0001062993-15-003725.txt : 20150707 0001062993-15-003725.hdr.sgml : 20150707 20150707145427 ACCESSION NUMBER: 0001062993-15-003725 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150707 DATE AS OF CHANGE: 20150707 EFFECTIVENESS DATE: 20150707 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FOUNDERS FINANCIAL SECURITIES LLC CENTRAL INDEX KEY: 0001342396 IRS NUMBER: 202052994 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15741 FILM NUMBER: 15976309 BUSINESS ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 BUSINESS PHONE: 410 308-9988 MAIL ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001342396 XXXXXXXX 06-30-2015 06-30-2015 FOUNDERS FINANCIAL SECURITIES LLC

1020 CROMWELL BRIDGE ROAD TOWSON MD 21286

13F COMBINATION REPORT 028-15741 0001560717 028-15165 Horizon Investments, LLC N Sarah Westbrook 410-308-9988 Sarah Westbrook Charlotte NC 07-07-2015 1 65 201030 false 1 0001560717 028-15165 Horizon Investments, LLC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3M CO COM 88579Y101 3393 21990 SH SOLE 1 0 0 21990 AGCO CORP COM 001084102 213 3748 SH SOLE 1 0 0 3748 ALPS ETF TR ALERIAN MLP 00162Q866 2308 148353 SH SOLE 0 0 148353 ARMOUR RESIDENTIAL REIT INC COM 042315101 61 21675 SH SOLE 1 0 0 21675 BAY BANCORP INC COM 07203T106 114 22217 SH SOLE 1 0 0 22217 CONOCOPHILLIPS COM 20825C104 2930 47711 SH SOLE 1 0 0 47711 CUMMINS INC COM 231021106 2572 19603 SH SOLE 1 0 0 19603 CYS INVTS INC COM 12673A108 148 19116 SH SOLE 1 0 0 19116 DBX ETF TR XTRAK MSCI EAFE 233051200 27187 949928 SH SOLE 1 0 0 949928 EMERSON ELEC CO COM 291011104 3275 59088 SH SOLE 1 0 0 59088 FIFTH STR SR FLOATNG RATE CO COM 31679F101 125 13538 SH SOLE 1 0 0 13538 FIFTH THIRD BANCORP COM 316773100 3591 172497 SH SOLE 1 0 0 172497 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 1652 37536 SH SOLE 1 0 0 37536 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 790 6371 SH SOLE 1 0 0 6371 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 788 11733 SH SOLE 1 0 0 11733 FORD MTR CO DEL COM PAR $0.01 345370860 3155 210221 SH SOLE 1 0 0 210221 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 766 20989 SH SOLE 1 0 0 20989 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 797 11569 SH SOLE 1 0 0 11569 INFINITY PHARMACEUTICALS INC COM 45665G303 116 10602 SH SOLE 1 0 0 10602 INTEL CORP COM 458140100 1552 51020 SH SOLE 1 0 0 51020 INVESCO MORTGAGE CAPITAL INC COM 46131B100 145 10096 SH SOLE 1 0 0 10096 ISHARES TR CORE US AGGBD ET 464287226 2179 20034 SH SOLE 1 0 0 20034 ISHARES TR CORE S&P500 ETF 464287200 2903 14010 SH SOLE 1 0 0 14010 ISHARES TR CORE S&P MCP ETF 464287507 1401 9343 SH SOLE 1 0 0 9343 ISHARES TR DOW JONES US ETF 464287846 340 3261 SH SOLE 1 0 0 3261 ISHARES TR IBOXX INV CP ETF 464287242 534 4611 SH SOLE 1 0 0 4611 ISHARES BELGIUM CAPD ETF 464286301 354 20380 SH SOLE 1 0 0 20380 ISHARES MSCI SZ CAP ETF 464286749 331 10109 SH SOLE 1 0 0 10109 ISHARES TR MSCI PHILIPS ETF 46429B408 330 8575 SH SOLE 1 0 0 8575 ISHARES TR CHINA LG-CAP ETF 464287184 299 6479 SH SOLE 1 0 0 6479 ISHARES NAT AMT FREE BD 464288414 1036 9572 SH SOLE 1 0 0 9572 ISHARES TR RUS 1000 GRW ETF 464287614 8742 88290 SH SOLE 1 0 0 88290 ISHARES TR RUSSELL 2000 ETF 464287655 465 3724 SH SOLE 1 0 0 3724 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 138 10469 SH SOLE 1 0 0 10469 MASIMO CORP COM 574795100 211 5452 SH SOLE 1 0 0 5452 MBIA INC COM 55262C100 110 18226 SH SOLE 1 0 0 18226 MICROSTRATEGY INC CL A NEW 594972408 210 1237 SH SOLE 1 0 0 1237 NEW MTN FIN CORP COM 647551100 211 14568 SH SOLE 1 0 0 14568 PNC FINL SVCS GROUP INC COM 693475105 3449 36057 SH SOLE 1 0 0 36057 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 512 21527 SH SOLE 1 0 0 21527 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 11967 111764 SH SOLE 1 0 0 111764 PROSHARES TR PSHS ULTSH 20YRS 74347B201 246 4932 SH SOLE 1 0 0 4932 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 225 5887 SH SOLE 1 0 0 5887 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1406 29538 SH SOLE 0 0 29538 SOLAR CAP LTD COM 83413U100 219 12176 SH SOLE 1 0 0 12176 SPDR S&P 500 ETF TR TR UNIT 78462F103 36928 179394 SH SOLE 1 0 0 179394 SPDR SERIES TRUST S&P REGL BKG 78464A698 8579 194279 SH SOLE 1 0 0 194279 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 3520 155009 SH SOLE 1 0 0 155009 THOMPSON CREEK METALS CO INC COM 884768102 77 93918 SH SOLE 0 0 93918 TIVO INC COM 888706108 117 11560 SH SOLE 1 0 0 11560 TWO HBRS INVT CORP COM 90187B101 136 13943 SH SOLE 1 0 0 13943 UNILEVER PLC SPON ADR NEW 904767704 3384 78779 SH SOLE 1 0 0 78779 UNITED PARCEL SERVICE INC CL B 911312106 2523 26037 SH SOLE 1 0 0 26037 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 304 5801 SH SOLE 1 0 0 5801 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 15361 316393 SH SOLE 1 0 0 316393 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2968 72612 SH SOLE 1 0 0 72612 VANGUARD INDEX FDS MID CAP ETF 922908629 6106 47915 SH SOLE 1 0 0 47915 VANGUARD INDEX FDS SMALL CP ETF 922908751 3140 25848 SH SOLE 1 0 0 25848 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 7394 120190 SH SOLE 1 0 0 120190 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 796 9793 SH SOLE 1 0 0 9793 VANGUARD INDEX FDS VALUE ETF 922908744 8754 105010 SH SOLE 0 0 105010 VANGUARD WORLD FDS INF TECH ETF 92204A702 408 3845 SH SOLE 0 0 3845 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 3564 97779 SH SOLE 1 0 0 97779 WHITESTONE REIT COM 966084204 153 11736 SH SOLE 1 0 0 11736 YUM BRANDS INC COM 988498101 3321 36870 SH SOLE 1 0 0 36870