Chief Compliance Officer

0001062993-14-006281.txt : 20141104 0001062993-14-006281.hdr.sgml : 20141104 20141104165037 ACCESSION NUMBER: 0001062993-14-006281 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 EFFECTIVENESS DATE: 20141104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: North Star Investment Management Corp. CENTRAL INDEX KEY: 0001342857 IRS NUMBER: 364467498 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12641 FILM NUMBER: 141193869 BUSINESS ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-580-0900 MAIL ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001342857 XXXXXXXX 09-30-2014 09-30-2014 North Star Investment Management Corp.

20 N. WACKER DRIVE SUITE # 1416 CHICAGO IL 60606

13F HOLDINGS REPORT 028-12641 N Peter G Contos II Chief Compliance Officer 312-580-1056 Peter G Contos II Chicago IL 10-27-2014 0 648 499139 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3-D SYS CORP DEL COM NEW Stock 88554D205 4 80 SH SOLE 0 0 80 3M COMPANY Stock 88579Y101 1253 8843 SH SOLE 0 0 8843 A A R CORP Stock 000361105 72 3000 SH SOLE 0 0 3000 A. H. BELO CORPORATION Stock 001282102 4395 411913 SH SOLE 351375 0 60538 ABB LTD SPONSORED ADR ADR 000375204 31 1400 SH SOLE 0 0 1400 ABBOTT LABORATORIES Stock 002824100 2448 58849 SH SOLE 26000 0 32849 ABBVIE INC COM Stock 00287Y109 1675 29006 SH SOLE 0 0 29006 ABERDEEN CHILE FD INC COM CEF 00301W105 1 165 SH SOLE 0 0 165 ABERDEEN LATIN AMER EQTY FD COM CEF 00306K106 4 163 SH SOLE 0 0 163 ACADIA PHARMACEUTICALS INC COM Stock 004225108 22 880 SH SOLE 0 0 880 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 5 58 SH SOLE 0 0 58 ACME UNITED CORP Stock 004816104 6951 417728 SH SOLE 342752 0 74976 ACTAVIS PLC SHS Stock G0083B108 67 276 SH SOLE 0 0 276 ADVANCED EMISSIONS SOLUTS INC COM Stock 00770C101 4 200 SH SOLE 0 0 200 ADVENT CLAYMORE CV SECS & INC COM CEF 00764C109 3 200 SH SOLE 0 0 200 AETNA INC NEW COM Stock 00817Y108 15 180 SH SOLE 0 0 180 AGILENT TECHNOLOGIES INC COM Stock 00846U101 6 99 SH SOLE 0 0 99 AIR METHODS CORP COM PAR $.06 Stock 009128307 39 700 SH SOLE 0 0 700 ALAMO GROUP INC Stock 011311107 825 20130 SH SOLE 18000 0 2130 ALASKA COMMUNICATIONS SYS GRP COM Stock 01167P101 445 283440 SH SOLE 0 0 283440 ALCOA INC Stock 013817101 16 1000 SH SOLE 0 0 1000 ALLIANT ENERGY CORP Stock 018802108 138 2493 SH SOLE 0 0 2493 ALLIANZGI CONV & INCOME FD COM CEF 018828103 12 1300 SH SOLE 0 0 1300 ALLIED MOTION TECHNOLOGIES INC COM Stock 019330109 1571 110661 SH SOLE 101936 0 8725 ALLSTATE CORP Stock 020002101 82 1336 SH SOLE 0 0 1336 ALPHA NATURAL RESOURCES INC COM Stock 02076X102 0 102 SH SOLE 0 0 102 ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N CEF 021060207 26 3000 SH SOLE 0 0 3000 ALPS TRUST ETF ALERIAN MLP ETF 00162Q866 335 17480 SH SOLE 0 0 17480 ALTEVA COM Stock 02153V102 3604 510455 SH SOLE 401200 0 109255 ALTRIA GROUP INC Stock 02209S103 441 9593 SH SOLE 0 0 9593 AMAZON COM INC COM Stock 023135106 38 118 SH SOLE 0 0 118 AMER INTL GROUP INC Stock 026874784 1 21 SH SOLE 0 0 21 AMEREN CORP COM Stock 023608102 219 5711 SH SOLE 0 0 5711 AMERICAN AIRLS GROUP INC COM Stock 02376R102 36 1002 SH SOLE 0 0 1002 AMERICAN ELEC PWR CO Stock 025537101 3219 61658 SH SOLE 13000 0 48658 AMERICAN EXPRESS CO Stock 025816109 116 1320 SH SOLE 0 0 1320 AMERICAN RAILCAR INDS INC COM Stock 02916P103 15 200 SH SOLE 0 0 200 AMERICAN SOFTWARE CL A CLASS A Stock 029683109 4455 505150 SH SOLE 449300 0 55850 AMERICAN TOWER CORP NEW COM REIT 03027X100 42 450 SH SOLE 0 0 450 AMERICAN WATER WORKS CO Stock 030420103 29 600 SH SOLE 0 0 600 AMERIGAS PARTNERS L P UNIT L P INT MLP 030975106 64 1400 SH SOLE 0 0 1400 AMGEN INC Stock 031162100 2580 18369 SH SOLE 0 0 18369 ANADARKO PETE CORP COM Stock 032511107 71 700 SH SOLE 0 0 700 ANHEUSER BUSCH ADR 03524A108 6 51 SH SOLE 0 0 51 ANNALY CAP MGMT INC COM REIT 035710409 9 830 SH SOLE 0 0 830 AON PLC SHS CL A Stock G0408V102 6 65 SH SOLE 0 0 65 APACHE CORP Stock 037411105 418 4450 SH SOLE 0 0 4450 APPLE INC Stock 037833100 4148 41175 SH SOLE 0 0 41175 ARBOR RLTY TR INC COM REIT 038923108 3 500 SH SOLE 0 0 500 ARC DOCUMENT SOLUTIONS INC COM Stock 00191G103 1991 245775 SH SOLE 227000 0 18775 ARCHER DANIELS MIDLAND Stock 039483102 438 8579 SH SOLE 0 0 8579 ARTESIAN RES CORP CL A Stock 043113208 460 22850 SH SOLE 21600 0 1250 ASTRO MED INC Stock 04638F108 670 50764 SH SOLE 47714 0 3050 AT&T INC COM Stock 00206R102 3773 107067 SH SOLE 0 0 107067 ATLAS RESOURCE PARTNERS LP COM UNT LTD PR MLP 04941A101 19 1000 SH SOLE 0 0 1000 AVERY DENNISON CORP Stock 053611109 12 260 SH SOLE 0 0 260 AVISTA CORPORATION Stock 05379B107 1081 35400 SH SOLE 24000 0 11400 AVIV REIT INC MD COM REIT 05381L101 67 2557 SH SOLE 0 0 2557 B/E AEROSPACE INC COM Stock 073302101 27 320 SH SOLE 0 0 320 BALDWIN & LYONS INC CL B Stock 057755209 16 636 SH SOLE 0 0 636 BANK MONTREAL QUE COM Stock 063671101 33 445 SH SOLE 0 0 445 BANK NEW YORK MELLON CORP COM Stock 064058100 80 2067 SH SOLE 0 0 2067 BANK OF AMERICA CORP Stock 060505104 284 16636 SH SOLE 0 0 16636 BANK OF HAWAII CORPORATION Stock 062540109 298 5250 SH SOLE 0 0 5250 BARCLAYS BANK PLC ADR PFD SR 5 ADR 06739H362 808 31110 SH SOLE 0 0 31110 BARRETT BUSINESS SERVICES