0001062993-14-004338.txt : 20140723 0001062993-14-004338.hdr.sgml : 20140723 20140723101235 ACCESSION NUMBER: 0001062993-14-004338 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140723 DATE AS OF CHANGE: 20140723 EFFECTIVENESS DATE: 20140723 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FOUNDERS FINANCIAL SECURITIES LLC CENTRAL INDEX KEY: 0001342396 IRS NUMBER: 202052994 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15741 FILM NUMBER: 14987956 BUSINESS ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 BUSINESS PHONE: 410 308-9988 MAIL ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001342396 XXXXXXXX 06-30-2014 06-30-2014 FOUNDERS FINANCIAL SECURITIES LLC

1020 CROMWELL BRIDGE ROAD TOWSON MD 21286

13F COMBINATION REPORT 028-15741 0001560717 028-15165 Horizon Investments, LLC/SC N Sarah Westbrook 410-308-9988 Sarah Westbrook Charlotte NC 07-21-2014 1 73 149090 false 1 0001560717 Horizon Investments, LLC/SC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 1 800 FLOWERS COM CL A 68243Q106 150 25828 SH SOLE 1 0 25828 0 3M CO COM 88579Y101 2175 15182 SH SOLE 1 0 15182 0 ADVANCED MICRO DEVICES INC COM 007903107 275 65691 SH SOLE 1 0 65691 0 AGCO CORP COM 001084102 263 4670 SH SOLE 1 0 4670 0 ALPS ETF TR ALERIAN MLP 00162Q866 2577 135653 SH SOLE 135653 0 0 ARMOUR RESIDENTIAL REIT INC COM 042315101 66 15154 SH SOLE 1 0 15154 0 BAXTER INTL INC COM 071813109 2039 28207 SH SOLE 1 0 28207 0 BAY BANCORP INC COM 07203T106 113 22217 SH SOLE 1 0 22217 0 BRADY CORP CL A 104674106 273 9134 SH SOLE 1 0 9134 0 BROOKS AUTOMATION INC COM 114340102 210 19531 SH SOLE 1 0 19531 0 CARBONITE INC COM 141337105 288 24036 SH SOLE 1 0 24036 0 CONOCOPHILLIPS COM 20825C104 2478 28900 SH SOLE 1 0 28900 0 CORNING INC COM 219350105 2176 99137 SH SOLE 1 0 99137 0 CSX CORP COM 126408103 1150 37332 SH SOLE 1 0 37332 0 CYS INVTS INC COM 12673A108 150 16641 SH SOLE 1 0 16641 0 EARTHLINK HLDGS CORP COM 27033X101 119 32096 SH SOLE 1 0 32096 0 LILLY ELI & CO COM 532457108 2208 35520 SH SOLE 1 0 35520 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 717 18012 SH SOLE 1 0 18012 0 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 633 7683 SH SOLE 1 0 7683 0 FORD MTR CO DEL COM PAR $0.01 345370860 2193 127187 SH SOLE 1 0 127187 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 594 17872 SH SOLE 1 0 17872 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 605 11359 SH SOLE 1 0 11359 0 GENERAL CABLE CORP DEL NEW COM 369300108 216 8415 SH SOLE 1 0 8415 0 GENERAL ELECTRIC CO COM 369604103 2048 77935 SH SOLE 1 0 77935 0 HERCULES OFFSHORE INC COM 427093109 152 37813 SH SOLE 1 0 37813 0 ION GEOPHYSICAL CORP COM 462044108 240 56941 SH SOLE 1 0 56941 0 ISHARES CORE S&P500 ETF 464287200 25183 127831 SH SOLE 1 0 127831 0 ISHARES CORE S&P MCP ETF 464287507 1156 8077 SH SOLE 1 0 8077 0 ISHARES CORE TOTUSBD ETF 464287226 1111 10158 SH SOLE 1 0 10158 0 ISHARES DOW JONES US ETF 464287846 268 2700 SH SOLE 1 0 2700 0 ISHARES NA TEC-SFTWR ETF 464287515 2565 