0001062993-17-002045.txt : 20170425 0001062993-17-002045.hdr.sgml : 20170425 20170425165733 ACCESSION NUMBER: 0001062993-17-002045 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170425 DATE AS OF CHANGE: 20170425 EFFECTIVENESS DATE: 20170425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FOUNDERS FINANCIAL SECURITIES LLC CENTRAL INDEX KEY: 0001342396 IRS NUMBER: 202052994 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15741 FILM NUMBER: 17781715 BUSINESS ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 BUSINESS PHONE: 410 308-9988 MAIL ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001342396 XXXXXXXX 03-31-2017 03-31-2017 FOUNDERS FINANCIAL SECURITIES LLC

1020 CROMWELL BRIDGE ROAD TOWSON MD 21286

13F COMBINATION REPORT 028-15741 0001560717 028-15165 Horizon Investments, LLC N Sarah Westbrook 410-308-9988 Sarah Westbrook Charlotte NC 04-25-2017 1 89 262985 false 1 0001560717 028-15165 Horizon Investments, LLC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE FEDEX CORP COM 31428X106 437 2237 SH SOLE 1 0 0 2237 HONEYWELL INTL INC COM 438516106 369 2958 SH SOLE 1 0 0 2958 ISHARES TR 1-3 YR CR BD ETF 464288646 325 3092 SH SOLE 1 0 0 3092 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 241 3450 SH SOLE 0 0 3450 ISHARES TR RUSSELL 2000 ETF 464287655 547 3976 SH SOLE 1 0 0 3976 ISHARES TR RUS MID CAP ETF 464287499 1030 5502 SH SOLE 1 0 0 5502 ISHARES TR 7-10YR TR BD ETF 464287440 635 6014 SH SOLE 1 0 0 6014 APPLE INC COM 037833100 874 6084 SH SOLE 1 0 0 6084 DOW CHEM CO COM 260543103 402 6329 SH SOLE 1 0 0 6329 DIAGEO P L C SPON ADR NEW 25243Q205 789 6823 SH SOLE 1 0 0 6823 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 575 7410 SH SOLE 0 0 7410 FIRST TR VALUE LINE DIVID IN SHS 33734H106 218 7500 SH SOLE 0 0 7500 FIRST TR EXCH TRD ALPHA FD I SWITZLND ALPHA 33737J232 359 8000 SH SOLE 1 0 0 8000 UNITED TECHNOLOGIES CORP COM 913017109 943 8408 SH SOLE 1 0 0 8408 FIRST TR EXCH TRD ALPHA FD I GERMANY ALPHA 33737J190 351 8874 SH SOLE 1 0 0 8874 ISHARES TR NATIONAL MUN ETF 464288414 984 9032 SH SOLE 1 0 0 9032 ISHARES TR CORE S&P MCP ETF 464287507 1639 9573 SH SOLE 1 0 0 9573 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 528 9665 SH SOLE 0 0 9665 BCE INC COM NEW 05534B760 460 10400 SH SOLE 1 0 0 10400 ISHARES TR U.S. MED DVC ETF 464288810 1659 10956 SH SOLE 1 0 0 10956 FIRST TR EXCHANGE TRADED FD CHINDIA ETF 33733A102 357 11273 SH SOLE 1 0 0 11273 FIRST TR NASDAQ100 TECH INDE SHS 337345102 714 11872 SH SOLE 1 0 0 11872 CVS HEALTH CORP COM 126650100 945 12044 SH SOLE 1 0 0 12044 HORIZON TECHNOLOGY FIN CORP COM 44045A102 141 12646 SH SOLE 1 0 0 12646 ISHARES TR U.S. PFD STK ETF 464288687 497 12855 SH SOLE 1 0 0 12855 THL CR INC COM 872438106 135 13598 SH SOLE 1 0 0 13598 GILEAD SCIENCES INC COM 375558103 933 13743 SH SOLE 1 0 0 13743 ISHARES TR CORE S&P500 ETF 464287200 3443 14509 SH SOLE 1 0 0 14509 FIFTH STR SR FLOATNG RATE CO COM 31679F101 128 14549 SH SOLE 1 0 0 14549 COACH INC COM 189754104 608 14712 SH SOLE 1 0 0 14712 WAL-MART STORES INC COM 931142103 1161 16102 SH SOLE 1 0 0 16102 FIRST TR EXCH TRD ALPHA FD I LATIN AMER ALP 33737J125 339 16217 SH SOLE 1 0 0 16217 LAS VEGAS SANDS CORP COM 517834107 951 16664 SH SOLE 1 0 0 16664 QUALCOMM INC COM 747525103 970 16909 SH SOLE 1 0 0 16909 MEDLEY CAP CORP COM 58503F106 135 17494 SH SOLE 1 0 0 17494 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 622 18115 SH SOLE 1 0 0 18115 POWERSHARES ETF TR II S&P600 LOVL PT 73937B639 804 18770 SH SOLE 1 0 0 18770 KOHLS CORP COM 500255104 751 18873 SH SOLE 1 0 0 18873 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 449 19695 SH SOLE 0 0 19695 