INC Stock 068463108 0 0 SH SOLE 0 0 0 BAXTER INTL INC Stock 071813109 174 2428 SH SOLE 0 0 2428 BB&T CORP Stock 054937107 78 2089 SH SOLE 0 0 2089 BEL FUSE INC CL B Stock 077347300 7 301 SH SOLE 0 0 301 BEMIS COMPANY, INC. Stock 081437105 19 500 SH SOLE 0 0 500 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 828 4 SH SOLE 0 0 4 BERKSHIRE HATHAWAY INC DEL CL B Stock 084670702 1325 9589 SH SOLE 0 0 9589 BHP BILLITON LTD ADR ADR 088606108 118 2000 SH SOLE 0 0 2000 BLACKROCK CR ALLCTN INC TR COM CEF 092508100 10 773 SH SOLE 0 0 773 BLACKROCK INC COM Stock 09247X101 16 50 SH SOLE 0 0 50 BLACKROCK MUNI 2018 TERM TR COM CEF 09248C106 7 425 SH SOLE 0 0 425 BLACKSTONE GROUP L P COM UNIT LTD MLP 09253U108 236 7500 SH SOLE 0 0 7500 BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER MLP 096627104 88 4700 SH SOLE 0 0 4700 BOEING CO Stock 097023105 341 2680 SH SOLE 0 0 2680 BOSTON SCIENTIFIC CORP COM Stock 101137107 6 480 SH SOLE 0 0 480 BOWL AMER INC CL A Stock 102565108 1156 84045 SH SOLE 76353 0 7692 BP PLC SPON ADR ADR 055622104 646 14701 SH SOLE 0 0 14701 BP PRUDHOE BAY RTY TR UNIT BEN INT Stock 055630107 20 210 SH SOLE 0 0 210 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN MLP 106776107 5 240 SH SOLE 0 0 240 BRISTOL MYERS SQUIBB Stock 110122108 735 14365 SH SOLE 0 0 14365 BROOKFIELD TOTAL RETURN FD INC COM CEF 11283U108 20 799 SH SOLE 0 0 799 BUCKEYE PARTNERS L P UNIT LTD PARTN MLP 118230101 60 750 SH SOLE 0 0 750 CAMPBELL SOUP COMPANY Stock 134429109 2326 54436 SH SOLE 0 0 54436 CAMPUS CREST COMMUNITIES INC REIT 13466Y105 1198 187150 SH SOLE 150500 0 36650 CANADIAN NATL RY CO COM Stock 136375102 64 900 SH SOLE 0 0 900 CAPITAL ONE FINL CORP COM Stock 14040H105 17 203 SH SOLE 0 0 203 CATERPILLAR INC Stock 149123101 748 7549 SH SOLE 0 0 7549 CBOE HLDGS INC COM Stock 12503M108 1332 24885 SH SOLE 0 0 24885 CBS CORP CL B Stock 124857202 25 460 SH SOLE 0 0 460 CELGENE CORP COM Stock 151020104 2246 23700 SH SOLE 0 0 23700 CENTERPOINT ENERGY INC Stock 15189T107 645 26340 SH SOLE 0 0 26340 CENTRAL GARDEN & PET CO Stock 153527106 1755 226401 SH SOLE 205201 0 21200 CENTURYLINK INC Stock 156700106 43 1048 SH SOLE 0 0 1048 CHEROKEE INC NEW Stock 16444H102 3108 170700 SH SOLE 159100 0 11600 CHESAPEAKE ENERGY CORPORATION Stock 165167107 23 1000 SH SOLE 0 0 1000 CHEVRON CORP Stock 166764100 1261 10568 SH SOLE 0 0 10568 CHICAGO MERCANTILE HLDGS INC Stock 12572Q105 1704 21311 SH SOLE 0 0 21311 CHIMERA INVT CORP COM REIT 16934Q109 26 8500 SH SOLE 0 0 8500 CHUBB CORP Stock 171232101 18 200 SH SOLE 0 0 200 CIMAREX ENERGY CO COM Stock 171798101 105 831 SH SOLE 0 0 831 CISCO SYS INC Stock 17275R102 738 29314 SH SOLE 0 0 29314 CITIGROUP INC Stock 172967424 1201 23184 SH SOLE 21500 0 1684 CLOROX CO DEL Stock 189054109 449 4675 SH SOLE 0 0 4675 CLOVIS ONCOLOGY INC COM Stock 189464100 45 1000 SH SOLE 0 0 1000 COCA COLA CO Stock 191216100 777 18210 SH SOLE 0 0 18210 COGNIZANT TECHNOLOGY SOLUTIONS CL A Stock 192446102 18 400 SH SOLE 0 0 400 COHEN & STEERS INFRASTRUCTURE COM CEF 19248A109 46 2000 SH SOLE 0 0 2000 COMCAST CORP CL A Stock 20030N101 183 3405 SH SOLE 0 0 3405 COMERICA INC Stock 200340107 748 15000 SH SOLE 15000 0 0 COMPASS DIVERSIFIED HOLDINGS SH BEN INT MLP 20451Q104 91 5200 SH SOLE 0 0 5200 CON-WAY INC Stock 205944101 2 45 SH SOLE 0 0 45 CONAGRA FOODS INC Stock 205887102 35 1050 SH SOLE 0 0 1050 CONOCOPHILLIPS Stock 20825C104 4907 64122 SH SOLE 17500 0 46622 CONSOLIDATED COMMUNICATIONS HLDGSINC COM Stock 209034107 2913 116301 SH SOLE 93800 0 22501 CONSOLIDATED EDISON INC Stock 209115104 111 1952 SH SOLE 0 0 1952 CONTINENTAL RESOURCES INC COM Stock 212015101 40 600 SH SOLE 0 0 600 CONVERSANT INC COM Stock 21249J105 423 12360 SH SOLE 0 0 12360 CORE LABORATORIES N V COM Stock N22717107 5 32 SH SOLE 0 0 32 CORNING INC COM Stock 219350105 1112 57500 SH SOLE 54000 0 3500 COSTCO WHSL CORP NEW COM Stock 22160K105 93 744 SH SOLE 0 0 744 COVIDIEN PLC SHS Stock G2554F113 6 75 SH SOLE 0 0 75 COWEN GROUP INC Stock 223622101 718 191550 SH SOLE 175000 0 16550 CREDIT SUISSE CUSHING 30 MLP INDEX ETN ETF 22542D852 36 1014 SH SOLE 0 0 1014 CROWN CASTLE INTL CORP REIT 228227104 4 53 SH SOLE 0 0 53 CROWN CRAFTS INC Stock 228309100 726 97425 SH SOLE 91000 0 6425 CSX CORP Stock 126408103 1520 47400 SH SOLE 47000 0 400 CVR PARTNERS LP COM MLP 126633106 156 11396 SH SOLE 0 0 11396 CVR REFNG LP COMUNIT REP LT MLP 12663P107 303 13000 SH SOLE 0 0 13000 CVS CORP Stock 126650100 12 150 SH SOLE 0 0 150 CYCLACEL PHARMACEUTICALS INC COM NEW Stock 23254L306 6 1857 SH SOLE 0 0 1857 CYS INVTS INC COM REIT 12673A108 6 700 SH SOLE 0 0 700 DANAHER CORP Stock 235851102 8 105 SH SOLE 0 0 105 DB COMMODITY INDEX TRACKING ETF 73935S105 16 700 SH SOLE 0 0 700 DEERE & COMPANY Stock 244199105 403 4912 SH SOLE 0 0 4912 DELTIC TIMBER CORP COM Stock 247850100 59 941 SH SOLE 0 0 941 DENNYS CORP COM Stock 24869P104 2286 325182 SH SOLE 215000 0 110182 DESTINATION MATERNITY CORPORATION Stock 25065D100 935 60550 SH SOLE 57000 0 3550 DNP SELECT INCOME FD COM CEF 23325P104 78 7691 SH SOLE 0 0 7691 DOMINION RESOURCES INC Stock 25746U109 233 3373 SH SOLE 0 0 3373 DONALDSON COMPANY INC Stock 257651109 699 17200 SH SOLE 0 0 17200 DOUGLAS