0001062993-19-000854.txt : 20190214 0001062993-19-000854.hdr.sgml : 20190214 20190214111159 ACCESSION NUMBER: 0001062993-19-000854 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FOUNDERS FINANCIAL SECURITIES LLC CENTRAL INDEX KEY: 0001342396 IRS NUMBER: 202052994 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15741 FILM NUMBER: 19602706 BUSINESS ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 BUSINESS PHONE: 410 308-9988 MAIL ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001342396 XXXXXXXX 12-31-2018 12-31-2018 FOUNDERS FINANCIAL SECURITIES LLC

1020 CROMWELL BRIDGE ROAD TOWSON MD 21286

13F COMBINATION REPORT 028-15741 0001560717 028-15165 Horizon Investments, LLC N Joseph V. Krcma 410-308-9988 Joseph V. Krcma Towson MD 02-11-2019 1 101 275935 false 1 0001560717 Horizon Investments, LLC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ISHARES TR 1 3 YR TREAS BD 464287457 41257 493387 SH SOLE 1 0 0 493387 ISHARES TR SHORT TREAS BD 464288679 34842 315881 SH SOLE 1 0 0 315881 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 11004 405172 SH SOLE 1 0 0 405172 VANGUARD INDEX FDS VALUE ETF 922908744 9607 98084 SH SOLE 1 0 0 98084 ISHARES TR CORE US AGGBD ET 464287226 9218 86565 SH SOLE 1 0 0 86565 SPDR S&P 500 ETF TR TR UNIT 78462F103 8975 35910 SH SOLE 1 0 0 35910 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 8849 272280 SH SOLE 1 0 0 272280 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 8647 109160 SH SOLE 1 0 0 109160 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 7596 160347 SH SOLE 1 0 0 160347 ISHARES TR USA QUALITY FCTR 46432F339 7534 98154 SH SOLE 1 0 0 98154 VANGUARD INDEX FDS SMALL CP ETF 922908751 7281 55162 SH SOLE 1 0 0 55162 VANGUARD INDEX FDS MID CAP ETF 922908629 7012 50745 SH SOLE 1 0 0 50745 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 6889 212901 SH SOLE 1 0 0 212901 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6759 177399 SH SOLE 1 0 0 177399 DBX ETF TR XTRACK MSCI EAFE 233051200 5277 189142 SH SOLE 1 0 0 189142 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 4814 181991 SH SOLE 1 0 0 181991 ISHARES TR RUS 1000 GRW ETF 464287614 4634 35400 SH SOLE 1 0 0 35400 SPDR SER TR PORTFOLIO SM ETF 78468R853 4277 162257 SH SOLE 1 0 0 162257 ISHARES TR IBOXX INV CP ETF 464287242 3820 33857 SH SOLE 1 0 0 33857 SPDR SER TR SPDR BLOOMBERG 78468R663 3746 40960 SH SOLE 1 0 0 40960 ISHARES TR CORE S&P500 ETF 464287200 3319 13193 SH SOLE 1 0 0 13193 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 3311 162121 SH SOLE 1 0 0 162121 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 2625 45798 SH SOLE 1 0 0 45798 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 2587 55963 SH SOLE 1 0 0 55963 ISHARES TR EAFE SML CP ETF 464288273 2545 49112 SH SOLE 1 0 0 49112 ISHARES INC EM MKTS DIV ETF 464286319 2311 61748 SH SOLE 1 0 0 61748 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 2204 24118 SH SOLE 1 0 0 24118 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2191 48074 SH SOLE 1 0 0 48074 ISHARES INC MSCI JPN ETF NEW 46434G822 2173 42872 SH SOLE 1 0 0 42872 ISHARES TR CORE S&P SCP ETF 464287804 2005 28918 SH SOLE 1 0 0 28918 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1947 66947 SH SOLE 1 0 0 66947 EXXON MOBIL CORP COM 30231G102 1909 27991 SH SOLE 1 0 0 27991 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 1838 203781 SH SOLE 1 0 0 203781 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 1456 52290 SH SOLE 1 0 0 52290 ISHARES TR CORE S&P MCP ETF 464287507 1441 8675 SH SOLE 1 0 0 8675 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 1319 31803 SH SOLE 1 0 0 31803 ISHARES TR RUS MID CAP ETF 464287499 1307 28111 SH SOLE 1 0 0 28111 ISHARES TR CORE DIV GRWTH 46434V621 1303 39267 SH SOLE 1 0 0 39267 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 1285 30134 SH SOLE 1 0 0 30134 PEPSICO INC COM 713448108 1116 10104 SH SOLE 1 0 0 10104 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1042 13362 SH SOLE 1 0 0 