0001062993-19-001880.txt : 20190425 0001062993-19-001880.hdr.sgml : 20190425 20190425155208 ACCESSION NUMBER: 0001062993-19-001880 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190425 DATE AS OF CHANGE: 20190425 EFFECTIVENESS DATE: 20190425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FOUNDERS FINANCIAL SECURITIES LLC CENTRAL INDEX KEY: 0001342396 IRS NUMBER: 202052994 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15741 FILM NUMBER: 19767319 BUSINESS ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 BUSINESS PHONE: 410 308-9988 MAIL ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001342396 XXXXXXXX 03-31-2019 03-31-2019 FOUNDERS FINANCIAL SECURITIES LLC

1020 CROMWELL BRIDGE ROAD TOWSON MD 21286

13F COMBINATION REPORT 028-15741 0001560717 028-15165 Horizon Investments, LLC N Joseph V. Krcma 410-308-9988 Joseph V. Krcma Towson MD 04-25-2019 1 115 315567 false 1 0001560717 Horizon Investments, LLC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE VANGUARD INDEX FDS VALUE ETF 922908744 16477 153088 SH SOLE 1 0 0 153088 ISHARES TR CORE S&P SCP ETF 464287804 15487 200737 SH SOLE 1 0 0 200737 SPDR S&P 500 ETF TR TR UNIT 78462F103 15465 54748 SH SOLE 0 0 54748 ISHARES TR CORE US AGGBD ET 464287226 14212 130305 SH SOLE 1 0 0 130305 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 14202 174948 SH SOLE 1 0 0 174948 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 12327 254948 SH SOLE 0 0 254948 VANGUARD INDEX FDS MID CAP ETF 922908629 12026 74810 SH SOLE 1 0 0 74810 ISHARES INC CORE MSCI EMKT 46434G103 12019 232437 SH SOLE 0 0 232437 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 11890 319526 SH SOLE 0 0 319526 ISHARES TR USA QUALITY FCTR 46432F339 11736 132533 SH SOLE 0 0 132533 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 9832 336601 SH SOLE 0 0 336601 ISHARES TR HDG MSCI EAFE 46434V803 9368 324484 SH SOLE 0 0 324484 ISHARES TR 1 3 YR TREAS BD 464287457 8640 102706 SH SOLE 1 0 0 102706 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 7934 262029 SH SOLE 0 0 262029 ISHARES TR RUS 1000 GRW ETF 464287614 7869 51988 SH SOLE 1 0 0 51988 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 6635 63534 SH SOLE 0 0 63534 ISHARES TR IBOXX INV CP ETF 464287242 6334 53203 SH SOLE 1 0 0 53203 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 6128 171362 SH SOLE 0 0 171362 SPDR SER TR SPDR BLOOMBERG 78468R663 4959 54136 SH SOLE 0 0 54136 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 4530 43505 SH SOLE 1 0 0 43505 ISHARES TR CORE DIV GRWTH 46434V621 4332 117866 SH SOLE 0 0 117866 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 4036 85982 SH SOLE 0 0 85982 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 4000 160341 SH SOLE 0 0 160341 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3830 76364 SH SOLE 1 0 0 76364 ISHARES TR CORE S&P500 ETF 464287200 3807 13378 SH SOLE 1 0 0 13378 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 3780 56446 SH SOLE 0 0 56446 