DYNAMICS INCCOM Stock 25960R105 1784 91475 SH SOLE 68475 0 23000 DOVER CORP Stock 260003108 25 305 SH SOLE 0 0 305 DOVER SADDLERY INC Stock 260412101 5435 1057380 SH SOLE 872220 0 185160 DOW CHEMICAL CO Stock 260543103 288 5501 SH SOLE 0 0 5501 DREAMWORKS ANIMATION SKG INC CL A Stock 26153C103 8 300 SH SOLE 0 0 300 DRYSHIPS INC SHS Stock Y2109Q101 5 2000 SH SOLE 0 0 2000 DTE ENERGY CO Stock 233331107 224 2948 SH SOLE 0 0 2948 DU PONT E I DE NEMOURS & CO Stock 263534109 186 2594 SH SOLE 0 0 2594 DUFF & PHELPS UTIL CORP BD TR COM CEF 26432K108 7 730 SH SOLE 0 0 730 DUKE ENERGY CORP NEW Stock 26441C204 73 971 SH SOLE 0 0 971 E M C CORP Stock 268648102 18 609 SH SOLE 0 0 609 EASTERN COMPANY Stock 276317104 1870 117150 SH SOLE 108825 0 8325 EATON VANCE CORP NON-VOTING Stock 278265103 6 150 SH SOLE 0 0 150 EATON VANCE ENHANCED EQ INC FD COM CEF 278274105 3923 285926 SH SOLE 0 0 285926 EATON VANCE TAX ADVT DIV INCM COM CEF 27828G107 97 4790 SH SOLE 0 0 4790 EBAY INC Stock 278642103 71 1245 SH SOLE 0 0 1245 ECOLOGY & ENV INC CL A Stock 278878103 1782 184272 SH SOLE 168200 0 16072 EDISON INTL Stock 281020107 35 618 SH SOLE 0 0 618 EDUCATION REALTY REIT 28140H104 1012 98425 SH SOLE 88000 0 10425 EINSTEIN NOAH RESTAURANT GROUP INCCOM Stock 28257U104 1490 73925 SH SOLE 52500 0 21425 EL PASO PIPELINE PARTNERS L P COM UNIT LPI MLP 283702108 344 8575 SH SOLE 0 0 8575 ELECTRO RENT CORP Stock 285218103 3514 255217 SH SOLE 222825 0 32392 ELECTRO SCIENTIFIC INDS Stock 285229100 491 72350 SH SOLE 67700 0 4650 ELI LILLY AND CO Stock 532457108 467 7200 SH SOLE 0 0 7200 EMERSON ELECTRIC CO Stock 291011104 188 3000 SH SOLE 0 0 3000 EMPIRE DIST ELEC CO Stock 291641108 488 20200 SH SOLE 19000 0 1200 ENERGIZER HLDGS INC COM Stock 29266R108 12 100 SH SOLE 0 0 100 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 106 1169 SH SOLE 0 0 1169 ENERGY TRANSFER EQUITY L P COM UT LTD PTN MLP 29273V100 444 7200 SH SOLE 0 0 7200 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN MLP 29273R109 32 500 SH SOLE 0 0 500 ENSERVCO CORP Stock 29358Y102 1543 423856 SH SOLE 396300 0 27556 ENTERGY CORP NEW Stock 29364G103 8 100 SH SOLE 0 0 100 ENTERPRISE PRODS PARTNERS L P MLP 293792107 185 4585 SH SOLE 0 0 4585 ENVIROSTAR INC COM Stock 29414M100 752 294850 SH SOLE 275000 0 19850 EQUITY COMWLTH CUM PFD S D 6.5% REIT 294628201 119 5000 SH SOLE 0 0 5000 EQUITY RESIDENTIAL SH BEN INT REIT 29476L107 1866 30305 SH SOLE 0 0 30305 ESCALADE INCORPORATED Stock 296056104 581 48175 SH SOLE 48175 0 0 EUROPEAN EQUITY FUND COM CEF 298768102 51 6152 SH SOLE 0 0 6152 EXAMWORKS GROUP INC COM Stock 30066A105 59 1800 SH SOLE 0 0 1800 EXELON CORP Stock 30161N101 685 20090 SH SOLE 0 0 20090 EXPRESS SCRIPTS INC Stock 30219G108 104 1474 SH SOLE 0 0 1474 EXXON MOBIL CORP Stock 30231G102 3808 40492 SH SOLE 0 0 40492 FACEBOOK INC CL A Stock 30303M102 293 3710 SH SOLE 0 0 3710 FAIRPOINT COMMUNICATIONS INC COM Stock 305560104 0 85 SH SOLE 0 0 85 FASTENAL CO COM Stock 311900104 224 5000 SH SOLE 0 0 5000 FELCOR LODGING TR INC COM REIT 31430F101 702 75000 SH SOLE 0 0 75000 FIDELITY NATL INFORMATION SVCS COM Stock 31620M106 6 106 SH SOLE 0 0 106 FIFTH THIRD BANCORP COM Stock 316773100 38 1900 SH SOLE 0 0 1900 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 3099 133763 SH SOLE 0 0 133763 FIRST BANCORP P R COM NEW Stock 318672706 13 2666 SH SOLE 0 0 2666 FIRST HORIZON NATL CORP Stock 320517105 0 1 SH SOLE 0 0 1 FIRST TR ENHANCED EQTY INC FD COM CEF 337318109 4198 293748 SH SOLE 0 0 293748 FIRST TRUST ISE-REVERE NATURAL GAS INDEX FUND ETF 33734J102 91 5082 SH SOLE 0 0 5082 FIRSTENERGY CORP COM Stock 337932107 78 2337 SH SOLE 0 0 2337 FLAHERTY&CRMN PFD SEC INCOM FD COM CEF 338478100 56 2926 SH SOLE 0 0 2926 FLEXSTEEL INDS INC Stock 339382103 546 16176 SH SOLE 14376 0 1800 FORD MOTOR COMPANY Stock 345370860 3153 213188 SH SOLE 84000 0 129188 FREEPORT MCMORAN COPPER Stock 35671D857 5048 154613 SH SOLE 56000 0 98613 FREIGHTCAR AMERICA INC Stock 357023100 2231 67000 SH SOLE 65000 0 2000 FRISCHS RESTAURANTS INC Stock 358748101 1206 42625 SH SOLE 28100 0 14525 FRONTIER COMMUNICATIONS Stock 35906A108 9 1412 SH SOLE 0 0 1412 FTD COS INC COM Stock 30281V108 18 541 SH SOLE 0 0 541 GABELLI DIVD & INCOME TR COM CEF 36242H104 832 39065 SH SOLE 0 0 39065 GABELLI EQUITY TR INC COM CEF 362397101 10 1617 SH SOLE 0 0 1617 GABELLI GLB SML & MD CP VAL TR COM CEF 36249W104 39 3768 SH SOLE 0 0 3768 GALLAGHER ARTHUR J & CO COM Stock 363576109 31 675 SH SOLE 0 0 675 GANNETT CO INC Stock 364730101 860 29000 SH SOLE 25000 0 4000 GAP INC Stock 364760108 4 105 SH SOLE 0 0 105 GAS NATURAL INC Stock 367204104 1768 149725 SH SOLE 117000 0 32725 GASTAR EXPL INC NEW COM Stock 36729W202 6 1000 SH SOLE 0 0 1000 GATX CORP Stock 361448103 24 411 SH SOLE 0 0 411 GENCOR INDUSTRIES INC Stock 368678108 697 71019 SH SOLE 65844 0 5175 GENERAL DYNAMICS Stock 369550108 116 910 SH SOLE 0 0 910 GENERAL ELECTRIC CO Stock 369604103 7740 302112 SH SOLE 70000 0 232112 GENERAL MILLS INC Stock 370334104 730 14465 SH SOLE 0 0 14465 GENERAL MTRS CO COM Stock 37045V100 16 500 SH SOLE 0 0 500 GENUINE PARTS CO Stock 372460105 44 500 SH SOLE 0 0 500 GIGAMON INC COM Stock 37518B102 10 1000 SH SOLE 0 0 1000 