13362 ISHARES TR NATIONAL MUN ETF 464288414 1017 9327 SH SOLE 1 0 0 9327 LOCKHEED MARTIN CORP COM 539830109 995 3800 SH SOLE 1 0 0 3800 HOME DEPOT INC COM 437076102 981 5712 SH SOLE 1 0 0 5712 TOTAL S A SPONSORED ADR 89151E109 949 18188 SH SOLE 1 0 0 18188 JOHNSON & JOHNSON COM 478160104 943 7307 SH SOLE 1 0 0 7307 ISHARES TR IBOXX HI YD ETF 464288513 938 11569 SH SOLE 1 0 0 11569 INVESCO QQQ TR UNIT SER 1 46090E103 919 5955 SH SOLE 1 0 0 5955 WALMART INC COM 931142103 909 9757 SH SOLE 1 0 0 9757 CISCO SYS INC COM 17275R102 903 20830 SH SOLE 1 0 0 20830 OCCIDENTAL PETE CORP DEL COM 674599105 867 14132 SH SOLE 1 0 0 14132 BANK N S HALIFAX COM 064149107 851 17072 SH SOLE 1 0 0 17072 NEW AMER HIGH INCOME FD INC COM NEW 641876800 845 111775 SH SOLE 1 0 0 111775 CHEVRON CORP NEW COM 166764100 830 7625 SH SOLE 1 0 0 7625 VANGUARD GROUP DIV APP ETF 921908844 806 8231 SH SOLE 1 0 0 8231 SCHLUMBERGER LTD COM 806857108 805 22319 SH SOLE 1 0 0 22319 PIMCO INCOME OPPORTUNITY FD COM 72202B100 797 31405 SH SOLE 1 0 0 31405 STARBUCKS CORP COM 855244109 788 12240 SH SOLE 1 0 0 12240 INTERNATIONAL BUSINESS MACHS COM 459200101 784 6900 SH SOLE 1 0 0 6900 PROCTER AND GAMBLE CO COM 742718109 750 8162 SH SOLE 1 0 0 8162 DUKE ENERGY CORP NEW COM NEW 26441C204 726 8417 SH SOLE 1 0 0 8417 AUTOMATIC DATA PROCESSING IN COM 053015103 699 5331 SH SOLE 1 0 0 5331 ISHARES TR S&P US PFD STK 464288687 694 20265 SH SOLE 1 0 0 20265 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 663 17356 SH SOLE 1 0 0 17356 SMUCKER J M CO COM NEW 832696405 636 6798 SH SOLE 1 0 0 6798 XCEL ENERGY INC COM 98389B100 613 12440 SH SOLE 1 0 0 12440 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 596 10221 SH SOLE 1 0 0 10221 DELTA AIR LINES INC DEL COM NEW 247361702 592 11860 SH SOLE 1 0 0 11860 ISHARES TR SH TR CRPORT ETF 464288646 583 11288 SH SOLE 1 0 0 11288 WELLS FARGO CO NEW COM 949746101 567 12307 SH SOLE 1 0 0 12307 ALLERGAN PLC SHS G0177J108 564 4216 SH SOLE 1 0 0 4216 PACWEST BANCORP DEL COM 695263103 538 16177 SH SOLE 1 0 0 16177 APPLE INC COM 037833100 538 3412 SH SOLE 1 0 0 3412 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 523 10308 SH SOLE 1 0 0 10308 COCA COLA CO COM 191216100 481 10155 SH SOLE 1 0 0 10155 ISHARES TR RUSSELL 2000 ETF 464287655 470 3513 SH SOLE 1 0 0 3513 3M CO COM 88579Y101 441 2312 SH SOLE 1 0 0 2312 HONEYWELL INTL INC COM 438516106 399 3021 SH SOLE 1 0 0 3021 UNITEDHEALTH GROUP INC COM 91324P102 360 1446 SH SOLE 1 0 0 1446 VANGUARD WORLD FDS UTILITIES ETF 92204A876 345 2925 SH SOLE 1 0 0 2925 FIRST TR NASDAQ100 TECH INDE SHS 337345102 344 5058 SH SOLE 1 0 0 5058 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 343 2943 SH SOLE 1 0 0 2943 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 343 6531 SH SOLE 1 0 0 6531 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 330 2656 SH SOLE 1 0 0 2656 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 316 5817 SH SOLE 1 0 0 5817 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 313 4551 SH SOLE 1 0 0 4551 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 303 6781 SH SOLE 1 0 0 6781 SHOPIFY INC CL A 82509L107 297 2146 SH SOLE 1 0 0 2146 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 295 6581 SH SOLE 1 0 0 6581 ISHARES TR US AER DEF ETF 464288760 279 1613 SH SOLE 1 0 0 1613 EQUIFAX INC COM 294429105 274 2946 SH SOLE 1 0 0 2946 WISDOMTREE TR US MIDCAP DIVID 97717W505 274 8651 SH SOLE 1 0 0 8651 WISDOMTREE TR US QTLY DIV GRT 97717X669 253 6590 SH SOLE 1 0 0 6590 OLD LINE BANCSHARES INC COM 67984M100 239 9082 SH SOLE 1 0 0 9082 DBX ETF TR XTRACKERS SHRT 233051283 237 5034 SH SOLE 1 0 0 5034 PFIZER INC COM 717081103 227 5200 SH SOLE 1 0 0 5200 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 218 6604 SH SOLE 1 0 0 6604 GLOBALSTAR INC COM 378973408 43 67755 SH SOLE 1 0 0 67755 WEATHERFORD INTL PLC ORD SHS G48833100 16 28012 SH SOLE 1 0 0 28012 CONFORMIS INC COM 20717E101 7 20000 SH SOLE 1 0 0 20000 AVINGER INC COM NEW 053734208 5 16500 SH SOLE 1 0 0 16500