock 345370860 3621 299990 SH SOLE 145000 0 154990 FORTIVE CORP COM Stock 34959J108 0 0 SH SOLE 0 0 0 FRANKLIN STREET PPTYS CORP COM REIT 35471R106 5 400 SH SOLE 0 0 400 FREEPORT MCMORAN COPPER Stock 35671D857 298 27401 SH SOLE 0 0 27401 FRONTIER COMMUNICATIONS CORP COM Stock 35906A108 6 1337 SH SOLE 0 0 1337 GABELLI DIVD & INCOME TR COM CEF 36242H104 767 39952 SH SOLE 0 0 39952 GABELLI EQUITY TR INC COM CEF 362397101 9 1617 SH SOLE 0 0 1617 GABELLI GLB SML & MD CP VAL TR COM CEF 36249W104 4 397 SH SOLE 0 0 397 GALLAGHER ARTHUR J & CO COM Stock 363576109 73 1436 SH SOLE 0 0 1436 GAMCO NAT RES GOLD & INCOME TR SH BEN INT CEF 36465E101 15 2000 SH SOLE 0 0 2000 GANNETT CO INC COM Stock 36473H104 23 2000 SH SOLE 0 0 2000 GAS NAT INC COM Stock 367204104 901 117525 SH SOLE 112000 0 5525 GASTAR EXPL INC NEW COM Stock 36729W202 1 1000 SH SOLE 0 0 1000 GENERAL DYNAMICS CORP COM Stock 369550108 124 800 SH SOLE 0 0 800 GENERAL ELECTRIC CO COM Stock 369604103 8596 290198 SH SOLE 46000 0 244198 GENERAL FIN CORP DEL COM Stock 369822101 675 150100 SH SOLE 144000 0 6100 GENERAL MLS INC COM Stock 370334104 955 14952 SH SOLE 0 0 14952 GENERAL MTRS CO COM Stock 37045V100 173 5452 SH SOLE 0 0 5452 GENTEX CORP COM Stock 371901109 7 400 SH SOLE 0 0 400 GENUINE PARTS CO COM Stock 372460105 50 500 SH SOLE 0 0 500 GILEAD SCIENCES INC COM Stock 375558103 124 1574 SH SOLE 0 0 1574 GLADSTONE INVT CORP COM CEF 376546107 46 5175 SH SOLE 0 0 5175 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 355 8230 SH SOLE 0 0 8230 GODADDY INC CL A Stock 380237107 3 100 SH SOLE 0 0 100 GOGO INC COM Stock 38046C109 8 700 SH SOLE 0 0 700 GOLDCORP INC NEW COM Stock 380956409 3 200 SH SOLE 0 0 200 GOLDMAN SACHS GROUP INC COM Stock 38141G104 59 368 SH SOLE 0 0 368 GOLUB CAP BDC INC COM CEF 38173M102 25 1329 SH SOLE 0 0 1329 GOPRO INC CL A Stock 38268T103 1 50 SH SOLE 0 0 50 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT REIT 38376A103 453 20025 SH SOLE 0 0 20025 GRAHAM CORP COM Stock 384556106 3433 179725 SH SOLE 155000 0 24725 GRAINGER W W INC COM Stock 384802104 110 488 SH SOLE 0 0 488 GRAMERCY PPTY TR COM REIT 385002100 10 1050 SH SOLE 0 0 1050 GREAT PLAINS ENERGY INC COM Stock 391164100 15 550 SH SOLE 0 0 550 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF ETF 78355W106 46 550 SH SOLE 0 0 550 GUGGENHEIM SOLAR ETF ETF 18383Q739 142 7000 SH SOLE 0 0 7000 HALLIBURTON CO COM Stock 406216101 22 480 SH SOLE 0 0 480 HALYARD HEALTH INC COM Stock 40650V100 67 1925 SH SOLE 0 0 1925 HANCOCK JOHN PFD INCOME FD III COM CEF 41021P103 59 3070 SH SOLE 0 0 3070 HANESBRANDS INC COM Stock 410345102 71 2796 SH SOLE 0 0 2796 HARLEY DAVIDSON INC COM Stock 412822108 11 200 SH SOLE 0 0 200 HARRIS CORP DEL COM Stock 413875105 5 59 SH SOLE 0 0 59 HARTFORD FINL SVCS GROUP INC COM Stock 416515104 64 1500 SH SOLE 0 0 1500 HASBRO INC COM Stock 418056107 82 1038 SH SOLE 0 0 1038 HAWAIIAN ELEC INDUSTRIES COM Stock 419870100 3 100 SH SOLE 0 0 100 HAWAIIAN TELCOM HOLDCO INC COM Stock 420031106 1815 81050 SH SOLE 77600 0 3450 HCA HOLDINGS INC COM Stock 40412C101 54 720 SH SOLE 0 0 720 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 13 180 SH SOLE 0 0 180 HEALTHCARE SVCS GRP INC COM Stock 421906108 2016 50929 SH SOLE 41000 0 9929 HERCULES CAPITAL INC COM CEF 427096508 115 8500 SH SOLE 6053 0 2447 HERITAGE CRYSTAL CLEAN INC COM Stock 42726M106 1335 100550 SH SOLE 96600 0 3950 HERITAGE FINL CORP WASH COM Stock 42722X106 2 125 SH SOLE 0 0 125 HERSHEY CO COM Stock 427866108 14 150 SH SOLE 0 0 150 HEWLETT PACKARD ENTERPRISE CO COM Stock 42824C109 44 1918 SH SOLE 0 0 1918 HEXCEL CORP NEW COM Stock 428291108 4 86 SH SOLE 0 0 86 HI-CRUSH PARTNERS LP COM UNIT LTD MLP 428337109 46 3000 SH SOLE 0 0 3000 HOLLYFRONTIER CORP COM Stock 436106108 10 428 SH SOLE 0 0 428 HOLOGIC INC COM Stock 436440101 24 630 SH SOLE 0 0 630 HOME DEPOT INC COM Stock 437076102 361 2805 SH SOLE 0 0 2805 HONEYWELL INTL INC COM Stock 438516106 569 4884 SH SOLE 0 0 4884 HOST HOTELS & RESORTS INC COM REIT 44107P104 20 1280 SH SOLE 0 0 1280 HOUSTON WIRE & CABLE CO COM Stock 44244K109 1551 250575 SH SOLE 240000 0 10575 HP INC COM Stock 40434L105 30 1918 SH SOLE 0 0 1918 HUMANA INC COM Stock 444859102 18 100 SH SOLE 0 0 100 HUNTINGTON INGALLS INDS INC COM Stock 446413106 44 290 SH SOLE 0 0 290 ILLINOIS TOOL WKS INC COM Stock 452308109 382 3190 SH SOLE 0 0 3190 ILLUMINA INC COM Stock 452327109 13 70 SH SOLE 0 0 70 IMAX CORP COM Stock 45245E109 101 3500 SH SOLE 0 0 3500 INDIA FD INC COM CEF 454089103 16 655 SH SOLE 0 0 655 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 3162 54163 SH SOLE 0 0 54163 INNERWORKINGS