-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KiatiRtHvV0LASNleVaAjEGmYQWdhbrNIN4pLNfLgY85PRGnIYQmlJaZJ7wSzVvY H4tecWH7kMxsYt1rvnzD5g== 0000909012-09-001075.txt : 20090714 0000909012-09-001075.hdr.sgml : 20090714 20090714160508 ACCESSION NUMBER: 0000909012-09-001075 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090714 DATE AS OF CHANGE: 20090714 EFFECTIVENESS DATE: 20090714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: River Road Asset Management, LLC CENTRAL INDEX KEY: 0001341401 IRS NUMBER: 432076925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11487 FILM NUMBER: 09943981 BUSINESS ADDRESS: STREET 1: 462 SOUTH FOURTH STREET, SUITE 1600 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 5023714100 MAIL ADDRESS: STREET 1: 462 SOUTH FOURTH STREET, SUITE 1600 CITY: LOUISVILLE STATE: KY ZIP: 40207 13F-HR 1 t305499.txt RIVER ROAD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RIVER ROAD ASSET MANAGEMENT, LLC Address: 462 South Fourth Street Suite 1600 Louisville, Kentucky 40202 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas D. Mueller, CPA, CFA Title: Chief Operations Officer/Chief Compliance Officer Phone: 502-371-4104 Signature, Place, and Date of Signing: Thomas D. Mueller Louisville, Kentucky Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 166 Form 13F Information Table Value Total: 2,711,176 (thousands) List of Other Included Managers: River Road Asset Management, LLC FORM 13F 30-JUN-09
Title Voting Authority of Value Shares/ Sh/ Put/ Invstmt Other ---------------- Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- 3M Company COM 88579Y101 8,142 135,476 SH Sole 22,435.00 113,041.00 Abercrombie & Fitch Company COM 002896207 4,260 167,785 SH Sole 166,945.00 840.00 Affiliated Computer Services, COM 008190100 5,093 114,650 SH Sole 114,100.00 550.00 Air Methods Corporation COM 009128307 5,270 192,620 SH Sole 143,990.00 48,630.00 Airgas, Inc. COM 009363102 12,191 300,781 SH Sole 299,341.00 1,440.00 Alleghany Corporation COM 017175100 10,743 39,642 SH Sole 39,439.00 203.00 Allete, Inc. COM 018522300 23,998 834,713 SH Sole 484,630.00 350,083.00 Alliance Resource Partner COM 01877R108 16,333 502,569 SH Sole 98,980.00 403,589.00 Altria Group, Inc. COM 02209S103 7,443 454,090 SH Sole 454,090.00 Amerco COM 023586100 20,783 559,423 SH Sole 462,088.00 97,335.00 American Dairy, Inc. COM 025334103 42,588 1,073,827 SH Sole 879,054.00 194,773.00 AptarGroup, Inc. COM 038336103 74,179 2,196,592 SH Sole 1,839,417.00 357,175.00 Arthur J. Gallagher & Company COM 363576109 15,390 721,165 SH Sole 126,865.00 594,300.00 Automatic Data Processing, Inc COM 053015103 23,875 673,660 SH Sole 76,406.00 597,254.00 BancorpSouth, Inc. COM 059692103 32,027 1,559,986 SH Sole 818,155.00 741,831.00 Bank of Hawaii Corporation COM 062540109 30,444 849,692 SH Sole 431,975.00 417,717.00 Barnes & Noble, Inc. COM 067774109 24,808 1,202,534 SH Sole 849,685.00 352,849.00 BCE, Inc. COM 05534B760 11,514 557,324 SH Sole 79,280.00 478,044.00 Bel Fuse, Inc. Class B COM 077347300 8,377 522,286 SH Sole 418,095.00 104,191.00 Big