-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DNdPtCbw7Ul6i34+NYwsMAS5GGMHWjJNCQ7bSnnvrKJH9FjszORU5ZTxMQ2fMmy1 sUsKTJ5CPhFuM030gW1vrw== 0001127602-10-010755.txt : 20100407 0001127602-10-010755.hdr.sgml : 20100407 20100407134141 ACCESSION NUMBER: 0001127602-10-010755 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100405 FILED AS OF DATE: 20100407 DATE AS OF CHANGE: 20100407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORACLE CORP CENTRAL INDEX KEY: 0001341439 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 542185193 FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 6505067000 MAIL ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: Ozark Holding Inc. DATE OF NAME CHANGE: 20051013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPS JR CHARLES E CENTRAL INDEX KEY: 0001236185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51788 FILM NUMBER: 10736617 MAIL ADDRESS: STREET 1: C/O DELPHI ASSET MANAGEMENT CORPORATION STREET 2: 6005 PLUMAS STREET, #100 CITY: RENO STATE: NV ZIP: 89519 FORMER NAME: FORMER CONFORMED NAME: PHILLIPS CHARLES E JR DATE OF NAME CHANGE: 20030527 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-04-05 0001341439 ORACLE CORP ORCL 0001236185 PHILLIPS JR CHARLES E C/O DELPHI ASSET MGMT CORPORATION 6005 PLUMAS STREET, SUITE 100 RENO NV 89519 1 1 President Common Stock 2010-04-05 4 M 0 187500 10.23 A 192500 D Common Stock 2010-04-05 4 M 0 500000 12.34 A 692500 D Common Stock 2010-04-05 4 M 0 1500000 20.49 A 2192500 D Common Stock 2010-04-05 4 M 0 1000000 20.73 A 3192500 D Common Stock 2010-04-05 4 S 0 3187500 25.55 D 5000 D Stock Option 10.23 2010-04-05 4 M 0 187500 0 D 2014-08-27 Common Stock 187500 0 D Stock Option 12.34 2010-04-05 4 M 0 500000 0 D 2015-06-20 Common Stock 500000 0 D Stock Option 20.49 2010-04-05 4 M 0 1500000 0 D 2017-07-05 Common Stock 1500000 1500000 D Stock Option 20.73 2010-04-05 4 M 0 1000000 0 D 2018-07-03 Common Stock 1000000 3000000 D Option vests 25% annually on anniversary of grant date. This transaction was executed in multiple trades at prices ranging from $25.36 to $25.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Rita S Dickson by Rita S Dickson, Attorney in Fact for Charles E. Phillips, Jr. (POA filed 8/31/04) 2010-04-07 -----END PRIVACY-ENHANCED MESSAGE-----