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 501 19970 SH SOLE 1 0 0 19970 APOLLO INVT CORP COM 03761U106 134 20367 SH SOLE 1 0 0 20367 MAGNA INTL INC COM 559222401 908 21040 SH SOLE 1 0 0 21040 FIRST TR EXCH TRD ALPHA FD I BRAZIL ALPHADEX 33737J133 336 21493 SH SOLE 1 0 0 21493 COCA COLA CO COM 191216100 925 21791 SH SOLE 1 0 0 21791 RIO TINTO PLC SPONSORED ADR 767204100 895 22012 SH SOLE 1 0 0 22012 VANGUARD INDEX FDS SML CP GRW ETF 922908595 3104 22067 SH SOLE 1 0 0 22067 FIRST TR EXCHANGE TRADED FD NASDAQ BK ETF 33738R860 575 22129 SH SOLE 1 0 0 22129 BAY BANCORP INC COM 07203T106 174 22217 SH SOLE 1 0 0 22217 NOVO-NORDISK A S ADR 670100205 764 22292 SH SOLE 1 0 0 22292 VANGUARD INDEX FDS SM CP VAL ETF 922908611 2893 23548 SH SOLE 1 0 0 23548 ISHARES TR 1-3 YR TR BD ETF 464287457 2016 23852 SH SOLE 1 0 0 23852 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 659 24058 SH SOLE 1 0 0 24058 TORTOISE MLP FD INC COM 89148B101 541 26030 SH SOLE 0 0 26030 CISCO SYS INC COM 17275R102 939 27782 SH SOLE 1 0 0 27782 FIFTH STREET FINANCE CORP COM 31678A103 136 29392 SH SOLE 1 0 0 29392 ISHARES TR IBOXX INV CP ETF 464287242 3615 30661 SH SOLE 1 0 0 30661 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 1134 33023 SH SOLE 1 0 0 33023 PIMCO INCOME OPPORTUNITY FD COM 72202B100 890 35840 SH SOLE 0 0 35840 MATTEL INC COM 577081102 951 37128 SH SOLE 1 0 0 37128 ISHARES TR IBOXX HI YD ETF 464288513 3332 37959 SH SOLE 1 0 0 37959 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 1891 40980 SH SOLE 0 0 40980 SPDR S&P 500 ETF TR TR UNIT 78462F103 13170 55866 SH SOLE 1 0 0 55866 ISHARES TR EXPONEN TECHNO 46434V381 1692 56968 SH SOLE 1 0 0 56968 ISHARES TR RUS 1000 GRW ETF 464287614 6786 59634 SH SOLE 1 0 0 59634 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1564 65906 SH SOLE 1 0 0 65906 ISHARES TR USA QUALITY FCTR 46432F339 4966 68218 SH SOLE 1 0 0 68218 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 5593 68978 SH SOLE 1 0 0 68978 ISHARES TR CORE US AGGBD ET 464287226 7573 69804 SH SOLE 1 0 0 69804 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 9392 70945 SH SOLE 1 0 0 70945 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 2526 74043 SH SOLE 1 0 0 74043 ISHARES TR MSCI EAFE ETF 464287465 4688 75265 SH SOLE 1 0 0 75265 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 3872 79238 SH SOLE 1 0 0 79238 VANGUARD INDEX FDS SMALL CP ETF 922908751 10637 79810 SH SOLE 1 0 0 79810 SPDR SER TR BLOOMBERG SRT TR 78468R408 2239 80071 SH SOLE 1 0 0 80071 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 3328 82146 SH SOLE 1 0 0 82146 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 3019 83047 SH SOLE 1 0 0 83047 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 1605 86016 SH SOLE 1 0 0 86016 VANGUARD INDEX FDS MID CAP ETF 922908629 12868 92414 SH SOLE 1 0 0 92414 AEGON N V NY REGISTRY SH 007924103 507 98913 SH SOLE 1 0 0 98913 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 6564 137240 SH SOLE 1 0 0 137240 ISHARES TR S&P 500 GRWT ETF 464287309 18785 142833 SH SOLE 1 0 0 142833 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 4241 172182 SH SOLE 0 0 172182 ALPS ETF TR ALERIAN MLP 00162Q866 2429 191108 SH SOLE 0 0 191108 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 2388 203246 SH SOLE 0 0 203246 ISHARES TR MSCI EMG MKT ETF 464287234 9761 247796 SH SOLE 1 0 0 247796 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 10061 253309 SH SOLE 1 0 0 253309 DBX ETF TR XTRAK MSCI EAFE 233051200 8162 275841 SH SOLE 1 0 0 275841 VANGUARD INDEX FDS VALUE ETF 922908744 38511 403803 SH SOLE 1 0 0 403803 DBX ETF TR DB XTR MSCI EUR 233051853 11296 417443 SH SOLE 1 0 0 417443