ISHARES TR SHORT TREAS BD 464288679 3718 33624 SH SOLE 1 0 0 33624 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 3662 71002 SH SOLE 0 0 71002 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 3580 72075 SH SOLE 0 0 72075 ISHARES TR DEVSMCP EXNA ETF 464288497 3006 59526 SH SOLE 1 0 0 59526 ISHARES INC MSCI BRIC INDX 464286657 2960 68655 SH SOLE 1 0 0 68655 ISHARES TR CORE S&P MCP ETF 464287507 2530 13356 SH SOLE 0 0 13356 FIRST TR VALUE LINE DIVID IN SHS 33734H106 2371 71898 SH SOLE 0 0 71898 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 2318 81215 SH SOLE 0 0 81215 EXXON MOBIL CORP COM 30231G102 2260 27974 SH SOLE 0 0 27974 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 1970 201681 SH SOLE 0 0 201681 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 1875 39507 SH SOLE 0 0 39507 ISHARES TR RUS MID CAP ETF 464287499 1851 34286 SH SOLE 1 0 0 34286 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 1815 53411 SH SOLE 0 0 53411 ISHARES TR CORE S&P MCP ETF 464287507 1668 8805 SH SOLE 1 0 0 8805 ISHARES TR IBOXX HI YD ETF 464288513 1446 16718 SH SOLE 1 0 0 16718 INVESCO QQQ TR UNIT SER 1 46090E103 1413 7575 SH SOLE 0 0 7575 HOME DEPOT INC COM 437076102 1251 6518 SH SOLE 1 0 0 6518 CISCO SYS INC COM 17275R102 1241 22988 SH SOLE 0 0 22988 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1239 14103 SH SOLE 0 0 14103 PEPSICO INC COM 713448108 1219 9948 SH SOLE 1 0 0 9948 LOCKHEED MARTIN CORP COM 539830109 1124 3745 SH SOLE 1 0 0 3745 ISHARES TR PFD AND INCM SEC 464288687 1105 30225 SH SOLE 1 0 0 30225 JOHNSON & JOHNSON COM 478160104 1104 7901 SH SOLE 1 0 0 7901 ISHARES TR NATIONAL MUN ETF 464288414 1054 9481 SH SOLE 1 0 0 9481 SCHLUMBERGER LTD COM 806857108 1003 23025 SH SOLE 1 0 0 23025 TOTAL S A SPONSORED ADS 89151E109 1001 17987 SH SOLE 0 0 17987 INTERNATIONAL BUSINESS MACHS COM 459200101 966 6849 SH SOLE 1 0 0 6849 NEW AMER HIGH INCOME FD INC COM NEW 641876800 956 111775 SH SOLE 0 0 111775 VANGUARD GROUP DIV APP ETF 921908844 955 8706 SH SOLE 0 0 8706 WALMART INC COM 931142103 950 9743 SH SOLE 1 0 0 9743 PROCTER AND GAMBLE CO COM 742718109 931 8949 SH SOLE 1 0 0 8949 CHEVRON CORP NEW COM 166764100 927 7523 SH SOLE 1 0 0 7523 OCCIDENTAL PETE CORP COM 674599105 926 13986 SH SOLE 1 0 0 13986 APPLE INC COM 037833100 923 4826 SH SOLE 1 0 0 4826 BANK N S HALIFAX COM 064149107 906 16996 SH SOLE 1 0 0 16996 STARBUCKS CORP COM 855244109 884 11885 SH SOLE 1 0 0 11885 PIMCO INCOME OPPORTUNITY FD COM 72202B100 839 31405 SH SOLE 0 0 31405 AUTOMATIC DATA PROCESSING IN COM 053015103 830 5197 SH SOLE 1 0 0 5197 FIRST TR NASDAQ100 TECH INDE SHS 337345102 825 10014 SH SOLE 1 0 0 10014 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 823 12876 SH SOLE 0 0 12876 SMUCKER J M CO COM NEW 832696405 793 6811 SH SOLE 1 0 0 6811 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 775 5578 SH SOLE 0 0 5578 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 768 5088 SH SOLE 0 0 5088 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 