0001062993-18-002955.txt : 20180718 0001062993-18-002955.hdr.sgml : 20180718 20180718103816 ACCESSION NUMBER: 0001062993-18-002955 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180718 DATE AS OF CHANGE: 20180718 EFFECTIVENESS DATE: 20180718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FOUNDERS FINANCIAL SECURITIES LLC CENTRAL INDEX KEY: 0001342396 IRS NUMBER: 202052994 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15741 FILM NUMBER: 18957870 BUSINESS ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 BUSINESS PHONE: 410 308-9988 MAIL ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001342396 XXXXXXXX 06-30-2018 06-30-2018 FOUNDERS FINANCIAL SECURITIES LLC

1020 CROMWELL BRIDGE ROAD TOWSON MD 21286

13F COMBINATION REPORT 028-15741 0001560717 028-15165 Horizon Investments, LLC N Joseph V. Krcma 410-308-9988 Joseph V. Krcma Towson MD 07-17-2018 1 92 324939 false 1 0001560717 Horizon Investments, LLC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3M CO COM 88579Y101 420 2137 SH SOLE 1 0 0 2137 ALLERGAN PLC SHS G0177J108 684 4105 SH SOLE 1 0 0 4105 AMGEN INC COM 031162100 1068 5788 SH SOLE 1 0 0 5788 APOLLO INVT CORP COM 03761U106 88 15730 SH SOLE 1 0 0 15730 AUTOMATIC DATA PROCESSING IN COM 053015103 754 5619 SH SOLE 1 0 0 5619 BANK N S HALIFAX COM 064149107 996 17415 SH SOLE 1 0 0 17415 BAY BANCORP INC COM 07203T106 1 22217 SH SOLE 1 0 0 22217 CHEVRON CORP NEW COM 166764100 944 7468 SH SOLE 1 0 0 7468 CISCO SYS INC COM 17275R102 948 22042 SH SOLE 1 0 0 22042 COCA COLA CO COM 191216100 409 9316 SH SOLE 1 0 0 9316 DBX ETF TR XTRACKERS SHRT 233051283 1565 31720 SH SOLE 1 0 0 31720 DELTA AIR LINES INC DEL COM NEW 247361702 615 12413 SH SOLE 1 0 0 12413 DUKE ENERGY CORP NEW COM NEW 26441C204 713 9016 SH SOLE 1 0 0 9016 EQUIFAX INC COM 294429105 369 2946 SH SOLE 1 0 0 2946 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 1020 21653 SH SOLE 1 0 0 21653 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 664 13896 SH SOLE 1 0 0 13896 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1233 40719 SH SOLE 0 0 40719 FIRST TR NASDAQ100 TECH INDE SHS 337345102 836 6072 SH SOLE 1 0 0 6072 FIRST TR NASDAQ100 TECH INDE SHS 337345102 712 9234 SH SOLE 1 0 0 9234 FIRST TR EXCHANGE TRADED FD NASDAQ BK ETF 33738R860 706 24784 SH SOLE 1 0 0 24784 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 694 17743 SH SOLE 1 0 0 17743 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 2155 32659 SH SOLE 1 0 0 32659 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 2060 39377 SH SOLE 1 0 0 39377 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 706 12544 SH SOLE 1 0 0 12544 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 734 18210 SH SOLE 1 0 0 18210 HONEYWELL INTL INC COM 438516106 442 3068 SH SOLE 1 0 0 3068 INTERNATIONAL BUSINESS MACHS COM 459200101 944 6756 SH SOLE 1 0 0 6756 INVESCO EXCHANGE 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TR IBOXX HI YD ETF 464288513 1064 12504 SH SOLE 1 0 0 12504 ISHARES TR EAFE SML CP ETF 464288273 4491 71585 SH SOLE 1 0 0 71585 ISHARES TR NATIONAL MUN ETF 464288414 949 8705 SH SOLE 1 0 0 8705 ISHARES TR RUS 1000 GRW ETF 464287614 8906 61933 SH SOLE 1 0 0 61933 ISHARES TR RUSSELL 2000 ETF 464287655 554 3382 SH SOLE 1 0 0 3382 ISHARES TR RUS MID CAP ETF 464287499 1506 7099 SH SOLE 1 0 0 7099 ISHARES TR SHORT TREAS BD 464288679 16015 145014 SH SOLE 1 0 0 145014 ISHARES TR US AER DEF ETF 464288760 260 1349 SH SOLE 0 0 1349 ISHARES US ETF TR IT RT HDG HGYL 46431W606 362 4003 SH SOLE 1 0 0 4003 ISHARES TR U.S. MED DVC ETF 464288810 4941 24623 SH SOLE 1 0 0 24623 ISHARES TR S&P US PFD STK 464288687 701 18590 SH SOLE 1 0 0 18590 JOHNSON & JOHNSON COM 478160104 753 6202 SH SOLE 1 0 0 6202 MERCK & CO INC COM 58933Y105 922 15194 SH SOLE 1 0 0 15194 NOVARTIS A G SPONSORED ADR 66987V109 759 10044 SH SOLE 1 0 0 10044 PACWEST BANCORP DEL COM 695263103 792 16017 SH SOLE 1 0 0 16017 PEPSICO INC COM 713448108 1066 9793 SH SOLE 1 0 0 9793 PROCTER AND GAMBLE CO COM 742718109 1122 14370 SH SOLE 1 0 0 14370 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 734 10609 SH SOLE 1 0 0 10609 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 631 12251 SH SOLE 0 0 12251 SMUCKER J M CO COM NEW 832696405 738 6870 SH SOLE 1 0 0 6870 SPDR SER TR SPDR BLOOMBERG 78468R663 1895 20694 SH SOLE 1 0 0 20694 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 14423 376293 SH SOLE 1 0 0 376293 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 4005 108180 SH SOLE 1 0 0 108180 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 4626 130898 SH SOLE 1 0 0 130898 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 1321 39673 SH SOLE 1 0 0 39673 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 1961 55970 SH SOLE 1 0 0 55970 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 4988 168329 SH SOLE 1 0 0 168329 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 10639 302835 SH SOLE 1 0 0 302835 SPDR S&P 500 ETF TR TR UNIT 78462F103 16884 62237 SH SOLE 1 0 0 62237 SPDR 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18558 178730 SH SOLE 1 0 0 178730 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 983 11840 SH SOLE 0 0 11840 VANGUARD WORLD FDS UTILITIES ETF 92204A876 377 3250 SH SOLE 0 0 3250 WALMART INC COM 931142103 877 10235 SH SOLE 1 0 0 10235 WELLS FARGO CO NEW COM 949746101 628 11327 SH SOLE 1 0 0 11327 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 400 6342 SH SOLE 0 0 6342 XCEL ENERGY INC COM 98389B100 587 12856 SH SOLE 1 0 0 12856 DBX ETF TR XTRACK MSCI EAFE 233051200 10122 322362 SH SOLE 1 0 0 322362 DBX ETF TR XTRACK USD HIGH 233051432 1694 34496 SH SOLE 1 0 0 34496