INC COM Stock 45773Y105 1080 114675 SH SOLE 110000 0 4675 INTEL CORP COM Stock 458140100 4021 106514 SH SOLE 0 0 106514 INTERCONTINENTAL EXCHANGE INC COM Stock 45866F104 61 225 SH SOLE 0 0 225 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 1901 11968 SH SOLE 0 0 11968 INTERNATIONAL GAME TECHNOLOGY SHS USD Stock G4863A108 6 228 SH SOLE 0 0 228 INTL PAPER CO COM Stock 460146103 324 6750 SH SOLE 0 0 6750 INTUIT COM Stock 461202103 7 60 SH SOLE 0 0 60 INVESTORS BANCORP INC NEW COM Stock 46146L101 139 11559 SH SOLE 0 0 11559 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 189 2219 SH SOLE 0 0 2219 ISHARES 20+ YEAR TREASURY BOND ETF ETF 464287432 7 51 SH SOLE 0 0 51 ISHARES 7-10 YEAR TREASURY BOND ETF ETF 464287440 14 125 SH SOLE 0 0 125 ISHARES COHEN & STEERS REIT ETF ETF 464287564 178 1700 SH SOLE 0 0 1700 ISHARES CORE MSCI EAFE ETF ETF 46432F842 1149 20832 SH SOLE 0 0 20832 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 16 343 SH SOLE 0 0 343 ISHARES CORE S&P 500 ETF ETF 464287200 1937 8905 SH SOLE 0 0 8905 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 322 2864 SH SOLE 0 0 2864 ISHARES CURRENCY HEDGED MSCI EAFE ETF ETF 46434V803 518 20863 SH SOLE 0 0 20863 ISHARES DOW JONES U.S. ETF ETF 464287846 27 250 SH SOLE 0 0 250 ISHARES GLOBAL 100 ETF ETF 464287572 2 25 SH SOLE 0 0 25 ISHARES GLOBAL CONSUMER STAPLES ETF ETF 464288737 26 260 SH SOLE 0 0 260 ISHARES GLOBAL ENERGY ETF ETF 464287341 12 375 SH SOLE 0 0 375 ISHARES GLOBAL TELECOM ETF ETF 464287275 45 726 SH SOLE 0 0 726 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 1196 9707 SH SOLE 0 0 9707 ISHARES MORNINGSTAR LARGE-CAP GROWTH ETF ETF 464287119 64 528 SH SOLE 0 0 528 ISHARES MORTGAGE REAL ESTATE CAPPED ETF ETF 464288539 21 2000 SH SOLE 0 0 2000 ISHARES MSCI BRAZIL CAPPED ETF ETF 464286400 1 27 SH SOLE 0 0 27 ISHARES MSCI EAFE ETF ETF 464287465 2080 35171 SH SOLE 0 0 35171 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 125 3338 SH SOLE 0 0 3338 ISHARES MSCI GERMANY ETF ETF 464286806 33 1250 SH SOLE 0 0 1250 ISHARES MSCI HONG KONG ETF ETF 464286871 4 200 SH SOLE 0 0 200 ISHARES MSCI INDIA INDEX FUND ETF 46429B598 270 9168 SH SOLE 0 0 9168 ISHARES MSCI JAPAN ETF ETF 464286848 1211 96603 SH SOLE 0 0 96603 ISHARES MSCI USA ESG SELECT ETF ETF 464288802 33 363 SH SOLE 0 0 363 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 60 208 SH SOLE 0 0 208 ISHARES RUSSELL 1000 ETF ETF 464287622 19 157 SH SOLE 0 0 157 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 8 77 SH SOLE 0 0 77 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 9 82 SH SOLE 0 0 82 ISHARES RUSSELL 2000 ETF ETF 464287655 240 1935 SH SOLE 0 0 1935 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 25 170 SH SOLE 0 0 170 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 24 231 SH SOLE 0 0 231 ISHARES RUSSELL MID-CAP ETF ETF 464287499 408 2338 SH SOLE 0 0 2338 ISHARES S&P 100 ETF ETF 464287101 50 525 SH SOLE 0 0 525 ISHARES S&P 500 GROWTH ETF ETF 464287309 14981 123140 SH SOLE 0 0 123140 ISHARES S&P 500 VALUE ETF ETF 464287408 13583 143042 SH SOLE 0 0 143042 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 13 100 SH SOLE 0 0 100 ISHARES S&P MIDCAP FUND ETF 464287507 503 3253 SH SOLE 0 0 3253 ISHARES S&P SMALL-CAP FUND ETF 464287804 451 3636 SH SOLE 0 0 3636 ISHARES SELECT DIVIDEND ETF ETF 464287168 17388 202912 SH SOLE 0 0 202912 ISHARES SHORT TREASURY BOND ETF ETF 464288679 254 2300 SH SOLE 0 0 2300 ISHARES SILVER TRUST ETF 46428Q109 17 950 SH SOLE 0 0 950 ISHARES TIPS BOND ETF ETF 464287176 433 3717 SH SOLE 0 0 3717 ISHARES TR NEW YORK MUN ETF ETF 464288323 479 4200 SH SOLE 0 0 4200 ISHARES TRANSPORTATION AVERAGE ETF ETF 464287192 158 1090 SH SOLE 0 0 1090 ISHARES U.S. CONSUMER GOODS ETF ETF 464287812 17 150 SH SOLE 0 0 150 ISHARES U.S. CONSUMER SERVICES ETF ETF 464287580 26 175 SH SOLE 0 0 175 ISHARES U.S. ENERGY ETF ETF 464287796 27 703 SH SOLE 0 0 703 ISHARES U.S. FINANCIALS ETF ETF 464287788 136 1507 SH SOLE 0 0 1507 ISHARES U.S. OIL & GAS EXPLORATION & PRODUCTION ETF ETF 464288851 16 264 SH SOLE 0 0 264 ISHARES U.S. OIL EQUIPMENT & SERVICES ETF ETF 464288844 10 250 SH SOLE 0 0 250 ISHARES U.S. PREFERRED STOCK ETF ETF 464288687 379 9584 SH SOLE 0 0 9584 ISHARES U.S. REAL ESTATE ETF ETF 464287739 36 444 SH SOLE 0 0 444 ISHARES U.S. REGIONAL BANKS ETF ETF 464288778 3634 103333 SH SOLE 0 0 103333 ITT INC COM Stock 45073V108 14 386 SH SOLE 0 0 386 JAKKS PAC INC COM Stock 47012E106 721 83475 SH SOLE 80000 0 3475 JAMBA INC COM NEW Stock 47023A309 632 57840 SH SOLE 55190 0 2650 JANUS CAP GROUP INC COM Stock 47102X105 2223 158652 SH SOLE 100000 