GILEAD SCIENCES INC Stock 375558103 44 416 SH SOLE 0 0 416 GLADSTONE INVT CORP COM CEF 376546107 37 5175 SH SOLE 0 0 5175 GLAXOSMITHKLINE PLC ADR ADR 37733W105 322 7000 SH SOLE 0 0 7000 GOGO INC COM Stock 38046C109 12 700 SH SOLE 0 0 700 GOLDMAN SACHS GROUP INC COM Stock 38141G104 93 507 SH SOLE 0 0 507 GOLUB CAP BDC INC Stock 38173M102 477 29875 SH SOLE 28000 0 1875 GOOGLE INC Stock 38259P508 505 858 SH SOLE 0 0 858 GOOGLE INC CL C Stock 38259P706 495 858 SH SOLE 0 0 858 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT REIT 38376A103 3142 143425 SH SOLE 71000 0 72425 GRAHAM CP Stock 384556106 512 17800 SH SOLE 0 0 17800 GRAINGER W W INC Stock 384802104 255 1012 SH SOLE 0 0 1012 GREAT LAKES DREDGE & DOCK CORPORATION Stock 390607109 980 158525 SH SOLE 147500 0 11025 GREAT PLAINS ENERGY INC Stock 391164100 13 550 SH SOLE 0 0 550 GT ADVANCED TECHNOLOGIES INC COM Stock 36191U106 2 200 SH SOLE 0 0 200 GUGGENHEIM SOLAR ETF ETF 18383Q739 285 7000 SH SOLE 0 0 7000 H&R BLOCK, INC Stock 093671105 87 2800 SH SOLE 0 0 2800 HANCOCK JOHN PFD INCOME FD III COM CEF 41021P103 24 1370 SH SOLE 0 0 1370 HANCOCK JOHN TAX-ADV DIV INCM COM CEF 41013V100 3 150 SH SOLE 0 0 150 HANESBRANDS INC COM Stock 410345102 15 135 SH SOLE 0 0 135 HARLEY DAVIDSON INC COM Stock 412822108 47 800 SH SOLE 0 0 800 HARTE-HANKS INC Stock 416196103 854 134100 SH SOLE 130000 0 4100 HASBRO INC Stock 418056107 30 550 SH SOLE 0 0 550 HCP INC COM REIT 40414L109 64 1600 SH SOLE 0 0 1600 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 12 180 SH SOLE 0 0 180 HEALTHCARE SERVICES GROUP INC Stock 421906108 1514 52918 SH SOLE 43425 0 9493 HERCULES TECH GROWTH CAP INC COM CEF 427096508 123 8500 SH SOLE 0 0 8500 HERITAGE-CYRSTAL CLEAN IN Stock 42726M106 1646 110800 SH SOLE 100900 0 9900 HERSHEY CO Stock 427866108 14 150 SH SOLE 0 0 150 HEWLETT-PACKARD CO Stock 428236103 31 886 SH SOLE 0 0 886 HEXCEL CORP COM NEW Stock 428291108 3 86 SH SOLE 0 0 86 HOLLYFRONTIER CORP COM Stock 436106108 62 1417 SH SOLE 0 0 1417 HOME DEPOT INC COM Stock 437076102 138 1501 SH SOLE 0 0 1501 HONEYWELL INTL INC COM Stock 438516106 32 341 SH SOLE 0 0 341 HOSPIRA INC COM Stock 441060100 26 500 SH SOLE 0 0 500 HOUSTON WIRE & CABLECO COM Stock 44244K109 991 82725 SH SOLE 75575 0 7150 HUMANA INC Stock 444859102 13 100 SH SOLE 0 0 100 ILLINOIS TOOL WORKS Stock 452308109 146 1725 SH SOLE 0 0 1725 IMAX CORP COM Stock 45245E109 96 3500 SH SOLE 0 0 3500 INDIA FD INC COM CEF 454089103 18 679 SH SOLE 0 0 679 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 2612 49145 SH SOLE 0 0 49145 INGLES MARKETS INC-CL A Stock 457030104 453 19135 SH SOLE 17860 0 1275 INTEGRYS ENERGY GROUP INC Stock 45822P105 45 695 SH SOLE 0 0 695 INTEL Stock 458140100 4718 135503 SH SOLE 44000 0 91503 INTERCONTINENTALEXCHINTL Stock 45866F104 44 225 SH SOLE 0 0 225 INTERNATIONAL GAME TECHNOLOGY COM Stock 459902102 371 22000 SH SOLE 0 0 22000 INTL BUSINESS MACHINES Stock 459200101 1927 10153 SH SOLE 0 0 10153 INTL PAPER CO Stock 460146103 143 3000 SH SOLE 0 0 3000 INTUIT INC Stock 461202103 5 60 SH SOLE 0 0 60 INVESTORS BANCORP INC NEW COM Stock 46146L101 117 11559 SH SOLE 0 0 11559 ISHARES 1-3 YR TREASURY BOND ETF ETF 464287457 141 1667 SH SOLE 0 0 1667 ISHARES AGGREGATE BOND ETF ETF 464287226 316 2892 SH SOLE 0 0 2892 ISHARES COHEN & STEERS RLTY ETF 464287564 144 1700 SH SOLE 0 0 1700 ISHARES CORE MSCI EAFE ETF 46432F842 792 13607 SH SOLE 0 0 13607 ISHARES CORE S&P MID CAP ETF ETF 464287507 173 1268 SH SOLE 0 0 1268 ISHARES DJ SELECT DIVIDEND ETF 464287168 12515 169445 SH SOLE 0 0 169445 ISHARES DOW JONES U.S. ETF ETF 464287846 25 250 SH SOLE 0 0 250 ISHARES GLOBAL 100 ETF ETF 464287572 2 25 SH SOLE 0 0 25 ISHARES GLOBAL CONSUMER STAPLES ETF ETF 464288737 23 260 SH SOLE 0 0 260 ISHARES GLOBAL ENERGY ETF ETF 464287341 16 375 SH SOLE 0 0 375 ISHARES GLOBAL TELECOM ETF ETF 464287275 1696 26971 SH SOLE 0 0 26971 ISHARES IBOXX CORPORATE BOND ETF ETF 464287242 1094 9258 SH SOLE 0 0 9258 ISHARES MORNINGSTAR LARGE-CAP GROWTH ETF ETF 464287119 57 528 SH SOLE 0 0 528 ISHARES MSCI BRAZIL CAPPED ETF ETF 464286400 1 27 SH SOLE 0 0 27 ISHARES MSCI EAFE ETF ETF 464287465 1296 20205 SH SOLE 0 0 20205 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 134 3236 SH SOLE 0 0 3236 ISHARES MSCI GERMANY ETF ETF 464286806 35 1250 SH SOLE 0 0 1250 ISHARES MSCI JAPAN ETF ETF 464286848 57 4820 SH SOLE 0 0 4820 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 68 250 SH SOLE 0 0 250 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 7 77 SH SOLE 0 0 77 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 8 82 SH SOLE 0 0 82 ISHARES RUSSELL 2000 ETF ETF 464287655 228 2088 SH SOLE 0 0 2088 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 18 189 SH SOLE 0 0 189 ISHARES RUSSELL MID-CAP ETF ETF 464287499 370 2338 SH SOLE 0 0 2338 ISHARES S&P 100 ETF ETF 464287101 49 557 SH SOLE 0 0 557 ISHARES S&P 500 GROWTH ETF ETF 464287309 12653 118455 SH SOLE 0 0 118455 ISHARES S&P 500 INDEX ETF 464287200 1883 9497 SH SOLE 0 0 9497 ISHARES S&P 500 VALUE ETF ETF 464287408 11975 132955 SH SOLE 0 0 132955 ISHARES S&P MIDCAP 400 VALUE ETF ETF 464287705 12 100 SH SOLE 0 0 100 ISHARES S&P SMALLCAP 600 ETF ETF 464287804 