0001062993-16-011661.txt : 20161007 0001062993-16-011661.hdr.sgml : 20161007 20161007131751 ACCESSION NUMBER: 0001062993-16-011661 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161007 DATE AS OF CHANGE: 20161007 EFFECTIVENESS DATE: 20161007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FOUNDERS FINANCIAL SECURITIES LLC CENTRAL INDEX KEY: 0001342396 IRS NUMBER: 202052994 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15741 FILM NUMBER: 161927121 BUSINESS ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 BUSINESS PHONE: 410 308-9988 MAIL ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001342396 XXXXXXXX 09-30-2016 09-30-2016 FOUNDERS FINANCIAL SECURITIES LLC

1020 CROMWELL BRIDGE ROAD TOWSON MD 21286

13F COMBINATION REPORT 028-15741 0001560717 028-15165 Horizon Investments, LLC N Sarah Westbrook 410-308-9988 Sarah Westbrook Charlotte NC 10-07-2016 1 78 233926 false 1 0001560717 028-15165 Horizon Investments, LLC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ABBOTT LABS COM 002824100 732 17298 SH SOLE 1 0 0 17298 APPLE INC COM 037833100 902 7979 SH SOLE 1 0 0 7979 BP PLC SPONSORED ADR 055622104 520 14795 SH SOLE 1 0 0 14795 BOEING CO COM 097023105 432 3278 SH SOLE 1 0 0 3278 CBL & ASSOC PPTYS INC COM 124830100 135 11107 SH SOLE 1 0 0 11107 DBX ETF TR XTRAK MSCI EAFE 233051200 6019 228181 SH SOLE 1 0 0 228181 DOW CHEM CO COM 260543103 331 6382 SH SOLE 1 0 0 6382 EASTMAN CHEM CO COM 277432100 346 5119 SH SOLE 1 0 0 5119 GILEAD SCIENCES INC COM 375558103 845 10679 SH SOLE 1 0 0 10679 GLADSTONE COML CORP COM 376536108 241 12924 SH SOLE 1 0 0 12924 ISHARES TR CORE S&P500 ETF 464287200 2894 13302 SH SOLE 1 0 0 13302 ISHARES TR CORE US AGGBD ET 464287226 8999 80045 SH SOLE 1 0 0 80045 ISHARES TR MSCI EMG MKT ETF 464287234 13144 350962 SH SOLE 1 0 0 350962 ISHARES TR IBOXX INV CP ETF 464287242 4959 40262 SH SOLE 1 0 0 40262 ISHARES TR S&P 500 GRWT ETF 464287309 10904 89623 SH SOLE 1 0 0 89623 ISHARES TR RUS MID-CAP ETF 464287499 792 4542 SH SOLE 1 0 0 4542 ISHARES TR CORE S&P MCP ETF 464287507 10061 65034 SH SOLE 1 0 0 65034 ISHARES TR RUS 1000 GRW ETF 464287614 8475 81359 SH SOLE 1 0 0 81359 ISHARES TR RUS 2000 VAL ETF 464287630 9142 87272 SH SOLE 1 0 0 87272 ISHARES TR RUSSELL 2000 ETF 464287655 452 3643 SH SOLE 1 0 0 3643 ISHARES TR NATIONAL MUN ETF 464288414 1475 13082 SH SOLE 1 0 0 13082 ISHARES TR U.S. PFD STK ETF 464288687 382 9669 SH SOLE 1 0 0 9669 MAGNA INTL INC COM 559222401 523 12179 SH SOLE 1 0 0 12179 NEW MTN FIN CORP COM 647551100 250 18203 SH SOLE 1 0 0 18203 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 500 9986 SH SOLE 1 0 0 9986 US BANCORP DEL COM NEW 902973304 846 19720 SH SOLE 1 0 0 19720 UNITED PARCEL SERVICE INC CL B 911312106 602 5506 SH SOLE 1 0 0 5506 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 4248 50489 SH SOLE 1 0 0 50489 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 6466 106257 SH SOLE 1 0 0 106257 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3485 76721 SH SOLE 1 0 0 76721 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3922 104224 SH SOLE 1 0 0 104224 VANGUARD INDEX FDS SML CP GRW ETF 922908595 8780 66624 SH SOLE 1 0 0 66624 VANGUARD INDEX FDS MID CAP ETF 922908629 8511 65754 SH SOLE 1 0 0 65754 VANGUARD INDEX FDS VALUE ETF 922908744 