0 58652 JETBLUE AIRWAYS CORP COM Stock 477143101 29 1680 SH SOLE 0 0 1680 JOHNSON & JOHNSON COM Stock 478160104 9674 81891 SH SOLE 11500 0 70391 JOHNSON CTLS INTL PLC SHS Stock G51502105 1 23 SH SOLE 0 0 23 JOHNSON OUTDOORS INC CL A Stock 479167108 2734 75175 SH SOLE 71150 0 4025 JONES LANG LASALLE INC COM Stock 48020Q107 1053 9250 SH SOLE 9000 0 250 JPMORGAN CHASE & CO COM Stock 46625H100 17651 265067 SH SOLE 0 0 265067 KANSAS CITY SOUTHERN COM NEW Stock 485170302 21 225 SH SOLE 0 0 225 KAPSTONE PAPER & PACKAGING CRP COM Stock 48562P103 6 300 SH SOLE 0 0 300 KAYNE ANDERSON MLP INVT CO COM CEF 486606106 25 1200 SH SOLE 0 0 1200 KELLOGG CO COM Stock 487836108 12 156 SH SOLE 0 0 156 KEWAUNEE SCIENTIFIC CORP COM Stock 492854104 1543 64745 SH SOLE 60720 0 4025 KEYCORP NEW COM Stock 493267108 6 526 SH SOLE 0 0 526 KEYSIGHT TECHNOLOGIES INC COM Stock 49338L103 3 99 SH SOLE 0 0 99 KIMBERLY CLARK CORP COM Stock 494368103 3650 28935 SH SOLE 0 0 28935 KINDER MORGAN INC DEL COM Stock 49456B101 2185 94461 SH SOLE 0 0 94461 KINDER MORGAN INC DEL PFD SER A Convertible Preferred 49456B200 2701 53950 SH SOLE 35000 0 18950 KIRBY CORP COM Stock 497266106 6887 110800 SH SOLE 0 0 110800 KKR & CO L P DEL COM UNITS MLP 48248M102 3386 237454 SH SOLE 133000 0 104454 KRAFT HEINZ CO COM Stock 500754106 516 5762 SH SOLE 0 0 5762 KROGER CO COM Stock 501044101 327 11023 SH SOLE 0 0 11023 LA Z BOY INC COM Stock 505336107 12 500 SH SOLE 0 0 500 LAKE SUNAPEE BK GROUP COM Stock 510866106 13 699 SH SOLE 0 0 699 LANDAUER INC COM Stock 51476K103 827 18600 SH SOLE 17675 0 925 LANDEC CORP COM Stock 514766104 2314 172525 SH SOLE 135000 0 37525 LANDS END INC NEW COM Stock 51509F105 0 18 SH SOLE 0 0 18 LAS VEGAS SANDS CORP COM Stock 517834107 899 15625 SH SOLE 0 0 15625 LAZARD LTD SHS A MLP G54050102 1018 28000 SH SOLE 28000 0 0 LEAR CORP COM NEW Stock 521865204 146 1203 SH SOLE 0 0 1203 LEE ENTERPRISES INC COM Stock 523768109 2824 753000 SH SOLE 350000 0 403000 LEGG MASON BW GLB INC OPP FD COM CEF 52469B100 20 1500 SH SOLE 0 0 1500 LEUCADIA NATL CORP COM Stock 527288104 28 1475 SH SOLE 0 0 1475 LIBERTY GLOBAL PLC SHS CL C Stock G5480U120 2 54 SH SOLE 0 0 54 LIFEPOINT HEALTH INC COM Stock 53219L109 6 100 SH SOLE 0 0 100 LILLY ELI & CO COM Stock 532457108 578 7200 SH SOLE 0 0 7200 LINCOLN NATL CORP IND COM Stock 534187109 154 3286 SH SOLE 0 0 3286 LKQ CORP COM Stock 501889208 7 200 SH SOLE 0 0 200 LOCKHEED MARTIN CORP COM Stock 539830109 8 33 SH SOLE 0 0 33 LOEWS CORP COM Stock 540424108 23 550 SH SOLE 0 0 550 LOWES COS INC COM Stock 548661107 100 1380 SH SOLE 0 0 1380 LSI INDS INC COM Stock 50216C108 3596 320231 SH SOLE 305000 0 15231 LULULEMON ATHLETICA INC COM Stock 550021109 64 1050 SH SOLE 0 0 1050 LUMBER LIQUIDATORS HLDGS INC COM Stock 55003T107 6 300 SH SOLE 0 0 300 M & T BK CORP COM Stock 55261F104 23 200 SH SOLE 0 0 200 MACQUARIE INFRASTRUCTURE CORP COM Stock 55608B105 44 526 SH SOLE 0 0 526 MACYS INC COM Stock 55616P104 7 200 SH SOLE 0 0 200 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP MLP 559080106 27 380 SH SOLE 0 0 380 MANULIFE FINL CORP COM Stock 56501R106 4 287 SH SOLE 0 0 287 MARATHON PATENT GROUP INC COM NEW Stock 56585W203 6 2000 SH SOLE 0 0 2000 MARKEL CORP COM Stock 570535104 22 24 SH SOLE 0 0 24 MARRIOTT INTL INC NEW CL A Stock 571903202 103 1533 SH SOLE 0 0 1533 MARRIOTT VACATIONS WRLDWDE CP COM Stock 57164Y107 1 10 SH SOLE 0 0 10 MASTERCARD INCORPORATED CL A Stock 57636Q104 28 280 SH SOLE 0 0 280 MATERIALS SELECT SECTOR SPDR FUND ETF 81369Y100 15 318 SH SOLE 0 0 318 MATTEL INC COM Stock 577081102 673 22217 SH SOLE 0 0 22217 MB FINANCIAL INC NEW COM Stock 55264U108 6642 174606 SH SOLE 0 0 174606 MCDONALDS CORP COM Stock 580135101 3317 28751 SH SOLE 0 0 28751 MCGRATH RENTCORP COM Stock 580589109 711 22425 SH SOLE 21000 0 1425 MEDIFAST INC COM Stock 58470H101 819 21675 SH SOLE 20000 0 1675 MEDTRONIC PLC SHS Stock G5960L103 12 140 SH SOLE 0 0 140 MERCK & CO INC COM Stock 58933Y105 4063 65095 SH SOLE 19000 0 46095 MEREDITH CORP COM Stock 589433101 1509 29025 SH SOLE 25000 0 4025 METLIFE INC COM Stock 59156R108 146 3290 SH SOLE 0 0 3290 MFS CHARTER INCOME TR SH BEN INT CEF 552727109 5 550 SH SOLE 0 0 550 MGE ENERGY INC COM Stock 55277P104 958 16949 SH SOLE 16000 0 949 MICROSOFT Stock 594918104 2481 43073 SH SOLE 0 0 43073 MIDDLESEX WATER CO COM Stock 596680108 1533 43500 SH SOLE 39400 0 4100 MITCHAM INDS INC COM Stock 606501104 344 103200 SH SOLE 96000 0 7200 MONDELEZ INTL INC CL A Stock 609207105 530 12074 SH SOLE 0 0 12074 MONMOUTH REAL ESTATE INVT CORP CL A REIT 609720107 3397 238049 SH SOLE 176000 0 62049 MONRO MUFFLER BRAKE