44 426 SH SOLE 0 0 426 ISHARES S&P U.S. PREFERRED STOCK ETF ETF 464288687 324 8210 SH SOLE 0 0 8210 ISHARES SILVER TRUST ETF 46428Q109 6 350 SH SOLE 0 0 350 ISHARES TIPS BOND ETF ETF 464287176 379 3383 SH SOLE 0 0 3383 ISHARES TR RUSSELL 1000 INDEX ETF ETF 464287622 30 276 SH SOLE 0 0 276 ISHARES TRANSPORTATION AVERAGE ETF ETF 464287192 3552 23536 SH SOLE 0 0 23536 ISHARES U.S. CONSUMER GOODS ETF ETF 464287812 15 150 SH SOLE 0 0 150 ISHARES U.S. CONSUMER SERVICES ETF ETF 464287580 3377 27139 SH SOLE 0 0 27139 ISHARES U.S. ENERGY ETF ETF 464287796 31 600 SH SOLE 0 0 600 ISHARES U.S. FINANCIALS ETF ETF 464287788 22 264 SH SOLE 0 0 264 ISHARES U.S. OIL & GAS EXPLORATION & PRODUCTION ETF ETF 464288851 22 257 SH SOLE 0 0 257 ISHARES U.S. REGIONAL BANKS ETF ETF 464288778 3346 100980 SH SOLE 0 0 100980 ISHARES US REAL ESTATE ETF ETF 464287739 33 475 SH SOLE 0 0 475 ISTAR FINL INC COM REIT 45031U101 3 200 SH SOLE 0 0 200 JACOBS ENGR GROUP INC Stock 469814107 17 350 SH SOLE 0 0 350 JAMBA INC COM NEW Stock 47023A309 2160 151885 SH SOLE 140000 0 11885 JANUS CAP GROUP INC Stock 47102X105 3081 211871 SH SOLE 150300 0 61571 JETBLUE AIRWAYS CORP COM Stock 477143101 5 500 SH SOLE 0 0 500 JOHNSON & JOHNSON Stock 478160104 9160 85941 SH SOLE 18000 0 67941 JOHNSON CTLS INC COM Stock 478366107 4 100 SH SOLE 0 0 100 JOHNSON OUTDOORS CL A CLASS A Stock 479167108 2179 84141 SH SOLE 76900 0 7241 JP MORGAN CHASE & CO Stock 46625H100 15950 264775 SH SOLE 0 0 264775 KANSAS CITY SOUTHERN Stock 485170302 27 225 SH SOLE 0 0 225 KANSASCITY LIFE INS CO Stock 484836101 483 10900 SH SOLE 10200 0 700 KEWAUNEE SCIENTIFIC CORP COM Stock 492854104 868 48575 SH SOLE 45350 0 3225 KEYCORP NEW Stock 493267108 1215 91126 SH SOLE 84000 0 7126 KIMBERLY CLARK CORP Stock 494368103 3169 29456 SH SOLE 0 0 29456 KINDER MORGAN ENERGY PTNRS LP MLP 494550106 4823 51701 SH SOLE 0 0 51701 KINDER MORGAN MGMT LLC MLP 49455U100 1 8 SH SOLE 0 0 8 KIRBY CORP COM Stock 497266106 13058 110800 SH SOLE 0 0 110800 KKR & CO L P DEL COM UNITS MLP 48248M102 478 21450 SH SOLE 0 0 21450 KOSS CORPORATION Stock 500692108 106 51250 SH SOLE 45800 0 5450 KRAFT FOODS GROUP Stock 50076Q106 276 4902 SH SOLE 0 0 4902 KRISPY KREME DOUGHNUTS INC COM Stock 501014104 2 100 SH SOLE 0 0 100 KROGER CO Stock 501044101 245 4711 SH SOLE 0 0 4711 L S I INDS INC FORMERLY L S I LTG Stock 50216C108 3185 524660 SH SOLE 462700 0 61960 LA Z BOY INC FRMLY LA Z BOY CHAIR Stock 505336107 10 500 SH SOLE 0 0 500 LANDAUER INC Stock 51476K103 959 29050 SH SOLE 27500 0 1550 LANDEC CP Stock 514766104 2239 182750 SH SOLE 140100 0 42650 LANDS END INC NEW COM Stock 51509F105 1 18 SH SOLE 0 0 18 LAS VEGAS SANDS CORP COM Stock 517834107 960 15425 SH SOLE 0 0 15425 LEAPFROG ENTERPRISES INC Stock 52186N106 2926 488541 SH SOLE 407000 0 81541 LEAR CORP COM NEW Stock 521865204 52 606 SH SOLE 0 0 606 LEE ENTERPRISES INC Stock 523768109 1257 372000 SH SOLE 0 0 372000 LEGG MASON BW GLB INC OPP FD COM CEF 52469B100 25 1500 SH SOLE 0 0 1500 LEUCADIA NATL CORP Stock 527288104 158 6645 SH SOLE 0 0 6645 LEVEL 3 COMMUNICATIONS INC COM NEW Stock 52729N308 0 6 SH SOLE 0 0 6 LIFEPOINT HOSPITALS INC COM Stock 53219L109 7 100 SH SOLE 0 0 100 LIQUIDITY SERVICES INC Stock 53635B107 707 51425 SH SOLE 47800 0 3625 LOEWS CORPORATION Stock 540424108 25 600 SH SOLE 0 0 600 LOWES COMPANIES Stock 548661107 11 200 SH SOLE 0 0 200 LULULEMON ATHLETICA INC COM Stock 550021109 74 1750 SH SOLE 0 0 1750 M & T BANK CORPORATION Stock 55261F104 25 200 SH SOLE 0 0 200 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT Stock 55608B105 24 360 SH SOLE 0 0 360 MACYS INC COM Stock 55616P104 29 500 SH SOLE 0 0 500 MAGELLAN MIDSTREAM PARTNERS LP MLP 559080106 48 574 SH SOLE 0 0 574 MALLINCKRODT PUB LTD CO SHS Stock G5785G107 1 9 SH SOLE 0 0 9 MARATHON OIL CORP Stock 565849106 15 400 SH SOLE 0 0 400 MARKET VECTORS GOLD MINERS ETF ETF 57060U100 21 1000 SH SOLE 0 0 1000 MARRIOTT VACATIONS WRLDWDE CP COM Stock 57164Y107 1 10 SH SOLE 0 0 10 MASTERCARD INC Stock 57636Q104 21 280 SH SOLE 0 0 280 MATERIALS SELECT SECTOR SPDR ETF 81369Y100 64 1300 SH SOLE 0 0 1300 MATTEL INC Stock 577081102 36 1190 SH SOLE 0 0 1190 MB FINANCIAL INC NEW COM Stock 55264U108 5411 195467 SH SOLE 0 0 195467 MCDONALDS CORP Stock 580135101 2665 28112 SH SOLE 0 0 28112 MCGRAW HILL FINANCIAL INC Stock 580645109 17 200 SH SOLE 0 0 200 MEDIFAST INC Stock 58470H101 2205 67150 SH SOLE 61000 0 6150 MEDTRONIC INC Stock 585055106 9 140 SH SOLE 0 0 140 MERCK & CO INC NEW COM Stock 58933Y105 2183 36823 SH SOLE 0 0 36823 MEREDITH CORP Stock 589433101 1371 32025 SH SOLE 28000 0 4025 METHODE ELECTRS INC COM Stock 591520200 7 200 SH SOLE 0 0 200 MFS CHARTER INCOME TR SH BEN INT CEF 552727109 5 550 SH SOLE 0 0 550 MGE ENERGY INC Stock 55277P104 1207 32399 SH SOLE 30500 0 1899 MICROCHIP TECHNOLOGY INC Stock 595017104 12 260 SH SOLE 0 0 260 MICROSOFT Stock 594918104 1633 35219 SH SOLE 0 0 35219 MIDDLESEX WATER CO Stock 596680108 1662 84800 SH SOLE 78800 0 6000 MILLER INDS INC TENN NEW Stock 600551204 559 33050 SH SOLE 30225 0 2825 MOLINA HEALTHCARE INC Stock 60855R100 1311 31000 SH SOLE 31000 0 0 MOLYCORP INC DEL COM Stock 608753109 13 10800 SH SOLE 0 0 10800 MOLYCORP INC DEL