0001062993-20-003851.txt : 20200812 0001062993-20-003851.hdr.sgml : 20200812 20200812141432 ACCESSION NUMBER: 0001062993-20-003851 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200812 DATE AS OF CHANGE: 20200812 EFFECTIVENESS DATE: 20200812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FOUNDERS FINANCIAL SECURITIES LLC CENTRAL INDEX KEY: 0001342396 IRS NUMBER: 202052994 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15741 FILM NUMBER: 201095099 BUSINESS ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 BUSINESS PHONE: 410 308-9988 MAIL ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001342396 XXXXXXXX 06-30-2020 06-30-2020 FOUNDERS FINANCIAL SECURITIES LLC

1020 CROMWELL BRIDGE ROAD SUITE 300 TOWSON MD 21286

13F COMBINATION REPORT 028-15741 0001560717 028-15165 Horizon Investments, LLC N Joseph V. Krcma 410-308-9988 Joseph V. Krcma Towson MD 08-12-2020 1 172 308897 false 1 0001560717 028-15165 Horizon Investments, LLC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE SPDR SER TR PORTFOLIO LN COR 78464A367 274 8656 SH SOLE 1 0 0 8656 NEXTERA ENERGY INC COM 65339F101 529 2049 SH SOLE 1 0 0 2049 CHEVRON CORP NEW COM 166764100 804 9093 SH SOLE 1 0 0 9093 COCA COLA CO COM 191216100 811 18029 SH SOLE 1 0 0 18029 DBX ETF TR XTRACKERS S&P 233051143 2907 106674 SH SOLE 1 0 0 106674 DBX ETF TR XTRACK USD HIGH 233051432 252 5385 SH SOLE 1 0 0 5385 DISNEY WALT CO COM DISNEY 254687106 821 7254 SH SOLE 1 0 0 7254 ECOLAB INC COM 278865100 398 1999 SH SOLE 1 0 0 1999 HOME DEPOT INC COM 437076102 1781 7093 SH SOLE 1 0 0 7093 HUNTINGTON INGALLS INDS INC COM 446413106 809 4636 SH SOLE 1 0 0 4636 INTEL CORP COM 458140100 456 8103 SH SOLE 1 0 0 8103 INTERNATIONAL BUSINESS MACHS COM 459200101 939 7761 SH SOLE 1 0 0 7761 ISHARES INC MSCI EURZONE ETF 464286608 2777 76126 SH SOLE 1 0 0 76126 ISHARES TR CORE S&P500 ETF 464287200 4042 13053 SH SOLE 1 0 0 13053 ISHARES TR CORE US AGGBD ET 464287226 11393 96381 SH SOLE 1 0 0 96381 ISHARES TR IBOXX INV CP ETF 464287242 1645 12227 SH SOLE 1 0 0 12227 ISHARES TR 20 YR TR BD ETF 464287432 620 3781 SH SOLE 1 0 0 3781 ISHARES TR BARCLAYS 7 10 YR 464287440 3837 31482 SH SOLE 1 0 0 31482 ISHARES TR 1 3 YR TREAS BD 464287457 2376 27428 SH SOLE 1 0 0 27428 ISHARES TR RUS MID CAP ETF 464287499 1194 22268 SH SOLE 1 0 0 22268 ISHARES TR CORE S&P MCP ETF 464287507 2732 15364 SH SOLE 1 0 0 15364 ISHARES TR CORE S&P SCP ETF 464287804 7495 109753 SH SOLE 1 0 0 109753 ISHARES TR JPMORGAN USD EMG 464288281 2598 23783 SH SOLE 1 0 0 23783 ISHARES TR NATIONAL MUN ETF 464288414 1433 12419 SH SOLE 1 0 0 12419 ISHARES TR IBOXX HI YD ETF 464288513 1802 22075 SH SOLE 1 0 0 22075 ISHARES TR SH TR CRPORT ETF 464288646 824 15063 SH SOLE 1 0 0 15063 JOHNSON & JOHNSON COM 478160104 1870 13164 SH SOLE 1 0 0 13164 LOCKHEED MARTIN CORP COM 539830109 1372 3744 SH SOLE 1 0 0 3744 MICROSOFT CORP COM 594918104 2786 13659 SH SOLE 1 0 0 13659 MONDELEZ INTL INC CL A 609207105 396 7692 SH SOLE 1 0 0 7692 PPG INDS INC COM 693506107 411 3878 SH SOLE 1 0 0 3878 PACWEST BANCORP DEL COM 695263103 397 