INC COM Stock 610236101 9 140 SH SOLE 0 0 140 MONROE CAP CORP COM CEF 610335101 24 1500 SH SOLE 0 0 1500 MONSANTO CO NEW COM Stock 61166W101 215 2104 SH SOLE 0 0 2104 MORGAN STANLEY COM NEW Stock 617446448 25 780 SH SOLE 0 0 780 MOTORCAR PTS AMER INC COM Stock 620071100 1468 51000 SH SOLE 49000 0 2000 MOTOROLA SOLUTIONS INC COM NEW Stock 620076307 9 123 SH SOLE 0 0 123 MURPHY USA INC COM Stock 626755102 1392 19500 SH SOLE 19500 0 0 MYERS INDS INC COM Stock 628464109 1166 89755 SH SOLE 68300 0 21455 NANOVIRICIDES INC COM NEW Stock 630087203 10 6000 SH SOLE 0 0 6000 NATIONAL CINEMEDIA INC COM Stock 635309107 2005 136210 SH SOLE 108500 0 27710 NATIONAL GRID PLC SPON ADR NEW ADR 636274300 36 500 SH SOLE 0 0 500 NAVISTAR INTL CORP NEW COM Stock 63934E108 5 215 SH SOLE 0 0 215 NEFF CORP COM CL A Stock 640094207 4 425 SH SOLE 0 0 425 NETFLIX INC COM Stock 64110L106 86 870 SH SOLE 0 0 870 NEUBERGER BERMAN MLP INCOME FD COM CEF 64129H104 32 3500 SH SOLE 0 0 3500 NEW YORK TIMES CO CL A Stock 650111107 6 500 SH SOLE 0 0 500 NEWLINK GENETICS CORP COM Stock 651511107 18 1170 SH SOLE 0 0 1170 NEWMONT MINING CORP COM Stock 651639106 39 1000 SH SOLE 0 0 1000 NEXTERA ENERGY INC COM Stock 65339F101 777 6351 SH SOLE 0 0 6351 NII HLDGS INC COM PAR $0.001 Stock 62913F508 1 425 SH SOLE 0 0 425 NMI HLDGS INC CL A Stock 629209305 3 350 SH SOLE 0 0 350 NN INC COM Stock 629337106 6 305 SH SOLE 0 0 305 NOKIA CORP SPONSORED ADR ADR 654902204 1 100 SH SOLE 0 0 100 NORDIC AMERICAN TANKERS LIMITE COM Stock G65773106 9 903 SH SOLE 0 0 903 NORDIC AMERN OFFSHORE LTD SHS Stock G65772108 5 1368 SH SOLE 0 0 1368 NORDSTROM INC COM Stock 655664100 83 1609 SH SOLE 0 0 1609 NORFOLK SOUTHERN CORP COM Stock 655844108 5 50 SH SOLE 0 0 50 NORTHERN TR CORP COM Stock 665859104 124 1820 SH SOLE 0 0 1820 NORTHSTAR ASSET MGMT GROUP INC COM Stock 66705Y104 4 330 SH SOLE 0 0 330 NORTHSTAR REALTY EUROPE CORP COM Stock 66706L101 4 320 SH SOLE 0 0 320 NORTHSTAR RLTY FIN CORP COM REIT 66704R803 14 1090 SH SOLE 0 0 1090 NOVARTIS A G SPONSORED ADR ADR 66987V109 2 25 SH SOLE 0 0 25 NOVO-NORDISK A S ADR ADR 670100205 15 350 SH SOLE 0 0 350 NRG ENERGY INC COM NEW Stock 629377508 1 76 SH SOLE 0 0 76 NUCOR CORP COM Stock 670346105 23 475 SH SOLE 0 0 475 NUVEEN CAL AMT-FREE MUN INC FD COM CEF 670651108 317 19100 SH SOLE 0 0 19100 NUVEEN ENHANCED AMT FREE MUNI COM CEF 67071L106 13 785 SH SOLE 0 0 785 NUVEEN GLOBAL HIGH INCOME FD SHS CEF 67075G103 2 125 SH SOLE 0 0 125 NUVEEN S&P 500 DYN OVERWRITE COM CEF 6706EW100 28 2000 SH SOLE 0 0 2000 NUVEEN TX ADV TOTAL RET STRGY COM CEF 67090H102 13 1103 SH SOLE 0 0 1103 O REILLY AUTOMOTIVE INC NEW COM Stock 67103H107 840 3000 SH SOLE 0 0 3000 OCCIDENTAL PETE CORP DEL COM Stock 674599105 18 250 SH SOLE 0 0 250 OIL DRI CORP AMER COM Stock 677864100 190 5037 SH SOLE 5037 0 0 OLD NATL BANCORP IND COM Stock 680033107 7 475 SH SOLE 0 0 475 OLD REP INTL CORP COM Stock 680223104 14114 801000 SH SOLE 0 0 801000 OMEGA HEALTHCARE INVS INC COM REIT 681936100 82 2301 SH SOLE 0 0 2301 OMNOVA SOLUTIONS INC COM Stock 682129101 17 2000 SH SOLE 0 0 2000 ON ASSIGNMENT INC COM Stock 682159108 11 300 SH SOLE 0 0 300 ONEOK PARTNERS LP UNIT LTD PARTN MLP 68268N103 240 6000 SH SOLE 0 0 6000 ORACLE CORP COM Stock 68389X105 159 4050 SH SOLE 0 0 4050 ORANGE SPONSORED ADR ADR 684060106 381 24440 SH SOLE 0 0 24440 ORCHIDS PAPER PRODS CO DEL COM Stock 68572N104 2343 86028 SH SOLE 68000 0 18028 ORION ENERGY SYSTEMS INC COM Stock 686275108 2784 2093505 SH SOLE 1749294 0 344211 OTTER TAIL CORP COM Stock 689648103 23 653 SH SOLE 0 0 653 OWENS ILL INC COM NEW Stock 690768403 9 500 SH SOLE 0 0 500 PACWEST BANCORP DEL COM Stock 695263103 4 100 SH SOLE 0 0 100 PARK OHIO HLDGS CORP COM Stock 700666100 7 190 SH SOLE 0 0 190 PARKER HANNIFIN CORP COM Stock 701094104 36 290 SH SOLE 0 0 290 PAYCHEX INC COM Stock 704326107 4795 82858 SH SOLE 22000 0 60858 PAYPAL HLDGS INC COM Stock 70450Y103 1585 38695 SH SOLE 37000 0 1695 PBF ENERGY INC CL A Stock 69318G106 3 150 SH SOLE 0 0 150 PCM FUND INC COM CEF 69323T101 35 3500 SH SOLE 0 0 3500 PC-TEL INC COM Stock 69325Q105 574 108587 SH SOLE 102212 0 6375 PENDRELL CORP CL A NEW Stock 70686R302 39 56275 SH SOLE 0 0 56275 PENNANTPARK INVT CORP COM CEF 708062104 15 2000 SH SOLE 0 0 2000 PENNEY J C INC COM Stock 708160106 0 50 SH SOLE 0 0 50 PENSKE AUTOMOTIVE GRP INC COM Stock 70959W103 7 150 SH SOLE 0 0 150 PENTAIR PLC Stock G7S00T104 0 5 SH SOLE 0 0 5 PEOPLES BANCORP INC COM Stock 709789101 6 250 SH SOLE 0 0 250 PEPSICO INC COM Stock 713448108 5375 49420 SH SOLE 0 0 49420 PETMED EXPRESS INC COM Stock 716382106 2543 125380 SH SOLE 92600 0 32780 