0001062993-16-010463.txt : 20160708 0001062993-16-010463.hdr.sgml : 20160708 20160708123424 ACCESSION NUMBER: 0001062993-16-010463 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160708 DATE AS OF CHANGE: 20160708 EFFECTIVENESS DATE: 20160708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FOUNDERS FINANCIAL SECURITIES LLC CENTRAL INDEX KEY: 0001342396 IRS NUMBER: 202052994 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15741 FILM NUMBER: 161758462 BUSINESS ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 BUSINESS PHONE: 410 308-9988 MAIL ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001342396 XXXXXXXX 06-30-2016 06-30-2016 FOUNDERS FINANCIAL SECURITIES LLC

1020 CROMWELL BRIDGE ROAD TOWSON MD 21286

13F COMBINATION REPORT 028-15741 0001560717 028-15165 Horizon Investments, LLC N Sarah Westbrook 410-308-9988 Sarah Westbrook Charlotte NC 07-08-2016 1 74 218146 false 1 0001560717 028-15165 Horizon Investments, LLC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ISHARES TR RUSSELL 2000 ETF 464287655 425 3692 SH SOLE 1 0 0 3692 ISHARES TR IBOXX INV CP ETF 464287242 492 4007 SH SOLE 1 0 0 4007 ISHARES TR RUS MID-CAP ETF 464287499 740 4398 SH SOLE 1 0 0 4398 ISHARES TR 10-20 YR TRS ETF 464288653 665 4534 SH SOLE 1 0 0 4534 ISHARES TR 20 YR TR BD ETF 464287432 662 4766 SH SOLE 1 0 0 4766 ISHARES TR 7-10 Y TR BD ETF 464287440 651 5764 SH SOLE 1 0 0 5764 ISHARES TR INTL TREA BD ETF 464288117 642 6446 SH SOLE 1 0 0 6446 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 212 7650 SH SOLE 0 0 7650 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 734 8705 SH SOLE 1 0 0 8705 ISHARES TR CORE S&P MCP ETF 464287507 1348 9023 SH SOLE 1 0 0 9023 ISHARES TR U.S. PFD STK ETF 464288687 362 9084 SH SOLE 1 0 0 9084 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 461 9233 SH SOLE 1 0 0 9233 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 715 9910 SH SOLE 1 0 0 9910 ISHARES TR NATIONAL MUN ETF 464288414 1467 12875 SH SOLE 1 0 0 12875 ISHARES TR CORE S&P500 ETF 464287200 2832 13452 SH SOLE 1 0 0 13452 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 758 13740 SH SOLE 0 0 13740 ISHARES EM MKTS CURR ETF 464286517 634 14120 SH SOLE 1 0 0 14120 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 717 14827 SH SOLE 1 0 0 14827 BOEING CO COM 097023105 1992 15339 SH SOLE 1 0 0 15339 STARWOOD PPTY TR INC COM 85571B105 327 15777 SH SOLE 1 0 0 15777 HORIZON TECHNOLOGY FIN CORP COM 44045A102 194 15866 SH SOLE 1 0 0 15866 DIAGEO P L C SPON ADR NEW 25243Q205 1861 16489 SH SOLE 1 0 0 16489 CBL & ASSOC PPTYS INC COM 124830100 164 17661 SH SOLE 1 0 0 17661 APOLLO COML REAL EST FIN INC COM 03762U105 287 17877 SH SOLE 1 0 0 17877 ARES CAP CORP COM 04010L103 265 18662 SH SOLE 1 0 0 18662 GLADSTONE COML CORP COM 376536108 346 20484 SH SOLE 1 0 0 20484 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 472 20558 SH SOLE 1 0 0 20558 SOLAR CAP LTD COM 83413U100 392 20589 SH SOLE 1 0 0 20589 PRUDENTIAL PLC ADR 74435K204 704 20689 SH SOLE 1 0 0 20689 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 718 21281 SH SOLE 1 0 0 21281 AMERIPRISE FINL INC COM 03076C106 1993 22181 SH SOLE 1 0 0 