9407 108128 SH SOLE 1 0 0 108128 VANGUARD INDEX FDS SMALL CP ETF 922908751 8480 69403 SH SOLE 1 0 0 69403 WAL-MART STORES INC COM 931142103 758 10505 SH SOLE 1 0 0 10505 BT GROUP PLC ADR 05577E101 502 19745 SH SOLE 1 0 0 19745 TARGET CORP COM 87612E106 832 12121 SH SOLE 1 0 0 12121 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 763 9350 SH SOLE 1 0 0 9350 ALPS ETF TR ALERIAN MLP 00162Q866 2464 194143 SH SOLE 1 0 0 194143 AMERIPRISE FINL INC COM 03076C106 858 8596 SH SOLE 1 0 0 8596 APOLLO COML REAL EST FIN INC COM 03762U105 186 11385 SH SOLE 1 0 0 11385 ARES CAP CORP COM 04010L103 183 11803 SH SOLE 1 0 0 11803 BAY BANCORP INC COM 07203T106 122 22217 SH SOLE 1 0 0 22217 CISCO SYS INC COM 17275R102 951 29988 SH SOLE 1 0 0 29988 DIAGEO P L C SPON ADR NEW 25243Q205 744 6408 SH SOLE 1 0 0 6408 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 672 19060 SH SOLE 1 0 0 19060 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 2643 56920 SH SOLE 1 0 0 56920 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 709 45989 SH SOLE 1 0 0 45989 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 680 26228 SH SOLE 1 0 0 26228 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 755 15519 SH SOLE 1 0 0 15519 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 753 17462 SH SOLE 1 0 0 17462 ISHARES TR MSCI INDIA ETF 46429B598 4266 145065 SH SOLE 1 0 0 145065 ISHARES TR USA QUALITY FCTR 46432F339 12434 184237 SH SOLE 1 0 0 184237 MACYS INC COM 55616P104 534 14421 SH SOLE 1 0 0 14421 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 751 39400 SH SOLE 1 0 0 39400 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 2550 80507 SH SOLE 1 0 0 80507 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 867 21349 SH SOLE 1 0 0 21349 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 866 28679 SH SOLE 1 0 0 28679 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 2113 91039 SH SOLE 1 0 0 91039 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 752 29490 SH SOLE 1 0 0 29490 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 2603 66900 SH SOLE 1 0 0 66900 PRUDENTIAL PLC ADR 74435K204 592 16573 SH SOLE 1 0 0 16573 SPDR S&P 500 ETF TR TR UNIT 78462F103 12341 57056 SH SOLE 1 0 0 57056 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1483 45658 SH SOLE 1 0 0 45658 SPDR SERIES TRUST S&P DIVID ETF 78464A763 4318 51186 SH SOLE 1 0 0 51186 SPDR SERIES TRUST S&P BK ETF 78464A797 5168 154835 SH SOLE 1 0 0 154835 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 2646 52710 SH SOLE 1 0 0 52710 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 8676 181693 SH SOLE 1 0 0 181693 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 666 12515 SH SOLE 0 0 12515 SOLAR CAP LTD COM 83413U100 267 13012 SH SOLE 1 0 0 13012 STARWOOD PPTY TR INC COM 85571B105 225 9974 SH SOLE 1 0 0 9974 VALERO ENERGY CORP NEW COM 91913Y100 482 9095 SH SOLE 1 0 0 9095 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 498 18855 SH SOLE 0 0 18855 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 1128 34962 SH SOLE 1 0 0 34962 VANGUARD WORLD FDS INF TECH ETF 92204A702 8962 74456 SH SOLE 1 0 0 74456 VODAFONE GROUP PLC NEW SPNSR ADR 92857W308 724 24846 SH SOLE 1 0 0 24846 WISDOMTREE TR JAPN HEDGE EQT 97717W851 5237 122040 SH SOLE 1 0 0 122040