PFIZER INC COM Stock 717081103 5204 153633 SH SOLE 44000 0 109633 PG&E CORP COM Stock 69331C108 83 1357 SH SOLE 0 0 1357 PHILIP MORRIS INTL INC Stock 718172109 811 8345 SH SOLE 0 0 8345 PHILLIPS 66 COM Stock 718546104 1243 15426 SH SOLE 0 0 15426 PIEDMONT OFFICE REALTY TR INC COM CL A REIT 720190206 6 275 SH SOLE 0 0 275 PIMCO CORPORATE & INCOME OPP F COM CEF 72201B101 22 1500 SH SOLE 0 0 1500 PIMCO CORPORATE INCOME STRATEG COM CEF 72200U100 23 1500 SH SOLE 0 0 1500 PIMCO DYNAMIC INCOME FD SHS CEF 72201Y101 28 1000 SH SOLE 0 0 1000 PIMCO DYNMIC CREDIT AND MRT IN COM SHS CEF 72202D106 27 1300 SH SOLE 0 0 1300 PIMCO INCOME OPPORTUNITY FD COM CEF 72202B100 35 1500 SH SOLE 0 0 1500 PIONEER PWR SOLUTIONS INC COM NEW Stock 723836300 2527 437780 SH SOLE 430105 0 7675 PITNEY BOWES INC COM Stock 724479100 72 3965 SH SOLE 0 0 3965 PIXELWORKS INC COM NEW Stock 72581M305 0 50 SH SOLE 0 0 50 PJT PARTNERS INC COM CL A Stock 69343T107 17 630 SH SOLE 0 0 630 PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN MLP 726503105 16 500 SH SOLE 0 0 500 PLATFORM SPECIALTY PRODS CORP COM Stock 72766Q105 4 475 SH SOLE 0 0 475 PNC FINL SVCS GROUP INC COM Stock 693475105 812 9015 SH SOLE 0 0 9015 POTASH CORP SASK INC COM Stock 73755L107 90 5500 SH SOLE 0 0 5500 POTBELLY CORP COM Stock 73754Y100 14 1100 SH SOLE 0 0 1100 POWERSHARES DB COMMODITY INDEX TRACKING FUND ETF 73935S105 11 700 SH SOLE 0 0 700 POWERSHARES FINANCIAL PREFERRED PORTFOLIO ETF 73935X229 4848 254485 SH SOLE 0 0 254485 POWERSHARES HIGH YIELD EQUITY DIVIDEND ACHIEVERS PORTFOLIO ETF 73935X302 5 300 SH SOLE 0 0 300 POWERSHARES PREFERRED PORTFOLIO ETF 73936T565 14 935 SH SOLE 0 0 935 POWERSHARES QQQ TR ETF 73935A104 147 1235 SH SOLE 0 0 1235 POWERSHARES WATER RESOURCES PORTFOLIO ETF 73935X575 49 2005 SH SOLE 0 0 2005 POWERSHARES WILDERHILL CLEAN ENERGY PORTFOLIO ETF 73935X500 257 66287 SH SOLE 0 0 66287 PPG INDS INC COM Stock 693506107 62 600 SH SOLE 0 0 600 PPL CORP COM Stock 69351T106 16 453 SH SOLE 0 0 453 PRICE T ROWE GROUP INC COM Stock 74144T108 89 1340 SH SOLE 0 0 1340 PRICESMART INC COM Stock 741511109 153 1831 SH SOLE 0 0 1831 PROCTER AND GAMBLE CO COM Stock 742718109 3100 34535 SH SOLE 0 0 34535 PROFESSIONAL DIVERSITY NET INC COM NEW Stock 74312Y202 1782 217545 SH SOLE 176070 0 41475 PROGRESSIVE CORP OHIO COM Stock 743315103 35 1100 SH SOLE 0 0 1100 PROSHARES ULTRA TECHNOLOGY ETF 74347R693 7 75 SH SOLE 0 0 75 PROSHARES ULTRASHORT S&P 500 ETF 74347B300 98 6000 SH SOLE 0 0 6000 PROSPECT CAPITAL CORPORATION COM CEF 74348T102 36 4500 SH SOLE 0 0 4500 PROSPERITY BANCSHARES INC COM Stock 743606105 4 75 SH SOLE 0 0 75 PRUDENTIAL FINL INC COM Stock 744320102 57 702 SH SOLE 0 0 702 PSYCHEMEDICS CORP COM NEW Stock 744375205 2224 112202 SH SOLE 74500 0 37702 PUBLIC STORAGE COM REIT 74460D109 60 270 SH SOLE 0 0 270 PUBLIC SVC ENTERPRISE GROUP COM Stock 744573106 157 3748 SH SOLE 0 0 3748 PUREFUNDS ISE CYBER SECURITY ETF ETF 26924G201 14 504 SH SOLE 0 0 504 PVH CORP COM Stock 693656100 6 54 SH SOLE 0 0 54 QEP RES INC COM Stock 74733V100 26 1340 SH SOLE 0 0 1340 QUALCOMM INC COM Stock 747525103 390 5700 SH SOLE 0 0 5700 QUANTA SVCS INC COM Stock 74762E102 25 900 SH SOLE 0 0 900 RAVE RESTAURANT GROUP INC COM Stock 754198109 1 250 SH SOLE 0 0 250 RAYTHEON CO COM NEW Stock 755111507 54 400 SH SOLE 0 0 400 REAL ESTATE SELECT SECTOR SPDR FUND ETF 81369Y860 0 0 SH SOLE 0 0 0 REALTY INCOME CORP COM REIT 756109104 308 4600 SH SOLE 0 0 4600 RED HAT INC COM Stock 756577102 8 100 SH SOLE 0 0 100 REDWOOD TR INC COM REIT 758075402 249 17550 SH SOLE 0 0 17550 REEDS INC COM Stock 758338107 708 189389 SH SOLE 178339 0 11050 RENASANT CORP COM Stock 75970E107 39 1150 SH SOLE 0 0 1150 RENEWABLE ENERGY GROUP INC COM NEW Stock 75972A301 5 600 SH SOLE 0 0 600 RESOLUTE FST PRODS INC COM Stock 76117W109 2 525 SH SOLE 0 0 525 REYNOLDS AMERICAN INC COM Stock 761713106 330 7000 SH SOLE 0 0 7000 RF INDS LTD COM PAR $0.01 Stock 749552105 554 307723 SH SOLE 243952 0 63771 RGC RES INC COM Stock 74955L103 926 38925 SH SOLE 36950 0 1975 RMR GROUP INC CL A Stock 74967R106 11 292 SH SOLE 0 0 292 ROCKY BRANDS INC COM Stock 774515100 2966 280599 SH SOLE 266199 0 14400 ROCKY MTN CHOCOLATE FACTORY COM Stock 77467X101 998 95350 SH SOLE 90000 0 5350 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 40 750 SH SOLE 0 0 750 ROYAL DUTCH SHELL PLC-ADR ADR 780259206 932 18611 SH SOLE 0 0 18611 ROYCE GLOBAL VALUE TR INC COM CEF 78081T104 8 1033 SH SOLE 0 0 1033 ROYCE MICRO-CAP TR INC COM CEF 780915104 12 1582 SH SOLE 0 0 1582 ROYCE VALUE TR INC COM CEF 780910105 46 3621 SH SOLE 0 0 3621 RUSH ENTERPRISES INC CL A Stock 781846209 