-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gjk6RvBLdHtjHOAFMuk/dfSgAiscMVOKPCqXYrVgcreRTA4nJjPsnbyNUsUZTRcD 2RY7b9nGdA7aAtdSJWgrbw== 0000909012-11-000030.txt : 20110124 0000909012-11-000030.hdr.sgml : 20110124 20110124125308 ACCESSION NUMBER: 0000909012-11-000030 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110124 DATE AS OF CHANGE: 20110124 EFFECTIVENESS DATE: 20110124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: River Road Asset Management, LLC CENTRAL INDEX KEY: 0001341401 IRS NUMBER: 432076925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11487 FILM NUMBER: 11543209 BUSINESS ADDRESS: STREET 1: 462 SOUTH FOURTH STREET, SUITE 1600 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 5023714100 MAIL ADDRESS: STREET 1: 462 SOUTH FOURTH STREET, SUITE 1600 CITY: LOUISVILLE STATE: KY ZIP: 40207 13F-HR 1 t306163.txt RIVER ROAD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RIVER ROAD ASSET MANAGEMENT, LLC Address: 462 South Fourth Street Suite 1600 Louisville, Kentucky 40202 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas D. Mueller, CPA, CFA Title: Chief Operations Officer/Chief Compliance Officer Phone: 502-371-4104 Signature, Place, and Date of Signing: Thomas D. Mueller Louisville, Kentucky Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 162 Form 13F Information Table Value Total: 3,889,947 (thousands) List of Other Included Managers:
Title Voting Authority of Value Shares/ Sh/ Put/ Invstmt Other ---------------- Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- 31-Dec-10 3M Company COM 88579Y101 13,968 161,859 SH Sole 48,490 113,369 Administaff COM 007094105 25,092 856,375 SH Sole 731,885 124,490 Alleghany Corporation COM 017175100 16,396 53,518 SH Sole 53,518 Alterra Capital Holdings, Ltd. COM G0229R108 32,291 1,492,175 SH Sole 1,274,077 218,098 Amerco COM 023586100 4,094 42,631 SH Sole 37,097 5,534 American Eagle Outfitters, Inc COM 02553E106 13,605 929,970 SH Sole 268,775 661,195 APAC Customer Service COM 00185E106 8,208 1,352,288 SH Sole 1,004,478 347,810 Apollo Investment Corporation COM 03761U106 7,673 693,090 SH Sole 187,350 505,740 AptarGroup, Inc. COM 038336103 93,505 1,965,635 SH Sole 1,673,930 291,705 AstraZeneca PLC COM 046353108 5,346 115,735 SH Sole 114,160 1,575 Atlantic Tele-Network COM 049079205 11,980 312,199 SH Sole 270,684 41,515 Automatic Data Processing, Inc COM 053015103 38,078 822,769 SH Sole 214,610 608,159 Avatar Holdings, Inc. COM 053494100 8,586 433,188 SH Sole 322,488 110,700 Avista Corporation COM 05379B107 44,586 1,979,825 SH Sole 1,217,690 762,135 Bank of Hawaii Corporation COM 062540109 26,242 555,860 SH Sole 141,555 414,305 Becton, Dickinson and Company COM 075887109 5,730 67,800 SH Sole 66,845 955 Big Lots, Inc. COM 089302103 57,424 1,885,223 SH Sole 1,606,973 278,250 BJ's Wholesale Club, Inc. COM 05548J106 35,109 732,971 SH Sole 625,251 107,720 Bob Evans Farms, Inc. COM 096761101 38,901 1,180,235 SH Sole 1,023,790 156,445 BreitBurn Energy Partners L.P. COM 106776107 26,352 1,308,424 SH Sole 497,644 810,780 Brinks Company COM 109696104 51,466 1,914,671 SH Sole 1,632,269 282,402 Bristol Myers Squibb Company COM 110122108 11,101 419,239 SH Sole 419,239 Cantel Medical Corporation COM 138098108 4,804 205,310 SH Sole 152,570 52,740 Capital Southwest Corporation COM 140501107 5,304 51,095 SH Sole 38,125 12,970 Chemed Corporation COM 16359R103 20,469 322,295 SH Sole 276,035 46,260 Chevron Corporation COM 166764100 58,199 637,796 SH Sole 87,973 549,823 Chubb Corporation COM 171232101 26,933 