Lots, Inc. COM 089302103 12,680 602,950 SH Sole 493,660.00 109,290.00 Boardwalk Pipeline Partners COM 096627104 16,927 749,666 SH Sole 107,575.00 642,091.00 Brinks Home Security Holdings, COM 109699108 49,924 1,763,467 SH Sole 1,480,115.00 283,352.00 Bristol-Myers Squibb COM 110122108 8,788 432,716 SH Sole 432,716.00 Bristow Group, Inc. COM 110394103 11,515 388,640 SH Sole 326,040.00 62,600.00 Brown-Forman Corporation Class COM 115637209 12,167 283,085 SH Sole 41,400.00 241,685.00 Cal Dive International, Inc. COM 12802T101 12,007 1,391,252 SH Sole 1,125,165.00 266,087.00 Callaway Golf Company COM 131193104 5,394 1,063,985 SH Sole 900,775.00 163,210.00 Cardinal Health, Inc. COM 14149Y108 10,559 345,625 SH Sole 49,475.00 296,150.00 Caseys General Store COM 147528103 56,497 2,199,168 SH Sole 1,841,448.00 357,720.00 Cass Information Systems, Inc. COM 14808P109 9,981 304,848 SH Sole 218,258.00 86,590.00 Cato Corporation Class A COM 149205106 3,229 185,122 SH Sole 25,950.00 159,172.00 Chase Corporation COM 16150R104 1,507 126,635 SH Sole 92,425.00 34,210.00 Chevron Corporation COM 166764100 38,749 584,884 SH Sole 41,450.00 543,434.00 Chindex International, Inc. COM 169467107 10,455 845,182 SH Sole 609,297.00 235,885.00 Chubb Corporation COM 171232101 13,441 337,027 SH Sole 49,475.00 287,552.00 Cimarex Energy Company COM 171798101 6,210 219,126 SH Sole 218,056.00 1,070.00 Cincinnati Financial Corporati COM 172062101 4,610 206,265 SH Sole 40,700.00 165,565.00 CKX, Inc. COM 12562M106 11,834 1,664,368 SH Sole 1,375,438.00 288,930.00 Clorox Company COM 189054109 19,582 350,749 SH Sole 61,125.00 289,624.00 Coca-Cola Bottling Class A COM 191098102 23,976 434,895 SH Sole 353,473.00 81,422.00 Commerce Bancshares COM 200525103 19,151 601,663 SH Sole 389,572.00 212,091.00 Compass Minerals International COM 20451N101 22,112 402,699 SH Sole 199,825.00 202,874.00 Computer Services, Inc. COM 20539A105 3,956 122,660 SH Sole 85,790.00 36,870.00 Copart, Inc. COM 217204106 19,579 564,732 SH Sole 489,872.00 74,860.00 Cracker Barrel Old Country Sto COM 22410J106 40,286 1,443,943 SH Sole 1,096,753.00 347,190.00 Cullen/Frost Bankers, Inc. COM 229899109 7,664 166,175 SH Sole 23,875.00 142,300.00 Diageo PLC ADS COM 25243Q205 1,862 32,525 SH Sole 31,025.00 1,500.00 Dollar Tree, Inc. COM 256746108 27,941 663,670 SH Sole 566,255.00 97,415.00 Dress Barn, Inc. COM 261570105 15,695 1,097,535 SH Sole 902,006.00 195,529.00 Duke Energy Corporation COM 26441C105 20,690 1,418,101 SH Sole 162,825.00 1,255,276.00 Eastern American Natural Gas S COM 276217106 4,924 205,174 SH Sole 145,134.00 60,040.00 Electro Rent Corporation COM 285218103 8,824 929,820 SH Sole 672,720.00 257,100.00 Encore Acquisition COM 29255W100 26,361 854,484 SH Sole 717,654.00 136,830.00 Encore Energy Partners COM 29257A106 6,641 464,440 SH Sole 179,150.00 285,290.00 ENI S.p.A. COM 26874R108 3,236 68,250 SH Sole 65,050.00 3,200.00 Equifax, Inc. COM 294429105 16,393 628,066 SH Sole 625,066.00 3,000.00 Erie Indemnity Company Class A COM 29530P102 23,244 650,005 SH Sole 494,745.00 155,260.00 Evolution Petroleum