29825 SH SOLE 1 0 29825 0 ISHARES MSCI BRIC INDX 464286657 1859 48219 SH SOLE 1 0 48219 0 ISHARES MSCI SWEDEN ETF 464286756 246 6986 SH SOLE 1 0 6986 0 ISHARES MSCI SZ CAP ETF 464286749 245 7145 SH SOLE 1 0 7145 0 ISHARES LATN AMER 40 ETF 464287390 1902 49737 SH SOLE 1 0 49737 0 ISHARES MSCI ACWI US ETF 464288240 8871 184740 SH SOLE 1 0 184740 0 ISHARES MSCI EMG MKT ETF 464287234 1912 44236 SH SOLE 1 0 44236 0 ISHARES MSCI GERMANY ETF 464286806 255 8161 SH SOLE 1 0 8161 0 ISHARES MSCI SPAN CP ETF 464286764 255 5959 SH SOLE 1 0 5959 0 ISHARES MSCI EAFE ETF 464287465 5540 81027 SH SOLE 1 0 81027 0 ISHARES NAT AMT FREE BD 464288414 743 6843 SH SOLE 1 0 6843 0 ISHARES RUS 1000 GRW ETF 464287614 3806 41855 SH SOLE 1 0 41855 0 ISHARES RUSSELL 2000 ETF 464287655 378 3182 SH SOLE 1 0 3182 0 ITRON INC COM 465741106 282 6953 SH SOLE 1 0 6953 0 KIMBERLY CLARK CORP COM 494368103 2039 18329 SH SOLE 1 0 18329 0 MICROSOFT CORP COM 594918104 2215 53129 SH SOLE 1 0 53129 0 MICROSTRATEGY INC CL A NEW 594972408 285 2027 SH SOLE 1 0 2027 0 NORFOLK SOUTHERN CORP COM 655844108 1191 11562 SH SOLE 1 0 11562 0 NOVATEL WIRELESS INC COM NEW 66987M604 223 116850 SH SOLE 1 0 116850 0 OFFICE DEPOT INC COM 676220106 162 28409 SH SOLE 1 0 28409 0 ORBITZ WORLDWIDE INC COM 68557K109 212 23868 SH SOLE 1 0 23868 0 PEPSICO INC COM 713448108 2144 24001 SH SOLE 1 0 24001 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 232 2174 SH SOLE 1 0 2174 0 PIMCO ETF TR TOTL RETN ETF 72201R775 1034 9484 SH SOLE 1 0 9484 0 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 341 11076 SH SOLE 1 0 11076 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 353 11475 SH SOLE 1 0 11475 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 318 12800 SH SOLE 1 0 12800 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 218 3583 SH SOLE 1 0 3583 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1695 37980 SH SOLE 37980 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2045 20430 SH SOLE 1 0 20430 0 SIGMA DESIGNS INC COM 826565103 234 51191 SH SOLE 1 0 51191 0 SM ENERGY CO COM 78454L100 254 3015 SH SOLE 1 0 3015 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 27286 139411 SH SOLE 1 0 139411 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 641 20806 SH SOLE 1 0 20806 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2251 105254 SH SOLE 1 0 105254 0 THOMPSON CREEK METALS CO INC UNIT 99/99/9999 884768300 196 11985 SH SOLE 1 0 11985 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 253 4928 SH SOLE 1 0 4928 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 5903 136856 SH SOLE 1 0 136856 0 VANGUARD INDEX FDS MID CAP ETF 922908629 3049 25690 SH SOLE 1 0 25690 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1903 16249 SH SOLE 1 0 16249 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 331 4122 SH SOLE 1 0 4122 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 5674 91174 SH SOLE 1 0 91174 0 VANGUARD INDEX FDS VALUE ETF 922908744 5722 70687 SH SOLE 1 0 70687 0