SR CONV NT 6.00% DTD 08/22/2012 DUE 09/01/2017 Convertible 608753AF6 113 324000 SH SOLE 324000 0 0 MONDELEZ INTL INC COM Stock 609207105 248 7244 SH SOLE 0 0 7244 MONMOUTH REAL ESTATEINVT CORP CL A REIT 609720107 2008 198400 SH SOLE 147000 0 51400 MONRO MUFFLER BRAKE INC COM Stock 610236101 1183 24377 SH SOLE 0 0 24377 MONROE CAPITAL CORP CEF 610335101 518 38400 SH SOLE 34700 0 3700 MORGAN STANLEY Stock 617446448 27 780 SH SOLE 0 0 780 MOTOROLA SOLUTIONS INC Stock 620076307 19 301 SH SOLE 0 0 301 MURPHY USA INC Stock 626755102 2069 39000 SH SOLE 39000 0 0 NABORS INDUSTRIES LTD Stock G6359F103 2 100 SH SOLE 0 0 100 NANOSPHERE INC COM Stock 63009F105 1 2500 SH SOLE 0 0 2500 NANOVIRICIDES INC COM NEW Stock 630087203 18 6000 SH SOLE 0 0 6000 NATIONAL BEVERAGE CORP Stock 635017106 653 33493 SH SOLE 30400 0 3093 NATIONAL GRID PLC SPON ADR NEW ADR 636274300 36 500 SH SOLE 0 0 500 NATIONAL OILWELL VARCO INC Stock 637071101 1332 17500 SH SOLE 17000 0 500 NATIONAL SECURITY GROUP INC (DEL) Stock 637546102 478 38231 SH SOLE 35306 0 2925 NETAPP INC Stock 64110D104 1590 37000 SH SOLE 36000 0 1000 NETFLIX INC COM Stock 64110L106 45 100 SH SOLE 0 0 100 NEW GENERATION BIOFUELS HLDGS INC Stock 40421A104 652 62675 SH SOLE 58050 0 4625 NEW HAMPSHIRE THRIFT BANCSHS COM Stock 644722100 11 699 SH SOLE 0 0 699 NEW YORK TIMES CO Stock 650111107 6 500 SH SOLE 0 0 500 NEWLINK GENETICS CORP COM Stock 651511107 46 2170 SH SOLE 0 0 2170 NEWMONT MINING CORP Stock 651639106 23 1000 SH SOLE 0 0 1000 NEXTERA ENERGY INC SHS Stock 65339F101 617 6576 SH SOLE 0 0 6576 NIMBLE STORAGE INC COM Stock 65440R101 26 1000 SH SOLE 0 0 1000 NOBLE ENERGY INC COM Stock 655044105 62 900 SH SOLE 0 0 900 NOKIA CORP SPONSORED ADR ADR 654902204 14 1705 SH SOLE 0 0 1705 NORFOLK SOUTHERN CORP COM Stock 655844108 106 954 SH SOLE 0 0 954 NORTHERN TR CORP Stock 665859104 161 2370 SH SOLE 0 0 2370 NORTHSTAR RLTY FIN CORP COM NEW REIT 66704R704 13 750 SH SOLE 0 0 750 NOVARTIS AG ADR ADR 66987V109 21 225 SH SOLE 0 0 225 NRG ENERGY INC COM NEW Stock 629377508 3 95 SH SOLE 0 0 95 NUCOR CORP Stock 670346105 24 446 SH SOLE 0 0 446 NUVEEN EQUITY PREM & GROWTH FD COM CEF 6706EW100 28 2000 SH SOLE 0 0 2000 NUVEEN PFD INCOME OPPRTNY FD COM CEF 67073B106 9 1000 SH SOLE 0 0 1000 NUVEEN QUALITY MUN FD INC COM CEF 67062N103 11 839 SH SOLE 0 0 839 NUVERRA ENVIRONMENTAL SOLUTION COM NEW Stock 67091K203 0 24 SH SOLE 0 0 24 O REILLY AUTOMOTIVE INC NEW COM Stock 67103H107 451 3000 SH SOLE 0 0 3000 OCCIDENTAL PETE CORP DEL Stock 674599105 139 1450 SH SOLE 0 0 1450 OLD REPUBLIC INTL CORP Stock 680223104 11738 822000 SH SOLE 0 0 822000 OMNOVA SOLUTIONS INC COM Stock 682129101 5 1000 SH SOLE 0 0 1000 ONEOK INC NEW Stock 682680103 13 200 SH SOLE 0 0 200 ONEOK PARTNERS LP UNIT LTD PARTN MLP 68268N103 336 6000 SH SOLE 0 0 6000 ORACLE CORPORATION Stock 68389X105 155 4050 SH SOLE 0 0 4050 ORANGE SPONSORED ADR ADR 684060106 17 1175 SH SOLE 0 0 1175 ORCHIDS PAPER PRODUCTS Stock 68572N104 481 19575 SH SOLE 18500 0 1075 ORION ENERGY SYSTEMS INC Stock 686275108 5494 1026949 SH SOLE 757700 0 269249 PANERA BREAD CO CL A Stock 69840W108 49 300 SH SOLE 0 0 300 PAYCHEX INC Stock 704326107 4281 96864 SH SOLE 35000 0 61864 PDL BIOPHARMA INC COM Stock 69329Y104 22 2900 SH SOLE 0 0 2900 PENDRELL CORP COM Stock 70686R104 1563 1166125 SH SOLE 1119000 0 47125 PENTAIR LTD SHS Stock G7S00T104 1 10 SH SOLE 0 0 10 PEPSICO INC Stock 713448108 1643 17646 SH SOLE 0 0 17646 PERMIAN BASIN RTY TR UNIT BEN INT Stock 714236106 106 7840 SH SOLE 0 0 7840 PERRIGO CO PLC SHS Stock G97822103 0 2 SH SOLE 0 0 2 PERRY ELLIS INTL INC Stock 288853104 2233 109750 SH SOLE 101000 0 8750 PETMED EXPRESS INC Stock 716382106 1630 119850 SH SOLE 92600 0 27250 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR ADR 71654V408 7 525 SH SOLE 0 0 525 PFIZER INC Stock 717081103 4352 147171 SH SOLE 52000 0 95171 PG&E CORP Stock 69331C108 13 287 SH SOLE 0 0 287 PHILIP MORRIS INTL INC Stock 718172109 298 3570 SH SOLE 0 0 3570 PHILIPS VAN HEUSEN Stock 693656100 7 54 SH SOLE 0 0 54 PHILLIPS 66 Stock 718546104 751 9242 SH SOLE 0 0 9242 PIONEER PWR SOLUTION NEW Stock 723836300 2059 256200 SH SOLE 249000 0 7200 PITNEY BOWES INC Stock 724479100 78 3139 SH SOLE 0 0 3139 PIXELWORKS INC COM NEW Stock 72581M305 0 50 SH SOLE 0 0 50 PLAINS ALL AMERICAN PIPELINE LP MLP 726503105 1083 18405 SH SOLE 0 0 18405 PNC FINL SVCS GROUP Stock 693475105 1776 20749 SH SOLE 17000 0 3749 POST HOLDINGS INC COM Stock 737446104 0 7 SH SOLE 0 0 7 POTASH CORP SASK INC Stock 73755L107 1930 55850 SH SOLE 50000 0 5850 POTBELLY CORP COM Stock 73754Y100 1 100 SH SOLE 0 0 100 POWERSHARES FINANCIAL PREFERRED PORTFOLIO ETF 73935X229 2684 149031 SH SOLE 0 0 149031 POWERSHARES HIGH YIELD EQUITY DIVIDEND ACHIEVERS PORTFOLIO ETF 73935X302 10 823 SH SOLE 0 0 823 POWERSHARES PREFERRED PORTFOLIO ETF 73936T565 43 2986 SH SOLE 0 0 2986 POWERSHARES QQQ TR ETF 73935A104 133 1342 SH SOLE 0 0 1342 POWERSHARES WATER RESOURCES PORTFOLIO ETF 73935X575 57 2305 SH SOLE 0 0 2305 POWERSHARES WILDERHILL CLEAN ENERGY PORTFOLIO ETF 73935X500 387 61205 SH SOLE 0 0 61205 PPG INDS INC Stock 693506107 64 325 SH SOLE 0 0 325 PPL CORP Stock 69351T106 10 303 SH SOLE 0 0 303 PRICE T ROWE