20145 SH SOLE 1 0 0 20145 PFIZER INC COM 717081103 546 16233 SH SOLE 1 0 0 16233 PROCTER AND GAMBLE CO COM 742718109 2672 21483 SH SOLE 1 0 0 21483 QUALCOMM INC COM 747525103 380 4011 SH SOLE 1 0 0 4011 TEXAS INSTRS INC COM 882508104 558 4388 SH SOLE 1 0 0 4388 THERMO FISHER SCIENTIFIC INC COM 883556102 360 989 SH SOLE 1 0 0 989 UNION PAC CORP COM 907818108 262 1550 SH SOLE 1 0 0 1550 UNITED PARCEL SERVICE INC CL B 911312106 456 4055 SH SOLE 1 0 0 4055 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 5335 45530 SH SOLE 1 0 0 45530 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 8330 94298 SH SOLE 1 0 0 94298 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 2638 27304 SH SOLE 1 0 0 27304 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 5200 109220 SH SOLE 1 0 0 109220 VULCAN MATLS CO COM 929160109 209 1804 SH SOLE 1 0 0 1804 WALMART INC COM 931142103 1036 8586 SH SOLE 1 0 0 8586 WELLS FARGO CO NEW COM 949746101 381 14939 SH SOLE 1 0 0 14939 WILLIAMS COS INC COM 969457100 287 15097 SH SOLE 1 0 0 15097 ABBVIE INC COM 00287Y109 490 5048 SH SOLE 1 0 0 5048 ADOBE INC COM 00724F101 286 655 SH SOLE 1 0 0 655 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 289 1315 SH SOLE 1 0 0 1315 ALLSTATE CORP COM 020002101 960 9896 SH SOLE 1 0 0 9896 ALPHABET INC CAP STK CL C 02079K107 475 330 SH SOLE 1 0 0 330 AMAZON COM INC COM 023135106 1683 581 SH SOLE 1 0 0 581 AMERICAN TOWER CORP NEW COM 03027X100 636 2458 SH SOLE 1 0 0 2458 AMGEN INC COM 031162100 1499 6339 SH SOLE 1 0 0 6339 APOLLO GLOBAL MGMT INC COM CL A 03768E105 383 7710 SH SOLE 1 0 0 7710 APPLE INC COM 037833100 5695 14589 SH SOLE 1 0 0 14589 AUTOMATIC DATA PROCESSING IN COM 053015103 787 5286 SH SOLE 1 0 0 5286 BK OF AMERICA CORP COM 060505104 456 18959 SH SOLE 1 0 0 18959 BANK NOVA SCOTIA B C COM 064149107 710 17212 SH SOLE 1 0 0 17212 BECTON DICKINSON & CO COM 075887109 369 1450 SH SOLE 1 0 0 1450 BLACKSTONE GROUP INC COM CL A 09260D107 436 7699 SH SOLE 1 0 0 7699 BROADCOM INC COM 11135F101 232 736 SH SOLE 1 0 0 736 CISCO SYS INC COM 17275R102 1044 22363 SH SOLE 1 0 0 22363 COMCAST CORP NEW CL A 20030N101 917 23154 SH SOLE 1 0 0 23154 DUKE ENERGY CORP NEW COM NEW 26441C204 740 9155 SH SOLE 1 0 0 9155 EDISON INTL COM 281020107 234 4316 SH SOLE 1 0 0 4316 EXXON MOBIL CORP COM 30231G102 1864 42446 SH SOLE 1 0 0 42446 FACEBOOK INC CL A 30303M102 573 2474 SH SOLE 1 0 0 2474 FIRST TR NASDAQ-100 TECH IND DJ INTERNT IDX 33733E302 312 1831 SH SOLE 1 0 0 1831 FIRST TR VALUE LINE DIVID IN SHS 33734H106 2480 81797 SH SOLE 1 0 0 81797 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 215 5747 SH SOLE 1 0 0 5747 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 188 28586 SH SOLE 1 0 0 28586 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 242 2897 SH SOLE 1 0 0 2897 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 615 11219 SH SOLE 1 0 0 11219 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 658 16142 SH SOLE 1 0 0 16142 INVESCO QQQ TR UNIT SER 1 46090E103 4310 17406 SH SOLE 1 0 0 17406 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 