4 175 SH SOLE 0 0 175 S&P GLOBAL INC COM Stock 78409V104 25 200 SH SOLE 0 0 200 SAREPTA THERAPEUTICS INC COM Stock 803607100 45 735 SH SOLE 0 0 735 SCANA CORP NEW COM Stock 80589M102 48 658 SH SOLE 0 0 658 SCHLUMBERGER LTD COM Stock 806857108 94 1200 SH SOLE 0 0 1200 SCHWAB CHARLES CORP NEW COM Stock 808513105 8 250 SH SOLE 0 0 250 SCHWAB U.S. MID-CAP ETF ETF 808524508 15 345 SH SOLE 0 0 345 SCRIPPS NETWORKS INTERACT INC CL A COM Stock 811065101 3 45 SH SOLE 0 0 45 SEABOARD CORP COM Stock 811543107 3 1 SH SOLE 0 0 1 SEACOR HOLDINGS INC COM Stock 811904101 3 51 SH SOLE 0 0 51 SEARS CDA INC COM Stock 81234D109 0 26 SH SOLE 0 0 26 SEARS HLDGS CORP COM Stock 812350106 1 62 SH SOLE 0 0 62 SEMPRA ENERGY COM Stock 816851109 231 2152 SH SOLE 0 0 2152 SERVICE CORP INTL COM Stock 817565104 39 1475 SH SOLE 0 0 1475 SHARPS COMPLIANCE CORP COM Stock 820017101 429 97853 SH SOLE 94353 0 3500 SHERWIN WILLIAMS CO COM Stock 824348106 61 220 SH SOLE 0 0 220 SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD ADR 824596100 3 70 SH SOLE 0 0 70 SHIRE PLC SPONSORED ADR ADR 82481R106 135 697 SH SOLE 0 0 697 SIERRA BANCORP COM Stock 82620P102 3 140 SH SOLE 0 0 140 SIMULATIONS PLUS INC COM Stock 829214105 1090 123550 SH SOLE 115625 0 7925 SKULLCANDY INC COM Stock 83083J104 539 85000 SH SOLE 85000 0 0 SKYWORKS SOLUTIONS INC COM Stock 83088M102 23 308 SH SOLE 0 0 308 SMUCKER J M CO COM NEW Stock 832696405 319 2350 SH SOLE 0 0 2350 SNAP ON INC COM Stock 833034101 5 35 SH SOLE 0 0 35 SOLARCITY CORP COM Stock 83416T100 12 600 SH SOLE 0 0 600 SONY CORP ADR NEW ADR 835699307 0 3 SH SOLE 0 0 3 SOTHEBYS COM Stock 835898107 188 4940 SH SOLE 0 0 4940 SOUTHERN CO COM Stock 842587107 80 1560 SH SOLE 0 0 1560 SOUTHERN COPPER CORP COM Stock 84265V105 32 1212 SH SOLE 0 0 1212 SOUTHWEST AIRLS CO COM Stock 844741108 139 3563 SH SOLE 0 0 3563 SOUTHWEST GAS CORP COM Stock 844895102 7 100 SH SOLE 0 0 100 SP PLUS CORP COM Stock 78469C103 2423 94775 SH SOLE 91000 0 3775 SPARTON CORP COM Stock 847235108 30 1146 SH SOLE 0 0 1146 SPDR BARCLAYS INTERNATIONAL TREASURY BOND ETF ETF 78464A516 173 6000 SH SOLE 0 0 6000 SPDR BARCLAYS TIPS ETF ETF 78464A656 35 610 SH SOLE 0 0 610 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 199 1088 SH SOLE 0 0 1088 SPDR GOLD SHARES ETF 78463V107 271 2160 SH SOLE 0 0 2160 SPDR S&P 500 ETF ETF 78462F103 11456 52966 SH SOLE 0 0 52966 SPDR S&P BIOTECH ETF ETF 78464A870 10 150 SH SOLE 0 0 150 SPDR S&P DIVIDEND ETF ETF 78464A763 21 250 SH SOLE 0 0 250 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 826 2926 SH SOLE 0 0 2926 SPDR WELLS FARGO PREFERRED STOCK ETF ETF 78464A292 378 8318 SH SOLE 0 0 8318 SPECTRA ENERGY CORP COM Stock 847560109 15 350 SH SOLE 0 0 350 SPEEDWAY MOTORSPORTS INC COM Stock 847788106 583 32650 SH SOLE 31000 0 1650 SPOK HLDGS INC COM Stock 84863T106 23 1265 SH SOLE 0 0 1265 SPROTT PHYSICAL GOLD TRUST UNIT CEF 85207H104 8 700 SH SOLE 0 0 700 STAGE STORES INC COM NEW Stock 85254C305 560 99850 SH SOLE 94000 0 5850 STANLEY BLACK & DECKER INC COM Stock 854502101 49 400 SH SOLE 0 0 400 STARBUCKS CORP COM Stock 855244109 664 12259 SH SOLE 0 0 12259 STARRETT L S CO CL A Stock 855668109 319 32475 SH SOLE 31000 0 1475 STRATASYS LTD SHS Stock M85548101 1 40 SH SOLE 0 0 40 STRYKER CORP COM Stock 863667101 100 860 SH SOLE 0 0 860 SUMMIT HOTEL PPTYS COM REIT 866082100 3 202 SH SOLE 0 0 202 SUNPOWER CORP COM Stock 867652406 139 15600 SH SOLE 0 0 15600 SUNTRUST BKS INC COM Stock 867914103 2660 60720 SH SOLE 0 0 60720 SWISS HELVETIA FD INC COM CEF 870875101 4 340 SH SOLE 0 0 340 SYSCO CORP COM Stock 871829107 48 980 SH SOLE 0 0 980 TALEN ENERGY CORP COM Stock 87422J105 1 37 SH SOLE 0 0 37 TANDY LEATHER FACTORY INC COM Stock 87538X105 747 97875 SH SOLE 94200 0 3675 TARGET Stock 87612E106 871 12678 SH SOLE 0 0 12678 TCW STRATEGIC INCOME FUND INC COM CEF 872340104 155 29312 SH SOLE 0 0 29312 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 376 7876 SH SOLE 0 0 7876 TEGNA INC COM Stock 87901J105 1399 64000 SH SOLE 60000 0 4000 TEKLA HEALTHCARE INVS SH BEN INT CEF 87911J103 54 2261 SH SOLE 0 0 2261 TEKLA LIFE SCIENCES INVS SH BEN INT CEF 87911K100 23 1251 SH SOLE 0 0 1251 TELEPHONE & DATA SYS INC COM NEW Stock 879433829 4 165 SH SOLE 0 0 165 TEMPLETON GLOBAL INCOME FD COM CEF 880198106 2 400 SH SOLE 0 0 400 TENAX THERAPEUTICS INC COM Stock 88032L100 0 17 SH SOLE 0 0 17 TENNECO INC COM Stock 880349105 3 50 SH SOLE 0 0 50 TERADATA CORP DEL COM Stock 88076W103 27 860 SH SOLE 0 0 860 TEREX CORP NEW COM Stock 880779103 20 800 SH SOLE 0 0 800 TESLA MTRS INC COM Stock 88160R101 27 134 SH SOLE 0 0 134 