0000904454-15-000047.txt : 20150205 0000904454-15-000047.hdr.sgml : 20150205 20150205091901 ACCESSION NUMBER: 0000904454-15-000047 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150205 DATE AS OF CHANGE: 20150205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Aldeyra Therapeutics, Inc. CENTRAL INDEX KEY: 0001341235 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88182 FILM NUMBER: 15577907 BUSINESS ADDRESS: STREET 1: 131 HARTWELL AVENUE STREET 2: SUITE 320 CITY: LEXINGTON STATE: MA ZIP: 02421 BUSINESS PHONE: 781-761-4904 MAIL ADDRESS: STREET 1: 131 HARTWELL AVENUE STREET 2: SUITE 320 CITY: LEXINGTON STATE: MA ZIP: 02421 FORMER COMPANY: FORMER CONFORMED NAME: Aldexa Therapeutics, Inc. DATE OF NAME CHANGE: 20130102 FORMER COMPANY: FORMER CONFORMED NAME: Neuron Systems Inc DATE OF NAME CHANGE: 20051012 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Domain Partners VI, L.P. CENTRAL INDEX KEY: 0001298033 IRS NUMBER: 331073839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE PALMER SQUARE CITY: PRINCETON STATE: NJ ZIP: 08542 BUSINESS PHONE: (609) 683-5656 MAIL ADDRESS: STREET 1: ONE PALMER SQUARE CITY: PRINCETON STATE: NJ ZIP: 08542 SC 13G 1 s13g_020415-aldeyra.htm SCHEDULE 13G FOR ALDEYRA THERAPEUTICS, INC. BY DOMAIN PARTNERS VI, L.P. s13g_020415-aldeyra.htm

 
 

 
CUSIP No. 01438T106 Page 1 of 8 Pages


 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
_____________________
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No.  )1
 
Aldeyra Therapeutics, Inc.
(Name of Issuer)
 
Common Stock, $0.001 par value
(Title of Class of Securities)
 
01438T106
(CUSIP Number)
 
December 31, 2014
Date of Event Which Requires Filing of this Statement

Check the appropriate box to designate the rule pursuant to which this Schedule is Filed:

[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)




_______________________

1The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.  The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.


 
 

 
CUSIP No. 01438T106 Page 2 of 8 Pages


1)
Name of Reporting Person
I.R.S. Identification
No. of Above Person
(Entities Only)
(Voluntary)
Domain Partners VI, L.P.
2)
Check the Appropriate Box
if a Member of a Group
(a) [X]
(b) [ ]
3)
SEC Use Only
 
4)
Citizenship or Place
of Organization
Delaware
 
Number of
Shares Beneficially
Owned by Each
Reporting Person
With
 
5)
Sole Voting
Power
1,973,389 shares of Common Stock *
6)
Shared Voting
Power
 
-0-
7)
Sole Dispositive
Power
1,973,389 shares of Common Stock *
8)
Shared Dispositive Power
 
-0-
9)
Aggregate Amount Beneficially Owned by Each Reporting Person
1,973,389 shares of Common Stock *
10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
 
11)
Percent of Class Represented by Amount in Row (9)
35.5% **
12)
Type of Reporting Person
PN
 
* As of December 31, 2014
** Based on 5,565,415 shares of Common Stock outstanding as of December 31, 2014

 
 

 
CUSIP No. 01438T106 Page 3 of 8 Pages


1)
Name of Reporting Person
I.R.S. Identification
No. of Above Person
(Entities Only)
(Voluntary)
DP VI Associates, L.P.
2)
Check the Appropriate Box
if a Member of a Group
(a) [X]
(b) [ ]
3)
SEC Use Only
 
4)
Citizenship or Place
of Organization
Delaware
 
Number of
Shares Beneficially
Owned by Each
Reporting Person
With
 
5)
Sole Voting
Power
9,208 shares of Common Stock *
6)
Shared Voting
Power
 
-0-
7)
Sole Dispositive
Power
9,208 shares of Common Stock *
8)
Shared Dispositive Power
 
-0-
9)
Aggregate Amount Beneficially Owned by Each Reporting Person
9,208 shares of Common Stock *
10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
 
11)
Percent of Class Represented by Amount in Row (9)
0.2% **
12)
Type of Reporting Person
PN
 

* As of December 31, 2014
** Based on 5,565,415 shares of Common Stock outstanding as of December 31, 2014

 
 

 
CUSIP No. 01438T106 Page 4 of 8 Pages


Schedule 13G

 

Item 1(a)
Name of Issuer:  Aldeyra Therapeutics, Inc.
     