GROUP INC COM Stock 74144T108 19 240 SH SOLE 0 0 240 PRICESMART INC COM Stock 741511109 157 1831 SH SOLE 0 0 1831 PROCTER & GAMBLE CO Stock 742718109 2741 32729 SH SOLE 0 0 32729 PROFESSIONAL DIVERSITY NETWORK INC COM Stock 74312Y103 3184 630552 SH SOLE 503027 0 127525 PROGRESSIVE CORP. Stock 743315103 28 1100 SH SOLE 0 0 1100 PROGRESSIVE WASTE SOLUTIONS LT COM Stock 74339G101 13 500 SH SOLE 0 0 500 PROSPECT CAPITAL CORPORATION COM CEF 74348T102 15 1500 SH SOLE 0 0 1500 PROTECTIVE LIFE CORP Stock 743674103 5 71 SH SOLE 0 0 71 PRUDENTIAL FINL INC Stock 744320102 5 61 SH SOLE 0 0 61 PSYCHEMEDICS CP Stock 744375205 1508 106475 SH SOLE 81500 0 24975 PUBLIC SERVICE ENTERPRISE GROUP INC Stock 744573106 140 3748 SH SOLE 0 0 3748 QKL STORES INC COM PAR $0.001 Stock 74732Y303 0 15 SH SOLE 0 0 15 QUALCOMM INC Stock 747525103 470 6280 SH SOLE 0 0 6280 QUANTA SERVICES INC Stock 74762E102 7 200 SH SOLE 0 0 200 RAYTHEON CO COM NEW Stock 755111507 41 400 SH SOLE 0 0 400 REALTY INCOME CORP REIT 756109104 184 4500 SH SOLE 0 0 4500 RED HAT INC COM Stock 756577102 6 100 SH SOLE 0 0 100 REDWOOD TR INC COM REIT 758075402 111 6700 SH SOLE 0 0 6700 REEDS INC COM Stock 758338107 708 120080 SH SOLE 110530 0 9550 REGENCY ENERGY PARTNERS L P COM UNITS L P MLP 75885Y107 20 612 SH SOLE 0 0 612 REGIONS FINL CORP NEW COM Stock 7591EP100 4 398 SH SOLE 0 0 398 REYNOLDS AMERICAN INC COM Stock 761713106 206 3500 SH SOLE 0 0 3500 RF INDUSTRIES INC Stock 749552105 1171 237475 SH SOLE 191000 0 46475 RGC RESOURCES INC Stock 74955L103 735 36925 SH SOLE 34950 0 1975 ROCKY MTN CHOCOLATE FACTORY INC NEW COM PAR $0.03 Stock 774678403 751 59875 SH SOLE 55850 0 4025 ROCKY SHOES & BOOTS INC Stock 774515100 753 53425 SH SOLE 49850 0 3575 ROSETTA STONE INC Stock 777780107 1867 231975 SH SOLE 217000 0 14975 ROYAL DUTCH SHELL PLC ADR 780259107 59 750 SH SOLE 0 0 750 ROYAL DUTCH SHELL PLC-ADR ADR 780259206 1592 20918 SH SOLE 0 0 20918 S & P MID CAP 400 DEP RCPTS MID CAP ETF 78467Y107 581 2331 SH SOLE 0 0 2331 SANOFI SA ADR 80105N105 11 190 SH SOLE 0 0 190 SAP AG SPON ADR ADR 803054204 4 58 SH SOLE 0 0 58 SAREPTA THERAPEUTICS INC COM Stock 803607100 16 735 SH SOLE 0 0 735 SCANA CORP NEW Stock 80589M102 19 379 SH SOLE 0 0 379 SCHLUMBERGER LTD Stock 806857108 143 1403 SH SOLE 0 0 1403 SCHWAB U.S. MID-CAP ETF ETF 808524508 15 395 SH SOLE 0 0 395 SEARS HLDGS CORP COM Stock 812350106 2 62 SH SOLE 0 0 62 SEMPRA ENERGY Stock 816851109 227 2152 SH SOLE 0 0 2152 SENECA FOODS CORP NEW CL A Stock 817070501 16 559 SH SOLE 0 0 559 SHARPS COMPLIANCE CORP CO Stock 820017101 707 161783 SH SOLE 155033 0 6750 SHERWIN WILLIAMS CO Stock 824348106 84 385 SH SOLE 0 0 385 SILVER BAY RLTY TR CORP COM REIT 82735Q102 2 100 SH SOLE 0 0 100 SIMULATIONS PLUS INC Stock 829214105 789 113550 SH SOLE 105625 0 7925 SIRIUS XM HLDGS INC COM Stock 82968B103 17 5000 SH SOLE 0 0 5000 SKULLCANDY INC COM Stock 83083J104 766 98285 SH SOLE 89460 0 8825 SKYWORKS SOLUTIONS INC COM Stock 83088M102 17 301 SH SOLE 0 0 301 SMUCKER J M CO COM NEW Stock 832696405 233 2350 SH SOLE 0 0 2350 SNAP ON INC Stock 833034101 4 35 SH SOLE 0 0 35 SODASTREAM INTERNATIONAL LTD Stock M9068E105 2880 97650 SH SOLE 78000 0 19650 SONY CORP ADR NEW ADR 835699307 0 3 SH SOLE 0 0 3 SOTHEBYS COM Stock 835898107 176 4940 SH SOLE 0 0 4940 SOUTHERN CO Stock 842587107 103 2360 SH SOLE 0 0 2360 SOUTHERN COPPER CORP COM Stock 84265V105 36 1212 SH SOLE 0 0 1212 SOUTHWEST AIRLINES Stock 844741108 71 2100 SH SOLE 0 0 2100 SOUTHWEST GAS CORP Stock 844895102 5 100 SH SOLE 0 0 100 SP PLUS CORP COM Stock 78469C103 1788 94325 SH SOLE 88000 0 6325 SPARTAN MOTORS INC Stock 846819100 1507 322750 SH SOLE 300000 0 22750 SPARTON CORPORATION Stock 847235108 1155 46871 SH SOLE 42000 0 4871 SPDR BARCLAYS CAPITAL INTERNATIONAL TREASURY BOND ETF ETF 78464A516 57 1000 SH SOLE 0 0 1000 SPDR BIOTECH ETF ETF 78464A870 8 50 SH SOLE 0 0 50 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 155 913 SH SOLE 0 0 913 SPDR GOLD SHARES ETF 78463V107 423 3644 SH SOLE 0 0 3644 SPDR S&P 500 ETF ETF 78462F103 9340 47406 SH SOLE 0 0 47406 SPDR S&P DIVIDEND ETF ETF 78464A763 19 250 SH SOLE 0 0 250 SPDR WELLS FARGO PREFERRED STOCK ETF ETF 78464A292 425 9770 SH SOLE 0 0 9770 SPECTRA ENERGY CORP Stock 847560109 4 109 SH SOLE 0 0 109 SPEEDWAY MOTORSPORTS INC Stock 847788106 472 27650 SH SOLE 26000 0 1650 STANLEY BLACK & DECKER Stock 854502101 36 400 SH SOLE 0 0 400 STARBUCKS CORP Stock 855244109 408 5404 SH SOLE 0 0 5404 STARRETT L S CO CL A Stock 855668109 715 51646 SH SOLE 48046 0 3600 STEEL PARTNERS HLDGS LP MLP 85814R107 498 30000 SH SOLE 30000 0 0 STRATASYS LTD SHS Stock M85548101 5 40 SH SOLE 0 0 40 STRYKER CORP COM Stock 863667101 10 120 SH SOLE 0 0 120 SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN MLP 864482104 13 300 SH SOLE 0 0 300 SUNPOWER CORP COM Stock 867652406 203 6000 SH SOLE 0 0 6000 SUNTRUST BANKS INC Stock 867914103 1956 51432 SH SOLE 0 0 51432 SUPERIOR UNIFORM GROUP (FLORIDA) Stock 868358102 1020 47125 SH SOLE 44250 0 2875 SWISS HELVETIA FD INC COM CEF 870875101 8 572 SH SOLE 0 0 572 SYSCO CORP Stock 871829107 19 500 SH SOLE 0 0 500 TARGA RESOURCES PARTNERS LP COM UNIT MLP 87611X105 72 1000 SH SOLE 0 0 1000 TARGET