Corporatio COM 30049A107 6,617 2,544,865 SH Sole 1,823,270.00 721,595.00 Exelon Corporation COM 30161N101 15,313 299,024 SH Sole 30,550.00 268,474.00 First Citizens Bancshares COM 31946M103 12,594 94,228 SH Sole 71,163.00 23,065.00 FirstService Corporation COM 33761N109 9,075 771,005 SH Sole 625,005.00 146,000.00 Fred's, Inc. Class A COM 356108100 25,051 1,981,873 SH Sole 1,647,353.00 334,520.00 Frischs Restaurants COM 358748101 13,255 448,722 SH Sole 317,457.00 131,265.00 Frontier Oil COM 35914P105 10,153 774,460 SH Sole 648,800.00 125,660.00 General Electric Company COM 369604103 13,460 1,148,481 SH Sole 1,148,481.00 General Mills, Inc. COM 370334104 11,751 209,769 SH Sole 52,125.00 157,644.00 Genuine Parts Company COM 372460105 12,630 376,344 SH Sole 61,425.00 314,919.00 Glatfelter COM 377316104 19,222 2,159,727 SH Sole 1,795,017.00 364,710.00 Gyrodyne Company of America COM 403820103 4,333 103,149 SH Sole 73,039.00 30,110.00 Hampshire Group, Ltd. COM 408859106 1,279 521,905 SH Sole 369,215.00 152,690.00 Hillenbrand, Inc. COM 431571108 28,718 1,725,813 SH Sole 1,003,891.00 721,922.00 Hilltop Holdings Corporation COM 432748101 22,756 1,917,131 SH Sole 1,602,501.00 314,630.00 Honeywell International, Inc. COM 438516106 13,576 432,361 SH Sole 62,300.00 370,061.00 Houston Wire & Cable Company COM 44244K109 3,025 254,019 SH Sole 206,409.00 47,610.00 HQ Sustainable Maritime COM 40426A208 7,517 821,533 SH Sole 594,160.00 227,373.00 Industrias Bachoco S.A.B. de C COM 456463108 32,155 1,509,620 SH Sole 1,199,337.00 310,283.00 Ingram Micro, Inc. COM 457153104 42,641 2,436,629 SH Sole 2,164,320.00 272,309.00 Integrys Energy Group, Inc. COM 45822P105 10,940 364,804 SH Sole 146,768.00 218,036.00 Intel Corporation COM 458140100 20,825 1,258,299 SH Sole 165,025.00 1,093,274.00 International Flavors & Fragra COM 459506101 13,815 422,212 SH Sole 59,425.00 362,787.00 International Speedway Corpora COM 460335201 10,311 402,459 SH Sole 336,789.00 65,670.00 Ituran Location and Control, L COM M6158M104 11,833 1,434,278 SH Sole 1,149,677.00 284,601.00 J&J Snack Foods Corporation COM 466032109 16,526 460,323 SH Sole 370,138.00 90,185.00 J.M. Smucker Company COM 832696405 9,898 203,419 SH Sole 28,975.00 174,444.00 JAKKS Pacific, Inc. COM 47012E106 13,159 1,025,665 SH Sole 849,655.00 176,010.00 Johnson & Johnson COM 478160104 17,247 303,644 SH Sole 51,575.00 252,069.00 Jos. A Bank Clothiers, Inc. COM 480838101 17,481 507,280 SH Sole 417,988.00 89,292.00 Kimberly Clark Corporation COM 494368103 11,477 218,898 SH Sole 41,775.00 177,123.00 Korn Ferry International COM 500643200 9,962 936,305 SH Sole 764,956.00 171,349.00 Lincoln Education Services, In COM 533535100 7,356 351,450 SH Sole 259,410.00 92,040.00 Mac-Gray Corporation COM 554153106 24,652 1,861,911 SH Sole 1,322,581.00 539,330.00 Magellan Midstream Partners, L COM 559080106 28,579 822,184 SH Sole 91,950.00 730,234.00 Martek Biosciences COM 572901106 19,310 912,982 SH Sole 763,732.00 149,250.00 Max Capital Group COM G6052F103 13,282 719,525 SH Sole 609,097.00 110,428.00 McCormick & Company, Inc. COM 