3992 39234 SH SOLE 1 0 0 39234 INVESCO EXCHANGE-TRADED FD T S&P SMLCP LOW 46138G102 1816 53635 SH SOLE 1 0 0 53635 ISHARES TR MIN VOL EAFE ETF 46429B689 1597 24171 SH SOLE 1 0 0 24171 ISHARES TR MSCI MIN VOL ETF 46429B697 4653 76739 SH SOLE 1 0 0 76739 ISHARES TR USA QUALITY FCTR 46432F339 9133 95215 SH SOLE 1 0 0 95215 ISHARES TR USA MOMENTUM FCT 46432F396 2874 21937 SH SOLE 1 0 0 21937 ISHARES INC CORE MSCI EMKT 46434G103 7285 153048 SH SOLE 1 0 0 153048 ISHARES TR HDG MSCI EAFE 46434V803 2978 107924 SH SOLE 1 0 0 107924 KINDER MORGAN INC DEL COM 49456B101 256 16903 SH SOLE 1 0 0 16903 MASTERCARD INCORPORATED CL A 57636Q104 447 1506 SH SOLE 1 0 0 1506 MERCK & CO. INC COM 58933Y105 616 7855 SH SOLE 1 0 0 7855 METLIFE INC COM 59156R108 201 5491 SH SOLE 1 0 0 5491 NVIDIA CORPORATION COM 67066G104 770 1968 SH SOLE 1 0 0 1968 ORACLE CORP COM 68389X105 811 14678 SH SOLE 1 0 0 14678 PIMCO ETF TR ACTIVE BD ETF 72201R775 6269 56183 SH SOLE 1 0 0 56183 RAYTHEON TECHNOLOGIES CORP COM 75513E101 670 10986 SH SOLE 1 0 0 10986 SPDR S&P 500 ETF TR TR UNIT 78462F103 1523 4939 SH SOLE 1 0 0 4939 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 4846 144818 SH SOLE 1 0 0 144818 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 12163 440358 SH SOLE 1 0 0 440358 SPDR SER TR WELLS FG PFD ETF 78464A292 270 6443 SH SOLE 1 0 0 6443 SPDR SER TR BLMBRG BRC CNVRT 78464A359 906 14982 SH SOLE 1 0 0 14982 SPDR SER TR PRTFLO S&P500 GW 78464A409 17217 383289 SH SOLE 1 0 0 383289 SPDR SER TR PRTFLO S&P500 VL 78464A508 22424 773776 SH SOLE 1 0 0 773776 SPDR SER TR PORTFOLIO AGRGTE 78464A649 3939 127629 SH SOLE 1 0 0 127629 SPDR SER TR PORTFOLIO S&P400 78464A847 8153 260902 SH SOLE 1 0 0 260902 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 5232 105596 SH SOLE 1 0 0 105596 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1389 4281 SH SOLE 1 0 0 4281 SPDR SER TR SPDR BLOOMBERG 78468R663 27601 301550 SH SOLE 1 0 0 301550 SHOPIFY INC CL A 82509L107 3188 3310 SH SOLE 1 0 0 3310 TRAVELERS COMPANIES INC COM 89417E109 241 2112 SH SOLE 1 0 0 2112 UNITEDHEALTH GROUP INC COM 91324P102 1111 3726 SH SOLE 1 0 0 3726 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 277 4803 SH SOLE 1 0 0 4803 CATERPILLAR INC DEL COM 149123101 201 1542 SH SOLE 0 0 1542 DTE ENERGY CO COM 233331107 277 2500 SH SOLE 0 0 2500 DAVIDSTEA INC COM 238661102 18 20000 SH SOLE 0 0 20000 DOCUSIGN INC COM 256163106 534 2875 SH SOLE 0 0 2875 ESSEX PPTY TR INC COM 297178105 774 3379 SH SOLE 0 0 3379 FIRST TRUST PORTFOLIOS LP SHS 337345102 277 2535 SH SOLE 0 0 2535 FORD MTR CO DEL COM 345370860 652 106057 SH SOLE 0 0 106057 GENERAL ELECTRIC CO COM 369604103 174 27008 SH SOLE 0 0 27008 GLOBALSTAR INC COM 378973408 27 68255 SH SOLE 0 0 68255 ISHARES TR S&P 500 GRWT ETF 464287309 542 2612 SH SOLE 0 0 2612 ISHARES TR 3 7 YR TREAS BD 464288661 2300 17207 SH SOLE 0 0 17207 ISHARES TR PFD AND INCM SEC 464288687 748 21605 SH SOLE 0 0 21605 LIVONGO HEALTH INC COM 539183103 364 4276 SH SOLE 0 0 4276 MARRIOTT INTL INC NEW CL A 571903202 446 5320 SH SOLE 0 0 5320 MCCORMICK & CO INC COM NON VTG 579780206 363 1974 SH SOLE 0 0 1974 MCDONALDS CORP COM 580135101 360 1921 SH SOLE 0 0 1921 NEW AMER HIGH INCOME FD INC COM NEW 641876800 943 115380 SH SOLE 0 0 115380 OKTA INC CL A 679295105 657 3228 SH SOLE 0 0 3228 PEPSICO INC COM 713448108 688 5053 SH SOLE 0 0 5053 PHILIP MORRIS INTL INC COM 718172109 201 2766 SH SOLE 0 0 2766 PRUDENTIAL FINL INC COM 744320102 212 3358 SH SOLE 0 0 3358 ROCKWELL AUTOMATION INC COM 773903109 213 1000 SH SOLE 0 0 1000 SHERWIN WILLIAMS CO COM 824348106 1493 2583 SH SOLE 0 0 2583 SQUARE INC CL A 852234103 298 2451 SH SOLE 0 0 2451 US BANCORP DEL COM NEW 902973304 206 5605 SH SOLE 0 0 5605 UNILEVER PLC SPON ADR NEW 904767704 846 15402 SH SOLE 0 0 15402 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1080 6899 SH SOLE 0 0 6899 INVESCO EXCH TRADED FD TR II 1 30 LADER TRE 46138E107 324 8238 SH SOLE 0 0 8238 AT&T INC COM 00206R102 860 28892 SH SOLE 0 0 28892 ARK ETF TR GENOMIC REV ETF 00214Q302 227 4348 SH SOLE 0 0 4348 ARK ETF TR NEXT GNRTN INTER 00214Q401 269 3170 SH SOLE 0 0 3170 ABBOTT LABS COM 002824100 254 2672 SH SOLE 0 0 2672 ADVAXIS INC COM NEW 007624307 20 34000 SH SOLE 0 0 34000 ALTERYX INC COM CL A 02156B103 733 4412 SH SOLE 0 0 4412 ASTRONICS CORP COM 046433108 102 11000 SH SOLE 0 0 11000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 205 1071 SH SOLE 0 0 1071 BLACKBERRY LTD COM 09228F103 158 32470 SH SOLE 0 0 32470 BOEING CO COM 097023105 263 1549 SH SOLE 0 0 1549 BRISTOL-MYERS SQUIBB CO COM 110122108 945 16075 SH SOLE 0 0 16075 COLONY CR REAL ESTATE INC COM CL A 19625T101 94 14907 SH SOLE 0 0 14907 CRONOS GROUP INC COM 22717L101 140 21750 SH SOLE 0 0 21750 DARE BIOSCIENCE INC COM 23666P101 102 97500 SH SOLE 0 0 97500 ENBRIDGE INC COM 29250N105 211 6906 SH SOLE 0 0 6906 ENPHASE ENERGY INC COM 29355A107 286 4970 SH SOLE 0 0 4970 FASTLY INC CL A 31188V100 557 6404 SH SOLE 0 0 6404 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 252 4578 SH SOLE 0 0 4578 HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 2769 141985 SH SOLE 0 0 141985 INTUITIVE SURGICAL INC COM NEW 46120E602 339 565 SH SOLE 0 0 565 JPMORGAN CHASE & CO COM 46625H100 453 4726 SH SOLE 0 0 4726 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 661 13034 SH SOLE 0 0 13034 MERCADOLIBRE INC COM 58733R102 320 313 SH SOLE 0 0 313 NIO INC SPON ADS 62914V106 183 15400 SH SOLE 0 0 15400 NANTKWEST INC COM 63016Q102 175 14502 SH SOLE 0 0 14502 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 629 78867 SH SOLE 0 0 78867 PACER FDS TR BNCHMRK INFRA 69374H741 339 9538 SH SOLE 0 0 9538 PAYPAL HLDGS INC COM 70450Y103 349 1866 SH SOLE 0 0 1866 PIMCO INCOME OPPORTUNITY FD COM 72202B100 640 26575 SH SOLE 0 0 26575 SUNWORKS INC COM NEW 86803X204 33 25000 SH SOLE 0 0 25000 TESLA INC COM 88160R101 1624 1164 SH SOLE 0 0 1164 THE TRADE DESK INC COM CL A 88339J105 460 1115 SH SOLE 0 0 1115 3M CO COM 88579Y101 712 4634 SH SOLE 0 0 4634 TRIMTABS ETF TR ALL CAP US FREE 89628W302 363 9661 SH SOLE 0 0 9661 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1896 30486 SH SOLE 0 0 30486