766 10029 SH SOLE 0 0 10029 DUKE ENERGY CORP NEW COM NEW 26441C204 750 8335 SH SOLE 0 0 8335 SHOPIFY INC CL A 82509L107 716 3466 SH SOLE 0 0 3466 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 710 16997 SH SOLE 0 0 16997 XCEL ENERGY INC COM 98389B100 689 12249 SH SOLE 0 0 12249 DBX ETF TR XTRACK USD HIGH 233051432 668 13439 SH SOLE 1 0 0 13439 ISHARES TR BARCLAYS 7 10 YR 464287440 634 5947 SH SOLE 1 0 0 5947 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 630 10066 SH SOLE 1 0 0 10066 ALLERGAN PLC SHS G0177J108 630 4300 SH SOLE 0 0 4300 ISHARES TR SH TR CRPORT ETF 464288646 626 11853 SH SOLE 1 0 0 11853 PACWEST BANCORP DEL COM 695263103 611 16252 SH SOLE 1 0 0 16252 DELTA AIR LINES INC DEL COM NEW 247361702 608 11772 SH SOLE 1 0 0 11772 WELLS FARGO CO NEW COM 949746101 593 12277 SH SOLE 1 0 0 12277 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 568 10043 SH SOLE 0 0 10043 COCA COLA CO COM 191216100 550 11735 SH SOLE 1 0 0 11735 ISHARES TR RUSSELL 2000 ETF 464287655 545 3563 SH SOLE 1 0 0 3563 WISDOMTREE TR YIELD ENHANCD US 97717X511 543 10891 SH SOLE 0 0 10891 HONEYWELL INTL INC COM 438516106 527 3316 SH SOLE 1 0 0 3316 3M CO COM 88579Y101 526 2531 SH SOLE 0 0 2531 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 453 13266 SH SOLE 0 0 13266 UNITEDHEALTH GROUP INC COM 91324P102 407 1768 SH SOLE 0 0 1768 ISHARES TR US AER DEF ETF 464288760 394 1921 SH SOLE 0 0 1921 VANGUARD WORLD FDS UTILITIES ETF 92204A876 374 2925 SH SOLE 0 0 2925 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 373 18564 SH SOLE 0 0 18564 FIRST TR EXCH TRD ALPHA FD I SWITZLND ALPHA 33737J232 369 7668 SH SOLE 0 0 7668 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 367 6741 SH SOLE 0 0 6741 FIRST TR BICK INDEX FD COM SHS 33733H107 363 13377 SH SOLE 0 0 13377 FIRST TR EXCH TRD ALPHA FD I GERMANY ALPHA 33737J190 353 8561 SH SOLE 0 0 8561 WISDOMTREE TR US MIDCAP DIVID 97717W505 350 9546 SH SOLE 0 0 9546 FIRST TR EXCH TRD ALPHA FD I BRAZIL ALPHADEX 33737J133 342 23929 SH SOLE 0 0 23929 ARK ETF TR GEN REV MLTSCT 00214Q302 301 9152 SH SOLE 0 0 9152 MICROSOFT CORP COM 594918104 277 2336 SH SOLE 1 0 0 2336 PFIZER INC COM 717081103 271 6384 SH SOLE 1 0 0 6384 WISDOMTREE TR US QTLY DIV GRT 97717X669 229 5310 SH SOLE 0 0 5310 ALTERYX INC COM CL A 02156B103 226 2700 SH SOLE 0 0 2700 OLD LINE BANCSHARES INC COM 67984M100 226 9082 SH SOLE 0 0 9082 DISNEY WALT CO COM DISNEY 254687106 224 2013 SH SOLE 1 0 0 2013 CYBERARK SOFTWARE LTD SHS M2682V108 217 1823 SH SOLE 0 0 1823 VISA INC COM CL A 92826C839 217 1387 SH SOLE 0 0 1387 CANOPY GROWTH CORP COM 138035100 215 4962 SH SOLE 0 0 4962 ISHARES TR SELECT DIVID ETF 464287168 209 2125 SH SOLE 0 0 2125 COMCAST CORP NEW CL A 20030N101 201 5035 SH SOLE 0 0 5035 CONFORMIS INC COM 20717E101 29 10000 SH SOLE 0 0 10000 GLOBALSTAR INC COM 378973408 29 68255 SH SOLE 0 0 68255 AVINGER INC COM NEW 053734208 26 27000 SH SOLE 0 0 27000 WEATHERFORD INTL PLC ORD SHS G48833100 24 34135 SH SOLE 0 0 34135