579780206 18,318 563,100 SH Sole 96,900.00 466,200.00 Medallion Financial Corporatio COM 583928106 15,038 1,965,757 SH Sole 1,451,859.00 513,898.00 Mednax, Inc. COM 58502B106 12,558 298,075 SH Sole 244,495.00 53,580.00 Merck & Company, Inc. COM 589331107 5,810 207,803 SH Sole 207,803.00 Microsoft Corporation COM 594918104 15,302 643,757 SH Sole 67,850.00 575,907.00 Mid-America Apartment Communit COM 59522J103 1,193 32,510 SH Sole 30,885.00 1,625.00 Nathans Famous COM 632347100 3,643 273,670 SH Sole 195,634.00 78,036.00 National Beverage Corporation COM 635017106 14,272 1,332,567 SH Sole 1,068,671.00 263,896.00 Navigators Group, Inc. COM 638904102 25,228 567,810 SH Sole 468,724.00 99,086.00 Norfolk Southern Corporation COM 655844108 13,422 356,308 SH Sole 50,825.00 305,483.00 Nucor Corporation COM 670346105 11,986 269,767 SH Sole 40,875.00 228,892.00 OfficeMax Corporation COM 67622P101 14,121 2,248,592 SH Sole 1,881,232.00 367,360.00 Oppenheimer Holdings, Inc. COM 683797104 14,031 662,760 SH Sole 527,276.00 135,484.00 Owens & Minor, Inc. COM 690732102 5,689 129,825 SH Sole 26,050.00 103,775.00 Papa Johns International COM 698813102 13,951 562,760 SH Sole 469,461.00 93,299.00 PartnerRe Limited COM G6852T105 23,229 357,637 SH Sole 237,231.00 120,406.00 Paychex, Inc. COM 704326107 10,972 435,378 SH Sole 75,650.00 359,728.00 People's United Financial, Inc COM 712704105 27,828 1,846,567 SH Sole 790,555.00 1,056,012.00 Pepsico, Inc. COM 713448108 19,723 358,864 SH Sole 56,075.00 302,789.00 PetMed Express, Inc. COM 716382106 11,406 758,885 SH Sole 563,910.00 194,975.00 Petsmart COM 716768106 16,221 755,864 SH Sole 752,314.00 3,550.00 Pfizer, Inc. COM 717081103 17,108 1,140,561 SH Sole 42,800.00 1,097,761.00 Pharmaceutical Product Develop COM 717124101 12,234 526,880 SH Sole 185,985.00 340,895.00 Philip Morris International, I COM 718172109 26,168 599,912 SH Sole 599,912.00 Pike Electric Corporation COM 721283109 25,662 2,129,630 SH Sole 1,777,070.00 352,560.00 PNC Financial Services COM 693475105 12,706 327,391 SH Sole 3,950.00 323,441.00 Polo Ralph Lauren Corporation COM 731572103 5,284 98,691 SH Sole 98,221.00 470.00 Portland General Electric COM 736508847 36,947 1,896,681 SH Sole 1,116,512.00 780,169.00 Procter & Gamble Company COM 742718109 14,793 289,486 SH Sole 46,550.00 242,936.00 Realty Income Corporation COM 756109104 2,421 110,425 SH Sole 105,225.00 5,200.00 Rent-A-Center, Inc. COM 76009N100 28,712 1,610,304 SH Sole 1,360,383.00 249,921.00 Res-Care, Inc. COM 760943100 13,167 920,800 SH Sole 752,210.00 168,590.00 Rosetta Resources, Inc. COM 777779307 11,040 1,260,256 SH Sole 1,034,096.00 226,160.00 RPM International, Inc. COM 749685103 9,323 664,062 SH Sole 166,620.00 497,442.00 Ruddick Corporation COM 781258108 51,218 2,185,998 SH Sole 1,855,065.00 330,933.00 Safety Insurance Group COM 78648T100 9,765 319,550 SH Sole 51,150.00 268,400.00 SJW Corporation COM 784305104 22,691 999,623 SH Sole 829,132.00 170,491.00 Sotheby's COM 835898107 15,731 1,114,885 SH Sole 921,205.00 193,680.00 Southern Company COM 842587107 20,993 673,709 SH