451,585 SH Sole 137,010 314,575 Cincinnati Financial Corporati COM 172062101 41,523 1,310,295 SH Sole 751,960 558,335 Clorox Company COM 189054109 22,505 355,635 SH Sole 130,350 225,285 Coca-Cola Bottling Class A COM 191098102 4,897 88,114 SH Sole 76,042 12,072 Coca-Cola Company COM 191216100 12,232 185,975 SH Sole 185,975 Coca-Cola Enterprises, Inc. COM 19122T109 11,905 475,615 SH Sole 170,420 305,195 Commerce Bancshares COM 200525103 30,832 776,043 SH Sole 505,368 270,675 Compania Cervecerias Unidas S. COM 204429104 10,664 176,705 SH Sole 106,955 69,750 Compass Diversified Holdings COM 20451Q104 13,558 766,405 SH Sole 212,505 553,900 Computer Services, Inc. COM 20539A105 4,865 191,900 SH Sole 131,800 60,100 Conoco Phillips COM 20825C104 44,345 651,170 SH Sole 135,690 515,480 Copart, Inc. COM 217204106 37,232 996,845 SH Sole 872,335 124,510 Cracker Barrel Old Country Sto COM 22410J106 45,331 827,662 SH Sole 592,733 234,929 Cubic Corporation COM 229669106 16,449 348,855 SH Sole 300,685 48,170 Cullen/Frost Bankers, Inc. COM 229899109 20,074 328,430 SH Sole 90,895 237,535 Darden Restaurants, Inc. COM 237194105 18,036 388,362 SH Sole 99,207 289,155 Diageo PLC ADS COM 25243Q205 3,973 53,455 SH Sole 51,650 1,805 Dime Community Bancshares, Inc COM 253922108 15,713 1,076,940 SH Sole 803,140 273,800 Dress Barn, Inc. COM 261570105 56,516 2,139,152 SH Sole 1,825,843 313,309 DST Systems, Inc. COM 233326107 49,209 1,109,564 SH Sole 947,424 162,140 Duke Energy Corporation COM 26441C105 22,896 1,285,577 SH Sole 415,350 870,227 eHealth, Inc. COM 28238P109 9,052 637,885 SH Sole 532,565 105,320 Electro Rent Corporation COM 285218103 15,629 967,115 SH Sole 721,605 245,510 Energen Corporation COM 29265N108 13,486 279,455 SH Sole 279,455 Ensign Group, Inc. COM 29358P101 25,828 1,038,512 SH Sole 886,322 152,190 Equifax, Inc. COM 294429105 27,352 768,318 SH Sole 768,318 Evolution Petroleum Corporatio COM 30049A107 15,591 2,391,334 SH Sole 1,776,929 614,405 Federated Investors, Inc. COM 314211103 56,724 2,167,524 SH Sole 1,478,609 688,915 First Citizens Bancshares COM 31946M103 22,500 119,015 SH Sole 88,850 30,165 FPIC Insurance Group COM 302563101 14,699 397,700 SH Sole 296,895 100,805 Fred's, Inc. Class A COM 356108100 38,713 2,813,458 SH Sole 2,360,008 453,450 Frischs Restaurants COM 358748101 6,631 299,099 SH Sole 222,894 76,205 G&K Services, Inc. Class A COM 361268105 27,439 887,719 SH Sole 762,419 125,300 Gastar Exploration COM 367299203 8,576 1,994,489 SH Sole 1,486,019 508,470 General Dynamics Corporation COM 369550108 4,307 60,700 SH Sole 59,895 805 General Electric Company COM 369604103 31,756 1,736,274 SH Sole 1,736,274 General Mills, Inc. COM 370334104 18,929 531,872 SH Sole 222,655 309,217 Genuine Parts Company COM 372460105 28,059 546,537 SH Sole 177,455 369,082 Geo Group, Inc. COM 36159R103 65,863 2,670,863 SH Sole 2,278,713 392,150 Glatfelter COM 377316104 27,571 2,246,997 SH Sole 1,925,877 321,120 Grupo Aeroportuario del Surest COM 40051E202 5,365 95,035 SH Sole 37,365 57,670 Gyrodyne Company of America COM 403820103 4,937 61,471 SH Sole 45,981 15,490 Haemonetics Corporation COM 405024100 23,204 367,265 SH Sole 312,245 55,020 Harbinger Group COM 41146A106 11,462 1,851,769 SH Sole 1,373,849 477,920 Hillenbrand, Inc. COM 431571108 15,877 762,955 SH Sole 221,440 541,515 Hilltop Holdings Corporation COM 432748101 20,031 2,019,255 SH Sole 1,731,605 287,650 ICU Medical, Inc. COM 44930G107 40,463 1,108,581 SH Sole 937,091 171,490 Immucor, Inc. COM 452526106 26,146 1,318,489 SH Sole 1,127,779 