0001144204-12-008139.txt : 20120214
0001144204-12-008139.hdr.sgml : 20120214
20120214085921
ACCESSION NUMBER: 0001144204-12-008139
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vicis Capital, LLC
CENTRAL INDEX KEY: 0001341950
IRS NUMBER: 450538105
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11503
FILM NUMBER: 12602847
BUSINESS ADDRESS:
STREET 1: TOWER 56, SUITE 700, 126 E. 56TH STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-909-4600
MAIL ADDRESS:
STREET 1: TOWER 56, SUITE 700, 126 E. 56TH STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
v301572_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holding entries
Institutional Investment Manager Filing this Report:
Name: Vicis Capital, LLC
Address: 445 Park Avenue
Suite 1901
New York, NY 10022
Form 13F File Number: 28-11503
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Andrew Comito
Title: Compliance Officer
Phone: 212-909-4600
Signature, Place and Date of Signing:
/s/ Andrew Comito New York, NY 2/7/2012
----------------- ------------ --------
(Signature) (City, State) (Date)
Report Type (Check only one):
[X] 13F HOLDINGS REPORT: (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE: (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT: (Check here if a portion of the holding for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 4
Form 13F Information Table Value Total: $86,949 (in thousands)
List of Other Included Managers: None
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FORM 13F INFORMATION TABLE
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Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
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Voting
Value Shrs or SH/ Put/ Investment Other Authority
Name of Issuer Title of Class CUSIP (X$1,000) Prn Amt PRN Call Discretion Managers Sole Shared None
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GLOWPOINT INC COM NEW 379887201 $22,527 9,586,060 SH Sole X
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AMBIENT CORP COM NEW 02318N201 $64,274 13,882,083 SH Sole X
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CHINA HYDROELECTRIC CORP SPONSORED ADR 16949D101 $ 143 125,000 SH Sole X
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CHINA HYDROELECTRIC CORPORAT *W EXP 01/25/201 G2112E145 $ 5 125,000 CALL Sole X
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