0001062993-16-008865.txt : 20160411 0001062993-16-008865.hdr.sgml : 20160411 20160411160937 ACCESSION NUMBER: 0001062993-16-008865 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160411 DATE AS OF CHANGE: 20160411 EFFECTIVENESS DATE: 20160411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FOUNDERS FINANCIAL SECURITIES LLC CENTRAL INDEX KEY: 0001342396 IRS NUMBER: 202052994 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15741 FILM NUMBER: 161565205 BUSINESS ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 BUSINESS PHONE: 410 308-9988 MAIL ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001342396 XXXXXXXX 03-31-2016 03-31-2016 FOUNDERS FINANCIAL SECURITIES LLC

1020 CROMWELL BRIDGE ROAD TOWSON MD 21286

13F COMBINATION REPORT 028-15741 0001560717 028-15165 Horizon Investments, LLC N Sarah Westbrook 410-308-9988 Sarah Westbrook CHARLOTTE NC 04-11-2016 1 64 212663 false 1 0001560717 Horizon Investments, LLC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ABBOTT LABS COM 002824100 3587 85752 SH SOLE 1 0 0 85752 ALPS ETF TR ALERIAN MLP 00162Q866 1641 150273 SH SOLE 0 0 150273 APOLLO COML REAL EST FIN INC COM 03762U105 295 18108 SH SOLE 1 0 0 18108 ARES CAP CORP COM 04010L103 282 18975 SH SOLE 1 0 0 18975 BAY BANCORP INC COM 07203T106 107 22217 SH SOLE 1 0 0 22217 CBL & ASSOC PPTYS INC COM 124830100 213 17869 SH SOLE 1 0 0 17869 DBX ETF TR XTRAK MSCI EAFE 233051200 10370 406045 SH SOLE 1 0 0 406045 DEERE & CO COM 244199105 3195 41494 SH SOLE 1 0 0 41494 DIAGEO P L C SPON ADR NEW 25243Q205 1792 16610 SH SOLE 1 0 0 16610 EMERSON ELEC CO COM 291011104 3845 70705 SH SOLE 1 0 0 70705 FIFTH THIRD BANCORP COM 316773100 3061 183375 SH SOLE 1 0 0 183375 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 2231 48367 SH SOLE 1 0 0 48367 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 6763 151605 SH SOLE 1 0 0 151605 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 661 9685 SH SOLE 1 0 0 9685 FORD MTR CO DEL COM PAR $0.01 345370860 3420 253369 SH SOLE 1 0 0 253369 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 680 19334 SH SOLE 1 0 0 19334 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 604 42810 SH SOLE 1 0 0 42810 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 676 26008 SH SOLE 1 0 0 26008 GLADSTONE COML CORP COM 376536108 343 20922 SH SOLE 1 0 0 20922 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 3484 85908 SH SOLE 1 0 0 85908 HORIZON TECHNOLOGY FIN CORP COM 44045A102 188 16200 SH SOLE 1 0 0 16200 INTERNATIONAL BUSINESS MACHS COM 459200101 3845 25388 SH SOLE 1 0 0 25388 INVESTORS REAL ESTATE TR SH BEN INT 461730103 210 28863 SH SOLE 1 0 0 28863 ISHARES TR CORE S&P500 ETF 464287200 3095 14978 SH SOLE 1 0 0 14978 ISHARES TR CORE S&P MCP ETF 464287507 1454 10082 SH SOLE 1 0 0 10082 ISHARES TR CORE US AGGBD ET 464287226 3223 29078 SH SOLE 1 0 0 29078 ISHARES TR IBOXX INV CP ETF 464287242 784 6596 SH SOLE 1 0 0 6596 ISHARES TR MSCI ACWI EX US 464288240 6742 170768 SH SOLE 1 0 0 170768 ISHARES TR S&P 500 GRWT ETF 464287309 14268 123115 SH SOLE 1 0 0 123115 ISHARES TR 10-20 YR TRS ETF 464288653 611 4314 SH SOLE 1 0 0 4314 ISHARES TR 1-3 YR TR BD ETF 464287457 18024 211971 SH SOLE 1 0 0 211971 ISHARES TR 20 YR TR BD ETF 464287432 582 4456 SH SOLE 1 0 0 4456 ISHARES TR 7-10 Y TR BD ETF 464287440 601 5451 SH SOLE 1 0 0 5451 ISHARES TR INTERM CR BD ETF 464288638 609 5553 SH SOLE 1 0 0 5553 ISHARES TR MSCI USA QLT FAC 46432F339 6859 104528 SH SOLE 1 0 0 104528 ISHARES TR NATIONAL MUN ETF 464288414 1506 13487 SH SOLE 1 0 0 13487 ISHARES TR RUS 1000 GRW ETF 464287614 6767 67817 SH SOLE 1 0 0 67817 ISHARES TR RUSSELL 2000 ETF 464287655 451 4077 SH SOLE 1 0 0 4077 ISHARES TR RUS MID-CAP ETF 464287499 701 4301 SH SOLE 1 0 0 4301 ISHARES TR S&P 500 VAL ETF 464287408 14077 156532 SH SOLE 1 0 0 156532 ISHARES TR GOV/CRED BD ETF 464288596 610 5301 SH SOLE 1 0 0 5301 NEW MTN FIN CORP COM 647551100 371 29320 SH SOLE 1 0 0 29320 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 388 4169 SH SOLE 1 0 0 4169 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 2240 72524 SH SOLE 1 0 0 72524 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 2328 77442 SH SOLE 1 0 0 77442 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 758 14290 SH SOLE 0 0 14290 SOLAR CAP LTD COM 83413U100 362 20955 SH SOLE 1 0 0 20955 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 11882 67268 SH SOLE 1 0 0 67268 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1254 40705 SH SOLE 1 0 0 40705 SPDR S&P 500 ETF TR TR UNIT 78462F103 19730 96000 SH SOLE 1 0 0 96000 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 397 8038 SH SOLE 1 0 0 8038 STARWOOD PPTY TR INC COM 85571B105 304 16059 SH SOLE 1 0 0 16059 UNITED PARCEL SERVICE INC CL B 911312106 3062 29033 SH SOLE 1 0 0 29033 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2354 68064 SH SOLE 1 0 0 68064 VANGUARD INDEX FDS MID CAP ETF 922908629 5630 46438 SH SOLE 1 0 0 46438 VANGUARD INDEX FDS SMALL CP ETF 922908751 2762 24774 SH SOLE 1 0 0 24774 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 3206 39760 SH SOLE 1 0 0 39760 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 6302 109247 SH SOLE 1 0 0 109247 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 640 7725 SH SOLE 1 0 0 7725 VANGUARD INDEX FDS VALUE ETF 922908744 6213 75404 SH SOLE 1 0 0 75404 VANGUARD WORLD FDS INF TECH ETF 92204A702 261 2385 SH SOLE 0 0 2385 VIACOM INC NEW CL B 92553P201 2879 69740 SH SOLE 1 0 0 69740 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 3506 109393 SH SOLE 1 0 0 109393 WAL-MART STORES INC COM 931142103 3382 49385 SH SOLE 1 0 0 49385