CORP Stock 87612E106 263 4200 SH SOLE 0 0 4200 TCF FINL CORP COM Stock 872275102 2 120 SH SOLE 0 0 120 TCW STRATEGIC INCOME FUND INC COM CEF 872340104 165 29312 SH SOLE 0 0 29312 TE CONNECTIVITY LTD Stock H84989104 4 75 SH SOLE 0 0 75 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 354 8872 SH SOLE 0 0 8872 TELEFONICA S A SPONSORED ADR ADR 879382208 0 6 SH SOLE 0 0 6 TEMPLETON GLOBAL INCOME FD COM CEF 880198106 3 400 SH SOLE 0 0 400 TENAX THERAPEUTICS INC COM Stock 88032L100 0 17 SH SOLE 0 0 17 TERRENO RLTY CORP COM REIT 88146M101 740 39300 SH SOLE 36350 0 2950 TESLA MTRS INC COM Stock 88160R101 30 122 SH SOLE 0 0 122 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 187 3485 SH SOLE 0 0 3485 THE ADT CORPORATION COM Stock 00101J106 3 74 SH SOLE 0 0 74 TICC CAPITAL CORP COM CEF 87244T109 35 4000 SH SOLE 0 0 4000 TIME INC NEW COM Stock 887228104 2 86 SH SOLE 0 0 86 TIME WARNER CABLE INC CL A Stock 88732J207 54 376 SH SOLE 0 0 376 TIME WARNER INC Stock 887317303 53 707 SH SOLE 0 0 707 TOOTSIE ROLL INDS INC Stock 890516107 21 747 SH SOLE 0 0 747 TOTAL S A SPONSORED ADR ADR 89151E109 109 1695 SH SOLE 0 0 1695 TOYOTA MTRS CORP ADRREPSTG 2 SHRS ADR 892331307 38 320 SH SOLE 0 0 320 TRAVELERS COMPANIES INC Stock 89417E109 2 19 SH SOLE 0 0 19 TRI POINTE HOMES INCCOM USD0.01 Stock 87265H109 712 55000 SH SOLE 55000 0 0 TRUETT-HURST INC CL A Stock 897871109 2011 362350 SH SOLE 346500 0 15850 TUTOR PERINI CORP COM Stock 901109108 3 100 SH SOLE 0 0 100 TWITTER INC COM Stock 90184L102 31 600 SH SOLE 0 0 600 TYCO INTERNATIONAL LTD SHS Stock H89128104 4 100 SH SOLE 0 0 100 UIL HOLDINGS CORP Stock 902748102 24 666 SH SOLE 0 0 666 UMB FINL CORP Stock 902788108 37 674 SH SOLE 0 0 674 UNILEVER N V NY SHARES ADR 904784709 169 4255 SH SOLE 0 0 4255 UNILEVER PLC ADR NEW ADR 904767704 233 5555 SH SOLE 0 0 5555 UNION PACIFIC CORP Stock 907818108 7268 67040 SH SOLE 0 0 67040 UNITED CONTL HLDGS INC COM Stock 910047109 41 884 SH SOLE 0 0 884 UNITED ONLINE INC Stock 911268209 4 391 SH SOLE 0 0 391 UNITED PARCEL SERVICE INC Stock 911312106 485 4936 SH SOLE 0 0 4936 UNITED RENTALS INC COM Stock 911363109 22 200 SH SOLE 0 0 200 UNITED STATES LIME &MNRL Stock 911922102 626 10774 SH SOLE 10024 0 750 UNITED TECHNOLOGIES CORP Stock 913017109 184 1746 SH SOLE 0 0 1746 UNITIL CORPORATION Stock 913259107 729 23450 SH SOLE 22050 0 1400 UNIVERSAL SECURITY INSTRUMENTS INC NEW Stock 913821302 1071 233265 SH SOLE 200529 0 32736 US BANCORP Stock 902973304 2467 58966 SH SOLE 34000 0 24966 V F CORP Stock 918204108 9 132 SH SOLE 0 0 132 VALSPAR CORP Stock 920355104 4 51 SH SOLE 0 0 51 VANDA PHARMACEUTICALS INC COM Stock 921659108 52 5000 SH SOLE 0 0 5000 VANGUARD CONSUMER STAPLES ETF ETF 92204A207 10 85 SH SOLE 0 0 85 VANGUARD DIVIDEND APPRECIATION ETF ETF 921908844 376 4881 SH SOLE 0 0 4881 VANGUARD EUROPEAN ETF 922042874 50 900 SH SOLE 0 0 900 VANGUARD EXTENDED MARKET INDEX FUND ETF 922908652 2475 29611 SH SOLE 0 0 29611 VANGUARD FINANCIALS ETF ETF 92204A405 119 2565 SH SOLE 0 0 2565 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 41 1020 SH SOLE 0 0 1020 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 908 21778 SH SOLE 0 0 21778 VANGUARD GLOBAL EX-U.S. REAL ESTATE INDEX ETF 922042676 28 516 SH SOLE 0 0 516 VANGUARD GROWTH INDEX FUND ETF 922908736 21 206 SH SOLE 0 0 206 VANGUARD HEALTH CARE ETF ETF 92204A504 300 2563 SH SOLE 0 0 2563 VANGUARD HIGH DIVIDEND YIELD ETF 921946406 124 1871 SH SOLE 0 0 1871 VANGUARD INFORMATION TECHNOLOGY ETF 92204A702 259 2585 SH SOLE 0 0 2585 VANGUARD INTERMEDIATE TERM CORP BOND FD ETF ETF 92206C870 146 1699 SH SOLE 0 0 1699 VANGUARD MID CAP ETF 922908629 56 475 SH SOLE 0 0 475 VANGUARD MID-CAP GROWTH INDEX FUND ETF 922908538 11 110 SH SOLE 0 0 110 VANGUARD MID-CAP VALUE INDEX FUND ETF 922908512 68 800 SH SOLE 0 0 800 VANGUARD NAT RES LLC COM UNIT MLP 92205F106 49 1785 SH SOLE 0 0 1785 VANGUARD REIT INDEX ETF ETF 922908553 6 85 SH SOLE 0 0 85 VANGUARD S&P 500 ETF ETF 922908363 1539 8522 SH SOLE 0 0 8522 VANGUARD SHORT TERM CORP BOND FD ETF ETF 92206C409 105 1309 SH SOLE 0 0 1309 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF ETF 922020805 99 2000 SH SOLE 0 0 2000 VANGUARD SMALL CAP ETF ETF 922908751 598 5406 SH SOLE 0 0 5406 VANGUARD SMALL CAP GROWTH ETF ETF 922908595 12 100 SH SOLE 0 0 100 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 80 805 SH SOLE 0 0 805 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 945 11532 SH SOLE 0 0 11532 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 155 2984 SH SOLE 0 0 2984 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 306 6007 SH SOLE 0 0 6007 VANGUARD TOTAL STK MKT ETF 922908769 13144 129830 SH SOLE 0 0 129830 VANGUARD UTILITIES INDEX FUND ETF 92204A876 320 3507 SH SOLE 0 0 3507 VANGUARD VALUE INDEX FUND ETF 922908744 109 1341 SH SOLE 0 0 1341 VECTOR GROUP LTD COM Stock 92240M108 152 6843 SH SOLE 0 0 6843 VENTAS INC COM REIT 92276F100 19 314 SH SOLE 0 0 314 VEOLIA ENVIRONNEMENT SPONSORED ADR ADR 92334N103 316 18000 SH SOLE 0 0 18000 VERIZON COMMUNICATIONS Stock 92343V104 2326 46533 SH SOLE 0 0 46533 VIACOM INC NEW CL B Stock 92553P201 5 70 SH SOLE 0 0 70 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