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 887 19268 SH SOLE 15000 0 4268 TIER REIT INC COM NEW REIT 88650V208 4 250 SH SOLE 0 0 250 TIME INC NEW COM Stock 887228104 1 94 SH SOLE 0 0 94 TIME WARNER INC COM NEW Stock 887317303 107 1350 SH SOLE 0 0 1350 TOOTSIE ROLL INDS INC COM Stock 890516107 15 402 SH SOLE 0 0 402 TOTAL S A SPONSORED ADR ADR 89151E109 99 2079 SH SOLE 0 0 2079 TOYOTA MOTOR CORP SP ADR REP2COM ADR 892331307 60 520 SH SOLE 0 0 520 TRAVELCENTERS AMER LLC COM MLP 894174101 1571 219425 SH SOLE 208000 0 11425 TRAVELERS COMPANIES INC COM Stock 89417E109 91 795 SH SOLE 0 0 795 TRI POINTE GROUP INC COM Stock 87265H109 1450 110000 SH SOLE 110000 0 0 TRINITY INDS INC COM Stock 896522109 2200 91000 SH SOLE 90000 0 1000 TRONC INC COM Stock 89703P107 3 200 SH SOLE 0 0 200 TRUETT-HURST INC CL A Stock 897871109 1481 919809 SH SOLE 878034 0 41775 TUPPERWARE BRANDS CORP COM Stock 899896104 3 50 SH SOLE 0 0 50 TYSON FOODS INC CL A Stock 902494103 75 1010 SH SOLE 0 0 1010 U S GEOTHERMAL INC COM Stock 90338S102 2 2800 SH SOLE 0 0 2800 U.S. AUTO PARTS NETWORK INC COM Stock 90343C100 1109 336950 SH SOLE 323000 0 13950 ULTA SALON COSMETCS & FRAG INC COM Stock 90384S303 14 60 SH SOLE 0 0 60 UMB FINL CORP COM Stock 902788108 40 674 SH SOLE 0 0 674 UNDER ARMOUR INC CL A Stock 904311107 46 1190 SH SOLE 0 0 1190 UNDER ARMOUR INC CL C Stock 904311206 25 744 SH SOLE 0 0 744 UNILEVER N V N Y SHS NEW ADR 904784709 196 4255 SH SOLE 0 0 4255 UNILEVER PLC SPON ADR NEW ADR 904767704 244 5155 SH SOLE 0 0 5155 UNION PAC CORP COM Stock 907818108 7972 81737 SH SOLE 0 0 81737 UNITED CONTL HLDGS INC COM Stock 910047109 51 970 SH SOLE 0 0 970 UNITED PARCEL SERVICE INC CL B Stock 911312106 4401 40242 SH SOLE 17500 0 22742 UNITED RENTALS INC COM Stock 911363109 52 660 SH SOLE 0 0 660 UNITED STATES LIME & MINERALS COM Stock 911922102 1582 23975 SH SOLE 23000 0 975 UNITED TECHNOLOGIES CORP COM Stock 913017109 228 2245 SH SOLE 0 0 2245 UNUM GROUP COM Stock 91529Y106 27 770 SH SOLE 0 0 770 US BANCORP DEL COM NEW Stock 902973304 2711 63217 SH SOLE 31000 0 32217 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 29 599 SH SOLE 0 0 599 V F CORP COM Stock 918204108 7 132 SH SOLE 0 0 132 VAIL RESORTS INC COM Stock 91879Q109 31 200 SH SOLE 0 0 200 VALE S A ADR ADR 91912E105 38 7000 SH SOLE 0 0 7000 VALERO ENERGY CORP NEW COM Stock 91913Y100 8 150 SH SOLE 0 0 150 VANDA PHARMACEUTICALS INC COM Stock 921659108 83 5000 SH SOLE 0 0 5000 VANECK VECTORS BIOTECH ETF ETF 92189F726 50 435 SH SOLE 0 0 435 VANECK VECTORS GOLD MINERS ETF ETF 92189F106 26 1000 SH SOLE 0 0 1000 VANECK VECTORS PHARMACEUTICAL ETF ETF 92189F692 54 942 SH SOLE 0 0 942 VANGUARD CONSUMER STAPLES INDEX FUND ETF 92204A207 28 205 SH SOLE 0 0 205 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 520 6201 SH SOLE 0 0 6201 VANGUARD EXTENDED MARKET INDEX FUND ETF 922908652 3258 35694 SH SOLE 0 0 35694 VANGUARD FINANCIALS INDEX FUND ETF 92204A405 204 4130 SH SOLE 0 0 4130 VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND ETF 922042718 8 77 SH SOLE 0 0 77 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 671 17935 SH SOLE 0 0 17935 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 992 26351 SH SOLE 0 0 26351 VANGUARD FTSE EUROPE ETF ETF 922042874 5 100 SH SOLE 0 0 100 VANGUARD GLOBAL EX-U.S. REAL ESTATE INDEX ETF 922042676 31 553 SH SOLE 0 0 553 VANGUARD GROWTH INDEX FUND ETF 922908736 23 206 SH SOLE 0 0 206 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 1548 11650 SH SOLE 0 0 11650 VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF 921946406 171 2373 SH SOLE 0 0 2373 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 331 2751 SH SOLE 0 0 2751 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 347 3870 SH SOLE 0 0 3870 VANGUARD MID-CAP GROWTH INDEX FUND ETF 922908538 21 200 SH SOLE 0 0 200 VANGUARD MID-CAP INDEX FUND ETF 922908629 133 1027 SH SOLE 0 0 1027 VANGUARD MID-CAP VALUE INDEX FUND ETF 922908512 94 1005 SH SOLE 0 0 1005 VANGUARD REIT ETF ETF 922908553 105 1211 SH SOLE 0 0 1211 VANGUARD S&P 500 ETF ETF 922908363 3639 18315 SH SOLE 0 0 18315 VANGUARD S&P 500 GROWTH ETF ETF 921932505 44 403 SH SOLE 0 0 403 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 57 714 SH SOLE 0 0 714 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF ETF 922020805 100 2006 SH SOLE 0 0 2006 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 20 150 SH SOLE 0 0 150 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 428 3502 SH SOLE 0 0 3502 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 120 1081 SH SOLE 0 0 1081 VANGUARD TAX-EXEMPT BOND ETF ETF 922907746 10 198 SH SOLE 0 0 