Sole 65,670.00 608,039.00 Spectra Energy Corporation COM 847560109 19,831 1,172,025 SH Sole 180,750.00 991,275.00 Steiner Leisure Limited COM P8744Y102 3,688 120,810 SH Sole 90,240.00 30,570.00 Steris Corporation COM 859152100 21,542 826,012 SH Sole 685,612.00 140,400.00 Sterling Construction Co. Inc. COM 859241101 5,855 383,680 SH Sole 283,140.00 100,540.00 Supervalu, Inc. COM 868536103 8,466 653,779 SH Sole 92,175.00 561,604.00 Sysco Corporation COM 871829107 15,778 701,885 SH Sole 98,192.00 603,693.00 TC Pipelines, L.P. COM 87233Q108 10,297 295,970 SH Sole 45,450.00 250,520.00 TEPPCO Partners, L.P. COM 872384102 8,147 272,852 SH Sole 92,500.00 180,352.00 The Brinks Company COM 109696104 43,924 1,513,071 SH Sole 1,301,059.00 212,012.00 The Geo Group, Inc. COM 36159R103 30,595 1,646,652 SH Sole 1,374,842.00 271,810.00 TrueBlue, Inc. COM 89785X101 11,898 1,416,429 SH Sole 1,134,745.00 281,684.00 U.S. Bancorp COM 902973304 10,711 597,687 SH Sole 50,825.00 546,862.00 UMB Financial Corporation COM 902788108 21,758 572,435 SH Sole 463,985.00 108,450.00 Unifirst Corporation COM 904708104 25,628 689,492 SH Sole 568,731.00 120,761.00 United Parcel Services, Inc. COM 911312106 16,470 329,471 SH Sole 41,650.00 287,821.00 United States Cellular Corpora COM 911684108 4,158 108,135 SH Sole 107,615.00 520.00 United Technologies Corporatio COM 913017109 15,918 306,353 SH Sole 41,550.00 264,803.00 V.F. Corporation COM 918204108 14,057 253,973 SH Sole 41,150.00 212,823.00 Verizon Communication COM 92343V104 33,831 1,100,897 SH Sole 137,225.00 963,672.00 Viad Corporation COM 92552R406 14,169 822,843 SH Sole 679,125.00 143,718.00 Village Super Market COM 927107409 37,602 1,263,932 SH Sole 1,012,686.00 251,246.00 Volt Information Sciences COM 928703107 4,301 685,920 SH Sole 506,970.00 178,950.00 W.R. Berkley Corporation COM 084423102 17,307 806,102 SH Sole 802,152.00 3,950.00 Waste Management, Inc. COM 94106L109 35,119 1,247,139 SH Sole 153,150.00 1,093,989.00 WCA Waste Corporation COM 92926K103 6,250 1,653,400 SH Sole 1,185,550.00 467,850.00 Wells Fargo & Company COM 949746101 18,756 773,106 SH Sole 773,106.00 West Pharmaceutical Services, COM 955306105 10,898 312,705 SH Sole 254,675.00 58,030.00 Western Gas Partners LP COM 958254104 5,065 326,560 SH Sole 50,150.00 276,410.00 White Mountains Insurance Grou COM G9618E107 12,059 52,680 SH Sole 44,383.00 8,297.00 Whitney Holding Corporation COM 966612103 2,928 319,640 SH Sole 272,055.00 47,585.00 Yum Brands, Inc. COM 988498101 19,816 594,358 SH Sole 80,700.00 513,658.00 Zapata Corporation COM 989070602 13,655 2,005,203 SH Sole 1,455,483.00 549,720.00 Zenith National Insurance COM 989390109 12,975 596,812 SH Sole 381,150.00 215,662.00 REPORT SUMMARY 166 DATA RECORDS 2,711,176 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED Do not save this screen as a text file. This report automatically creates the text file inftable.txt, which meets all SEC filing requirements. For details on the location of this text file, see your 705 Report documentation.
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