0001062993-18-000315.txt : 20180125 0001062993-18-000315.hdr.sgml : 20180125 20180125125425 ACCESSION NUMBER: 0001062993-18-000315 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180125 DATE AS OF CHANGE: 20180125 EFFECTIVENESS DATE: 20180125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FOUNDERS FINANCIAL SECURITIES LLC CENTRAL INDEX KEY: 0001342396 IRS NUMBER: 202052994 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15741 FILM NUMBER: 18547645 BUSINESS ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 BUSINESS PHONE: 410 308-9988 MAIL ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001342396 XXXXXXXX 12-31-2017 12-31-2017 FOUNDERS FINANCIAL SECURITIES LLC

1020 CROMWELL BRIDGE ROAD TOWSON MD 21286

13F COMBINATION REPORT 028-15741 0001560717 028-15165 Horizon Investments, LLC N Joseph V Krcma 410-308-9988 Joseph V Krcma Towson MD 01-24-2018 1 93 300469 false 1 0001560717 028-15165 Horizon Investments, LLC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ALPS ETF TR ALERIAN MLP 00162Q866 141 13059 SH SOLE 0 13059 0 AMGEN INC COM 031162100 631 3631 SH SOLE 1 0 3631 0 APOLLO INVT CORP COM 03761U106 96 17037 SH SOLE 1 0 17037 0 BANK N S HALIFAX COM 064149107 669 10361 SH SOLE 1 0 10361 0 BAY BANCORP INC COM 07203T106 272 22217 SH SOLE 1 0 22217 0 BHP BILLITON LTD SPONSORED ADR 088606108 673 14643 SH SOLE 1 0 14643 0 CISCO SYS INC COM 17275R102 850 22204 SH SOLE 1 0 22204 0 COCA COLA CO COM 191216100 422 9189 SH SOLE 1 0 9189 0 DELTA AIR LINES INC DEL COM NEW 247361702 689 12305 SH SOLE 1 0 12305 0 FIRST TR EXCH TRD ALPHA FD I GERMANY ALPHA 33737J190 369 7211 SH SOLE 1 0 7211 0 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 349 5587 SH SOLE 1 0 5587 0 FIRST TR EXCH TRD ALPHA FD I SWITZLND ALPHA 33737J232 357 6766 SH SOLE 1 0 6766 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1168 37859 SH SOLE 0 37859 0 FIRST TR NASDAQ100 TECH INDE SHS 337345102 665 9245 SH SOLE 1 0 9245 0 FIRST TR BICK INDEX FD COM SHS 33733H107 338 11180 SH SOLE 1 0 11180 0 FIRST TR EXCHANGE TRADED FD CHINDIA ETF 33733A102 358 9040 SH SOLE 1 0 9040 0 FIRST TR EXCHANGE TRADED FD NASDAQ BK ETF 33738R860 725 24702 SH SOLE 1 0 24702 0 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 709 17460 SH SOLE 1 0 17460 0 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 1461 23871 SH SOLE 1 0 23871 0 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1514 27709 SH SOLE 1 0 27709 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 645 12560 SH SOLE 1 0 12560 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 645 18179 SH SOLE 1 0 18179 0 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 4042 163906 SH SOLE 0 163906 0 HONEYWELL INTL INC COM 438516106 470 3067 SH SOLE 1 0 3067 0 HORIZON TECHNOLOGY FIN CORP COM 44045A102 117 10472 SH SOLE 1 0 10472 0 HSBC HLDGS PLC SPON ADR NEW 404280406 1156 22385 SH SOLE 1 0 22385 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1024 6673 SH SOLE 1 0 6673 0 ISHARES TR CORE S&P500 ETF 464287200 3122 11612 SH SOLE 1 0 11612 0 ISHARES TR CORE S&P MCP ETF 464287507 1444 7611 SH SOLE 1 0 7611 0 ISHARES TR CORE US AGGBD ET 464287226 9628 88060 SH SOLE 1 0 88060 0 ISHARES TR USA QUALITY FCTR 46432F339 5376 64849 SH SOLE 1 0 64849 0 ISHARES TR IBOXX INV CP ETF 464287242 5383 44283 SH SOLE 1 0 44283 0 ISHARES INC CORE MSCI EMKT 46434G103 9773 171755 SH SOLE 1 0 171755 0 ISHARES TR JPMORGAN USD EMG 464288281 1763 15184 SH SOLE 1 0 15184 0 ISHARES TR 1 3 YR CR BD ETF 464288646 412 3945 SH SOLE 1 0 3945 0 ISHARES TR 3 7 YR TREAS BD 464288661 772 6319 SH SOLE 1 0 6319 0 ISHARES TR 1 3 YR TREAS BD 464287457 1252 14931 SH SOLE 1 0 14931 0 ISHARES TR BARCLAYS 7 10 YR 464287440 1686 15968 SH SOLE 1 0 15968 0 ISHARES TR EXPONENTIAL TECH 46434V381 1821 51392 SH SOLE 1 0 51392 0 ISHARES TR IBOXX HI YD ETF 464288513 3483 39916 SH SOLE 1 