198 VANGUARD TELECOMMUNICATION SERVICES INDEX FUND ETF 92204A884 15 158 SH SOLE 0 0 158 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 1797 21354 SH SOLE 0 0 21354 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 1967 35108 SH SOLE 0 0 35108 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 465 9855 SH SOLE 0 0 9855 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 16625 149329 SH SOLE 0 0 149329 VANGUARD UTILITIES INDEX FUND ETF 92204A876 332 3105 SH SOLE 0 0 3105 VANGUARD VALUE INDEX FUND ETF 922908744 99 1140 SH SOLE 0 0 1140 VECTOR GROUP LTD COM Stock 92240M108 164 7635 SH SOLE 0 0 7635 VENTAS INC COM REIT 92276F100 41 576 SH SOLE 0 0 576 VEREIT INC COM REIT 92339V100 14 1331 SH SOLE 0 0 1331 VERIFONE SYS INC COM Stock 92342Y109 2 100 SH SOLE 0 0 100 VERIZON COMMUNICATIONS INC COM Stock 92343V104 3292 63324 SH SOLE 0 0 63324 VILLAGE SUPER MKT INC CL A NEW Stock 927107409 684 21375 SH SOLE 20000 0 1375 VIRGIN AMER INC COM VTG Stock 92765X208 45 850 SH SOLE 0 0 850 VISA INC COM CL A Stock 92826C839 33 400 SH SOLE 0 0 400 VODAFONE GROUP PLC NEW SPNSR ADR ADR 92857W308 2423 83121 SH SOLE 56000 0 27121 VOYA PRIME RATE TR SH BEN INT CEF 92913A100 3 600 SH SOLE 0 0 600 WABASH NATL CORP COM Stock 929566107 7 500 SH SOLE 0 0 500 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 3052 37857 SH SOLE 0 0 37857 WAL-MART STORES INC COM Stock 931142103 248 3433 SH SOLE 0 0 3433 WASTE CONNECTIONS INC COM Stock 94106B101 18 240 SH SOLE 0 0 240 WASTE MGMT INC DEL COM Stock 94106L109 681 10675 SH SOLE 0 0 10675 WEC ENERGY GROUP INC COM Stock 92939U106 77 1287 SH SOLE 0 0 1287 WEIGHT WATCHERS INTL INC NEW COM Stock 948626106 2 200 SH SOLE 0 0 200 WELLCARE HEALTH PLANS INC COM Stock 94946T106 12 100 SH SOLE 0 0 100 WELLS FARGO & CO NEW COM Stock 949746101 751 16964 SH SOLE 0 0 16964 WELLTOWER INC COM REIT 95040Q104 37 500 SH SOLE 0 0 500 WENDYS CO COM Stock 95058W100 2356 218193 SH SOLE 215000 0 3193 WESCO AIRCRAFT HLDGS INC COM Stock 950814103 2 130 SH SOLE 0 0 130 WESTERN ASSET CLYM INFL OPP IN COM CEF 95766R104 408 36450 SH SOLE 0 0 36450 WESTERN ASSET EMRG MKT INCM FD COM CEF 95766E103 1 102 SH SOLE 0 0 102 WESTERN ASSET HGH YLD DFNDFD COM CEF 95768B107 2 150 SH SOLE 0 0 150 WESTERN ASSET PREMIER BD FD SHS BEN INT CEF 957664105 13 1000 SH SOLE 0 0 1000 WESTERN DIGITAL CORP COM Stock 958102105 58 1000 SH SOLE 0 0 1000 WESTROCK CO COM Stock 96145D105 7 150 SH SOLE 0 0 150 WESTWOOD HLDGS GROUP INC COM Stock 961765104 2252 42402 SH SOLE 32500 0 9902 WEYERHAEUSER CO COM REIT 962166104 1372 42952 SH SOLE 0 0 42952 WGL HLDGS INC COM Stock 92924F106 16 258 SH SOLE 0 0 258 WHIRLPOOL CORP COM Stock 963320106 51 313 SH SOLE 0 0 313 WHITING PETE CORP NEW COM Stock 966387102 87 10000 SH SOLE 0 0 10000 WHOLE FOODS MKT INC COM Stock 966837106 1157 40800 SH SOLE 37000 0 3800 WILLIAMS COS INC DEL COM Stock 969457100 3 100 SH SOLE 0 0 100 WISDOMTREE CHINESE YUAN STRATEGY FUND ETF 97717W182 5 200 SH SOLE 0 0 200 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 32 600 SH SOLE 0 0 600 WISDOMTREE INTERNATIONAL MIDCAP DIVIDEND FUND ETF 97717W778 84 1500 SH SOLE 0 0 1500 WISDOMTREE INVTS INC COM Stock 97717P104 2168 210700 SH SOLE 190000 0 20700 WISDOMTREE JAPAN HEDGED EQUITY FUND ETF 97717W851 422 9831 SH SOLE 0 0 9831 WMIH CORP COM Stock 92936P100 0 16 SH SOLE 0 0 16 WORKIVA INC COM CL A Stock 98139A105 574 31680 SH SOLE 0 0 31680 WORLD WRESTLING ENTMT INC CL A Stock 98156Q108 1257 59000 SH SOLE 53000 0 6000 WPX ENERGY INC COM Stock 98212B103 0 33 SH SOLE 0 0 33 WYNDHAM WORLDWIDE CORP COM Stock 98310W108 24 350 SH SOLE 0 0 350 XCEL ENERGY INC COM Stock 98389B100 53 1285 SH SOLE 0 0 1285 XEROX CORP COM Stock 984121103 27 2674 SH SOLE 0 0 2674 XILINX INC COM Stock 983919101 11 206 SH SOLE 0 0 206 XL GROUP LTD COM Stock G98294104 6 175 SH SOLE 0 0 175 XYLEM INC COM Stock 98419M100 58 1100 SH SOLE 0 0 1100 YORK WTR CO COM Stock 987184108 1124 37900 SH SOLE 34975 0 2925 YRC WORLDWIDE INC COM PAR $.01 Stock 984249607 0 5 SH SOLE 0 0 5 YUM BRANDS INC COM Stock 988498101 1256 13832 SH SOLE 0 0 13832 ZIMMER BIOMET HLDGS INC COM Stock 98956P102 60 460 SH SOLE 0 0 460 ZIONS BANCORPORATION COM Stock 989701107 3 100 SH SOLE 0 0 100 ZOETIS INC CL A Stock 98978V103 1495 28750 SH SOLE 28000 0 750 CALL VALE SA $3 EXP 01/20/17 Option 91912E105 8 1500 SH Call SOLE 0 0 1500 CALL SPDR FINANCIAL $18 ADJ EXP 01/20/17REPS 100 XLF+13 XLRE Option 81369Y605 68 3500 SH Call SOLE 0 0 3500 CALL CITIGROUP INC $43 EXP 01/20/17 Option 172967424 47 1000 SH Call SOLE 0 0 1000 CALL CITIGROUP INC $25 EXP 01/20/17 Option 172967424 71 1500 SH Call SOLE 0 0 1500