22181 BAY BANCORP INC COM 07203T106 113 22217 SH SOLE 1 0 0 22217 INTERNATIONAL BUSINESS MACHS COM 459200101 3820 25168 SH SOLE 1 0 0 25168 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 716 26484 SH SOLE 1 0 0 26484 ISHARES TR CORE US AGGBD ET 464287226 3187 28304 SH SOLE 1 0 0 28304 INVESTORS REAL ESTATE TR SH BEN INT 461730103 184 28463 SH SOLE 1 0 0 28463 ISHARES TR U.S. MED DVC ETF 464288810 3875 28584 SH SOLE 1 0 0 28584 UNITED PARCEL SERVICE INC CL B 911312106 3105 28823 SH SOLE 1 0 0 28823 NEW MTN FIN CORP COM 647551100 372 28868 SH SOLE 1 0 0 28868 ISHARES TR U.S. AER&DEF ETF 464288760 3718 29757 SH SOLE 1 0 0 29757 ISHARES TR NA TEC-SFTWR ETF 464287515 3695 35130 SH SOLE 1 0 0 35130 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 1796 37135 SH SOLE 1 0 0 37135 APPLE INC COM 037833100 3578 37431 SH SOLE 1 0 0 37431 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 1711 41789 SH SOLE 1 0 0 41789 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1293 42462 SH SOLE 1 0 0 42462 UBS GROUP AG SHS H42097107 615 47436 SH SOLE 1 0 0 47436 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 712 47802 SH SOLE 1 0 0 47802 WAL-MART STORES INC COM 931142103 3590 49169 SH SOLE 1 0 0 49169 US BANCORP DEL COM NEW 902973304 2057 51016 SH SOLE 1 0 0 51016 ISHARES TR 1-3 YR TR BD ETF 464287457 4654 54542 SH SOLE 1 0 0 54542 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 9832 54925 SH SOLE 1 0 0 54925 VANGUARD INDEX FDS MID CAP ETF 922908629 6957 56270 SH SOLE 1 0 0 56270 VANGUARD INDEX FDS SMALL CP ETF 922908751 6987 60402 SH SOLE 1 0 0 60402 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 2386 62367 SH SOLE 1 0 0 62367 ING GROEP N V SPONSORED ADR 456837103 661 63967 SH SOLE 1 0 0 63967 ISHARES TR RUS 1000 GRW ETF 464287614 6900 68755 SH SOLE 1 0 0 68755 SPDR S&P 500 ETF TR TR UNIT 78462F103 14525 69338 SH SOLE 1 0 0 69338 ISHARES TR S&P 500 GRWT ETF 464287309 8264 70884 SH SOLE 1 0 0 70884 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 2340 74943 SH SOLE 1 0 0 74943 CISCO SYS INC COM 17275R102 2230 77737 SH SOLE 1 0 0 77737 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 3703 85430 SH SOLE 1 0 0 85430 ABBOTT LABS COM 002824100 3359 85459 SH SOLE 1 0 0 85459 VANGUARD INDEX FDS VALUE ETF 922908744 7693 90513 SH SOLE 1 0 0 90513 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 5476 94295 SH SOLE 1 0 0 94295 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3514 99738 SH SOLE 1 0 0 99738 VODAFONE GROUP PLC NEW SPNSR ADR 92857W308 3361 108810 SH SOLE 1 0 0 108810 ISHARES TR USA QUALITY FCTR 46432F339 8282 125483 SH SOLE 1 0 0 125483 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 1761 140115 SH SOLE 1 0 0 140115 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 6083 141967 SH SOLE 1 0 0 141967 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 7608 168889 SH SOLE 1 0 0 168889 ISHARES TR S&P 500 VAL ETF 464287408 15898 171133 SH SOLE 1 0 0 171133 ALPS ETF TR ALERIAN MLP 00162Q866 2219 174483 SH SOLE 0 0 174483 DBX ETF TR XTRAK MSCI EAFE 233051200 6581 263341 SH SOLE 1 0 0 263341 ISHARES TR MSCI ACWI EX US 464288240 14506 372340 SH SOLE 1 0 0 372340