0001062993-14-002839.txt : 20140514 0001062993-14-002839.hdr.sgml : 20140514 20140513184727 ACCESSION NUMBER: 0001062993-14-002839 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140513 EFFECTIVENESS DATE: 20140514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FOUNDERS FINANCIAL SECURITIES LLC CENTRAL INDEX KEY: 0001342396 IRS NUMBER: 202052994 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15741 FILM NUMBER: 14838791 BUSINESS ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 BUSINESS PHONE: 410 308-9988 MAIL ADDRESS: STREET 1: 1020 CROMWELL BRIDGE ROAD STREET 2: SUITE 300 CITY: TOWSON STATE: MD ZIP: 21286 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001342396 XXXXXXXX 03-31-2014 03-31-2014 FOUNDERS FINANCIAL SECURITIES LLC

1020 CROMWELL BRIDGE ROAD TOWSON MD 21286

13F COMBINATION REPORT 028-15741 0001560717 028-15165 Horizon Investments, LLC/SC N Sarah Westbrook 410-308-9988 Sarah Westbrook Charlotte NC 05-13-2014 1 67 149323 false 1 Horizon Investments, LLC/SC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE CHEVRON CORP NEW COM 166764100 21 176 SH SOLE 176 0 0 MICROSOFT CORP COM 594918104 30 740 SH SOLE 740 0 0 ARMOUR RESIDENTIAL REIT INC COM 042315101 57 13716 SH SOLE 1 0 13716 0 CYS INVTS INC COM 12673A108 130 15704 SH SOLE 1 0 15704 0 SILICON GRAPHICS INTL CORP COM 82706L108 165 13425 SH SOLE 1 0 13425 0 NOVATEL WIRELESS INC COM NEW 66987M604 191 108285 SH SOLE 1 0 108285 0 SIGMA DESIGNS INC COM 826565103 219 46064 SH SOLE 1 0 46064 0 ION GEOPHYSICAL CORP COM 462044108 224 53189 SH SOLE 1 0 53189 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 224 3316 SH SOLE 1 0 3316 0 BRADY CORP CL A 104674106 226 8313 SH SOLE 1 0 8313 0 CARBONITE INC COM 141337105 229 22504 SH SOLE 1 0 22504 0 ITRON INC COM 465741106 234 6579 SH SOLE 1 0 6579 0 ORTHOFIX INTL N V COM N6748L102 237 7856 SH SOLE 1 0 7856 0 AGCO CORP COM 001084102 244 4424 SH SOLE 1 0 4424 0 ADVANCED MICRO DEVICES INC COM 007903107 250 62251 SH SOLE 1 0 62251 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 266 2493 SH SOLE 1 0 2493 0 IMATION CORP COM 45245A107 269 46630 SH SOLE 1 0 46630 0 RUDOLPH TECHNOLOGIES INC COM 781270103 273 23903 SH SOLE 1 0 23903 0 MCDERMOTT INTL INC COM 580037109 276 35247 SH SOLE 1 0 35247 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 277 5469 SH SOLE 1 0 5469 0 EATON VANCE SH TM DR DIVR IN COM 27828V104 283 18625 SH SOLE 18625 0 0 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 355 12144 SH SOLE 1 0 12144 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 360 12590 SH SOLE 1 0 12590 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 361 14565 SH SOLE 1 0 14565 0 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 604 10238 SH SOLE 1 0 10238 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 605 18899 SH SOLE 1 0 18899 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 614 12056 SH SOLE 1 0 12056 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 614 16659 SH SOLE 1 0 16659 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 624 102110 SH SOLE 102110 0 0 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 628 8188 SH SOLE 1 0 8188 0 ISHARES NAT AMT FREE BD 464288414 669 6250 SH SOLE 1 0 6250 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 721 23442 SH SOLE 1 0 23442 0 CSX CORP COM 126408103 910 31420 SH SOLE 1 0 31420 0 NORFOLK SOUTHERN CORP COM 655844108 964 9917 SH SOLE 1 0 9917 0 ISHARES CORE TOTUSBD ETF 464287226 998 9244 SH SOLE 1 0 9244 0 ISHARES CORE S&P MCP ETF 464287507 1031 7503 SH SOLE 1 0 7503 0 PIMCO ETF TR TOTL RETN ETF 72201R775 1135 10643 SH SOLE 1 0 10643 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1512 13384 SH SOLE 1 0 13384 0 FORD MTR CO DEL COM PAR $0.01 345370860 1590 101949 SH SOLE 1 0 101949 0 GENERAL ELECTRIC CO COM 369604103 1594 61557 SH SOLE 1 0 61557 0 CHEVRON CORP NEW COM 166764100 1603 13477 SH SOLE 1 0 13477 0 PEPSICO INC COM 713448108 1659 19865 SH SOLE 1 0 19865 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1681 39035 SH SOLE 39035 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1692 31674 SH SOLE 1 0 31674 0 BAXTER INTL INC COM 071813109 1702 23137 SH SOLE 1 0 23137 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1713 21388 SH SOLE 1 0 21388 0 EMERSON ELEC CO COM 291011104 1744 26112 SH SOLE 1 0 26112 0 LILLY ELI & CO COM 532457108 1775 30155 SH SOLE 1 0 30155 0 MICROSOFT CORP COM 594918104 1797 43829 SH SOLE 1 0 43829 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1801 89984 SH SOLE 1 0 89984 0 CORNING INC COM 219350105 2012 96654 SH SOLE 1 0 96654 0 ALPS ETF TR ALERIAN MLP 00162Q866 2326 131728 SH SOLE 131728 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2403 21154 SH SOLE 1 0 21154 0 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 2556 128332 SH SOLE 128332 0 0 ISHARES RUS 1000 GRW ETF 464287614 2986 34506 SH SOLE 1 0 34506 0 ISHARES TRANS AVG ETF 464287192 3012 22238 SH SOLE 1 0 22238 0 ISHARES RUS MD CP GR ETF 464287481 4458 51954 SH SOLE 1 0 51954 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 4492 75287 SH SOLE 1 0 75287 0 ISHARES MSCI EAFE ETF 464287465 4498 66930 SH SOLE 1 0 66930 0 SPDR SERIES TRUST S&P BK ETF 78464A797 4551 133701 SH SOLE 1 0 133701 0 VANGUARD INDEX FDS VALUE ETF 922908744 4571 58525 SH SOLE 1 0 58525 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4634 114195 SH SOLE 1 0 114195 0 ISHARES MSCI ACWI US ETF 464288240 6095 130872 SH SOLE 1 0 130872 0 ISHARES RUS 1000 VAL ETF 464287598 11929 123614 SH SOLE 1 0 123614 0 ISHARES CORE S&P500 ETF 464287200 14107 74984 SH SOLE 1 0 74984 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 18655 99756 SH SOLE 1 0 99756 0 ISHARES RUSSELL 2000 ETF 464287655 18655 2949 SH SOLE 1 25 2924 0