190,710 Industrias Bachoco S.A.B. de C COM 456463108 24,343 1,006,318 SH Sole 828,000 178,318 Ingram Micro, Inc. COM 457153104 39,321 2,059,759 SH Sole 1,792,030 267,729 Intel Corporation COM 458140100 23,971 1,139,833 SH Sole 350,815 789,018 International Speedway Corpora COM 460335201 19,547 746,935 SH Sole 633,785 113,150 Ituran Location and Control, L COM M6158M104 14,541 831,403 SH Sole 705,193 126,210 J&J Snack Foods Corporation COM 466032109 27,626 572,685 SH Sole 487,517 85,168 J.M. Smucker Company COM 832696405 14,232 216,790 SH Sole 61,740 155,050 J2 Global Communications, Inc. COM 46626E205 27,544 951,445 SH Sole 811,735 139,710 Johnson & Johnson COM 478160104 39,247 634,557 SH Sole 110,020 524,537 Kimberly Clark Corporation COM 494368103 22,568 357,989 SH Sole 138,595 219,394 Knight Capital Group, Inc. COM 499005106 25,499 1,849,115 SH Sole 1,579,875 269,240 LHC Group COM 50187A107 16,212 540,392 SH Sole 460,262 80,130 Lockheed Martin Corporation COM 539830109 2,045 29,255 SH Sole 28,870 385 Mac-Gray Corporation COM 554153106 26,544 1,775,534 SH Sole 1,324,044 451,490 Madison Square Garden, Inc. Cl COM 55826P100 53,983 2,093,992 SH Sole 1,784,042 309,950 ManTech International Corporat COM 564563104 34,154 826,371 SH Sole 700,771 125,600 McCormick & Company, Inc. COM 579780206 30,040 645,611 SH Sole 236,645 408,966 McDonalds Corporation COM 580135101 33,577 437,430 SH Sole 89,160 348,270 Medallion Financial Corporatio COM 583928106 12,053 1,469,938 SH Sole 1,090,650 379,288 Merck & Company, Inc. COM 58933Y105 7,129 197,811 SH Sole 197,811 Mercury General COM 589400100 3,529 82,060 SH Sole 37,875 44,185 Microsoft Corporation COM 594918104 16,257 582,473 SH Sole 171,998 410,475 Monarch Casino & Resort, Inc. COM 609027107 10,471 837,710 SH Sole 625,290 212,420 National Fuel Gas Company COM 636180101 11,299 172,190 SH Sole 42,905 129,285 National Healthcare Corporatio COM 635906100 15,358 331,924 SH Sole 276,464 55,460 Navigators Group, Inc. COM 638904102 23,477 466,284 SH Sole 397,088 69,196 Norfolk Southern Corporation COM 655844108 25,347 403,480 SH Sole 106,990 296,490 NTELOS Holdings Corporation COM 67020Q107 19,930 1,046,215 SH Sole 883,355 162,860 Nucor Corporation COM 670346105 18,850 430,170 SH Sole 130,830 299,340 OfficeMax, Inc. COM 67622P101 35,666 2,015,050 SH Sole 1,725,260 289,790 OneBeacon Insurance Group COM G67742109 21,679 1,429,983 SH Sole 688,779 741,204 Oppenheimer Holdings, Inc. COM 683797104 18,497 705,731 SH Sole 581,717 124,014 Owens & Minor, Inc. COM 690732102 13,896 472,164 SH Sole 127,181 344,983 Papa Johns International COM 698813102 21,415 773,103 SH Sole 658,794 114,309 PartnerRe Limited COM G6852T105 47,907 596,233 SH Sole 404,341 191,892 Paychex, Inc. COM 704326107 16,211 524,457 SH Sole 161,645 362,812 People's United Financial, Inc COM 712704105 28,313 2,020,910 SH Sole 1,297,213 723,697 Pep Boys COM 713278109 29,508 2,197,170 SH Sole 1,872,400 324,770 Pepsico, Inc. COM 713448108 32,944 504,266 SH Sole 119,965 384,301 PetMed Express, Inc. COM 716382106 13,905 780,730 SH Sole 609,165 171,565 Petsmart COM 716768106 83,354 2,093,269 SH Sole 1,719,924 373,345 Pfizer, Inc. COM 717081103 24,961 1,425,527 SH Sole 279,230 1,146,297 Philip Morris International, I COM 718172109 36,154 617,697 SH Sole 617,697 Procter & Gamble Company COM 742718109 50,837 790,252 SH Sole 98,634 691,618 Provident Energy Trust Unit COM 74386V100 18,357 2,309,093 SH Sole 731,751 1,577,342 QEP Resources, Inc. COM 74733V100 6,938 191,090 SH Sole 191,090 Raytheon Company