Item 1(b)
Address of Issuer’s Principal Executive Offices:
     
   
15 New England Executive Park
   
Burlington, MA  01803
     
Item 2(a)
Name of Person Filing:
     
   
This statement is being filed by Domain Partners VI, L.P., a Delaware limited partnership (“Domain VI”), and DP VI Associates, L.P., a Delaware limited partnership (“DP VI A”) (together, the “Reporting Persons”).
     
Item 2(b)
Address of Principal Business Office:
     
   
One Palmer Square
   
Princeton, NJ  08542
     
Item 2(c)
Place of Organization:
     
   
Domain VI:  Delaware
   
DP VI A:  Delaware
     
Item 2(d)
Title of Class of Securities:
     
   
Common Stock, $0.001 par value
     
Item 2(e)
CUSIP Number: 01438T106
     
Item 3
Statements Filed Pursuant to Rules 13d-1(b) or 13d-2(b):
     
   
Not applicable.
     
Item 4
Ownership.
     
(a) through (c):
 
 
The information set forth in Items 5 through 9 and 11 of the cover pages to this Schedule 13G is incorporated herein by reference. In addition, as of December 31, 2014 Domain Associates, L.L.C., an affiliate and the investment manager of the Reporting Persons, directly beneficially owned 10,358 shares of Common Stock, or approximately 0.2% of the Common Stock outstanding.
 
 

 
 

 
CUSIP No. 01438T106 Page 5 of 8 Pages

     
Item 5
Ownership of Five Percent or Less of a Class:
     
   
Not applicable.
     
Item 6
Ownership of More than Five Percent on Behalf of Another Person:
     
   
Not applicable.
     
Item 7
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Company:
     
   
Not applicable.
     
Item 8
Identification and Classification of Members of the Group:
     
   
See Exhibit 2.
     
Item 9
Notice of Dissolution of Group:
     
   
Not applicable.
     
Item 10
Certification:
     
   
Not applicable.


 
 

 
CUSIP No. 01438T106 Page 6 of 8 Pages

Signature:

After reasonable inquiry and to the best of their knowledge and belief, the undersigned hereby certify that the information set forth in this statement is true, complete and correct.

Dated:  February 3, 2015

 
DOMAIN PARTNERS VI, L.P.
 
By:
One Palmer Square Associates VI, L.L.C., General Partner
 
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member
 
 
 
DP VI ASSOCIATES, L.P.
 
By:
One Palmer Square Associates VI, L.L.C., General Partner
 
 
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member




 
 

 
CUSIP No. 01438T106 Page 7 of 8 Pages

 EXHIBIT 1

 
JOINT FILING AGREEMENT
 
 
The undersigned hereby agree that the statement on Schedule 13G to which this Agreement is annexed as Exhibit 2, and any amendments thereto, is and will be filed on behalf of each of them in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
 
 

 
 
Dated:  February 3, 2015
 

 
DOMAIN PARTNERS VI, L.P.
 
By:
One Palmer Square Associates VI, L.L.C., General Partner
 
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member
 
DP VI ASSOCIATES, L.P.
 
By:
One Palmer Square Associates VI, L.L.C., General Partner
 
By:
/s/ Kathleen K. Schoemaker
   
Managing Member




 
 

 
CUSIP No. 01438T106 Page 8 of 8 Pages

 EXHIBIT 2

    Identification and Classification of Members of the Group

Domain Partners VI, L.P. and DP VI Associates, L.P. are filing this statement on Schedule 13G as a group.

Domain Partners VI, L.P. is a Delaware limited partnership.  Its sole general partner is One Palmer Square Associates VI, L.L.C., a Delaware limited liability company.

DP VI Associates, L.P. is a Delaware limited partnership.  Its sole general partner is One Palmer Square Associates VI, L.L.C., a Delaware limited liability company.