-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H8Hs2E8GMLC08cT+rULWdeLabs/lRLma/KugENqRMxsH82V8h57WuWW1iL35YV0B b1Gqwc0B22splVGVDMa88Q== 0001127602-10-019292.txt : 20100716 0001127602-10-019292.hdr.sgml : 20100716 20100716161833 ACCESSION NUMBER: 0001127602-10-019292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100715 FILED AS OF DATE: 20100716 DATE AS OF CHANGE: 20100716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORACLE CORP CENTRAL INDEX KEY: 0001341439 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 542185193 FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 6505067000 MAIL ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: Ozark Holding Inc. DATE OF NAME CHANGE: 20051013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPS JR CHARLES E CENTRAL INDEX KEY: 0001236185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51788 FILM NUMBER: 10956634 MAIL ADDRESS: STREET 1: C/O DELPHI ASSET MANAGEMENT CORPORATION STREET 2: 6005 PLUMAS STREET, #100 CITY: RENO STATE: NV ZIP: 89519 FORMER NAME: FORMER CONFORMED NAME: PHILLIPS CHARLES E JR DATE OF NAME CHANGE: 20030527 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-07-15 0001341439 ORACLE CORP ORCL 0001236185 PHILLIPS JR CHARLES E C/O DELPHI ASSET MGMT CORPORATION 6005 PLUMAS STREET, SUITE 100 RENO NV 89519 1 1 President Common Stock 2010-07-15 4 M 0 750000 14.57 A 755000 D Common Stock 2010-07-15 4 M 0 750000 20.49 A 1505000 D Common Stock 2010-07-15 4 M 0 1000000 20.73 A 2505000 D Common Stock 2010-07-15 4 M 0 1000000 21.04 A 3505000 D Common Stock 2010-07-15 4 S 0 3500000 23.68 D 5000 D Stock Option 14.57 2010-07-15 4 M 0 750000 0 D 2016-07-06 Common Stock 750000 0 D Stock Option 20.49 2010-07-15 4 M 0 750000 0 D 2017-07-05 Common Stock 750000 750000 D Stock Option 20.73 2010-07-15 4 M 0 1000000 0 D 2018-07-03 Common Stock 1000000 2000000 D Stock Option 21.04 2010-07-15 4 M 0 1000000 0 D 2019-07-02 Common Stock 1000000 3000000 D Option vests 25% annually on anniversary of grant date. This transaction was executed in multiple trades at prices ranging from $23.60 to $23.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Rita S Dickson by Rita S Dickson, Attorney in Fact for Charles E. Phillips, Jr. (POA filed 8/31/04) 2010-07-16 -----END PRIVACY-ENHANCED MESSAGE-----