0 39916 0 ISHARES TR EAFE SML CP ETF 464288273 4966 76993 SH SOLE 1 0 76993 0 ISHARES TR NATIONAL MUN ETF 464288414 836 7549 SH SOLE 1 0 7549 0 ISHARES TR RUS 1000 GRW ETF 464287614 8957 66505 SH SOLE 1 0 66505 0 ISHARES TR RUSSELL 2000 ETF 464287655 478 3138 SH SOLE 1 0 3138 0 ISHARES TR RUS MID CAP ETF 464287499 1306 6276 SH SOLE 1 0 6276 0 ISHARES TR US AER DEF ETF 464288760 4982 26487 SH SOLE 1 0 26487 0 ISHARES TR S&P US PFD STK 464288687 551 14462 SH SOLE 1 0 14462 0 JOHNSON & JOHNSON COM 478160104 838 5996 SH SOLE 1 0 5996 0 KIMBERLY CLARK CORP COM 494368103 1074 8904 SH SOLE 1 0 8904 0 LOWES COS INC COM 548661107 1256 13518 SH SOLE 1 0 13518 0 MEDLEY CAP CORP COM 58503F106 77 14825 SH SOLE 1 0 14825 0 MERCK & CO INC COM 58933Y105 843 14982 SH SOLE 1 0 14982 0 NEW AMER HIGH INCOME FD INC COM NEW 641876800 951 101135 SH SOLE 0 101135 0 NOVARTIS A G SPONSORED ADR 66987V109 826 9842 SH SOLE 1 0 9842 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 2213 194103 SH SOLE 0 194103 0 PEPSICO INC COM 713448108 684 5705 SH SOLE 1 0 5705 0 PIMCO INCOME OPPORTUNITY FD COM 72202B100 872 33655 SH SOLE 0 33655 0 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 1458 35146 SH SOLE 1 0 35146 0 POWERSHARES ETF TR II S&P600 LOVL PT 73937B639 1045 22597 SH SOLE 1 0 22597 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 890 47179 SH SOLE 1 0 47179 0 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 1797 42362 SH SOLE 1 0 42362 0 PROCTER AND GAMBLE CO COM 742718109 606 6596 SH SOLE 1 0 6596 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 709 10630 SH SOLE 1 0 10630 0 SANOFI SPONSORED ADR 80105N105 953 22164 SH SOLE 1 0 22164 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 680 11958 SH SOLE 0 11958 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 9313 228776 SH SOLE 1 0 228776 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 3571 91570 SH SOLE 1 0 91570 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 16524 61919 SH SOLE 1 0 61919 0 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 4751 142428 SH SOLE 1 0 142428 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 4840 99513 SH SOLE 1 0 99513 0 CLOROX CO DEL COM 189054109 723 4858 SH SOLE 1 0 4858 0 THL CR INC COM 872438106 103 11339 SH SOLE 1 0 11339 0 TORTOISE MLP FD INC COM 89148B101 211 12010 SH SOLE 0 12010 0 TOTAL S A SPONSORED ADR 89151E109 1039 18798 SH SOLE 1 0 18798 0 UNITEDHEALTH GROUP INC COM 91324P102 253 1148 SH SOLE 0 1148 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 286 12297 SH SOLE 0 12297 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 7012 128141 SH SOLE 1 0 128141 0 VANGUARD INDEX FDS GROWTH ETF 922908736 23229 165153 SH SOLE 1 0 165153 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1108 12679 SH SOLE 1 0 12679 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 13238 288336 SH SOLE 1 0 288336 0 VANGUARD INDEX FDS MID CAP ETF 922908629 16378 105817 SH SOLE 1 0 105817 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 9061 61303 SH SOLE 1 0 61303 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 7617 93384 SH SOLE 1 0 93384 0 VANGUARD INDEX FDS VALUE ETF 922908744 46455 436935 SH SOLE 1 0 436935 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 5730 66916 SH SOLE 1 0 66916 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 217 1865 SH SOLE 0 1865 0 WAL-MART STORES INC COM 931142103 1006 10187 SH SOLE 1 0 10187 0 WELLS FARGO CO NEW COM 949746101 681 11220 SH SOLE 1 0 11220 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 405 6357 SH SOLE 0 6357 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 6751 113788 SH SOLE 1 0 113788 0 XCEL ENERGY INC COM 98389B100 606 12606 SH SOLE 1 0 12606 0 DBX ETF TR XTRACK MSCI EAFE 233051200 11472 360988 SH SOLE 1 0 360988 0 DBX ETF TR XTRACK USD HIGH 233051432 1568 31091 SH SOLE 1 0 31091 0