COM 755111507 4,628 100,681 SH Sole 99,331 1,350 Regal Entertainment Group COM 758766109 10,849 924,128 SH Sole 274,178 649,950 Regis Corporation COM 758932107 31,905 1,921,995 SH Sole 1,637,705 284,290 Rent-A-Center, Inc. COM 76009N100 68,033 2,107,589 SH Sole 1,791,338 316,251 Republic Bancorp Kentucky COM 760281204 8,903 374,860 SH Sole 315,540 59,320 RPM International, Inc. COM 749685103 4,836 218,837 SH Sole 97,645 121,192 Ruddick Corporation COM 781258108 100,317 2,723,036 SH Sole 2,315,933 407,103 Sabra Healthcare REIT, Inc. COM 78573L106 3,655 198,625 SH Sole 191,875 6,750 Safety Insurance Group, Inc. COM 78648T100 16,913 354,419 SH Sole 108,480 245,939 Sara Lee Corporation COM 803111103 27,273 1,557,582 SH Sole 536,007 1,021,575 SeaDrill Limited COM G7945E105 7,383 217,645 SH Sole 210,205 7,440 Seneca Foods Corporation COM 817070501 14,036 520,220 SH Sole 386,970 133,250 SJW Corporation COM 784305104 13,415 506,784 SH Sole 431,213 75,571 Southern Company COM 842587107 21,825 570,891 SH Sole 139,145 431,746 Spectra Energy Corporation COM 847560109 21,455 858,530 SH Sole 262,250 596,280 Standard Parking Corporation COM 853790103 9,732 512,725 SH Sole 382,305 130,420 Stepan Company COM 858586100 28,356 371,780 SH Sole 316,720 55,060 Steris Corporation COM 859152100 36,513 1,001,450 SH Sole 851,550 149,900 Sysco Corporation COM 871829107 29,041 987,783 SH Sole 279,128 708,655 Tetra Technologies, Inc. COM 88162F105 18,605 1,567,420 SH Sole 1,335,310 232,110 The Dolan Company COM 25659P402 19,188 1,378,465 SH Sole 1,151,545 226,920 Total System Services, Inc. COM 891906109 8,196 532,870 SH Sole 532,870 True Religion Apparel, Inc. COM 89784N104 19,183 861,770 SH Sole 732,780 128,990 Tutor Perini COM 901109108 19,751 922,495 SH Sole 785,945 136,550 U.S. Bancorp COM 902973304 15,764 584,486 SH Sole 104,150 480,336 UMB Financial Corporation COM 902788108 35,806 864,047 SH Sole 736,837 127,210 Unifirst Corporation COM 904708104 53,379 969,652 SH Sole 827,181 142,471 Unisource Energy Corporation COM 909205106 39,751 1,109,125 SH Sole 658,950 450,175 United Parcel Service, Inc. COM 911312106 30,839 424,900 SH Sole 133,250 291,650 United Technologies Corporatio COM 913017109 19,459 247,195 SH Sole 88,675 158,520 Universal Electronics, Inc. COM 913483103 12,224 430,880 SH Sole 320,060 110,820 V.F. Corporation COM 918204108 11,312 131,260 SH Sole 40,280 90,980 Verizon Communication COM 92343V104 24,947 697,244 SH Sole 139,066 558,178 Village Super Market COM 927107409 38,738 1,173,876 SH Sole 984,984 188,892 Vivo Participacoes S.A. COM 92855S200 9,977 309,155 SH Sole 78,425 230,730 Vodafone Group COM 92857W209 6,257 236,650 SH Sole 228,730 7,920 Volt Information Sciences, Inc COM 928703107 8,188 946,573 SH Sole 704,213 242,360 W.R. Berkley Corporation COM 084423102 14,838 541,915 SH Sole 541,915 Wal-Mart Stores, Inc. COM 931142103 14,512 269,087 SH Sole 78,797 190,290 Waste Management, Inc. COM 94106L109 41,181 1,116,911 SH Sole 364,750 752,161 White Mountains Insurance Grou COM G9618E107 30,113 89,728 SH Sole 77,177 12,551 Winn-Dixie Stores, Inc. COM 974280307 19,048 2,652,935 SH Sole 2,260,755 392,180 REPORT SUMMARY 162 DATA RECORDS 3,889,947 - OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED Do not save this screen as a text file. This report automatically creates the text file inftable.txt, which meets all SEC filing requirements. For details on the location of this text file, see your Form 13F Report documentation.
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