0001062993-17-003457.txt : 20170731 0001062993-17-003457.hdr.sgml : 20170731 20170731170221 ACCESSION NUMBER: 0001062993-17-003457 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170731 DATE AS OF CHANGE: 20170731 EFFECTIVENESS DATE: 20170731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FOUNDERS FINANCIAL SECURITIES LLC CENTRAL INDEX KEY: 0001342396 IRS NUMBER: 202052994 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15741 FILM NUMBER: 17993650 BUSINESS ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 BUSINESS PHONE: 410 308-9988 MAIL ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001342396 XXXXXXXX 06-30-2017 06-30-2017 FOUNDERS FINANCIAL SECURITIES LLC

1020 CROMWELL BRIDGE ROAD TOWSON MD 21286

13F COMBINATION REPORT 028-15741 0001560717 028-15165 Horizon Investments, LLC N Joseph V Krcma 410-308-9988 Joseph V Krcma Towson MD 07-21-2017 1 96 263101 false 1 0001560717 028-15165 Horizon Investments, LLC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AFLAC INC COM 001055102 579 7450 SH SOLE 1 0 0 7450 ALPS ETF TR ALERIAN MLP 00162Q866 2144 179303 SH SOLE 0 0 179303 APOLLO INVT CORP COM 03761U106 126 19751 SH SOLE 1 0 0 19751 BANK N S HALIFAX COM 064149107 592 9840 SH SOLE 1 0 0 9840 BAY BANCORP INC COM 07203T106 169 22217 SH SOLE 1 0 0 22217 CAPITAL ONE FINL CORP COM 14040H105 593 7177 SH SOLE 1 0 0 7177 CISCO SYS INC COM 17275R102 470 15021 SH SOLE 1 0 0 15021 COACH INC COM 189754104 683 14435 SH SOLE 1 0 0 14435 COCA COLA CO COM 191216100 965 21511 SH SOLE 1 0 0 21511 CVS HEALTH CORP COM 126650100 960 11935 SH SOLE 1 0 0 11935 DBX ETF TR XTRAK MSCI EAFE 233051200 8269 275451 SH SOLE 1 0 0 275451 DBX ETF TR DB XTR MSCI EUR 233051853 5953 217432 SH SOLE 1 0 0 217432 DBX ETF TR DEUTSCHE USD ETF 233051432 685 13372 SH SOLE 1 0 0 13372 FIFTH STREET FINANCE CORP COM 31678A103 139 28567 SH SOLE 1 0 0 28567 FIFTH STR SR FLOATNG RATE CO COM 31679F101 116 14202 SH SOLE 1 0 0 14202 FIFTH THIRD BANCORP COM 316773100 595 22926 SH SOLE 1 0 0 22926 FIRST TR EXCH TRD ALPHA FD I GERMANY ALPHA 33737J190 369 8501 SH SOLE 1 0 0 8501 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 329 5948 SH SOLE 1 0 0 5948 FIRST TR EXCH TRD ALPHA FD I SWITZLND ALPHA 33737J232 358 7334 SH SOLE 1 0 0 7334 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 1756 38155 SH SOLE 0 0 38155 FIRST TR VALUE LINE DIVID IN SHS 33734H106 246 8414 SH SOLE 0 0 8414 FIRST TR NASDAQ100 TECH INDE SHS 337345102 629 10077 SH SOLE 1 0 0 10077 FIRST TR BICK INDEX FD COM SHS 33733H107 311 11970 SH SOLE 1 0 0 11970 FIRST TR EXCHANGE TRADED FD CHINDIA ETF 33733A102 346 9858 SH SOLE 1 0 0 9858 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 720 7600 SH SOLE 1 0 0 7600 FIRST TR EXCHANGE TRADED FD NASDAQ BK ETF 33738R860 697 26355 SH SOLE 1 0 0 26355 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 658 18604 SH SOLE 1 0 0 18604 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 633 23292 SH SOLE 1 0 0 23292 GILEAD SCIENCES INC COM 375558103 966 13652 SH SOLE 1 0 0 13652 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 4353 170167 SH SOLE 0 0 170167 HONEYWELL INTL INC COM 438516106 389 2920 SH SOLE 1 0 0 2920 HORIZON TECHNOLOGY FIN CORP COM 44045A102 139 12250 SH SOLE 1 0 0 12250 HSBC HLDGS PLC SPON ADR NEW 404280406 987 21282 SH SOLE 1 0 0 21282 INTEL CORP COM 458140100 556 16482 SH SOLE 1 0 0 16482 INTERNATIONAL BUSINESS MACHS COM 459200101 948 6160 SH SOLE 1 0 0 6160 ISHARES TR CORE S&P500 ETF 464287200 3256 13378 SH SOLE 1 0 0 13378 ISHARES TR CORE S&P MCP ETF 464287507 1529 8791 SH SOLE 1 0 0 8791 ISHARES TR CORE US AGGBD ET 464287226 7607 69463 SH SOLE 1 0 0 69463 ISHARES TR USA QUALITY FCTR 46432F339 5207 70021 SH SOLE 1 0 0 70021 ISHARES TR IBOXX INV CP ETF 464287242 3563 29562 SH SOLE 1 0 0 29562 ISHARES TR JP MOR EM MK ETF 464288281 794 6946 SH SOLE 1 0 0 6946 ISHARES TR MSCI EMG MKT ETF 464287234 13014 314413 SH SOLE 1 0 0 314413 ISHARES TR 1-3 YR CR BD ETF 464288646 387 3673 SH SOLE 1 0 0 3673 ISHARES TR 1-3 YR TR BD ETF 464287457 1164 13771 SH SOLE 1 0 0 13771 ISHARES TR 7-10YR TR BD ETF 464287440 600 5626 SH SOLE 1 0 0 5626 ISHARES TR EXPONEN TECHNO 46434V381 1731 54475 SH SOLE 1 0 0 54475 ISHARES TR IBOXX HI YD ETF 464288513 2905 32862 SH SOLE 1 0 0 32862 ISHARES TR MSCI EAFE ETF 464287465 8328 127733 SH SOLE 1 0 0 127733 ISHARES TR NATIONAL MUN ETF 464288414 924 8392 SH SOLE 1 0 0 8392 ISHARES TR RUS 1000 GRW ETF 464287614 7068 59386 SH SOLE 1 0 0 59386 ISHARES TR RUSSELL 2000 ETF 464287655 515 3652 SH SOLE 1 0 0 3652 ISHARES TR RUS MID CAP ETF 464287499 1184 6161 SH SOLE 1 0 0 6161 ISHARES TR S&P 500 GRWT ETF 464287309 17578 128447 SH SOLE 1 0 0 128447 ISHARES TR U.S. MED DVC ETF 464288810 1746 10480 SH SOLE 1 0 0 10480 ISHARES TR U.S. PFD STK ETF 464288687 571 14579 SH SOLE 1 0 0 14579 JOHNSON & JOHNSON COM 478160104 743 5620 SH SOLE 1 0 0 5620 KIMBERLY CLARK CORP COM 494368103 747 5782 SH SOLE 1 0 0 5782 KOHLS CORP COM 500255104 725 18759 SH SOLE 1 0 0 18759 MEDLEY CAP CORP COM 58503F106 109 16980 SH SOLE 1 0 0 16980 MERCK & CO INC COM 58933Y105 747 11657 SH SOLE 1 0 0 11657 NOVARTIS A G SPONSORED ADR 66987V109 773 9258 SH SOLE 1 0 0 9258 NOVO-NORDISK A S ADR 670100205 934 21767 SH SOLE 1 0 0 21767 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 2353 201596 SH SOLE 0 0 201596 PIMCO INCOME OPPORTUNITY FD COM 72202B100 944 35140 SH SOLE 0 0 35140 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 1375 38240 SH SOLE 1 0 0 38240 POWERSHARES ETF TR II S&P600 LOVL PT 73937B639 960 22009 SH SOLE 1 0 0 22009 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 903 47286 SH SOLE 1 0 0 47286 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 11386 82726 SH SOLE 1 0 0 82726 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 3813 94790 SH SOLE 1 0 0 94790 QUALCOMM INC COM 747525103 922 16694 SH SOLE 1 0 0 16694 SANOFI SPONSORED ADR 80105N105 907 18930 SH SOLE 1 0 0 18930 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 526 9575 SH SOLE 0 0 9575 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 661 13322 SH SOLE 1 0 0 13322 SPDR SER TR BLOOMBERG SRT TR 78468R408 651 23285 SH SOLE 1 0 0 23285 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 8359 217274 SH SOLE 1 0 0 217274 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 2970 83280 SH SOLE 1 0 0 83280 SPDR S&P 500 ETF TR TR UNIT 78462F103 13451 55630 SH SOLE 1 0 0 55630 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 1039 21897 SH SOLE 1 0 0 21897 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 4291 87196 SH SOLE 1 0 0 87196 THL CR INC COM 872438106 131 13196 SH SOLE 1 0 0 13196 TORTOISE MLP FD INC COM 89148B101 507 26280 SH SOLE 0 0 26280 TOTAL S A SPONSORED ADR 89151E109 869 17526 SH SOLE 1 0 0 17526 UNITEDHEALTH GROUP INC COM 91324P102 213 1148 SH SOLE 0 0 1148 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 382 17315 SH SOLE 0 0 17315 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 6856 137028 SH SOLE 1 0 0 137028 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 10334 253098 SH SOLE 1 0 0 253098 VANGUARD INDEX FDS MID CAP ETF 922908629 13139 92192 SH SOLE 1 0 0 92192 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2733 18751 SH SOLE 1 0 0 18751 VANGUARD INDEX FDS SM CP VAL ETF 922908611 2522 20523 SH SOLE 1 0 0 20523 VANGUARD INDEX FDS SMALL CP ETF 922908751 10744 79270 SH SOLE 1 0 0 79270 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 5517 67421 SH SOLE 1 0 0 67421 VANGUARD INDEX FDS VALUE ETF 922908744 26164 270966 SH SOLE 1 0 0 270966 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 579 7410 SH SOLE 0 0 7410 WAL-MART STORES INC COM 931142103 731 9661 SH SOLE 1 0 0 9661 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 254 4069 SH SOLE 0 0 4069 ISHARES TR 3-7 YR TR BD ETF 464288661 3042 24619 SH SOLE 0 0 24619